LOAD & DISTRIBUTOR REMUNERATION STRUCTURE

1st October 2016 - 31st December 2016

.

Brokerage
Applicable Only to B15
Cities

Applicable to T15 & B15 Cities

Scheme Name Plan (For All Application Sizes)
Trail - First Year

Trail - Second Year

Trail - Third Year

Annual Paid Monthly

Annual Paid Monthly

Annual Paid Monthly

Special Sales
Incentive(Refer to terms &
conditions for details)

Sales Incentive

Clawback
Period in Months

BNP Paribas Equity Fund

1.00%

0.75% p.a.

0.75% p.a.

0.75% p.a.

Nil

12

BNP Paribas Mid Cap Fund

1.00%

0.90% p.a.

0.90% p.a.

0.90% p.a.

Nil

12

BNP Paribas Dividend Yield Fund

1.00%

0.90% p.a.

0.90% p.a.

0.90% p.a.

Nil

12

BNP Paribas Long Term Equity Fund

1.00%

0.90% p.a.

0.90% p.a.

0.90% p.a.

Nil

36

BNP Paribas Monthly Income Plan

Exit Load

1% if redeemed/ switched out within 1 year from the date of subscription/ switch in, Nil if redeemed/
switched out after 1 year from the date of subscription/ switch in

3 year lock in
1% if redeemed or switched-out within 6 months from the date of subscription/switch-in. Nil if redeemed
or switch-in. No entry/ exit load will be charged on Dividend Reinvestment units.
0.75% if redeemed/ switched out within 6 months from the date of subscription/ switch in, Nil if
redeemed/ switched out after 6 months from the date of subscription/ switch in
0.25% if redeemed/ switched out upto 15 days from the date of subscription /swtich in , Nil if redeemed/
switched out after 15 days from the date of subscription/ switch in.

1.00%

0.75% p.a.

0.75% p.a.

0.75% p.a.

Nil

BNP Paribas Flexi Debt Fund

Nil

1.25% p.a.

1.25% p.a.

1.25% p.a.

Nil

BNP Paribas Bond Fund

Nil

0.70% p.a.

0.70% p.a.

0.70% p.a.

Nil

0.20%

0.70% p.a.^

0.70% p.a.

0.70% p.a.

Nil

Nil

BNP Paribas Short Term Income Fund

BNP Medium Term Income Fund Fund

Nil

1.00% p.a.

1.00% p.a.

1.00% p.a.

Nil

12

1% if redeemed/ switched out upto 1 year from the date of subscription /swtich in , Nil if redeemed/
switched out after 1 year from the date of subscription/ switch in.

BNP Paribas Government Securities Fund

Nil

0.65% p.a.

0.65% p.a.

0.65% p.a.

Nil

Nil

Nil

BNP Paribas Money Plus Fund

Nil

0.50% p.a.

0.50% p.a.

0.50% p.a.

Nil

Nil

Nil

BNP Paribas Overnight Fund

Nil

0.00% p.a.

0.00% p.a.

0.00% p.a.

Nil

Nil

Nil

Terms & Conditions as attached shall also be applicable. Brokerage rates are inclusive of all taxes. ^ 4th month onwards. # Upfront sales incentive is applicable upto single application of Rs 50,00,000, for any amount above that only trail commission of the same value will be paid.
The above mentioned brokerage will be payable only to distributors empanellend with us and applications logged under their registered ARN's with us
No Sales Incentive will be paid for intra-scheme switches. In all other switch transactions, the sales incentive will be paid as per above subject to applicable exit loads

Brokerage Period:
Distributor:
Transaction Types:

DSP BlackRock Mutual Fund

From
October 01,2016
To
December 31,2016
ARN-86906 Avendus Capital
Lump Sum Purchases; Switch Ins, SIP/STP

Type of Brokerage
Clawback

Location
Transaction Limit (Rs)
Schemes:
Equity
DSPBR Top 100 Equity Fund
DSPBR Equity Fund
DSPBR Small and Midcap Fund
DSPBR India TIGER Fund
DSPBR Micro Cap Fund
DSPBR Focus 25 Fund
DSPBR Opportunities Fund
DSPBR NRNE Fund
DSPBR Technology.com Fund
ELSS
DSPBR Tax Saver Fund
Hybrid
DSPBR Balanced Fund
DSPBR Equity Savings Fund
DSPBR MIP Fund
International FOF
DSPBR Global Allocation Fund
DSPBR US Flexible Equity Fund
DSPBR World Agriculture Fund
DSPBR World Gold Fund
DSPBR World Mining Fund
DSPBR World Energy Fund
Domestic FOF
DSPBR Dynamic Asset Allocation Fund

Additional
B15
Incentive

All Amt

Trail Brokerage for

: T15 & B 15

Trail Year 1
T15 & B15
All Amt

Year 2

Year 3

Year 4
& Onwards

12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months

1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%

2.00%
2.00%
2.00%
2.00%
1.75%
1.75%
1.75%
2.00%
2.00%

0.85%
0.85%
0.85%
0.85%
0.75%
0.90%
1.00%
1.00%
1.00%

0.85%
0.85%
0.85%
0.85%
0.75%
0.90%
1.00%
1.00%
1.00%

0.85%
0.85%
0.85%
0.85%
0.75%
0.90%
1.00%
1.00%
1.00%

0.85%
0.85%
0.85%
0.85%
0.75%
0.90%
1.00%
1.00%
1.00%

Nil

0.00%

2.00%

1.50%

1.50%

1.50%

1.00%

12 Months
12 Months
Nil

1.00%
1.00%
1.00%

1.50%
1.00%
2.00%

0.90%
1.00%
0.85%

0.90%
1.00%
0.85%

0.90%
1.00%
0.85%

0.90%
1.00%
0.85%

Nil
Nil
Nil
Nil
Nil
Nil

0.00%
0.00%
0.00%
0.00%
0.00%
0.00%

1.75%
1.75%
1.75%
1.50%
1.75%
1.75%

1.20%
1.20%
1.10%
1.10%
1.10%
1.10%

1.20%
1.20%
1.10%
1.10%
1.10%
1.10%

1.20%
1.20%
1.10%
1.10%
1.10%
1.10%

1.20%
1.20%
1.10%
1.10%
1.10%
1.10%

Nil

0.00%

1.75%

1.50%

1.50%

1.50%

1.50%

Type of Brokerage
Clawback

Location

Upfront
(Trial Paid
in advance)
T15 & B15

Additional
B15
Incentive

All Amt

Transaction Limit (Rs)

Fixed Income
DSPBR Bond Fund
DSPBR Income Opportunities Fund
DSPBR Short Term Fund
DSPBR Strategic Bond Fund
DSPBR Banking and PSU Debt Fund
DSPBR Government Securities Fund
Constant Maturity 10 Year GSEC fund
DSPBR Money Manager Fund
DSPBR Liquidity Fund
DSPBR Ultra Short Term Fund
DSPBR Treasury Bill Fund

Upfront
(Trial Paid
in advance)
T15 & B15

Nil
Nil
Nil
Nil
Nil
Nil
Nil
Nil
Nil
Nil
Nil

0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%

Trail Year 1
T15 & B15
All Amt

1.00%
1.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%

Trail Brokerage for

: T15 & B 15

1.25%
1.10%
0.85%
0.75%
0.25%
0.75%
0.20%
0.80%
0.05%
0.30%
0.25%

Year 2

Year 3
& Onwards

1.25%
1.10%
0.85%
0.75%
0.25%
0.75%
0.20%
0.80%
0.05%
0.30%
0.25%

1.25%
1.10%
0.85%
0.75%
0.25%
0.75%
0.20%
0.80%
0.05%
0.30%
0.25%

Exit Load
Schemes
All Equity, Hybrid Funds, DSPBR FOF's (Overseas) & DSPBR
DAAF (Except MIP & Balanced fund)

Exit Load
Holding period from date of allotment: <12 months - 1%; >=12 months - Nil

DSPBR MIP & Balanced Fund

Nil If the units redeemed or switched-out are upto 10% of the units purchased or switched-in within 12 months
from the date of allotment
Nil If units are redeemed or switched out on or after 12 months from the date of allotment
1% If units are redeemed or switched-out are in excess of 10% of the units purchased or switched-in within 12
months from the date of allotment

DSPBR Tax Saver Fund

Investments in DSPBR Tax Saver Fund are subject to lock-in period of 36 months from the allotment.

DSPBR Income Opportunities Fund

DSPBR Bond Fund

All other Fixed Income Funds

National Upfront

Nil If the units redeemed or switched-out are upto 10% of the units purchased or switched-in within 12 months
from the date of allotment
Nil If units are redeemed or switched out on or after 12 months from the date of allotment
1% If units are redeemed or switched-out are in excess of 10% of the units purchased or switched-in within 12
months from the date of allotment
Holding period from date of allotment: <=12 months - 1%; >12 months - Nil
Nil

Distribution Remuneration Structure

The Commission rates mentioned below are for the business to be mobilized during the period October 1, 2016 to December 31, 2016.

Applicable for T-15 & B-15

Fund Type, Fund Name, Plan

Exit Load

"A'

"B'

6
7
8
9
Total Earnings for
Total Earnings for 3
Total Earnings
Additional Upfront Years for B-15 Cities
3 Years for T-15
for4th Year
for B-15
onwards for T-15 &
(C + D + E + F)
(G + H)
B-15 Cities
"G'
"H'
"I'

Upfront

Trail year 1

Trail year 2

Trail year 3

"C'

"D'

"E'

"F'

1) Franklin India Bluechip Fund (FIBCF)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

2) Franklin India Prima Plus (FIPP)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

3) Franklin India Prima Fund (FIPF)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

5) Franklin India Flexi Cap Fund (FIFCF)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

6) Templeton India Equity Income Fund (TIEIF)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

7) Templeton India Growth Fund (TIGF)

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

8) Franklin India Opportunities Fund (FIOF)

0.75%

0.85%

0.85%

0.85%

3.30%

1.75%

5.05%

0.85%

1.00% for 2 years

0.75%

0.85%

0.85%

0.85%

3.30%

1.75%

5.05%

0.85%

10) Franklin Build India Fund (FBIF)

1.00% for 2 years

0.75%

0.85%

0.85%

0.85%

3.30%

1.75%

5.05%

0.85%

11) Franklin India High Growth Companies Fund (FIHGCF)

1.00% for 2 years

0.75%

0.75%

0.75%

0.75%

3.00%

1.75%

4.75%

0.75%

12) Franklin India Index Fund (FIIF) NSE Nifty Plan

1.00% for 30 days

0.00%

0.45%

0.45%

0.45%

1.35%

0.00%

1.35%

0.45%

1) Franklin India Taxshield (FIT)

Nil

0.50%

1.00%

1.00%

1.00%

3.50%

1.75%

5.25%

1.00%

2) Franklin India Pension Plan (FIPEP)

3.00% if redeemed before age of 58 years,( subject to lock in period & target amount) Nil after
age of 58 years

0.00%

1.00%

1.00%

1.00%

3.00%

0.00%

3.00%

0.75%

1) Franklin India Balanced Fund (FIBF)

1.00% for 1 year

0.75%

0.85%

0.85%

0.85%

3.30%

1.75%

5.05%

0.85%

2) Franklin India Monthly Income Plan (FIMIP) Plan A

1.00% for 1 year

0.00%

1.15%

0.75%

0.75%

2.65%

0.00%

2.65%

0.75%

1) Franklin India Short Term Income Plan (FISTIP) Retail Plan

0.50% for 1 year

0.00%

0.90%

0.60%

0.60%

2.10%

0.00%

2.10%

0.60%

2) Franklin India Income Opportunities Fund (FIIOF)

3% within 12 months, 2.00% for > 12 months & within 18 months, 1.00% > 18 months but
within 24 months.

0.00%

0.85%

0.85%

0.60%

2.30%

0.00%

2.30%

0.60%

3) Franklin India Corporate Bond Opportunities Fund (FICBOF)

3% within 12 months, 2.00% for > 12 months & within 24 months, 1.00% > 24 months & within
36 months.

