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Article
Jrn Bjerre1
Abstract
The aim of John Searles philosophy of society is to provide a foundation for
the social sciences. Arguing that the study of social reality needs to be based
on a philosophy of language, Searle claims that sociology has little to offer
since no sociologist ever took language seriously. Attacking Durkheim headon, Searle not only claims that Durkheims project differs from his own but
also that Durkheims sociology has serious shortcomings. Opposing Searle,
this paper argues that Durkheims account of social reality is still viable and
that Searles attack backfires on his own theoretical project.
Keywords
Searle, Durkheim, philosophy, sociology, mind, downward causation
Despite numerous attempts to build a bridge between sociological theory and
philosophy, the two fields remain constituted by parallel discussions when it
comes to understanding social reality. Anne Rawls (2011, 412) recently
regretted this gap, emphasizing that the job of both sociology and philosophy is the same: to explain how people make sense, how they know reality.
Received 27 November 2013
1Aarhus
Corresponding Author:
Jrn Bjerre, Department of Education, Aarhus University, Niels Juels Gade 84, Building 2110,
8200 Aarhus N, Denmark.
Email: jbje@dpu.dk
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John Searles theory of social reality constitutes an extreme case of a philosopher embarking on what has been a sociological project for at least a century,
without taking sociology into account. As Searle (1995) moved from the philosophy of language, via the philosophy of mind, to his quest for developing
a theory of social reality, the contributions of classical sociologists such as
Durkheim, Weber, and Simmel were summarily dismissed. Searle declared
that the sociologists lacked the necessary tools for understanding social
reality. The missing tools, according to Searle (1995, xii), were his own theory of speech acts, intentionality, and performatives.
Neil Gross later commented on Searles book that it is very Durkheimian,
and even that the core claims of [Searles] book do not advance all that much
beyond those which Emile Durkheim staked out a century ago (Gross 2006,
46). Not only did Searle reject Grosss claims but he also made a direct attack
on Durkheim, arguing that he is a bad philosopher and that his contributions
are riddled with shortcomings (Searle 2006). Commenting subsequently on
Searles reply, Steven Lukes noted that Searle was unfair to Durkheim on
certain points; however, Lukes (2007, 196) accepted Searles main argument
as fair enough.
This paper argues that Durkheims account of social reality survives
unscathed by John Searles critiques, and more importantly, that Searles
attack on Durkheim backfires on Searles own philosophy. Searle fails in his
attempt to answer the basic questions concerning human civilization using an
a-temporal, conceptual analysis of language.
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philosophy, according to which one has to choose between reductionism, on the one
hand, and a super mind floating over individual minds on the other. Searle (1995,
25-26) clears the ground for his contribution, by stating that this is a false dilemma
since the collective intentionality referring to a we may be situated in the individual mind. It is much the same dilemma Durkheim confronted in 1895 in The Rules
of Sociological Method, where Durkheim proposed a third path between two positions
dominating the philosophical debate at the end of the nineteenth century: One was
either a scientist and accepted that society was reducible to individuals, or else one
was proposing a metaphysical dualism (Sawyer 2002, 227).
2Searle speaks of status function, Durkheim of function; Searle speaks of constitutive rules, whereas Durkheim uses the word rules and has an implicit assumptions about the constitutive functions of rules, as discussed by Rawls (2012); Searle
uses the term institutional facts, while Durkheim speaks of institutions and social
facts; Searle uses the word deontology, while Durkheim uses duty.
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which not only runs into some of the same problems as the older theory but
also returns to precisely those fallacies that Durkheim sought to correct.
Confronted with this critique, Searle aggressively defends his project but in
so doing reveals his own inadequate understanding of classical sociology. He
therefore fails to convince an audience of social scientists about the necessity
of following his model and abandoning Durkheim.
This paper opens by debating Searles eight claims on which the rest of
Searles claims are founded: if Searle fails to prove that language is constitutive of social reality, the justification for approaching social reality through
the analysis of language falls away.
