Académique Documents
Professionnel Documents
Culture Documents
Research report
Electrical stimulation over the left inferior frontal gyrus (IFG) determines
long-term effects in the recovery of speech apraxia in three chronic aphasics
P. Marangolo a,c, , C.V. Marinelli b,c , S. Bonifazi a , V. Fiori a,c , M.G. Ceravolo a , L. Provinciali a ,
F. Tomaiuolo d,1
a
a r t i c l e
i n f o
Article history:
Received 3 May 2011
Received in revised form 31 July 2011
Accepted 5 August 2011
Available online 12 August 2011
Keywords:
tDCS
Apraxia of speech
Verbal apraxia
Brain stimulation
Language rehabilitation
Aphasia
a b s t r a c t
A number of studies have shown that modulating cortical activity by means of transcranial direct current
stimulation (tDCS) affects the performance of both healthy and brain-damaged subjects. In this study, we
investigated the potential of tDCS for the recovery of apraxia of speech in 3 patients with stroke-induced
aphasia. Over 2 weeks, three aphasic subjects participated in a randomized double-blinded experiment
involving intensive language training for their articulatory difculties in two tDCS conditions. Each subject
participated in ve consecutive daily sessions of anodic tDCS (20 min, 1 mA) and sham stimulation over
the left inferior frontal gyrus (referred to as Brocas area) while they performed a repetition task. By the
end of each week, a signicant improvement was found in both conditions. However, all three subjects
showed greater response accuracy in the anodic than in the sham condition. Moreover, results for transfer
of treatment effects, although different across subjects, indicate a generalization of the recovery at the
language test. Subjects 2 and 3 showed a signicant improvement in oral production tasks, such as
word repetition and reading, while Subjects 1 and 2 had an unexpected signicant recovery in written
naming and word writing under dictation tasks. At three follow-ups (1 week, 1 and 2 months after the
end of treatment), response accuracy was still signicantly better in the anodic than in sham condition,
suggesting a long-term effect on the recovery of their articulatory gestures.
2011 Elsevier B.V. All rights reserved.
1. Introduction
Apraxia of speech (AOS), also known as verbal apraxia, is an
acquired motor speech disorder characterized by an impaired ability to coordinate the sequential, articulatory movements necessary
to produce speech sounds [1,2].
Though there may be some disagreement as to its precise location, there is a general consensus that the disorder results from
brain injury in the language-dominant (usually left) hemisphere
due to a damage either to the inferior frontal gyrus [3], in the left
anterior insula [4] and/or in the subcortical structures, particularly
in the basal ganglia [5,6].
The severity of AOS varies from person to person. The disorder
can be so mild to give the patient troubles with very few speech
sounds or only occasional problems pronouncing words with
many syllables. In the most severe cases, a patient may not be able
to communicate effectively with speech, and may need the help of
alternative or additional communication methods. One of the most
notable symptoms is the tendency of the patient to make groping
oral movements to locate the correct articulatory position, and the
presence of increasing articulatory errors with increasing word
and phrase length [7, for a review]. Another common characteristic
is the incorrect use of prosody, that is, the varying rhythms,
stresses, and inections of speech that are used to express ones
emotional state.
Although AOS is not due to weakness or paralysis of the speech
muscles (the muscles of the face, tongue and lips), it may occur
together with muscle impairments or concomitant acquired language difculties, such as Brocas aphasia.
There is no single factor or test that can be used to diagnose
verbal apraxia. The person making the diagnosis generally looks for
the presence of some of the symptoms described above in verbal
production tasks such as naming, repetition and reading stimuli of
increasing length and articulatory complexity [2].
Numerous treatment approaches have been developed to remediate the apraxia motor speech disorder. However, no single
approach has been proven to be the most effective [e.g. 710].
Typically, the therapy is concentrated on the disordered articulation. It emphasizes the relearning of adequate points of articulation
and the sequencing of articulatory gestures in order to provide conditions such that the patient can advance from limited,
automatic-reactive speech to appropriate, volitional-purposive
communication. Apraxic patients, in general, may achieve greater
phonemic accuracy if they are allowed to monitor their own speech
in a mirror and if they can watch the articulatory movements of the
clinician as he/she speaks [11]. In some cases, people with apraxia
of speech recover some or all of their speech abilities. However,
in the most severe conditions, persistent difculties in articulating
speech sounds may be observed also after an intensive language
treatment period [12].