0.00%

0.80%

0.80%

0.80%

2.40%

0.00%

2.40%

0.60%

A- Equity Funds

4) Franklin India Smaller Companies Fund (FISCF)

9) Franklin Infotech Fund (FIF)

1.00% for 1 year

B-Section 80C Funds

C-Hybrid Funds

D-Income Funds - Long Term

3.20%

3.20%

0.60%

(Earnings for 4 years )

(From 5th year onwards )

4) Franklin India Dynamic Accrual Fund (FIDA)

3% within 12 months, 2.00% for > 12 months & within 24 months, 1.00% > 24 months & within
36 months ,0.50% for >36 months & within 48 months

0.00%

0.80%

0.80%

0.80%

5) Franklin India Income Builder Account (FIIBA) Plan A

0.50% for 1 year

0.00%

1.10%

0.60%

0.60%

2.30%

0.00%

2.30%

0.60%

6) Franklin India Government Securities Fund (FIGSF) Composite/PF/LT Plans

0.50% for 3 months for Composite / PF Plans, Nil for LT Plan.

0.00%

0.85%

0.60%

0.60%

2.05%

0.00%

2.05%

0.60%

1) Franklin India Low Duration Fund (FILDF)

0.50% for 3 months

0.00%

0.30%

0.30%

0.30%

0.90%

0.00%

0.90%

0.30%

2) Franklin India Savings Plus Fund (FISPF)

Nil

0.00%

0.05%

0.05%

0.05%

0.15%

0.00%

0.15%

0.05%

3) Franklin India Banking & PSU Debt Fund (FIBPDF)

Nil

0.00%

0.20%

0.20%

0.20%

0.60%

0.00%

0.60%

0.20%

0.00%

0.05%

0.05%

0.05%

0.15%

0.00%

0.15%

0.05%

0.00%

0.05%

0.05%

0.05%

0.15%

0.00%

0.15%

0.05%

0.00%

0.65%

0.30%

0.30%

1.25%

0.00%

1.25%

0.30%

(Earnings for 4 years )

0.00%

E- Income Funds - Short Term

F-Liquid / Liquid + Funds

1)Franklin India Treasury Management Account (FITMA) Super Institutional Plan
2) Franklin India Ultra-short Bond Fund (FIUBF) Super Institutional Plan

Nil

3) Franklin India Cash Management Account - (FICMA)

G-Fund of Funds
1) (a) Franklin India Life Stage Fund of Funds (FILSF) 20s Plan

1.00% for 1 year

0.75%

0.90%

0.90%

0.90%

3.45%

0.00%

3.45%

0.90%

1) (b) Franklin India Life Stage Fund of Funds (FILSF) 30s Plan

0.75% for 1 year

0.75%

0.90%

0.90%

0.90%

3.45%

0.00%

3.45%

0.90%

1) (c) Franklin India Life Stage Fund of Funds (FILSF) 40s Plan

0.75% for 1 year

0.75%

0.90%

0.90%

0.90%

3.45%

0.00%

3.45%

0.90%

1) (d) Franklin India Life Stage Fund of Funds (FILSF) 50s Plan

1.00% for 1 year

0.75%

0.90%

0.90%

0.90%

3.45%

0.00%

3.45%

0.90%

1) (e) Franklin India Life Stage Fund of Funds ( FILSF ) 50s Plus Floating Rate Plan

1.00% for 1 year

0.00%

0.30%

0.30%

0.30%

0.90%

0.00%

0.90%

0.30%

2) Franklin India Dynamic PE Ratio Fund of Funds (FIDPEF)

1.00% for 1 year

0.75%

1.10%

1.10%

1.10%

4.05%

1.25%

5.30%

1.10%

3) Franklin India Multi Asset Solution Fund (FIMAS)

1.00% for 3 years

0.75%

1.10%

1.10%

1.10%

4.05%

1.25%

5.30%

1.10%

0.25%

0.90%

0.90%

0.90%

2.95%

1.75%

4.70%

0.90%

0.25%

0.90%

0.90%

0.90%

2.95%

1.75%

4.70%

0.90%

0.75%

0.85%

0.85%

0.85%

3.30%

1.75%

5.05%

0.85%

H- International Funds
1) Franklin US Opportunities Fund (FUSOF)
2) Franklin European Growth Fund (FEGF)

1% for 3 years

3) Franklin Asian Equity Fund (FAEF)

Special (Avendus)-ND

ARN-86906

Brokerage Structure of ARN-86906 applicable from 1st October 2016 till further notice

Scheme Detail

Amount /
Time Slab /
Trxn. Type

T15 & B15

Upfront
Brokerage

1st Year Trail

2nd Year Onwards

Trail

Additional Market
Expansion
(B15)

Equity Fund

Scheme Wise
Clawback if
Redeemed /
Switched

IDFC Classic Equity Fund

Any Amount

1.00%

0.70%

0.70%

Upfront : 1.50%
Trail : 1st year - NIL

12 Months

IDFC Dynamic Equity Fund

Any Amount

1.00%

0.70%

0.70%

Upfront : 2.00%
Trail : 1st year - NIL

Upfront : 18
Months

IDFC Infrastructure Fund

IDFC Imperial Equity Fund
IDFC Equity Fund
IDFC Sterling Equity Fund

Any Amount

1.00%

0.70%

0.70%

Upfront : 1.50%
Trail : 1st year - NIL

Any Amount

1.00%

0.70%

0.70%

IDFC- Premier Equity Fund

Any Amount

1.00%

0.50%

0.50%

Upfront : 2.00%
Trail : 1st year - NIL
Upfront : 1.50%
Trail : 1st year - NIL

Market Expansion
Upfront : 12
Months
12 Months

12 Months
12 Months

Exit Load

Upto 9th May 16, 2%

if redeemed within
18 months, WEF
10th May 16, 1% if
redeemed within
365 days
Wef 04-Aug-15 for
10% of inv=0,bal at
1.5% for 18 Mts

1% for 365 days

1% for 365 days wef

07Sep2015
1% for 365 days

ELSS
IDFC Tax Advantage (ELSS)
Fund

Any Amount

1.00%

1.00%

1.00%

Upfront : 1.50%
Trail : 1st year - NIL

NIL

0.65%

Upfront : 1.50%
Trail : 1st year - NIL

Upfront : 18
Months

Upfront : 1.50%
Trail : 1st year - NIL

Market Expansion
Upfront : 12
Months
Upfront : 18
Months

Upfront : 1.50%
Trail : 1st year - NIL

Market Expansion
Upfront : 12
Months
Upfront : 18
Months

Hybrid fund
IDFC Asset Allocation Fund FOF -Moderate Plan

IDFC Asset Allocation Fund

-FOF- Aggressive Plan

IDFC Asset Allocation Fund

-FOF- Conservative Plan

Any Amount

Any Amount

Any Amount

0.65%

0.75%

0.40%

0.65%

0.75%

0.60%

0.75%

0.60%

1.5% for 18 months

1.5% for 18 months

1.5% for 18 months

Market Expansion
Upfront : 12
Months
IDFC Monthly Income Plan

Any Amount

NIL

1.75%

0.50%

Upfront : NIL
Trail : 1st year - 1.25%

1% for 365 days

0.10%

NIL

1% for 7 days

Index fund
IDFC Nifty Fund

Any Amount

NIL

0.10%
Money Market fund

IDFC Banking Debt Fund

Any Amount

NIL

0.10%

0.10%

NIL

0.15% for 7 days

IDFC Cash fund

Any Amount

NIL

0.05%

0.05%

NIL

NIL

IDFC Money Manager

Fund-Treasury Plan
IDFC Ultra Short Term Fund

Any Amount

NIL

0.50%

0.40%

NIL

NIL

Any Amount

NIL

0.15%

0.15%

NIL

NIL

0.40%

NIL

0.50% for 3 months

0.30%

NIL

Nil W.e.f. 12th Aug,

2016
0.25% for 1 Month

Short term Debt fund

IDFC All Seasons Bond Fund

Any Amount

NIL

IDFC Corporate Bond Fund

Any Amount

NIL

0 to 3 Months - 0.40% ,
4 to 12 Months - 0.40%
0.30%

IDFC Money Manager Fund

-Investment Plan
IDFC Super Saver Income
Fund - Short Term Plan
IDFC Super Saver Income
Fund- Medium Term Plan

Any Amount

NIL

0.10%

0.10%

NIL

Any Amount

NIL

0.50%

0.50%

NIL

Any Amount

NIL

0.75%

0.75%

NIL

Nil, W.E.F 23rd May

2016
Nil

Long term debt fund

IDFC Dynamic Bond Fund

Any Amount

NIL

0.90%

0.85%

NIL

0.5% For 3 months

IDFC Super Saver Income

Fund - Investment Plan

Any Amount

NIL

0.95%

0.90%

NIL

Wef 04-Aug-15 for

10% of inv 0,bal at
1% upto 365 dys

ARN-86906 - Brokerage Structure for October,16

Gilt Fund
IDFC Government Securities
Fund - Investment Plan
IDFC Government Securities
Fund - Short Term Plan
IDFC Government Securities
Fund-Provident FundPlan

Any Amount

NIL

0.75%

0.50%

NIL

NIL

Any Amount

NIL

0.10%

0.10%

NIL

NIL

Any Amount

NIL

0.50%

0.50%

NIL

NIL WEF 11 Dec

2014
0.25% if
redeemed/switch
out in 1 Month
0.25% for 1 months
WEF 12 Aug 2016

Arbitrage Fund
IDFC Arbitrage Fund

Any Amount

NIL

0 to 3 Months - 0.65% ,
4 to 12 Months - 0.65%

0.65%

NIL

IDFC Arbitrage Plus Fund

Any Amount

NIL

0 to 3 Months - 0.65% ,
4 to 12 Months - 0.65%

0.65%

NIL

Terms & Conditions :

i) T-15 refers to Top 15 Cities pin codes as classified by AMFI & B-15 refers to those pin codes which are not classified under Top15 cities.
Scheme-wise Claw Back provision if redeemed/switched within claw back period:

The Upfront in T15 & B15 will be proportionately recovered/clawed back from the future Brokerage payments of the Distributor.

The Market Expansion incentive is applicable for 1st year and only for B-15 Cities which will be completely recovered/clawed back from the future Brokerage payments of the distributor.

Market Expansion brokerage & its Claw back Tenure will be applicable for 12 months only.

ii) The changes effected in the current months brokerage rates are highlighted in green for your attention.
iii) Upfront & Trail will be paid as per the brokerage structure on switches within equity schemes (i.e. (CEF/SEF/DEF/INFRA/IEF/EQTY FUND/PEF) with effect from 1st April15.
iv) In Asset Allocation Funds, there is no exit load on switches within the asset allocation funds and there is no limit to the number of switches between Asset Allocation Funds. Upfront
brokerage is not eligible for such switches.
v) No upfront brokerage will be paid in case of switches within sub plans of any schemes for e.g. Dividend to Growth or vice versa.
vi) In case EUIN or the investor declaration is not provided within the timelines as prescribed by AMFI from time to time, brokerage on the concerned transaction shall be forfeited permanently.
vii) The brokerage/incentives would be inclusive of Service Tax/Education Cess and any other applicable tax, if any; as per the current regulations.
viii) Any brokerage payout related discrepancies have to be intimated to us within 45 days from the date of release of brokerage.
ix) AMC reserves the right to change the structure without any prior intimation.

