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Dear Delegates,
We welcome you to the meeting of the United Nations General Assembly Sixth Committee
(UNGA Legal) being simulated at Amity Law School Delhi.
We urge the delegates to go through the guide very carefully, and to understand their countries
perspective and policy responses with regards to this situation.
This guide has been drafted with generic information for a specific purpose, that being that we
want you delegates to come to the committee and define the scope of debate yourselves as you
best deem suitable, rather than us defining the scope of debate for you.
While the background guide should provide a basic overview of each topic, additional in-depth
research will be tremendously useful in committee. Our topic is intentionally broad. Since it can
be applied to a variety of situations, it will be up to you to take the initiative in committee, and to
narrow it down into more specific problem areas that are in need of debate.
We hope to have a rigorous learning experience with you and are positive that you too will have
a lot to draw from the committee for future conferences.
Also please note that only news reports, facts and articles from sources like Reuters, and
UN official reports shall be accepted in the committee. Furthermore, before the session of
the United Nations General Assembly Sixth Committee (UNGA Legal) begins all members
will be given a briefing on various procedural issues like the treatment of points of orders,
appeals, presentation of sources of information etc.
Feel free to approach any of us in case you have doubts or clarifications regarding the agenda.
Sincerely,
Satrajit Sahani
Gurmehak Mann
Background:
For many years, there has been a disagreement between international and national criminal
courts on whether state officials should benefit from immunity and in what circumstances they
are able to obtain such benefits. Current rule of law states offenses committed by heads of state
will be addressed in the home country of the given state official. However, this process is rarely
applied seeing that the heads of state are often granted immunity to the crimes they have
committed. Such crimes can include the denial of human rights, crimes against humanity, and
war crimes. The extent of these immunities is unclear, which results in a lack of justice in
international law. When a head of state is charged with an international crime, they must be tried
before an international court, specifically the International Criminal Court (ICC). Unfortunately,
the percentage of cases reaching the ICC is limited. Depending on the severity of the crime, the
head of state often issues his or her own immunity as well as boosts his or her immunity in order
to avoid the possible outcomes of a trial. There are two general types of immunity: personal
immunity and functional immunity. Personal immunity is reserved mainly for heads of states,
foreign leaders, and ambassadors as it regards both private and public affairs. It is based on the
office or position a person holds and only applies to those who currently hold office. The second
form of immunity is functional immunity, which covers the leader, whether or not they still hold
their previous position, and is based on the nature of the crime committed. Immunity and state
government responsibility are significantly linked. A plea of immunity by a state suggests that a
criminal act carried out by a head of state was a crime of the nation itself. Therefore, it is the
duty of the nation involved and the international community to contribute to the reformation of
court systems both nationally and internationally.
UN Involvement:
Throughout the many years of international conflict and warfare, the United Nations has
continued to direct more attention towards the issue of immunity for state officials. This topic is
sensitive for several reasons: twenty-seven of the ICC statutes do not recognize the immunity of
state officials for international crimes, different kinds of officials can benefit from immunity
while others cannot, and, with resolving this issue, deference to state sovereignty. African
nations, in particular, have come together to call for immunity for their heads of state while they
are serving in office. Due to this recent push by the African Union, the United Nations Security
Council is being pressured to choose sides. However, Russia, China, and the United States, three
of the five permanent members of the Security Council, have yet to ratify the Rome Statute due
to uncertainty over the question of immunity. The Rome Statute, the legal foundation of the ICC,
states that state officials who enjoy immunity or separate legal procedures cannot escape the
courts jurisdiction. The idea and definition of functional immunity was strongly established in
the founding documents of the UN. However, in order to maintain effectiveness, there needs to
be more detailed guidelines created that specify the role of immunity in circumstances in which
the sovereignty of the state may be threatened.
Some UN senior officials also benefit from immunity and other such privileges if ever convicted
of a crime. This brings into question the legality of preventing heads of state from also receiving
immunity as well as to what extent UN and state officials should be granted immunity.
Introduction
A fundamental principle of international law is that members of diplomatic missions are shielded
from legal process.' This "shield"--diplomatic immunity-is broadly defined as "the freedom from
local jurisdiction accorded under international law by the receiving state to [foreign diplomats
and to] the families and servants of such officers." A common misconception is that diplomatic
privileges and immunities confer a license to commit wrongs. This Comment will demonstrate
that diplomatic immunity from criminal and police jurisdiction, although subject to abuse, does
not entitle diplomats to violate domestic laws, but is, instead, an essential element of effective
international relations.
Specifically, this Comment will trace the doctrine of diplomatic immunity from its incorporation
into United States statutory law in 1790, to its uniform international treatment in the Vienna
Convention on Diplomatic Relations in 1961, and finally to its recent codification in the
Diplomatic Relations Act of 1978. Special emphasis will be placed upon the scope of immunity
from criminal prosecution and the class of diplomats who are entitled to receive it. Finally, the
changing nature of diplomatic immunity and the sanctions which constrain diplomatic
representatives to abide by local laws will be analyzed.