In recent years, new approaches for the treatment of motor
and language impairments, such as non-invasive neurostimulation
techniques, have emerged. Transcranial direct current stimulation
(tDCS) makes use of a weak polarizing direct current delivered
to the cortex via two electrodes placed on the scalp. The nature
of the effect depends on the polarity of the current. Generally,
the anode increases cortical excitability when applied over the
region of interest with the cathode above the contralateral orbit
or above the shoulder (as the reference electrode), whereas the
cathode decreases it, limiting the resting membrane potential. In
particular, during anodic stimulation in healthy subjects enhanced
visuomotor performance [13], motor learning [14], verbal uency
[15] and working memory [16] have been observed. Recent studies of chronic neurological subjects have further demonstrated
how increased cortical excitability inuences the recovery of motor
[17,18], neurological and psychiatric symptoms [1921].
With regard to the language domain, few studies have already
shown that tDCS may be effective in enhancing verbal learning in
normal subjects [22,23] and in the recovery of oral word production
in aphasic patients [2427].
However, there have been no reports to date that have explored
its inuence for the improvement of articulatory disturbances
in the aphasic population. Recent studies suggest that long-term
effects might be more easily obtained with repeated tDCS applications. It has been proposed that the greatest improvement is
obtained when the damaged areas are stimulated during simultaneous specic language training [2527].
The main purpose of the present study was to investigate in
three chronic nonuent aphasic patients whether the application
of anodic tDCS over the left inferior frontal gyrus (referred to as
Brocas area) during concomitant language training would lead to
an improvement of their articulatory disturbances. The choice to
stimulate this area was based on the results of previous research
which demonstrates the importance of this region for articulating
speech sounds [3].
Since all patients had damage to cerebral structures functionally connected to Brocas area (see Fig. 1), we wondered whether
stimulation of this region would ameliorate their articulatory difculties.
In order to measure the potential, long-term benecial effects
in the aphasic subjects, three follow-up sessions were carried out
1 week, 1 month and 2 months after the end of each treatment
condition.
2. Experiment
2.1. Materials and methods
2.1.1. Subjects
Three subjects (2 males and 1 female) who had suffered a single
left hemispheric stroke were included in the study. Inclusion criteria during this study were subjects with native Italian prociency,
499
500
Fig. 1. Analysis of the patients brain lesions. Numbers refer to Broadmanns areas. The yellow arrows indicate the vertical ramus of the Sylvian ssure. The orange arrows
indicate the Heschel gyrus. CC: corpus callosum; Th: thalamus; Pu: putamen; and nc: caudate nucleus. Volume of the individual brain lesion was obtained after transforming
of each brain image into a standardized proportional stereotaxic space of [44] to correct for any inter-individual differences in gross brain size by means of an automatic
registration program which uses a 3-D cross-correlation approach to match the single CT volume with the intensity average of 305 MRI brain volumes previously aligned
into the standardized stereotaxic space [45,46].
From left to right: Subject 1: Lesion is mainly localized in the white matter pathways supplied by the left middle cerebral artery including the superior longitudinal fasciculus,
the arcuate fasciculus, part of the internal external and extreme capsule and part of the inferior third of the central gyrus. The claustrum, the putamen, part of the supramarginal
and the angular gyri are also damaged. The inferior frontal gyrus does not show any damage. The overall brain lesion is about 310 cmq. Subject 2: Lesion mainly involves
the frontal and the parietal cortex. Posteriorly, the lesion includes the intraparietal sulcus sparing the upper part of the superior parietal lobe, the posterior segment of the
superior temporal gyrus up to the level of the sulcus acusticus. Anteriorly, most of the superior frontal gyrus, the precentral gyrus up to the level of the middle frontal gyrus
and the frontal pole are damaged. The insula cortex, the claustrum and the capsula extrema are also compromised. Although partially atrophized, the inferior frontal gyrus
does not show any damage. The overall brain lesion is about 26 cmq. Subject 3: Lesion mainly involves the brain regions supplied by the left middle and caudal part of the
anterior cerebral arteries: from the internal part of the operculum, the lesion includes the mesial superior temporal gyrus and the insular cortex. The Rolandic and the parietal
operculi, the supramarginal and angular gyri, the post-central gyrus and the posterior parietal cortex are also compromised. In addition, the white matter lesion affects the
superior longitudinal fasciculus, the arcuate fasciculus, part of the internal external and extreme capsule and the lateral part of the body of the corpus callosum. A lesion is
also present in the middle portion of the cingulate gyrus (gyrus limbicus) and the caudal/middle portion of the superior frontal gyrus, and in the precentral gyrus up to the
level of the middle frontal gyrus. The inferior frontal gyrus does not show any damage. The overall brain lesion is about 172 cmq. (For interpretation of the references to color
in this gure legend, the reader is referred to the web version of the article.)