ARN-86906 - Brokerage Structure for October,16

Brokerage Structure for the period 1st October 2016 to 31st December 2016

Large Cap Diversified Category:

Invesco India Business Leaders Fund

ELSS/ Tax Saver Category:

Invesco India Tax Plan

Arbitrage Category:
Invesco India Arbitrage Fund

Multi Cap Diversified Category:

Invesco India Growth Fund
Invesco India Contra Fund

Thematic Category:
Invesco India PSU Equity Fund
Invesco India Banking Fund

Invesco India Corporate Bond Opportunities Fund

Invesco India Medium Term Bond Fund

Mid Cap Diversified Category:

Invesco India Mid Cap Fund
Invesco India Mid N Small Cap Fund

International FoF Category:

Invesco India Pan European Equity Fund
Invesco India Global Equity Income Fund

Fixed Income - Duration Category:

Invesco India Active Income Fund
Invesco India Gilt Fund

Name

Fixed Income - Accrual Category:

ARN

Application Size

Base Incentive
(%)#

Special Incentive (for

Retention Incentive

T-15 Cities only)

(for B-15 Cities only)

for applications <= Rs 2crs

1.00

NIL

1.50

0.75

0.75

for applications > Rs 2crs

NIL

NIL

1.50*

0.75

0.75

for applications <= Rs 2crs

1.00

NIL

1.50

0.75

0.75

for applications > Rs 2crs

NIL

NIL

1.50*

0.75

0.75

for applications <= Rs. 2crs

0.50

NIL

NIL

0.75

0.75

for applications > Rs. 2crs

NIL

NIL

NIL

0.75

0.75

for applications <= Rs 2crs

0.75

NIL

1.50

0.75

0.75

for applications > Rs 2crs

NIL

NIL

1.50*

0.75

0.75

Invesco India Gold Fund

Any amount

NIL

NIL

NIL

0.25

0.25

Equity oriented

Invesco India Arbitrage Fund

Any amount

NIL

NIL

NIL

0.75

0.50

Liquid

Invesco India Liquid Fund

Any amount

NIL

NIL

NIL

0.04

0.04

for applications <= Rs. 2crs

NIL

NIL

NIL

0.50

0.50

for applications > Rs. 2crs

NIL

NIL

NIL

0.25

0.25

Invesco India Short Term Fund

Any amount

NIL

NIL

NIL

0.80

0.50

Invesco India Credit Opportunities Fund

Any amount

NIL

NIL

NIL

0.30

0.25

Invesco India Medium Term Bond Fund

Any amount

NIL

NIL

NIL

0.25

0.25

Invesco India Active Income Fund

Any amount

NIL

NIL

NIL

1.00

0.75

for applications <= Rs 10crs

0.50

NIL

NIL

0.75

0.75

for applications > Rs 10crs

NIL

NIL

NIL

0.75

0.75

Invesco India Bank Debt Fund

Any amount

NIL

NIL

NIL

0.30

0.30

Invesco India Gilt Fund

Any amount

NIL

NIL

NIL

1.00

0.75

Category

Name of the Fund

Equity

Invesco India Equity Schemes^^

ELSS

Invesco India Tax Plan

International FoF

Invesco India Pan European Equity Fund

Invesco India Global Equity Income Fund

Hybrid

Invesco India MIP Plus

Gold

Invesco India Ultra Short Term Fund

Debt

Invesco India Corporate Bond Opportunities Fund

Gilt
Note:

Trail (% p.a.) 1st Trail (% p.a.) 2nd year

year
onwards

* For application > 2 cr B-15 Retention incentive will be paid as 1/12th portion each month for a total of 12 months period

Terms & Conditions

I. General
1) ^^ Equity Schemes Include: Invesco India Banking Fund, Invesco India Business Leaders Fund, Invesco India Contra Fund, Invesco India Mid N Small Cap Fund, Invesco India Mid Cap Fund, Invesco India Growth
Fund, Invesco India Dynamic Equity Fund, Invesco India Infrastructure Fund & Invesco India PSU Equity Fund.
2) Upfront payments are computed on the investment value.
3) In case the investment is redeemed/ switched out for any reason whatsoever, within 1 year from Equity Schemes, MIP Plus, Corporate Bond Opportunities Fund, Pan European Equity Fund & Global Equity Income
Fund, the proportionate amount of Base Incentive and full amount of Retention Incentive paid shall be recovered/ clawed back/ set off from the future brokerage payments, at AMCs sole discretion.
4) In case the brokerage payable to the distributor is insufficient to cover the clawback amount, the clawback will be tried for three consicutive months post which a demand notice will be sent to the distributor asking
him to refund the money to the AMC. In case the distributor does not pay the money within one month from the date of the receipt of the notice, the AMC will approach AMFI for the resolution of the same or initiate
the required corrective action including legal proceedings as it may deem fit.
5) Brokerage rates are inclusive of all taxes, cost charges, expenses, Service tax & other Government levies by whatever name called. If any Tax is required to be deducted at source the same will be deducted from the
payment of the distributor.
6) Brokerage will be payable only to distributors empanelled with us and for applications logged under their respective ARN.
7) This structure will supersede any existing brokerage structure for the quarter ending 31st December 2016.
II. T-15 & B-15
1) "T15" cities currently include Mumbai (including Thane & Navi Mumbai), Delhi (including NCR), Bangalore, Kolkata, Chennai, Pune, Ahmedabad, Hyderabad, Baroda, Panjim, Jaipur, Lucknow, Surat, Kanpur and
Chandigarh. "B15" cities are locations beyond T15 cities as identified from time to time by the regulators.
2) Tagging of a transaction as B15 transaction solely rests with the AMC, including any guidelines issued by AMFI.
III Switches
1) No upfront incentive shall be payable for switches within and between Equity including ELSS, FoF International (Pan European Equity Fund & Global Equity Income Fund) & Hybrid (MIP Plus) categories
IV Regulatory
1) The above mentioned brokerage is applicable subject to provisions of SEBI/AMFI Circulars as ammended from time to time.
2) Above data / information / brokerage structure is as on this date and is subject to ammendments persuant to any regulatory/ load strcuture/ expense ratio changes. Such changes would be applicable for remaining
SIP/STP instalments also.
3) The AMC reserves the right to ammend/withdraw the above brokerage structure without assigning any reasons.
4) In accordance with the clause 4(d) of SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09 dated June 30, 2009, the distributors should disclose all the commissions (in the form of trail commission or any other mode)
payable to them for the different competing schemes of various mutual funds from amongst which the scheme is being recommended to the investor. Distributors are advised to ensure compliance of the same.
5) Vide SEBI circular dated November 28th, 2002 and AMFI's subsequent circulars, intermediaries are not entitled to commission/incentive on their own investment. Commission/ incentive is not payable for
investment made by sponsor(s) of Invesco Asset Management (India) Pvt. Ltd..
G
Date : 1st Oct 2016

Brokerage Structure (1st October 2016 to 31st December 2016)

Load & Brokerage Structure for all fresh purchases (including SIP*(a)/STP/SWP registered during above period)

Type

Equity
Funds
Liquid
Funds

Debt Funds

Gilt Fund
Derivative
Funds

AnnualLong Term
ised
Trail -Brokerage 2nd year
-- 1st year
onwards
Trail (%)
(%)

Fund Name

Entry
Load

Exit
Load

Lock-in
Period*(b)

Upfront
Brokerage
(%)

JM Balanced Fund / JM Basic Fund / JM Core 11 Fund / JM

Equity Fund / JM MultiStrategy Fund

NIL

1.00%

3 Months

NIL

0.50%

0.50%

JM Tax Gain Fund

JM High Liquidity Fund
JM Floater Short Term Fund

NIL
NIL
NIL

NIL
NIL
NIL

*(c)
NIL
NIL

NIL
NIL
NIL

0.50%
0.05%
0.10%

0.50%
0.05%
0.10%

JM Money Manager Fund - Regular Plan

JM Money Manager Fund - Super Plan
JM Money Manager Fund - Super Plus Plan
JM Floater Long Term Fund
JM Income Fund
JM MIP Fund
JM Short Term Fund
JM G-Sec Fund

NIL
NIL
NIL
NIL
NIL
NIL
NIL
NIL

NIL
NIL
NIL
NIL
NIL
NIL
0.25%
NIL

NIL
NIL
NIL
NIL
NIL
NIL
30 days
NIL

NIL
NIL
NIL
NIL
NIL
NIL
NIL
NIL

0.50%
0.10%
0.10%
0.05%
1.00%
0.40%
0.20%
0.50%

0.25%
0.05%
0.05%
0.05%
0.75%
0.40%
0.20%
0.50%

JM Arbitrage Advantage Fund*(d)

NIL

0.50%

30 days

NIL

0.40%

0.40%

*(a) - In case of re-registration of SIP also during the above mentioned period, the above brokerage structure including upfront (wherever applicable) and trail will
be applicable for remaining installments from the first SIP due date on/after the re-registration date.
*(b) - The exit load as per column 4 of the above table for respective scheme will be applied if the investments are redeemed/switched-out within the period specified
in column 5 out of the transfer/allotment of units for normal transaction/respective installments in SIP/STP/SWP transactions from the cases registered during
the above mentioned brokerage structure period. Please see detailed information on Load & Brokerage overleaf.
*(c) - The scheme falls in the ELSS category and is eligible for tax benefits under section 80C of Income Tax Act. There is a lock-in period of 3 years under the
Fund.
*(d) - Although JM Arbitrage Advantage Fund is classified in derivative funds above, it has been given tax status as that of equity.

Latest EUIN Guidelines

For all applications routed through an ARN holder, it is now mandatory to also quote the valid ARN of the sub-broker and valid Employee Unique Identity No.(EUIN) issued by AMFI to
ensure the release of eligible brokerage.
In case the EUIN is Invalid or the EUIN is left blank and declaration is not selected, then the brokerage [upfront (wherever applicable), trail etc] for the said transaction will be withheld.
However, the remediation is done within 30 days from the date of transaction then withheld brokerage will be released in the subsequent cycle.
In case, the remediation happens after 30 days or does not happen, then the withheld brokerage and the subsequent brokerage (Except Transaction charges) will be forfeited permanently.

Central Distributor Services Sharing bank details of the distributors with R & TAs through CDMS
AMFI vide its Circular No.35P/MEM-COR/ 29/ 13-14 dated August 30, 2013, has advised to use the bank details of the distributors available with AMFI unit of CAMS for payment to
distributors w.e.f. first Saturday of September i.e. September 7, 2013. Distributors are, therefore, requested to check and confirm their Bank details to avoid any possible wrong payments
due to data entry errors or non-updation of the bank details with AMFI unit of CAMS.

Mandatory KYC Requirement

Fresh KYC formalities through KYC Registration Agency (KRA) to be effective from December 01, 2012.
All existing individual investors who are CVL certified KYC compliant before January 01, 2012, need to complete the process of KYC through KRA by furnishing missing documents/
information, for investments in AMCs where the investment was not made earlier.
It is mandatory to furnish KYC-Part II regarding Net Worth, Income, Status regarding PEP (Politically Exposed Person).
All Non-individual investors are mandatorily required to do fresh KYC through KRA by submitting their entire set of documents with fresh application for making investment.
For further details, please contact the nearest branch of the AMC / our Registrar M/s Karvy Computershare Private Limited.
For more information please refer AMFI Website (amfiindia.com) or website of CAMS (camsonline.com)

FATCA / CRS
It is mandatory to submit declaration regarding FATCA / CRS (Foreign Accout Tax Compliance Act / Common Reporting Standard) for all Purchases/Switch transactions by all investors
including fresh SIP/STP/SWP registered w.e.f. 01/01/2016.

Transactions through Stock Exchange Mutual Fund Platforms

All open-ended Schemes of JM Financial Mutual Fund are available for purchase and redemptions through the following platforms. However, Direct Plans are available only for redemptions.

1. NSE i.e. MFSS Platform (Mutual Fund Service System)

2. BSE i.e. BSE Star MF Platform

ARN-86906
Avendus Wealth Management Private Limited
BROKERAGE STRUCTURE APPLICABLE FOR OCTOBER-DECEMBER 2016
A. EQUITY SCHEMES
Scheme Name
Application
Size
JPMorgan India Equity Fund
NA
JPMorgan India Mid & Small Fund
NA
JPMorgan India Tax Advantage Fund
NA
JPMorgan India Top 100 Fund
NA
JPMorgan India Equity Income Fund
NA
JPMorgan India Economic Resurgence Fund
NA
JPMorgan India Balanced Advantage Fund
NA
JPMorgan Greater China Equity Off-shore Equity Fund
NA
JPMorgan ASEAN Equity Off-shore Equity Fund
NA
JPMorgan US Value Equity Off-shore Equity Fund
NA
JPMorgan Europe Dynamic Offshore Equity Fund
NA
JPMorgan Emerging Market Opportunities Fund
NA

Upfront
Fees**
1.00%
1.00%
Nil
1.00%
0.25%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%

Trail *
1.00% (Day 1 onwards)
1.00% (Day 1 onwards)
1.75% (Day 1 onwards)
1.00% (Day 1 onwards)
0.75% (Day 1 onwards)
1.00% (Day 1 onwards)
1.00% (Day 1 onwards)
0.50% (Day 1 onwards)
0.50% (Day 1 onwards)
0.50% (Day 1 onwards)
0.50% (Day 1 onwards)
0.50% (Day 1 onwards)

**Clawback will be applicable on all upfront fees paid.

This clawback would be on a pro-rata basis depending on redemption of investments prior to the exit load period.
* Trail Payout is applicable from the time of Investment and is on an annualized basis (p.a.)
* Trail Payout is Payable on a monthly basis

B. FIXED INCOME SCHEMES

Scheme Name
Application Upfront
Size
Fees**
JP Morgan India Liquid Fund
NA
Nil
JP Morgan India Active Bond Fund
NA
0.25%
JPMorgan India Banking & PSU Debt Fund
NA
Nil
JPMorgan India Government Securities Fund
NA
0.25%
JPMorgan India Corporate Debt Opportunities Fund
NA
Nil

Trail *
0.10% (Day 1 onwards)
0.75% (Day 1 onwards)
0.25% (Day 1 onwards)
0.50% (Day 1 onwards)
0.50% (Day 1 onwards)

**Clawback will be applicable on all upfront fees paid.

This clawback would be on a pro-rata basis depending on redemption of investments prior to the exit load period
* Trail Payout is applicable from the time of Investment and is on an annualized basis (p.a.)
* Trail Payout is Payable on a monthly basis
Note:
1. JPMAM reserves the right to change the brokerage structure at any time without any prior intimation
2. The above mentioned brokerage structure supersedes all our previous communications on brokerage structure
3. You are advised to abide by the code of conduct and/ or rules/ regulations laid down by SEBI and AMFI.
4. Please refrain from offering brokerage to your sub-brokers, if any, at a rate higher than the brokerage as aforementioned.
5. No upfront payable for switches from equity to equity schemes irrespective of the exit load period of the scheme, only trail will be payable.
6. Please note the above brokerage rates are subject to applicable taxes.