THE THEORIES UNDERLYING DIPLOMATIC IMMUNITY
Any comprehensive analysis of diplomatic immunity must include a discussion of its underlying
theories. Diplomatic immunity is among the most ancient doctrines of international law.
Extending specific rights to representatives of other countries in periods of peace and war has
long been essential to facilitate international relations.
Legal scholars have offered several theories to justify diplomatic privileges and immunities.
Most prominent are the following theories:
(1) personal representation;
(2) extraterritoriality; and
(3) functional necessity.
A. Personal Representation
The personal representation theory enjoyed its greatest popularity during the eighteenth and
nineteenth centuries.' Under the personal representation theory, the diplomat assumes the role of
the head of the sending state or of the sovereign power of that state. Because the diplomat is the
"alter ego" of his ruler,' he enjoys the rights and privileges which would be accorded his master
by the receiving state. The rationale for the personal representation theory was best expressed by
Chief Justice Marshall in The Schooner Exchange v. M'Faddon.
"The assent of the sovereign to the very important and extensive exemptions from territorial
jurisdiction which are admitted to attach to foreign ministers, is implied from the considerations
that, without such exemption, every sovereign would hazard his own dignity by employing a
public minister abroad."' Personal representation has been criticized, however, as being
"altogether too wide and too fallacious for the business of conducting international business."'
B. Extraterritoriality
Extraterritoriality is another theory employed during the eighteenth and nineteenth centuries to
justify diplomatic immunity.' Under this theory, a diplomat is treated as if he were still living in
the sending state, and the premises of the diplomat's mission are treated as an extension of that
state's territory. Thus, extraterritoriality suggests that a host state may neither enter, nor subject to
legal process, real property held by another state. Moreover, a host state lacks personal
jurisdiction over the diplomat and therefore cannot compel him to appear in its courts.
A judicial interpretation of this theory appeared in Wilson v. Blanco,24 an 1889 New York
Supreme Court case. There, the court stated that the rule of international law "derives support
from the legal fiction that an ambassador is not an inhabitant of the country to which he is
accredited, but of the country of his origin, and whose sovereign he represents, and within whose
territory he, in contemplation of law, always abides."
C. Functional Necessity
Courts and legal theorists recently have begun to temper the theories of personal representation
and extraterritoriality because they define the scope of immunities accorded diplomats too
broadly. "Realizing that the purpose of such privileges and immunities is not to benefit
individuals but to ensure the efficient performance of the functions of diplomatic missions," the
current justification for diplomatic immunity is based upon the theory of functional necessity.
Under this theory, a diplomat can operate effectively only if given enough liberty to conduct the
business with which he is charged.
Practical necessity dictates that the diplomatic agent be permitted to perform his duties without
fear of civil or criminal prosecution in the country to which he is accredited.
Israel, each received full immunity from foreign courts whenever criticism arose because they
had ratione personae to lean on. Castro was relieved of all legal charges pressed against him in
Belgium and Spain, Gaddafi was exempted from similar charges in France, and Sharon was
exempted in Belgium.
Concepts of Immunity
A pivotal origin of dispute among States is how far officials immunity can be extended; in other
words, how do we determine which acts qualify for immunity and which acts do not? An
overwhelming majority of experts globally seem to agree that a clear distinction is needed to
differentiate officials personal, or private, and functional, or on-the-job, immunity.
In order to resolve the issue, several philosophers propose updating the standards of immunity
qualifications. Some of those theories include:
1. This first method also happens to be the oldest with the belief that all officials of a State waive
the right to receive immunity for any acts committed during their time in their positions, as long
as these acts coincide with the duties that come with the positions.
2. The second method would equip officials working internationally on foreign soil with
immunity for only a certain range of acts deemed appropriate.
3. The third and final method claims that immunity is completely dependent on factors including
the official, the acts committed, and the practice of jurisdiction performed.
Recommendations
Delegates may consider the following when drafting resolutions:
1. Develop some standards to instill regarding the level of immunity officials receive.
2. Find other countries that can share in your countrys proposals.
3. Discuss which officials the ILC should give the right to demand immunity.
4. Propose new ideas on how to improve or edit current regulations.
2)
Fordham International Law Journal. (n.d.). Retrieved February 18, 2016, from
http://ir.lawnet.fordham.edu/ilj/vol34/iss2/6/
3)
Amnesty and Immunity. (n.d.). Retrieved February 18, 2016, from http://www.trialch.org/en/resources/international-law/amnesty-andimmunity.html
13) Bo Xilai scandal: Timeline - BBC News. (n.d.). Retrieved February 18, 2016, from
http://www.bbc.com/news/world-asia-china-17673505
14) (n.d.). Retrieved February 18, 2016, from https://www.icrc.org/applic/ihl/ihl.nsf/Article.xsp?
action=openDocument
15) Immunity For Foreign Officials: Possibly Too Much and Confusing As Well. (n.d.).
Retrieved February 18, 2016, from http://scholarship.law.georgetown.edu/cgi/viewcontent.cgi?
article=1511&context=facpub