501
Table 1
Sociodemographic and clinical data of the three aphasic subjects.
Participants
Sex
Age
Educational
level
Type of
aphasia
Time
post-onset
Oral naming
noun
Written
Naming noun
Word
repetition
Word
reading
Word writing
under dictation
Token
test
Subject 1
Subject 2
Subject 3
F
M
M
68
63
67
13
13
17
Nonuent
Nonuent
Nonuent
1 years
4 year
7 months
0/20
1/20
7/20
13/20
0/20
0/20
0/20
0/20
7/20
0/20
0/20
5/20
3/20
0/20
0/20
30/36
18/36
11/36
Fig. 2. Overview of study design. All patients underwent daily language treatment for 5 consecutive days. During the language training, tDCS was delivered over the left
inferior frontal gyrus (IFG, BA 44/45). Two stimulation conditions were performed: anodic and sham stimulations, each stimulation was carried out a different weak period
with a 6-day inter-session interval. At the beginning of each week (to measure baseline performance) and after 1 week, 1 month and 2 months from the end of the training
(rst, second and third follow-up) for each stimulation condition subjects were shown the list of stimuli and asked to repeat them without help.
one group of stimuli was used for the anodic and the other one for
the sham stimulation.
All patients underwent daily language treatment for the two
groups of stimuli for 5 consecutive days. Each stimulation condition
was carried out a different weak period with a 6-day inter-session
interval. In order to measure baseline performance at the beginning of each week for each stimulation condition, the three subjects
were shown the corresponding list of stimuli and asked to repeat
them without help. The same was done in the follow-up sessions at
1 week, 1 month and 2 months after the training (see Fig. 2). Each
participants responses to all stimuli were transcribed and recorded
on audiotape for reliability purposes. Responses were scored as correct if all sounds in the syllable or in the word were perceived as
accurate by the examiner.
2.3.1. Treatment
The therapy method was similar for all patients. The clinician
and the patient were seated face to face so that the patient could
watch the articulatory movements of the clinician as she spoke. The
treatment involved the use of 5 different steps (see below) which
would progressively induce the patient to correctly reproduce the
whole stimulus. If the patient was not able to articulate the stimulus
in the rst step, the clinician would move on to the next step and so
on up to the last step. Anytime, the patient was able to reproduce
the articulatory gestures facilitated by the clinician, he/she would
be asked to repeat the whole stimulus without the clinicians help
and only if he/she succeeded in doing so again, the response was
considered as correct. If the patient was not able to articulate the
stimulus in the last step, the response was considered as an error.
Step 5: As in step 4, the clinician auditorily presented one syllable at a time again, prolonged the vowel sound, exaggerated the
articulatory gestures and asked the patient to do the same.
2.3.2. Transcranial direct current stimulation (tDCS)
tDCS was applied using a battery-driven, Eldith (neuroConn
GmbH) Programmable Direct Current Stimulator with a pair of
surface-soaked sponge electrodes (5 cm 7 cm). Two different
electrode montages were used: the stimulating electrode (to which
the term anodic stimulation refers) was centered over the left inferior frontal gyrus (IFG, BA 44/45, position dened according to
the extended International 10-20 System; using the Munster T2Tconverter to determine the position on the EEG system). The second
electrode was positioned over the contralateral supraorbital region
[33].