BROKERAGE STRUCTURE FOR OCT-DEC, 2016

ARN-86906
EXIT PERIOD

CLAWBACK
PERIOD

Slabs

Equity

12 Months

12 Months

Any Amount

0.70

1.50

2.20

1.00

1.00

1.00

Equity

12 Months

12 Months

Any Amount

0.70

1.50

2.20

1.00

1.00

1.00

Equity

12 Months

12 Months

Any Amount

1.00

1.50

2.50

0.75

0.75

0.75

Equity

NIL

12 Months

Any Amount

0.00

1.50

1.50

1.15

1.15

1.15

Equity

12 Months

12 Months

Any Amount

1.00

1.50

2.50

0.75

0.75

0.75

Equity

12 Months

12 Months

Any Amount

1.00

1.50

2.50

0.75

0.75

0.75

Equity

12 Months

12 Months

Any Amount

1.00

1.50

2.50

0.75

0.75

0.75

Equity

12 Months

12 Months

Any Amount

1.00

1.50

2.50

0.75

0.75

0.75

<=1.5 lakhs

0.75

1.50

2.25

1.00

1.00

1.00

SCHEME NAME

ASSET CLASS

Kotak 50
Kotak Opportunities
Kotak Select Focus
Kotak Classic Equity
Kotak Balance
Kotak Emerging Equity
Kotak Mid-Cap
Kotak Infrastructure & Economic Reform
Fund

Advisor Name - Avendus Wealth Management Pvt Ltd

Kotak Tax Saver Fund

Equity
Kotak Tax Saver Fund

Special incentive for

B15

Upfront T15

Trail 2nd / 3rd

year

Total B15 incentive Trail 1st year

Trail 4th year

onwards

NIL

N/A

>1.5 lakhs

0.75

1.50

2.25

1.00

1.00

1.00

Equity

12 Months

12 Months

Any Amount

0.50

1.50

2.00

0.50

0.50

0.50

Kotak World Gold Fund

Equity

12 Months

12 Months

Any Amount

0.75

0.25

1.00

0.70

0.70

0.70

Kotak US Equity Fund

Equity

12 Months

12 Months

Any Amount

0.50

1.50

2.00

0.50

0.50

0.50

Equity

12 Months

12 Months

Any Amount

0.75

1.50

2.25

0.50

0.50

0.50

Equity

12 Months

12 Months

Any Amount

0.40

0.00

0.40

0.40

0.40

0.40

Equity

30 days

N/A

Any Amount

0.00

0.00

0.00

0.55

0.55

0.55

Debt

12 Months

12 Months

Any Amount

0.00

1.50

1.50

1.15

1.15

1.15

Debt

12 Months

12 Months

Any Amount

0.00

1.50

1.50

1.15

1.15

1.15

Debt

12 Months

12 Months

Any Amount

0.00

1.00

1.00

0.90

0.90

0.90

Debt

18 Months

12 Months

Any Amount

0.00

0.50

0.50

0.90

0.90

0.90

Debt

NIL

12 Months

Any Amount

0.00

1.00

1.00

0.90

0.90

0.90

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.70

0.70

0.70

Debt

NIL

12 Months

Any Amount

0.00

1.00

1.00

1.00

1.00

1.00

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.35

0.35

0.35

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.75

0.75

0.75

Debt

12 Months

N/A

Any Amount

0.00

0.00

0.00

0.75

0.75

0.75

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.60

0.60

0.60

Kotak Treasury Advantage Fund

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.35

0.35

0.35

Kotak Corporate Bond Fund

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.20

0.20

0.20

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.03

0.03

0.03

Debt

NIL

N/A

Any Amount

0.00

0.00

0.00

0.03

0.03

0.03

Kotak Global Emerging Fund

Kotak Asset Allocator Fund

Kotak Equity Savings Scheme

Kotak Arbitrage Fund

Kotak Monthly Income Plan

Kotak Multi Asset Allocation Fund
Kotak Income Opportunities Fund
Kotak Medium Term Fund
Kotak Bond Fund

Kotak Bond Short Term Fund

Kotak Gilt Investments Fund

Kotak Banking and PSU Debt Fund
Kotak Low Duration Fund
Kotak Gold Fund
Kotak Flexi Debt Fund

Kotak Liquid Fund

Kotak Floater Short Term

TERMS AND CONDITIONS:

I. GENERAL
i. Brokerage Structures are subject to the terms of empanelment and applicable laws and regulations, including SEBI (Mutual Fund) Regulations, AMFI Regulations, laws relating to Service Tax, Income Tax, etc.
ii. All Upfront/Trail Brokerages will be calculated for every calendar month and will be paid out in the following month.
iii. This brokerage structure is applicable till further notice and is subject to changes at the discretion of AMC/ Trustee.
iv. In case of any regulatory changes with respect to expense ratio, the past / present brokerage structure may be reviewed by the AMC.
v. The AMC reserves the right not to pay upfront brokerage on assets mobilised through multiple / split applications from the same investor, where such arrangement is made with an intention to avail upfront brokerage otherwise not available on the
investment.
vi. The load structures may change at the discretion of AMC / Trustee. Please refer to the latest applicable load structure in the Offer Document(s) / Addenda to the Offer Document(s).

vii. Switches will be eligible for brokerage (upfront/trail) as per the distributor's applicable brokerage in the scheme but subject to applicable clawback of the switch out scheme. Option changes within the same scheme are not treated as switches
viii. In accordance with the clause 9(2) of SEBI Circular No. CIR/IMD/21/2012 dated Sept 13, 2012, the brokerage paid on B15 cities shall be subject to full clawback if redeemed within one year from the date of investment. The brokerage paid for
T15 cites will be subject to proportionate clawback as per the clawback period mentioned in the structure.
ix. In the eventuality of the clawback brokerage being higher than that months upfront & trail brokerage payable, the broker shall refund the same forth.
x. The AMC at its discretion, if it believes that the upfront payable to a distributor is in excess of the trail being currently payable to him, may pay the upfront in staggered installments over one year.

xi. The AMC reserves the right to suspend the brokerage payable, if brought to our notice that higher brokerage is offered to sub-brokers or you have violated the code of conduct and/or rules/regulations laid down by SEBI and AMFI

Commission Structure for L&T Mutual Fund

(1st October 2016 to 31st December 2016) ARN-86906
Name of the Fund

Prepaid Commission

Year 1

Trail(apm)
Year 2 onwards

Total Earnings for T15 Cities

In first 3 Years

B15 Incentive

Total Earnings for B15 Cities

In first 3 Years

Equity, Balanced and Hybrid Funds

L&T India Value Fund
L&T India Prudence Fund
L&T Equity Fund
L&T Mid Cap Fund
L&T India Large Cap Fund
L&T Infrastructure Fund
L&T Business Cycles Fund
L&T Emerging Businesses Fund
L&T India Special Situations Fund
L&T Tax Advantage Fund
L&T Equity Savings Fund
L&T Monthly Income Plan

1.00%*

0.75%

0.75%

3.25%

1.50%

4.75%

0.75%*

0.75%

0.75%

3.00%

1.50%

4.50%

L&T Dynamic Equity Fund

0.75%*

0.75%

0.75%

3.00%

2.00%

5.00%

1.50%

Nil

1.50%

Arbitrage Fund
L&T Arbitrage Opportunities Fund

Nil

0.50%

0.50%
Debt Funds

L&T Income Opportunities Fund

L&T Resurgent India Corporate Bond Fund
L&T Triple Ace Bond Fund
L&T Short Term Income Fund

Nil

0.80%

0.80%

2.40%

0.50%

2.90%

Nil

0.80%

0.80%

2.40%

Nil

2.40%

L&T Flexi Bond Fund

Nil

0.70%

0.70%

2.10%

Nil

2.10%

L&T Gilt Fund

L&T Short Term Opportunities Fund
L&T Banking and PSU Debt Fund
L&T Floating Rate Fund
L&T Ultra Short Term Fund

Nil

0.50%

0.50%

1.50%

Nil

1.50%

Nil

0.40%

0.40%

1.20%

Nil

1.20%

Nil

0.20%

0.20%

0.60%

Nil

0.60%

1.95%
0.15%

Nil
Nil

1.95%
0.15%

Liquid Funds
L&T Cash Fund
L&T Liquid Fund

Nil
Nil

0.65%
0.05%

0.65%
0.05%

* For investments > Rs.3 Crore, no prepaid commission will be paid. The prepaid commission indicated above would be paid out in 12 equal instalments.

Brokerage Structure for Schemes of Mirae Asset Mutual Fund for Avendus Wealth Management Pvt Ltd (ARN-86906)
Period : 01-OCT-2016 To 31-DEC-2016

(For Load Structure please refer to the latest SID/SAI on our website www.miraeassetmf.co.in)

Asset
Class

Debt
ELSS
ELSS
Equity
Equity
Equity
Equity
Hybrid
Liquid

Scheme name

Distribution Incentive #

Mirae Asset Ultra Short Term Bond Fund

Mirae Asset Tax Saver Fund (<=150,000 INR)
Mirae Asset Tax Saver Fund (>150,000 INR)
Mirae Asset China Advantage Fund
Mirae Asset Emerging Bluechip Fund
Mirae Asset Great Consumer Fund
Mirae Asset India Opportunities Fund
Mirae Asset Prudence Fund
Mirae Asset Cash Management Fund

Upfront Fee B15 Special

Incentive
0.00%
0.00%
1.00%
0.00%
1.00%
0.00%
0.00%
0.00%
1.00%
0.00%
1.00%
0.00%
1.00%
0.00%
1.00%
0.00%
0.00%
0.00%

Trailer Fees (Per Annum) Paid on Average Per

Month*
1st year
2nd year
3rd year
4th year &
Onwards
0.50%
0.50%
0.50%
0.50%
0.90%
0.90%
0.90%
0.90%
0.90%
0.90%
0.90%
0.90%
0.50%
0.50%
0.50%
0.50%
0.75%
0.75%
0.75%
0.75%
0.90%
0.90%
0.90%
0.90%
0.75%
0.75%
0.75%
0.75%
0.75%
0.75%
0.75%
0.75%
0.05%
0.05%
0.05%
0.05%

# not applicable on switches made between Direct Plan to any other Plan within the same scheme or asset class

Terms and Conditions:

I. In case the investment is redeemed within the exit load period, as applicable, the proportionate (i.e. for the remaining period of exit load period)
of upfront (including additional upfront/ incentive, if any) and the entire B15 Special Incentive paid shall be recovered/clawed back/ set off from
the future brokerage payments.
II. Annualized commission including Trail Commission will be computed on monthly average AUM and paid monthly.
III. All commissions/incentives are Gross and inclusive of all statutory levies including service tax and cess (as amended from time to time) payable
by the distributor as service provider or by the AMC/ Fund as service recipient. Net amount after deducting/ excluding the statutory levies, if any
will be paid to the distributor.
IV. Switch from Regular/Savings Plan to Direct Plan and vice versa shall be subject to exit load, if any.
V. For switches within equity schemes only Trail is payable.
VI. * The AMC reserves the right to change the brokerage structure at any time, without prior notice. The above commission structure supersedes
all the previous commission structure(s) which were communicated prior to this date for this period if any. For latest brokerage structures, load
structure and Scheme Information Document(s) of respective schemes, Statement of Additional Information and Addendums issued from time
to time, please refer to our website www.miraeassetmf.co.in
VII. In accordance with the clause 4(d) of SEBI Circular No. SEBI/ IMD/ CIR No. 4/168230/09 dated June 30, 2009, the distributors shall disclose all
commissions (in the form of trail commission or any other mode) payable to them for the different competing Schemes of various Mutual Funds
from amongst which the Scheme is being recommended to the investor. Distributors are advised to ensure compliance of the same.