I then address Searles metaphysical claims (claims 1, 2, and 10). It will be
argued that there are obvious reasons why Durkheim avoided asserting the
trivial point that we live in only one world, since he was focused on the more
important task of demonstrating that social reality follows laws that are different from the laws of nature. Further, it will be argued that Durkheim had
good reasons for avoiding the concept of intentionality and no reason to
invent a concept of background: In building his version of sociology,
Durkheim tried to avoid the use of metaphysical assumptions, such as that of
intentionality, and qua his methodological collectivism, he viewed social
reality as a background, which structures human action and therefore did not
need the notion of Background (Searle writes this word with a capital B).
Following this, I discuss the claims that are based on Searles misunderstanding of what Durkheim meant by a social fact (claims 3-7 and 9). It will
be shown that Searle misunderstands Durkheim in several of the following
claims: that Durkheims notion of coercion prevents him from accounting
for deontology, distinguishing between different types of social motivation,
seeing the special role of desire-independent reasons for action, distinguishing between regulative rules and constitutive rules, and accounting for status
functions. And further, that Durkheim is unable to make the distinctions
between observer-relative and observer-independent phenomena, brute facts
and institutional facts, the ontological and the epistemic sense of the objective/subjective distinction.
Finally, I will show that the real issue that distinguishes Searles and
Durkheims competing models lies in their basic assumptions: Searle assumes
that it is possible to study civilization by an a-historical analysis of language,
whereas Durkheim assumes that social reality is historical. According to
Searle, the foundations for the social sciences should be laid out by a priori
speculation, whereas Durkheim demands empirical study as the way in which
concepts should be developed. It is certainly possible, if not desirable, to
debate the foundations of the social sciences and the elementary forms of
civilization by analyzing the logic of ones own language. However,
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correct when he says that language constructs social reality, but he overlooks
the more important issue of how language co-evolved with other institutions,
such as religion, thus making his claim too exclusive.
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5Durkheim
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Just as the brain adapts to its natural environment, it also adapts to a world of
representations that are collectively shared. The consequence of this latter
mode of adaptation is that individuals, to become able to interact fluently
with others, are forced to construct their individual mental systems according
to a structure of collectively accepted ideas, categories, and representations.
These processes are what constitute social reality, and while being part of the
same world as hydrogen atoms, they clearly follow different lawsand,
accordingly, should be studied by the use of different methods. Recognizing
that the law of gravity applies to bodies but not to morality is not an ontological statement about the existence of different worldsbut a proof that we are
dealing with two different types of realities that follow different laws. The
same goes for Durkheims argument: that one cannot infer directly from the
law of natural selection to an understanding of social life (Durkheim [1898]
1953, 1).
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that Durkheim [1924/1996] drew many years ago still stands (Kaufmann
2005, 470).
While Durkheims theory has been, and still remains, the object of critique, the consequence of his argumentthat we must distinguish between
what is ontologically given, that is, that we live in one world, and the fact that
mental and social realities constitute different types of realitiesremains a
necessary condition for understanding social reality.
3.2. Intentionality
Searles claim that Durkheim does not provide an adequate account of the
structure of intentionality, either individual or collective, should be interpreted in light of two conditions. First, as already mentioned, Durkheim
sought to avoid metaphysical concepts, and since intentionality, as an innate
property of consciousness, is a metaphysical assumption, there is no reason
why Durkheim should be held accountable for explaining intentionality.6
Second, Durkheim would have had no problem explaining the directedness
or aboutness of mental states, which is how Searle (2010, 26) himself
defines intentionality. Durkheims argument for founding sociology as a science was his understanding of the fact that the mental states of the individual
are already directed by their participation in social reality. Contrary to the
metaphysician, basing his argument on a methodological individualism,
Durkheimian sociology, basing its argument on a methodological collectivism, do not need a concept of intentionality. Durkheim already views the
individual as integrated into a system of shared beliefs and practices, which
exert downward causational effects on the individuals mind.