During the training task, anodic tDCS (current of 1 mA) was
delivered for 20 min. If applied according to safety guidelines, tDCs
is considered to be a safe brain stimulation technique with minor
adverse effects [14]. Sham stimulation was performed exactly like
anodic stimulation on the left IFG, but the stimulator was turned off
after 30 s. It has been shown that this procedure makes it possible to
blind subjects as to the respective stimulation condition [34]. Furthermore, to ensure the double-blind procedure, the examiner was
not told which stimulation was being applied, and the stimulator
was turned on by another person. The order of item presentation
was randomized across trials.
Fig. 3. Mean percentage of correct responses for aphasic subjects at the pre- and
post-treatment evaluation for the anodic and sham conditions, respectively.
502
Table 2
Number of correct responses on the pre-anodic, post-anodic, pre-sham and post-sham administration of the language test (Esame del Linguaggio II, Ciurli et al. [28]). Subjects
1 and 3 were administered before the anodic and after the sham condition, while Subject 2 was administered before the sham and after the anodic condition.
Participants
Word repetition
Word reading
I (pre)
II (post)
I (pre)
II (post)
I (pre)
II (post)
I (pre)
II (post)
I (pre)
II (post)
0/20
0/20
13/20
16/20
0/20
2/20
0/20
0/20
3/20
0/20
0/20
15/20
15/20
1/20
1/20
0/20
0/20
20/20
20/20*
p < .0001
20/20
1/20
1/20
1/20
2/20
0/20
0/20
0/20
7/20*
p < .008
0/20
0/20
0/20
5/20*
p < .047
0/20
0/20
0/20
7/20*
p < .008
0/20
0/20
0/20
8/20*
p < .003
Subject 3
Pre/post-anodic
7/20
10/20
0/20
0/20
7/20
5/20
0/20
9/20
9/20
0/20
0/20
20/20
17/20*
p < .0003
17/20
0/20
Pre/post-sham
20/20*
p < .0001
20/20
0/20
0/20
Subject 1
Pre/post-anodic
Pre/post-sham
Subject 2
Pre/post-sham
Pre/post-anodic
16/20
Fig. 4. Mean percentage of correct responses for aphasic subjects at the posttreatment evaluation and at the rst (1 week), second (1 month) and third (2
months) follow-ups for the anodic and sham conditions, respectively.
503
504
[16] Fregni F, Boggio PS, Nitsche MA, Bermpohl F, Antal A, Feredoes E, et al. Anodal
transcranial current stimulation of prefrontal cortex enhances working memory. Exp Brain Res 2008;166:2330.
[17] Bolognini N, Pascual-Leone A, Fregni F. Using non-invasive brain stimulation to
augment motor training-induced plasticity. J NeuroEng Rehabil 2009;6:123.
[18] Hummel F, Celnik P, Giraux P, Floel A, Wu WH, Gerloff C, et al. Effects of noninvasive cortical stimulation on skilled motor function in chronic stroke. Brain
2005;128:4909.
[19] Boggio PS, Rigonatti SP, Ribeiro RB, Myczkowski ML, Nitsche MA, Pascual-Leone
A, et al. A randomized double-blind clinical trial on the efcacy of cortical
direct current stimulation for the treatment of major depression. Int J Neuropsychopharmacol 2007;11:16.
[20] Ferrucci R, Mameli F, Guidi L, Mrakic-Sposta S, Vergari M, Marceglia S,
et al. Transcranial direct current stimulation improves recognition memory
in Alzheimer Disease. Neurology 2008;71:4938.
[21] Mrakic-Sposta S, Marceglia S, Mameli F, Dilena R, Tadini L, Priori A. Transcranial
direct current stimulation in two patients with Tourette Syndrome. Mov Disord
2008;15:225961.
[22] Floel A, Rosser N, Michka O, Knecht S, Breitenstein C. Non invasive brain stimulation improves language learning. J Cogn Neurosci 2008;8:141522.
[23] Sparing R, Dafotakis M, Meister IG, Thirugnanasambandam N, Fink GR.
Enhancing language performance with non-invasive brain stimulationa transcranial direct current stimulation study in healthy humans. Neuropsychologia
2008;46:2618.
[24] Monti A, Cogiamanian F, Marceglia S, Ferrucci F, Mameli F, Mrakic-Sposta S,
et al. Improved naming after transcranial direct current stimulation in aphasia.
J Neurol Neurosurg Psychiatry 2008;79:4513.
[25] Baker JM, Roden C, Fridriksson J. Using transcranial direct-current stimulation
to treat stroke patients with aphasia. Stroke 2010;41:122936.