THE DISTRIBUTOR AGREES THAT SOURCING OF FUNDS FOR MIRAE ASSET MUTUAL FUND SCHEME(S) AFTER RECEIPT OF THIS
BROKERAGE STRUCTURE INCLUDING THE ABOVE REFERRED TERMS AND CONDITIONS SHALL BE CONSTRUED AS AN AGREEMENT
OF HIS/HER/ITS ACCEPTANCE TO THE TERMS AND CONDITIONS.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

WEDNESDAY OCT 05 02:56:41 2016

SBI FUNDS MANAGEMENT PVT. LTD.

PREFFERED INCENTIVE STRUCTURE for Period
01-10-2016

BROKERAGE STRUCTURE

Applicable for Lump Sum as well as SIP/STP Sales

Avendus Capital Pvt. Ltd.

T15 & B 15

ARN-78486

Exit Load

ASSET CLASS

Claw Back Period

31-12-2016

Upfront
Brokerage

1st Year Trail

Trail - 2nd year

onwards

Special Incentive
(B 15)

Equity
SBI Magnum Equity Fund
SBI Contra Fund
SBI Emerging Business Fund
SBI Blue Chip Fund
SBI Magnum Global Fund
SBI Magnum Multiplier Plus Scheme

SBI Magnum Balanced Fund

SBI Magnum COMMA Fund
SBI Infrastructure Fund
SBI PSU Fund
SBI Magnum Mid Cap Fund
SBI Dynamic Asset Allocation Fund
SBI Banking and Financial services Fund
SBI Magnum Multicap Fund
SBI-IT Fund
SBI-PHARMA Fund
SBI-FMCG Fund
SBI Arbitrage Opportunities Fund
SBI Nifty Index Fund.

1% for exit within 1 year

1% for exit within 1 year
1% for exit within 1 year
1% for exit within 1 year
1% for exit within 1 year
1% for exit within 1 year
10% of investment - Nil; remaining
investment 1.00% for exit within 12
months
1% for exit within 1 year
1% for exit within 1 year
1% for exit within 1 year
1% for exit within 1 year
2% for exit within 1 year, 1-2 year exit
of 1% and after 2 years NIL
1% for exit within 1 year
1% upto 6 Months and 0.5% from 6
to 12 months
Nil
Nil
Nil
0.50% for exit within 3 months
Nil

12 Months- T15 & B15

12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15

Nil

NA

12 Months- T15 & B15

12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- T15 & B15
12 Months- B15
12 Months- B15
12 Months- B15
12 Months- B15
No Clawback
12 Months- B15

1.00
1.00
1.00
1.00
1.00
1.00

0.50
0.65
0.65
0.50
0.65
0.75

0.50
0.65
0.65
0.50
0.65
0.75

1.50
1.50
1.50
1.25
1.50
1.50

1.00

0.50

0.50

1.00

1.00
1.00
1.00
1.00

0.65
0.65
0.65
0.65

0.65
0.65
0.65
0.65

1.50
1.50
1.50
1.50

1.00

0.65

0.65

1.50

1.00

0.65

0.65

1.50

1.00

0.65

0.65

1.50

1.25
1.25
1.25
0.50
0.30

1.25
1.25
1.25
0.50
0.30

1.50
1.50
1.50
0.25

1.15

1.15

1.25

1.25

1.25

0.50

1.25

1.25

0.50

1.25
1.25

1.25
1.25

1.00
-

1.00

0.90

0.90

0.90

ELSS
SBI Tax Gain Fund

Hybrid
SBI Magnum Monthly Income Plan

SBI Magnum MIP Floater

SBI Equity Savings Fund
SBI Children's Benefit Plan

Debt
SBI Income Fund
SBI Dynamic Bond Fund

10% of investment - Nil; remaining

investment 1.00% for exit within 12
months
10% of investment - Nil; remaining
investment 1.00% for exit within 12
months
1.00% for exit within 1 year
3% for exit w/i 1 yr, 2% for exit w/i 2
yrs, 1% for exit w/I 3 yrs
10% of investment - Nil; remaining
investment 1.00% for exit within 12
months
10% of investment - Nil; remaining
investment 0.25% for exit within 1
month

12 Months- T15 & B15

12 Months- T15 & B15

12 Months- T15 & B15
12 Months- T15 & B15

12 Months- T15
No Clawback

SBI Corporate Bond Fund

SBI Magnum Gilt - Short Term
SBI Magnum Gilt - Long Term
SBI Regular Savings Fund

3% for exit within 12 months, 1.50%

for exit within 24 months, 0.75% for
exit within 36 months
Nil
Nil
1% for 6 months and beyond 6
months NIL
0.25% for exit within 15 days
0.25% for exit within 90 days

12 Months- T15
No Clawback
No Clawback
12 Months- T15

1.00

0.90

0.30
0.50

0.30
0.50

No Clawback
No Clawback

0.50
0.60

0.50
0.60

1% for exit within 1 year

No Clawback

0.25

0.25

SBI Savings Fund

0.10% for exit within 3 business days

No Clawback

0.75

0.75

SBI Ultra Short Term Fund

Nil

No Clawback

0.10

0.10

Nil

No Clawback

0.05

0.05

0.10% for exit within 3 business days

No Clawback

0.05

0.05

0.25% for exit within 20 days

No Clawback

0.05

0.05

SBI Treasury Advantage Fund

SBI Short Term Fund

SBI GOLD
SBI Gold Fund

Ultra Short Term

Liquid Funds
SBI Premier Liquid
SBI Magnum Insta Cash Fund
SBI Magnum Insta Cash Fund - Liquid Floater Plan

The Below Structure valid from 1st October - 31st December 2016
CATEGORY I : Equity Schemes
T - 15
Upfront
1.00%

Scheme Name
All Equity Schemes

Trail 1st Year

0.50%

Trail 2nd Year & Perpetual

0.50%

Trail 4th Year & Perpetual

0.50%

Additional Upfront for B - 15

1.50%

Additional Upfront for

B - 15
1.50%

CATEGORY II : UTI Long Term Equity Fund (Tax Saving)

Upfront
3.00%

Trail 1st to 3rd Year

NIL

CATEGORY III : UTI Nifty Index Fund

Upfront
NIL

Trail - 1st Year

0.05%

Trail 2nd Year & Perpetual

0.05%

1st Year Trail

0.50%

2nd Year Trail

0.40%

Upfront

1st Year Trail

2nd Year & Perpetual

Add Upfront For B-15

1.00%
1.00%
1.00%
0.50%
0.50%
1.00%
1.00%
1.00%

0.60%
0.50%
0.45%
0.75%
0.70%
0.50%
0.30%
0.50%

0.60%
0.50%
0.45%
0.75%
0.70%
0.50%
0.30%
0.50%

1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%

CATEGORY IV : UTI Spread Fund

Upfront
NIL
CATEGORY V : Hybrid Category

Scheme Name
UTI Wealth Builder Fund
UTI Balanced Fund
UTI CRTS
UTI ULIP
UTI RBP
UTI MUS
UTI CCP (Balance)
UTI CCP (Advantage)

Category I: Equity Schemes - UTI Opportunities, UTI Equity, UTI Midcap, UTI Mastershare, UTI Infrastructure, UTI Dividend Yield, UTI Leadership, UTI Top 100, UTI MNC, UTI India
Lifestyle, UTI Multicap, UTI T&L , UTI Banking, UTI Bluechip Flexicap Fund & UTI Pharma

T-15 refers to the Top 15 Cities provided by AMFI and B -15 refers to all the cities beyond the Top 15 Cities. The list of Top 15 cities is as follows Mumbai (including Thane & Navi
Mumbai), Delhi (including NCR), Bangalore, Kolkata, Chennai, Pune, Ahmedabad, Hyderabad, Baroda, Panjim, Jaipur, Lucknow, Surat, Kanpur and Chandigarh
UTI AMC may change the rates / periodicity etc. of commission/ trail commission in case of change in regulations / expense ratio and any other factors which have an impact on
such payments.
Please read the latest SID/s and addendums thereto carefully confirm the scheme details
In case the investment is redeemed within the exit load period, as applicable, the proportionate (i.e. for the remaining period of exit load period) of upfront (including addtional
upfront/ incentive, if any) paid shall be recovered/clawed back/ set off from the future brokerage payments, at AMCs sole discretion.

For switches between schemes following would be applicable

1. Income & Liquid fund/s to Equity and Balanced fund/s: Upfront & additional upfront commission as payable on destination scheme in respect of switchover. Trail commission as
applicable to the destination fund will be payable in respect of switchover.
2. Equity & Balanced fund/s to Equity & Balanced fund/s: No upfront or additional upfront would be payable. Trail commission as applicable to the destination fund will be payable
in respect of switchover.
3.Equity & Balanced fund/s to Income & Liquid fund/s including UTI RBP, UTI ULIP, UTI CCP Balance and Advantage: Upfront & additional upfront commission as payable on
destination scheme in respect of switchover.Trail commission as applicable to the destination fund will be payable in respect of switchover.

The below structure is applicable for Q3 FY 16-17, from October 1, 2016 to Deccember 31, 2016

Liquid Category Funds

Scheme Name
UTI Liquid Fund Cash Plan
UTI Money Market Fund

Application Size
Any Amount
Any Amount

Upfront
NIL
NIL

Trail - 1st year

0.05%
0.10%

2nd year o/w Trail Perpetual

0.05%
0.10%

Scheme Name
UTI Treasury Advantage Fund

Application Size
Any Amount

Upfront
NIL

Trail - 1st year

0.10%

2nd year o/w Trail Perpetual

0.10%

Scheme Name
UTI Floating Rate Fund

Application Size
Any Amount

Upfront
NIL

Trail - 1st year

0.85%

2nd year o/w Trail Perpetual

0.50%

Scheme Name

Application Size
Any Amount
Any Amount
Any Amount
Any Amount

Upfront
NIL
NIL
NIL
NIL

Trail - 1st year

0.55%
0.20%
0.10%
0.35%

2nd year o/w Trail Perpetual

0.55%
0.20%
0.10%
0.35%

Application Size

Upfront

Any Amount
Any Amount
Any Amount
Any Amount
Any Amount

NIL
NIL
NIL
NIL
NIL

Ultra Short Term Category Funds

Other Debt Category Funds

UTI Short Term Income Fund
UTI G-Sec Short Term Plan
UTI Banking & PSU Debt Fund
UTI Gilt Advantage Fund
Scheme Name

UTI Dynamic Bond Fund Fund

UTI Medium Term Fund
UTI Income Opportunities Fund
UTI Monthly Income Scheme
UTI MIS Advantage Plan

Trail Year 1, Year 2 &

Year 3
1.25%
1.00%
1.25%
1.40%
1.40%

Trail Year 4 Onwards

0.80%
0.70%
0.80%
0.80%
0.80%

Please note :
1. The structure of commission is independently applicable to each scheme
2. Intermediaries are not entitled to commission / incentive on their own business. Commission/ incentive is not payable for investment made by sponsors of UTI AMC.
3. The commission rates are inclusive of all taxes/ levies/statutory duties /service tax etc
4. First year trail commission is calculated from the date of the investment till the end of the first year of investment or till the investor stays invested in the scheme,
whichever is earlier and is calculated on pro-rata basis, by taking the average of net asset value during the period under consideration and on the outstanding units.
5. Second year & onwards trail commission is calculated from date of completion of one year from the date of investment. It is calculated on pro-rata basis, by taking
average of net asset value during the period under consideration. Second year trail commission as applicable to the scheme is paid either perpetually till the investor stays
invested in the scheme or for the specific period mentioned in the commission structure applicable to the scheme
6. UTI AMC may change the rates / periodicity etc of commission in case of change in regulations / expense ratio and any other factors which have an impact on such
payments.
7.UTI AMC reserves the right to modify, withdraw or suspend the brokerage structure at any time.
8. In case the investment is redeemed within the exit load period, as applicable, the proportionate (i.e. for the remaining period of exit load period) of upfront (including
addtional upfront/incentive, if any) paid shall be recovered/clawed back/set off from the future brokerage payments, at AMC's sole discretion.
9. For upfront commission, in case of investment in UTI Short Term Income Fund, UTI Dynamic Bond Fund, UTI Bond Fund, UTI Medium Term Fund, UTI Income
Opportunities Fund, UTI Gilt Advantage Fund, UTI Monthly Income Scheme & UTI MIS Advantage Fund is redeemed on or before 365 days, the proportionate of upfront
(including additional upfront/ incentive, if any) paid shall be recovered/clawed back/ set off from the future brokerage payments, at AMCs sole discretion.