Searle overlooks the fact that the individual mind is already directed by
the categorical and representational universe that structures it, and when
intentionality is shared, collective and individual intentionality blend into
one another; hence, pure individual intentionality exists only as an extreme.
Conceptually, Searles concept of collective intentionality competes
with Durkheims concepts of collective consciousness and collective
representations. Unfortunately, Searle (Searle 1995, 25) fails to acknowledge this, due to the fact that he operates with a popular misunderstanding
of the concept of collective consciousness as some kind of a super mind
floating over individual minds. In fact, Durkheim has argued that the
directedness of mental states should be explained by referring to social
facts. On the contrary, due to his material monism, Searleas argued by
6The
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Viskovatoff (2003, 26)is forced to deny the perfectly obvious and simple explanation of collective intentionality as a result of acculturation.
Following this, Searle has to argue that collective intentionality is biologically primitive and, thus, that it should be studied as a fact of the brain.
This argument, according to Meijers (2003, 177), fails to incorporate the
idea of sharing intentionality (emphasis in original) and is unable to account
for the normative relations usually involved in collective actions and collective intentionality. And as argued by Johansson (2003, 248), Searles monadological construction of social reality is contradicted by true we-intentions.
Searles argument for a biologically primitive, innate we-intentionality thus
cannot explain examples such as the intentional states involved in the military defense of a nation; these mental states of directedness derive from a set
of emotional commitments to the identity of the group, living on a given territory, and the normative pressure created within the group that is directed
towards the individual.
Whether the individual risks its life to save the nation or to conform to the
normative pressure, the commitment of the individual and the social pressure
should be viewed as types of social facts that can be subject to analysis, not
as types of biologically primitive intentionality. I will, therefore, turn to the
notion of social facts, after a discussion of Searles
10th claim: that Durkheim lacks a notion of the Background; this 10th
claim relates directly to Searles notion of intentionality.
3.3. Background
Searle (1995, 129) defines Background as a set of nonintentional or preintentional capacities that enable intentional states to function. Searle (1995,
132) relates his own concept to Wittgensteins later work, though without
defining this any further, and to Pierre Bourdieus work on the habitus,
one of Searles few references to a sociologist. Among others, Bourdieu is
inspired by Durkheim and Marcel Mauss, in his use of the concept of habitus. For Bourdieu, habitus denotes the perfectly Durkheimian idea that mental and bodily pre-conditions for developing thoughts, perceptions, and
actions derive from the culture of a given society. In contrast, Searle, conflating the one world argument with an idea of one-reality, is forced to perceive
Background as something individual, a manifestation of the brain. This manifestation may be affected by evolutionary and social factors, but it is not
constituted by them; therefore, Searles concept of Background differs profoundly from Bourdieus habitus, a fact that Searle overlooks.
Searle accounts for his notion of Background by referring to seven ways
in which it manifests itself. It is thus Background that enables perceptual
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that is, for being too radical in making the distinction between social/institutional facts and natural facts,9 Searles interpretation becomes even more
inexplicable.
A balanced reading recognizes that Durkheim methodologically distinguishes social factssuch as institutionsfrom natural facts, without making
an absolute ontological distinction between the two domains. Durkheim thus
argues for a continuum of social facts, and he recognizes the existence of what
he calls social facts that are of an anatomical or morphological nature.
However, because the morphological social facts do not at first sight seem
relatable to ways of acting, feeling or thinking, Durkheim ([1895] 1982, 57)
tentatively attributed the study of these morphological social facts less urgency
than the more clear-cut cases of social facts.10 This point is absolutely crucial
in considering the above-debated issue concerning Searles argument against
Durkheims dualism. As we have already seen, what Durkheim is suggesting
is not that we live in more than one world but that different orders of reality
exist and that these orders of reality follow different laws.
as Leda Cosmides and John Tooby (1992, 24-25) coined the term the Standard
Social Science Model, it was as an attempt at correcting the extreme sociology of
the Durkheimian tradition. Bruno Latour has attacked Durkheim as an exponent of
the sociologists of the social (Latour 2005), responsible for postulating the modern
distinction between nature and society (Latour 1993).