[26] Fiori V, Coccia M, Marinelli CV, Vecchi V, Bonifazi S, Ceravolo MG, et al.
Transcranial direct current stimulation (tDCS) improves word retrieval in
healthy and nonuent aphasic subjects. J Cogn Neurosci 2011;23:230923,
doi:10.1162/jocn.2010.21579.
[27] Fridriksson J, Richardson JD, Baker JM, Rorden C. Transcranial direct current
stimulation improves naming reaction time in uent aphasia: a double-blind,
sham-controlled study. Stroke 2011;42:81921.
[28] Ciurli P, Marangolo P, Basso A. Esame del Linguaggio (II versione). Organizzazioni Speciali Firenze; 1996.
[29] De Renzi E, Faglioni P. Normative data and the screening power of a shortened
version of the token test. Cortex 1978;14:419.
[30] De Renzi E, Pieczuro A, Vignolo LA. Oral apraxia and aphasia. Cortex
1966;2:573.
[31] Fanzago F. Test di valutazione dellarticolazione. In Trattamento Logopedico
delle dislalie e delle insufcienze velo-faringee. Quaderni Acta Phoniatrica
Latina; 1983.
[32] Handbook of the international phonetic association: a guide to the use of the
International Phonetic Alphabet. Cambridge University Press; 1999.
[33] Nitsche MA, Doemkes S, Karakose T, Antal A, Liebetanz D, Lang N, et al. Shaping
the effects of transcranial direct current stimulation of the human motor cortex.
J Neurophysiol 2007;97:310917.
[34] Gandiga PC, Hummel FC, Cohen LG. Transcranial DC stimulation (tDCS): a tool
for double-blind sham-controlled clinical studies in brain stimulation. Clin
Neurophysiol 2006;117:84550.
[35] Baayen RH, Tweedie FJ, Schreuder R. The subjects as a simple random effect fallacy: subject variability and morphological family effects in the mental lexicon.
Brain Lang 2002;81:5565.
[36] Brysbaert M. The language-as-xed-effect fallacy: some simple SPSS solutions to a complex problem (version 2.0). Royal Holloway: University of
London; 2007.
[37] Nitsche MA, Paulus W. Sustained excitability elevations induced by transcranial DC motor cortex stimulation in humans. Neurology 2001;57:
1899901.
[38] Nitsche MA, Paulus W. Excitability changes induced in the human motor
cortex by weak transcranial direct current stimulation. J Physiol 2000;527:
6339.
[39] Kim HI, Shin YIL, Moon SK, Chung GH, Lee MC, Kim HG. Unipolar and continuous
cortical stimulation to enhance motor and language decit in patients with
chronic stroke: report of 2 cases. Surg Neurol 2008;69:7780.
[40] Lubrano V, Roux FE, Dmonet JF. Writing-specic sites in frontal areas: a cortical
stimulation study. J Neurosurg 2004;101:78798.
[41] Lesser RP, Lueders H, Dinner DS, Hahn J, Cohen L. The location of speech
and writing functions in the frontal language areas. Brain 1984;107:
27591.
[42] Anderson SW, Damasio AR, Damasio H. Troubled letters but not numbers
domain specic cognitive impairments following focal damage in frontal cortex. Brain 1990;113:74966.
[43] Paolucci S, Antonucci G, Grasso MG, Bragoni M, Coiro P, De Angelis D, et al. Functional outcome of ischemic and hemorrhagic stroke patients after inpatient
rehabilitation: a matched comparison. Stroke 2003;34:28615.
[44] Talairach J, Tournoux P. Co-Planar Stereotaxic Atlas of the Human Brain: 3dimensional Proportional System: An approach to Cerebral Imaging. Thieme
Publishers; 1988.
[45] Collins DL, Neelin P, Peters TM, Evans AC. Automatic 3D intersubject registration of MR volumetric data in standardized Talairach space. J Comput Assist
Tomogr 1994;18:192205.
[46] Tomaiuolo F, MacDonald JD, Caramanos Z, Posner G, Chiavaras M, Evans AC,
et al. Morphology, morphometry and probability mapping of the pars opercularis of the inferior frontal gyrus: an in vivo MRI analysis. Eur J Neurosci
1999;11:303346.