Statement of Commissions Payable to Distributors - October'16 - December'16

Name of AMC:

HDFC Asset Management Company Limited

Name of Mutual Fund:

HDFC Mutual Fund

B - 15 Cities:

Other than Mumbai (including Thane & Navi Mumbai), Delhi (including NCR), Bangalore, Kolkata, Chennai, Pune, Ahmedabad, Hyderabad, Baroda, Panjim, Jaipur, Lucknow, Surat, Kanpur and
Chandigarh

ARN Code

ARN-86906 Avendus Wealth Management Pvt Ltd

Brokerage Rate applicable for Lumpsum & SIP Investments

Category
Scheme Name

Equity Oriented
Schemes

Index

Balanced Equity
Oriented Schemes

HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC
HDFC

Equity Fund
Top 200 Fund
Mid Cap Opportunities Fund
Growth Fund
Infrastructure Fund
Large Cap Fund
Premier Multi Cap Fund
Small & Midcap Fund
Capital Builder Fund
Core & Satellite Fund
Equity Savings Fund
Index Fund Nifty Plan
Index Fund Sensex Plan
Index Fund Sensex Plus Plan
Prudence Fund
Balanced Fund
Childrens Gift Fund Investment Plan (Equity)

HDFC Childrens Gift Fund Investment Plan (Equity) Lock In $

HDFC Childrens Gift Fund- Savings Plan
HDFC Childrens Gift Fund -Savings Plan - Lock In $
HDFC Arbitrage Fund
HDFC Tax Saver Fund (Lock In)
ELSS
HDFC Long Term Advantage Fund (Lock In)
Retirement Planning HDFC Retirement Savings Fund (All Plans)
HDFC Monthly Income Plan Short Term Plan
Hybrid Debt Oriented HDFC Monthly Income Plan Long Term Plan
HDFC Multiple Yield Fund - Plan 2005
HDFC Income Fund
Income
HDFC High Interest Fund Dynamic Plan
HDFC Short Term Plan
HDFC High Interest Fund STP
HDFC Short Term Opportunities Fund
Short Term
HDFC Medium Term Opportunities Fund
HDFC Floating Rate Income Fund Long Term Plan
HDFC Corporate Debt Opportunities Fund
HDFC Gilt Fund Short Term Plan
Gilt
HDFC Gilt Fund Long Term Plan
HDFC Liquid Fund
Liquid
HDFC Cash Management Fund Savings Plan
HDFC Cash Management Fund Call Plan
HDFC Floating Rate Income Fund Short Term Plan
Ultra Short Term
HDFC Cash Management Fund Treasury Advantage Plan
HDFC Banking and PSU Debt Fund
Multi Asset FOF
HDFC Dynamic PE Ratio Fund of Funds
Gold FOF
HDFC Gold Fund
Balanced Debt
Oriented Schemes
Arbitrage

APMAnnualisedpayablemonthlySubjecttorevisionprospectively

Exit Load
Period

Clawback
Period

12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
3 Months
1 Month
1 Month
12 Months
12 Months
3 Years

12
12
12
12
12
12
12
12
12
12
12

Months
Months
Months
Months
Months
Months
Months
Months
Months
Months
Months
N.A
N.A
N.A
12 Months
12 Months
12 Months

Refer SID
3 Years
Refer SID
1 Month
3 Years
3 Years
5 Years
12 Months
12 Months
15 Months
6 Months
6 Months
12 Months
1 Month
NIL
NIL
3 Months
36 Months
NIL
NIL
NIL
NIL
NIL
NIL
NIL
NIL
12 Months
12 Months

12 Months
12 Months
12 Months
N.A
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
6 Months
6 Months
12 Months
N.A
N.A
N.A
N.A
12 Months
N.A
N.A
N.A
N.A
N.A
N.A
N.A
N.A
12 Months
N.A

Trail paid in
Advance (@)
1 yr (A)
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.85%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.75%
1.00%
0.75%
0.75%
0.50%
0.25%
0.25%
-

T15 & B15

Trail Yr1 - Total (A+B) Trail Yr 2
Trail
for T15 & & 3 (p.a)
4th yr
APM
B15
onwards
(p.a) (B)
0.75%
1.75%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.85%
1.85%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
1.00%
2.00%
0.75%
0.75%
1.00%
2.00%
0.75%
0.75%
1.00%
2.00%
0.75%
0.75%
0.15%
0.15%
0.15%
0.15%
0.15%
0.15%
0.15%
0.15%
0.75%
0.75%
0.20%
0.20%
0.75%
1.75%
0.75%
0.75%
0.75%
1.60%
0.75%
0.75%
0.75%
1.75%
0.75%
0.75%
0.75%
1.00%
1.00%
0.50%
0.75%
0.75%
1.00%
0.75%
0.75%
0.75%
0.75%
0.75%
1.00%
0.75%
0.20%
0.10%
0.05%
1.10%
0.20%
0.60%
0.10%
0.15%
0.05%
0.20%
0.75%
0.40%
0.75%
0.75%

1.75%
2.00%
2.00%
0.50%
1.75%
1.75%
1.75%
1.75%
1.50%
1.50%
1.25%
1.00%
1.00%
0.75%
0.20%
0.10%
0.05%
1.10%
0.20%
0.60%
0.10%
0.15%
0.05%
0.20%
0.75%
0.40%
1.00%
0.75%

0.75%
1.00%
1.00%
0.40%
0.75%
0.75%
1.00%
0.75%
0.75%
0.75%
0.75%
0.75%
1.00%
0.60%
0.10%
0.10%
0.05%
1.10%
0.15%
0.50%
0.10%
0.15%
0.05%
0.15%
0.60%
0.30%
0.50%
0.40%

0.75%
1.00%
1.00%
0.40%
0.75%
0.75%
1.00%
0.75%
0.75%
0.75%
0.75%
0.75%
0.75%
0.60%
0.10%
0.10%
0.05%
1.00%
0.15%
0.50%
0.10%
0.15%
0.05%
0.15%
0.60%
0.30%
0.50%
0.40%

B15
Additional
Payout B15 Cities #
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%

Total B15
Payout in 1st
Year#
3.25%
3.25%
3.25%
3.25%
3.35%
3.25%
3.25%
3.25%
3.50%
3.50%
3.50%
0.15%
0.15%
0.75%
3.25%
3.10%
3.25%

1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
0.50%
0.50%
0.50%
0.50%
-

3.25%
3.50%
3.50%
0.50%
3.25%
3.25%
3.25%
3.25%
3.00%
3.00%
1.75%
1.50%
1.50%
0.75%
0.20%
0.10%
0.05%
1.60%
0.20%
0.60%
0.10%
0.15%
0.05%
0.20%
0.75%
0.40%
1.00%
0.75%

ICICI Prudential Mutual Fund - Load and Commission on Sales Structure - Applicable for Oct 2016
Avendus
Category
Equity & ELSS

Category
Fund of Funds

(ARN-86906)

Fund Name

Exit Load for lumpsum purchase

Clawback Period

Trail 2nd yr onwards

Additional Commission on
Sales

0.50%

1.00%

1.00%

1.50%

ICICI Prudential Child Care Plan - Gift

<=1 yrs - 3%, >1 yrs &<= 2 yrs - 2%,

>2yrs & <=3yrs - 1%, >3yrs -Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential Select Large Cap Fund

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.00%

ICICI Prudential Multi Cap Fund

<= 18 months - 1%, >18 months - Nil

1yr

0.75%

0.50%

0.50%

0.00%

ICICI Prudential Mid Cap Fund

ICICI Prudential Dividend Yield Equity Fund

<=1 Year - 1%, >1 Year - Nil

<=1 Year - 1%, >1 Year - Nil

1yr
1yr

0.85%
0.75%

0.75%
0.50%

0.50%
0.50%

1.25%
1.25%

ICICI Prudential Focused Bluechip Equity Fund

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential Infrastructure

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential Balanced

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.00%

ICICI Prudential Dynamic

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential Value Discovery fund

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential US Bluechip Fund

<= 3 months - 3%, >3 months and <=

12 months - 1%, >12 months - Nil

1yr

0.00%

0.50%

0.50%

1.25%

ICICI Prudential Balanced Advantage Fund

<= 18 months - 1%, >18 months - Nil

1yr

0.85%

0.75%

0.50%

1.00%

ICICI Prudential Top 100

<=1 Year - 1%, >1 Year - Nil

1yr

0.85%

0.75%

0.50%

1.25%

ICICI Prudential Technology

ICICI Prudential Banking & Financial Services
ICICI Prudential FMCG

<=1 Year - 1%, >1 Year - Nil

<=1 Year - 1%, >1 Year - Nil
<=1 Year - 1%, >1 Year - Nil

1yr
1yr
1yr

0.85%
0.90%
0.85%

0.75%
0.75%
0.75%

0.50%
0.50%
0.50%

ICICI Prudential Equity Income Fund

<=1 Year - 1%, >1 Year - Nil

1yr

0.70%

0.50%

0.50%

ICICI Prudential Global Stable Equity

<=3 months - 3%, >3 months &<=18

months - 1%, >18 months - Nil

1yr

0.50%

0.50%

0.50%

1.25%

ICICI Prudential Nifty Index Fund-Retail

Nil

Nil

0.00%

0.40%

0.40%

ICICI Prudential Indo Asia Retail

<=1 Year - 1%, >1 Year - Nil

Nil

0.00%

0.50%

0.50%

ICICI Prudential Exports & Other Service Industries Fund

<=1 Year - 1%, >1 Year - Nil

1yr

1.00%

0.50%

0.50%

1.50%

ICICI Prudential Nifty Next 50 Index Fund

<=7 days - 0.25%, >7 Year - Nil

Nil

0.00%

0.40%

0.40%

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

Additional Commission on
Sales

Nil

0.00%

0.50%

0.30%

0.00%

0.50%

0.30%

0.00%

0.20%

0.20%

0.00%

0.30%

0.30%

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

Exit Load for lumpsum purchase

Advisor Series - Long Term Savings Plan

<=3 Year - 1%, >3 Year - Nil

Advisor Series - Moderate Plan

Hybrid

Trail 1st Yr

3 Years Lock In, Nil after 3 years

Fund Name

3 Years Lock In, Nil after 3

years

Commission on Sales

ICICI Prudential Long Term Equity Fund (Trail 4th year

onwards) - 0.50%

Advisor Series - Very Aggressive Plan

Category

Additional payout for B 15

cities

Across all cities T15 & B15

Advisor Series - Cautious Plan

Nil

Advisor Series - Dynamic Accural Plan

<=1 Year - 1%, >1 Year - Nil

Fund Name

Exit Load for lumpsum purchase

Nil

ICICI Prudential Monthly Income Plan

<=1 year - 1.00%, >1 year - Nil

1yr

0.85%

0.50%

0.50%

ICICI Prudential MIP 25

<=1 year - 1.00%, >1 year - Nil

1yr

0.75%

0.50%

0.50%

ICICI Prudential Regular Income Fund

<=1 year - 1.00%, >1 year - Nil

1yr

0.00%

0.75%

0.50%

Nil

Additional Commission on
Sales

Nil

ICICI Prudential Mutual Fund - Load and Commission on Sales Structure - Applicable for Oct 2016
Avendus
Category