10As argued by Gesa Lindemann (2011), Durkheim distinguished between social facts
that are moral things, such as law or normative institutions, and social facts that
are materially constructed things, which function as an external constraint for the
actions of human individuals. As noted by Lindemann (2011, 100), only the first
meaning of social facts has become widely recognized in sociological theory.
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11It
adds to the confusion that Searle contradicts his own statement in the very next
line: There is indeed an element of constraint in social institutions (Searle 2010,
106). People have to be part of the institutional game where they rely on social facts:
In ordinary English, I do not have the power to not pay the money I owe (Searle
2010, 106). The fact that Searle changes his mind does not lead him to also change his
claim; the reader is left to cope with the inconsistency.
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However, any empirical observation of institutional reality will demonstrate that it is by submitting oneself to the constraints of a given institutional
reality that one gains power. Entering a profession, a moral community, and
even society in general, one has to constrain ones actions, if one wants to
increase ones powers. Jrgen Habermas theory of the coercive power of the
better argument may be used as an exemplary case of this: submitting oneself
to the coercive power of the better argument is the mode by which one
acquires the enabling structures of rational thinking: the coercive power (of
the better argument) and rationality are thus mutually constitutive elements in
communicative action.
Besides the fact that coercion and freedom should not be opposed,
Durkheim in The Division of Labor in Society does, in fact, distinguish
between traditional constraint based consensus and the spontaneous consensus of parts that characterizes modern constitutive practices (Rawls 2011,
414, n13). Discussing the latter, Rawls cites Durkheim:
The rules which constitute [modern constitutive practices] do not have a
constraining force which snuffs out free thought; but because they are rather
made for us and, in a certain sense, by us, we are free. We wish to understand
them; we do not fear to change them. (Durkheim [1893/1902] 1933, 408; cited
by Rawls 2012, 285)
Thus, Searles sixth claim, that Durkheim does not make a distinction
between regulative rules and constitutive rules, must be disputed. As demonstrated by Rawls, Durkheims analysis of the relationship between constraint
and freedom may be interpreted as a case of constitutive order: Durkheim
grounded his argument for the organic coherence of modern societies on an
idea of constitutive rules (Rawls 2011, 396). And not only does Durkheim
make the distinction, according to Rawls, Durkheims accomplishment in
relation to these matters is in same league as Winch and Garfinkel; and even
among these great scientists, she argues, Durkheim is the social theorist who
took most seriously the relationship between categories of meaning and
social interaction and located constitutive practices at the center of that process (Rawls 2011, 401; emphasis added).
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thus enabling him to pose the question of how to develop an epistemic objective science of a reality, which is ontologically subjective.
After having presented what Durkheim meant by his statement that social
facts should be studied as things, we now see how Searles central question is
nothing more than a new conceptualization of Durkheims initial intention.
According to Durkheim, social facts are ontologically subjective in the sense
that they are constituted by shared opinions and values that have an ontological existence only insofar as they are mentally constructed by the individual
mind. Social facts should be studied as things to achieve an epistemic objective account of them. It is because values are observer-relative that the scientific observer should treat them as things: sociology, as a science of
observer-relative phenomena (values), should attempt to be observer-independent by treating values as factsto paraphrase the parallel argument
made by Weber.12
to Weber, even if only a thin line separates facts from values, and
values intrude even into our modes of observation [ . . . ] the social scientist must
make a concerted effort to distinguish empirically based arguments and conclusions
from normativeor value-basedpositions. The latter should be eliminated as much
as possible (Kalberg 2002, 13).
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([1912] 1995, 437-40) sums up his argument by stating that we can now
begin to see societys share in the origin of logical thought . . . logic evolves
as societies themselves evolve. This insight has also been discussed by Anne
Rawls, in her chapter on Logic, Language and Science. According to
Rawls, Durkheim is demonstrating that logical thought is historically derived
from religion, as an unintended consequence of its social dynamics. In short,
Durkheims argument is that logical thought is essential to society, and as
soon as society develops, logic develops (Rawls 2004, 289). It is inexplicable, how Searle can state so bluntly, that he finds nothing remotely like this in
Durkheim when the idea that society has a logical structure is so central to
Durkheimian thought.13
No comments needed. Searle lets the quote speak for itself. However,
Searles example of a typical Durkheimian statement derives from an incorrect translation of the French text:
Que des faits bien tablis viennent dmontrer que la pense peut se transfrer
distance, la difficult que nous pouvons avoir nous reprsenter un phnomne
aussi dconcertant ne sera pas une raison suffisante pour quon en puisse
contester la ralit, et il nous faudra bien admettre des ondes de pense dont la
notion dpasse ou mme contredit toutes nos connaissances actuelles.
(Durkheim 1924, 26-27; emphasis added)
13In
his introduction to the sociological traditions, Randall Collins (1994, 193) credits
Durkheim as the sociologist who provided the classical breakthrough insights of
sociology, the great Aha! experience: of realization that social order and rational
thought itself rest on a nonrational foundation.
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In his translation, D. F. Pocock translates Que des faits bien tablis viennent dmontrer que la pense peut se transfrer distance into How many
well-established cases suggest that thought can travel over a distance? This
leads Searle to assume that Durkheim is arguing that we have to accept the
existence of waves of thought.
According to the French text, Durkheim is giving a hypothetical example,
clearly marked by his use of the subjunctive mode Que . . . viennent and used all
along. Durkheim writes that if science were to prove the existence of a fact that
opposes our perception of things, our conceptual framework would have to
change. Durkheim is writing this in 1898, a few years after Roentgens discovery
of X-rays in 1895. In this historical context, Durkheims example, therefore,
makes perfect sense: if science were to discover a phenomenon that would disturb
prevailing assumptions [un phnomne aussi dconcertant]such as the phenomenon of waves of thought wouldthen the assumptions should be changed.
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Searle argues, on the one hand says repeatedly that collective representations are not in individual minds, and on the other hand that they are realized in
individual minds (Searle 2006, 61).
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to the rise of fields such as cognitive psychology, the philosophy of mind, and
later neuroscience, the role of sociology in relation to the task of explaining mental
phenomena is today often considered less obvious than it was at the beginning of the
twentieth century. However, new fields such as cognitive sociology (Cerulo 2002;
Zerubavel 1997) are now returning sociology to one of its main justifications as a science: the fact that understanding how the mind works demands sociology, since the
structure of the mind co-evolved with the structure of social reality.
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7. Conclusion
Even if Searles effort to contribute to the social sciences is remarkable, the
outcome of his work is not easily integrated into either the theory or method
of the social sciences. To use Searles (2010, 201) conceptual framework, one
is forced to accept the idea that a logical analysis of the fundamental ontology of the entities studied by the social sciences is possible. Comparing his
own contribution in relation to the social sciences with the contribution of the
nuclear physicist to the science of geology, Searle believes that just like the
nuclear physicist studies the same reality as the geologist, only at a deeper
level, Searle himself studies the same reality as the social scientist, only at a
deeper level. However, whereas we know that geological matter is constituted by atoms, the premises of Searles fundamental ontology are questionable, and the assumption that Searles philosophy is somehow deeper than
the sociology of Durkheim or other social scientists is unfounded. Searle, as
we have seen, produces a model that competes with Durkheims model at the
same level. And given the misunderstandings and inconsistencies in Searle, it
is the Durkheimian model that provides the best means of approaching society. Durkheims attempt to found his theories on empirical work, and the
steps he takes toward a sociology of emergence in accounting for mind, social
reality and downward causation, provides the better foundation for the social
sciences. Despite all the advances in neuroscience and philosophy of
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Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
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Author Biography
Jrn Bjerre has a background in teacher education. He specializes in classical sociological theory, and has mainly written on Durkheim, as well as on the application of
sociological theory to pedagogical issues and case studies.