(ARN-86906)

Fund Name
ICICI Prudential Child Care Plan - Study

Category
Debt Long Term

Category
Debt Short Term

Fund Name

Arbitrage
Category

Liquid

Note

Exit Load for lumpsum purchase

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

<=1 yrs - 3%, >1 yrs &<= 2 yrs - 2%,

>2yrs & <=3yrs - 1%, >3yrs -Nil

1yr

0.60%

0.50%

0.50%

Exit Load for lumpsum purchase

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

ICICI Prudential Income Plan

Upto 1year - 1.00%, > 1year - Nil

1yr

0.00%

0.90%

0.90%

ICICI Prudential Regular Savings Fund

<=1 Year - 1%, >1 Year - Nil

1yr

0.00%

0.90%

0.90%

ICICI Prudential Regular Gold Savings Fund

<=15 months - 2.00%, >15 Months - Nil

1yr

0.00%

0.15%

0.10%

ICICI Prudential Short Term Gilt Fund

Nil

Nil

0.00%

0.40%

0.40%

ICICI Prudential Long Term Gilt Fund

Nil

Nil

0.00%

1.00%

0.55%

ICICI Prudential Gilt Fund - Treasury Plan - PF Option

Upto 6 Months from allotment - 0.50% of

applicable NAV, more than 6 Months Nil

Nil

0.00%

0.40%

0.40%

ICICI Prudential Gilt Fund - Investment Plan - PF Option

Nil

Nil

0.00%

0.35%

0.25%

ICICI Prudential Long Term Plan

Upto 1 month - 0.25%, > 1 month - Nil

Nil

0.00%

0.75%

0.60%

ICICI Prudential Dynamic Bond Fund

ICICI Prudential Constant Maturity Fund

Upto 3 month - 1%, > 3 month - Nil

Upto7 days- 0.25%, > 7 days - Nil

Nil
Nil

0.00%
0.00%

0.75%
0.25%

0.50%
0.25%

Corporate Bond Fund Plan

<=3 years - 1%, >3 years - Nil

1yr

0.00%

0.85%

0.85%

Exit Load for lumpsum purchase

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

Upto 6 Month - 1.00%, > 6 Month - Nil

Nil

0.00%

0.60%

0.30%

Nil

0.00%

0.75%

0.50%

Fund Name
ICICI Prudential Income Opportunities Fund
ICICI Prudential Short Term Plan

Category

Additional payout for B 15

cities

Across all cities T15 & B15

Upto7 days- 0.25%, > 7 days - Nil

Additional Commission on
Sales

Additional Commission on
Sales

Nil

Additional Commission on
Sales

Nil

ICICI Prudential Banking & PSU Debt Fund

Nil

Nil

0.00%

0.30%

0.25%

ICICI Prudential Ultra Short Term Plan

Nil

Nil

0.00%

0.25%

0.20%

Exit Load for lumpsum purchase

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

Additional Commission on
Sales

Nil

0.00%

0.40%

0.40%

Nil

Clawback Period

Commission on Sales

Trail 1st Yr

Trail 2nd yr onwards

Additional Commission on
Sales

ICICI Prudential Liquid Plan

0.000%

0.050%

0.025%

ICICI Prudential Money Market Fund

ICICI Prudential Saving Fund
ICICI Prudential Flexible Income Plan

0.000%
0.000%
0.000%

0.750%
0.850%
0.100%

0.025%
0.300%
0.050%

Fund Name
ICICI Prudential Equity - Arbitrage Fund
Fund Name

<= 1 months - 0.25%, > 1 months - Nil

Exit Load for lumpsum purchase

Nil

Nil

Nil

Avendus
BrokerageStructureOct'16
(Lumpsum & SIP Investments)
Category

Scheme Name

RELIANCE SMALL CAP FUND

RELIANCE TOP 200 FUND
RELIANCE MID AND SMALL CAP FUND
RELIANCE BANKING FUND
RELIANCE DIVERSIFIED POWER SECTOR FUND
RELIANCE FOCUSED LARGE CAP FUND
RELIANCE EQUITY OPPORTUNITIES FUND
RELIANCE GROWTH FUND
Equity
RELIANCE MEDIA & ENTERTAINMENT FUND
RELIANCE NRI EQUITY FUND
RELIANCE PHARMA FUND
RELIANCE REGULAR SAVINGS FUND - EQUITY
PLAN
RELIANCE VISION FUND
RELIANCE JAPAN EQUITY FUND
RELIANCE US EQUITYOPPORTUNITIES FUND
RELIANCE EQUITY SAVINGS FUND
RELIANCE TAX SAVER FUND
Tax Saver,
RELIANCE RETIREMENT FUND - WEALTH
Retirement,
CREATION
Balanced &
RELIANCE RETIREMENT FUND - INCOME
Equity Savings
GENERATION
Fund
RELIANCE REGULAR SAVINGS FUND - BALANCED
PLAN
RELIANCE INDEX FUND - NIFTY PLAN
RELIANCE INDEX FUND - SENSEX PLAN
Index, Arbitrage,
RELIANCE QUANT PLUS FUND
Quant Plus & FOF
RELIANCE ARBITRAGE ADVANTAGE FUND
RELIANCE GOLD SAVINGS FUND

12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months

Claw Back Period

for a,b
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months
12 Months

Distribution
Incentive(a)
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%
0.85%

Exit Load

RELIANCE MONTHLY INCOME PLAN

RELIANCE CORPORATE BOND FUND
RELIANCE DYNAMIC BOND FUND
RELIANCE INCOME FUND
RELIANCE GILT SECURITIES FUND
Debt Schemes
RELIANCE FLOATING RATE FUND - SHORT TERM
without Exit Load
PLAN
RELIANCE SHORT TERM FUND
RELIANCE MONEY MANAGER FUND
Ultra Short Term RELIANCE MEDIUM TERM FUND
RELIANCE BANKING & PSU FUND
RELIANCE LIQUIDITY FUND
Liquid Funds RELIANCE LIQUID FUND - CASH PLAN
RELIANCE LIQUID FUND - TREASURY PLAN
Pleasereferannexurefordetailsterms&conditions

12 Months

12 Months

0.85%

0.65%

0.65%

1.50%

12 Months
12 Months
12 Months
12 Months
3 yr lock in

0.85%
0.85%
0.85%
0.85%
0.85%

0.65%
0.65%
0.65%
0.50%
0.75%

0.65%
0.65%
0.65%
0.50%
0.75%

1.50%
1.50%
1.50%
1.50%
1.50%

5 yr lock in

5 yr lock in

0.85%

0.75%

0.75%

1.50%

5 yr lock in

5 yr lock in

0.85%

0.75%

0.75%

1.50%

12 Months

12 Months

0.85%

0.65%

0.65%

1.50%

7 days
7 days
1 month
1 month
12 Months

No Clawback
No Clawback
No Clawback
NIL
12 Months

NIL
NIL
NIL
NIL
0.50%

0.40%
0.40%
1.00%
0.60%
0.50%

0.40%
0.40%
1.00%
0.60%
0.50%

NIL
NIL
NIL
NIL
NIL

12 Months

NIL

1.10%

1.10%

1.10%

36 Months
12 Months
12 Months
NIL
NIL

12 Months
12 Months
12 Months
No Clawback
No Clawback

NIL
NIL
NIL
NIL
NIL

0.60%
0.80%
0.90%
1.00%
1.00%

0.60%
0.80%
0.90%
1.00%
1.00%

1.50%
NIL
NIL
NIL
NIL

1 Month

No Clawback

NIL

0.20%

0.20%

NIL

NIL
NIL
7 days
NIL
NIL
NIL
NIL

6 Months
No Clawback
No Clawback
No Clawback
No Clawback
No Clawback
No Clawback

0.20%
NIL
NIL
NIL
NIL
NIL
NIL

0.60%
0.40%
0.50%
0.20%
0.05%
0.75%
0.08%

0.60%
0.30%
0.20%
0.10%
0.05%
0.50%
0.08%

NIL
NIL
NIL
NIL
NIL
NIL
NIL

(Only for SIP Insure Transactions)

Category
Equity

Tax Saver &

Retirement

Scheme Name
RELIANCE GROWTH FUND
RELIANCE VISION FUND
RELIANCE TAX SAVER FUND
RELIANCE RETIREMENT FUND - WEALTH
CREATION
RELIANCE RETIREMENT FUND - INCOME
GENERATION

Annual Retention
Incentive for B-15
Locations(b)
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%

12 Months
12 Months
12 Months
12 Months
3 yr lock in

RELIANCE REGULAR SAVINGS FUND - DEBT PLAN 12 Months

Debt Schemes
with Exit Load

T-15 & B-15

1st Yr. Trail 2nd Yr. Onwards
(p.a)
Trail (p.a)
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%

Claw Back Period

for a,b
12 Months
12 Months
12 Months
12 Months
3 yr lock in
3 yr lock in
Exit Load

Distribution
Incentive(a)
0.85%
0.85%
0.85%

T-15 & B-15

1st Yr. Trail 2nd Yr. Onwards
(p.a)
Trail (p.a)
0.55%
0.55%
0.55%
0.55%
0.65%
0.65%

Annual Retention
Incentive for B-15
Locations(b)
1.50%
1.50%
1.50%

5 yr lock in

5 yr lock in

0.85%

0.65%

0.65%

1.50%

5 yr lock in

5 yr lock in

0.85%

0.65%

0.65%

1.50%

Brokerage Structure
Applicable from 1st October 2016 to 31st December 2016
T-15 & B-15
Scheme Name

Exit Load

Upfront
Brokerage

1st Year Trail

2nd Year Onwards

Trail

4th Year
Onwards Trail

Special Incentive
(B-15)

Equity Funds
Tata Balanced Fund

1% - 365 Days

1.00%

0.60%

0.60%

0.60%

1.75%

Tata Equity Opportunities Fund

1% - 365 Days

1.00%

0.65%

0.65%

0.65%

1.75%

Tata Large Cap Fund

1% - 365 Days

1.00%

0.65%

0.65%

0.65%

1.75%

Tata Equity P/E Fund

1% - 365 Days

1.00%

0.75%

0.75%

0.75%

1.75%

Tata Mid Cap Growth Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata Dividend Yield Fund

1% - 365 Days

1.00%

0.75%

0.75%

0.75%

1.75%

Tata Ethical Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata Regular Savings Equity Fund ($)

0.25% - 90 Days

0.75%

0.75%

0.75%

0.75%

1.50%

ELSS

A). Tata India Tax Savings Fund {< = Rs 1,50,000 as Lumpsum

investment(s) per Investor per FY*}

Refer SID

3.00%

0.00%

0.00%

1.00%

1.75%

B). Tata India Tax Savings Fund {> Rs 1,50,000 as Lumpsum

investment(s) per Investor per FY* & SIP/STP of any amount#}

Refer SID

1.00%

1.00%

1.00%

1.00%

1.75%

Tata Banking & Financial Services Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata Digital India Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata India Consumer Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata India Pharma & Health Care Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata Resources & Energy Fund

1% - 365 Days

1.00%

0.85%

0.85%

0.85%

1.75%

Tata Infrastructure Fund

1% - 365 Days

1.00%

0.65%

0.65%

0.65%

1.75%

Own a Piece of India (OAPI) Schemes

Index Funds
TATA Index Fund - NIFTY A

0.25% - 7 Days

0.00%

0.50%

0.50%

0.50%

TATA Index Fund - SENSEX A

0.25% - 7 Days

0.00%

0.50%

0.50%

0.50%

Solutions Funds

Tata Retirement Savings Fund -PP

Refer SID

0.60%

1.40%

1.40%

1.40%

1.75%

Tata Retirement Savings Fund -MP

Refer SID

0.60%

1.40%

1.40%

1.40%

1.75%

Tata Retirement Savings Fund -CP

Refer SID

0.30%

1.20%

1.20%

1.20%

1.50%

Tata Young Citizens Fund

Refer SID

0.60%

1.20%

1.20%

1.20%

1.50%

Debt Funds

Tata Short Term Bond Fund

0.25% - 7 Days

0.00%

0.80%

0.80%

0.80%

Tata Dynamic Bond Fund

0.50% - 180 Days

0.00%

1.30%

1.30%

1.30%

Tata Income Fund

1.00% - 365 Days

0.00%

0.90%

0.90%

0.90%

Tata Income Plus Fund

1.00% - 365 Days

0.00%

0.90%

0.90%

0.90%

Gilt Funds

Tata Gilt Mid Term Fund

NIL

0.00%

0.75%

0.75%

0.75%

Tata Gilt Securities Fund

0.50% - 180 Days

0.00%

0.75%

0.75%

0.75%

Tata Gilt Short Maturity Fund

NIL

0.00%

0.35%

0.35%

0.35%

Ultra Short Funds

Tata Floater Fund

NIL

0.00%

0.15%

0.15%

0.15%

Tata Treasury Manager fund

NIL

0.00%

0.75%

0.75%

0.75%

Liquid Funds

Tata Money Market Fund

NIL

0.00%

0.05%

0.05%

0.05%

Tata Liquid Fund

NIL

0.00%

0.05%

0.05%

0.05%

Notes:

For SIP/STPs in (Equity Funds,ELSS, Solutions Funds,OAPI Schemes upto Rs.10,000/- per month installment value & committed for a minimum tenure of 36 months, the amount equivalent to 36
month upfront commission will be paid in advance.
This will not be applicable for any SIP/STPs of > Rs.10000/- Per month installment value. Tenure consideration will be capped at maximum 36 months.

e.g. The calculation for an SIP of Rs.10,000/- PM for a tenure of 60 Months in Tata Midcap Fund will be as follows:
Advance payment = Upfront commission X Installment Value X 36 = 0.70% X 10000 X 36 = Rs.2520/As a consequence of this there will be no upfront payment for first 36 installments. It will start from 37th installment onwards.
Any pre closure before the completion of 36 installments will result in the proportionate clawback of the payment already made from the brokerage payable to the distributor.
All trail rates are payable in apm mode. DOA stands for the Date of allotment
($) Upfront brokerage is with proportionate claw back if redeemed within or up to 12 Months from the DOA in case of Tata Regular Savings Equity Fund.
* Per Investor - Per First Holder PAN (Permanent Account Number), FY means Financial year (1st April to 31st March) # Please refer SID/KIM
* Brokerage rate at B (for Lumpsum investments) will be applicable, with retrosepective effect (w.e.f. 1st April 2016) on Lumpsum investments as soon as investor breaches the limit of Rs.1.50 lacs in the Financial year (1st
April 2016 to 31st March 2017).
The B-15 Special incentive will be paid as 1/12 th portion each month for a total of 12 months period except Tata India Tax Savings Fund.
The above structure is applicable for any application amount (subject to Minimum application amount criteria of respective scheme)
In case of Tata Retirement Savings Fund (all plans/options), upfront brokerage/B-15 incentive is not applicable for the Investor of Age 60 years and above. Further in case of SIP/STPs, registered before investors attains 60
years of age, NO UPFRONT, B-15 INCENTIVE Shall be payable for installments falling due after the investor attains the age of 60 years,
Amount invested in TATA India Tax Savings Fund will remain locked in for 3 years from the date of allotment
The above structure is applicable for both Lump Sum as well as SIP/STP Transactions

Birla Sun Life Mutual Fund (BSLMF) - Brokerage Structure for Avendus 1st June 2016- till further notice of change.
Equity Category

Upfront # Trail 1st Year Trail 2nd Year onwards

B 15 Special Upfront
Incentive #

Scheme Name

Clawback Period

BSL Frontline Equity

BSL '95 Fund, BSL Dividend Yield Plus, BSL Equity Fund, BSL
Midcap Fund, BSL MNC Fund, BSL Pure Value Fund, BSL Tax Relief
'96 & BSL Top 100 Fund

12 Months

0.85

12 Months

0.85

0.85

0.85

1.50

Equity & Hybrid 2

BSL Banking and Financial Services Fund, BSL Manufacturing

Equity Fund, BSL MIP, BSL MIP II - Wealth 25 Plan, BSL Monthly
Income, BSL Buy India Fund, BSL Equity Savings Fund, BSL India
GenNext Fund, BSL India Opportunities Fund, BSL Infrastructure
Fund, BSL International Equity - Plan A, BSL International Equity Plan B, BSL Advantage Fund, BSL Dynamic Asset Allocation Fund,
BSL Small & Midcap Fund, BSL Long Term Advantage Fund, BSL
New Millennium Fund, BSL Special Situations Fund & BSL Tax Plan

12 Months

0.85

0.95

0.95

1.50

Equity 2
Other - Arbitrage

BSL India Reforms Fund

BSL Enhanced Arbitrage Fund

12 months
3 months

0.80
0.20

Other - FoF

BSL 5 Star Multi Manager FoF Scheme, BSL Active Debt Multi
Manager FoF Scheme, BSL Asset Allocation Fund - Aggressive
Plan, BSL Asset Allocation Fund - Conservative Plan, BSL Asset
Allocation Fund - Moderate Plan, BSL Asset Allocator Multi
Manager FoF Scheme, BSL Commodity Equities Fund - Global Agri
Plan, BSL Financial Planning FoF Aggressive, BSL Financial
Planning FoF Conservative, BSL Financial Planning FoF
Prudent, BSL Global Commodities Fund, BSL Global Real Estate
Fund, BSL Gold Fund & BSL Latin America Equity Fund

No Claw-back

NIL

0.60

0.60

NIL

No Claw-back

NIL

0.25

0.25

NIL

No Claw-back

NIL

0.10

0.10

NIL

No Claw-back
No Claw-back

NIL
NIL

0.10
0.15

0.10
0.15

NIL
Nil

No Claw-back

NIL

0.25

0.25

NIL

No Claw-back
No Claw-back
No Claw-back
No Claw-back
No Claw-back
No Claw-back
No Claw-back

NIL
NIL
NIL
NIL
NIL
NIL
NIL

0.65
0.90
0.90
0.85
1.00
1.00
1.20

0.65
0.90
0.90
0.85
1.00
1.00
1.20

NIL
0.50
0.25
NIL
0.5
NIL
1.00

Equity
Equity & Hybrid 1

Other - Index
Debt - 1
Debt - 2
Debt - 3
Debt - 4A & 4B
Debt- 4C
Debt - 4A & 4B
Debt - 5A & 5B
Debt - 5A & 5B
Debt - 5A & 5B
Debt - Corp Bond

BSL Index Fund

BSL Cash Plus, BSL Floating Rate Fund - Short Term Plan, BSL
Government Securities Fund - Short Term Plan, & BSL Savings
Fund
BSL Gilt Plus - Liquid Plan
BSL Short Term Fund
BSL Floating Rate Fund - Long Term Plan, BSL Gilt Plus - Regular
Plan, BSL Treasury Optimizer Plan
BSL Cash Manager, BSL MIP II - Savings 5 Plan,
BSL Short Term Opportunities Fund
BSL Dynamic Bond Fund
BSL Gilt Plus - PF Plan, BSL Income Plus
BSL Medium Term Plan
BSL Government Securities Fund - Long Term Plan
BSL Corporate Bond Fund

Refer attached Notes and T&C (Page 2) for more details

Total Brokerage (%) = Net Brokerage + Service tax

0.80
0.80
1.50

0.70
0.70
0.60 annualized from 4th month

1.50
NIL

October 01, 2016

Commission Structure for Period October 01, 2016 to December 31, 2016
DHFL Pramerica Asset Managers Private Limited
I - Brokerage Structure (With effect from October 01, 2016 to December 31, 2016 )
Upfront
Scheme Name

Exit

Total Upfront

Trail

Extra Incentives
only for B15

Trail

Trail Applicable
From

Trail 2nd Year

Onwards

EQUITY FUNDS
DHFL Pramerica Large Cap Fund.

1% - < 12 Months

1.00%

1.50%

1.00%

Day 1

1.00%

DHFL Pramerica Diversified Equity Fund

1% - < 12 Months

1.00%

1.50%

1.00%

Day 1

1.00%

DHFL Pramerica Midcap Opp Fund

1% - < 12 Months

1.00%

1.50%

1.00%

Day 1

1.00%

DHFL Pramerica Tax Savings Fund - App Amt upto Rs

1.50 Lacs

NIL

3.00%

1.50%

0.75%

4th year onwards

DHFL Pramerica Tax Savings Fund - App Amt above

Rs 1.50 Lacs

NIL

1.00%

1.50%

1.00%

Day 1

1.00%

DHFL Pramerica Arbitrage Fund

0.5% - < 1 Month

0.00%

0.50%

Day 1

0.50%

DHFL Pramerica Top Euroland Offshore Fund

1% - < 12 Months

1.00%

1.50%

0.75%

Day 1

0.75%

DHFL Pramerica Global Agribusiness Offshore Fund

1% - < 12 Months

1.00%

1.50%

0.75%

Day 1

0.75%

1.00%

Day 1

1.00%

Overseas Fund of Funds

HYBRID FUNDS
DHFL Pramerica Balanced Advantage Fund

1% - < 12 Months

1.00%

1.50%

DHFL Pramerica Income Advantage Fund

1.5% - < 12 Months *

1.00%

1.50%

1% - < 12 Months

1.00%

DHFL Pramerica Equity Income Fund

1.00%

7th Month

1.00%

0.50%

Day 1

0.50%

DEBT FUNDS
DHFL Pramerica Dynamic Bond

1% - < 1 Month

0.00%

1.25%

Day 1

1.25%

1% - < 12 Months*

1.00%

0.70%

10th Month

0.70%

DHFL Pramerica Premier Bond Fund

1% - < 1 Month

0.00%

1.00%

Day 1

1.00%

DHFL Pramerica Medium Term Income Fund

1% - < 1 Months

0.00%

0.40%

Day 1

0.40%

DHFL Pramerica Short Maturity Fund

0.75% - < 6 Months *

0.60%

0.50%

7th Month

0.50%

DHFL Pramerica Banking & PSU Fund

NIL

0.00%

0.40%

Day 1

0.40%

DHFL Pramerica Inflation Indexed Bond Fund

NIL

0.00%

0.60%

Day 1

0.60%

DHFL Pramerica Gilt Fund

NIL

0.00%

0.40%

Day 1

0.40%

DHFL Pramerica Short Term Floating Rate Fund

NIL

0.00%

0.20%

Day 1

0.20%

DHFL Pramerica Low Duration Fund

NIL

0.00%

0.70%

Day 1

0.70%

DHFL Pramerica Ultra Short-Term Fund

NIL

0.00%

0.15%

Day 1

0.15%

DHFL Pramerica Insta Cash Plus Fund

NIL

0.05%

Day 1

0.05%

DHFL Pramerica Credit Opportunities Fund

LIQUID PLUS FUNDS

LIQUID FUNDS
0.00%

* 10% of the units allotted may be redeemed without any exit load with in 1 year from the date of allotment.

DHFL Pramerica Asset Managers Pvt. Ltd. (erstwhile Pramerica Asset Managers Pvt. Ltd.)
nd

2 Floor, Nirlon House, Dr. A.B. Road, Worli, Mumbai - 400030 Tel: +91-22-6159 3000 Fax: +91-22-6159 3100
www.dhflpramericamf.com
Corporate Identity No. U74900MH2008FTC187029 | A joint venture between DHFL and Prudential Financial, Inc. (USA)

Mutual Fund Distributor Revenue Structure

AVENDUS WEALTH MANAGEMENT PVT LTD (ARN-86906)
Period: October to December 2016
Trail Fee for Lump sum Purchase & Switch In (Trail commission in bps per annum)
Scheme
Motilal Oswal MOSt Focused Long Term Fund (ELSS)
Motilal Oswal MOSt Focused 25 Fund
Motilal Oswal MOSt Focused Midcap 30 Fund
Motilal Oswal MOSt Focused Multicap 35 Fund
MOSt Focused Dynamic Equity Fund
Motilal Oswal MOSt Ultra Short Term Bond Fund

1st Year
150
130
115
115
130
60

2nd & 3rd Year

150
130
115
115
130
60

4th Year & Onwards

150
130
115
115
130
60

The liability of paying the Service tax is on the Distributor. The reimbursement of the service tax shall be claimed by the distributor
by submitting a valid Invoice to the AMC. The service tax registration number should be mandatorily mentioned on the Invoice.
Further Service Tax and other cesses should be separately shown on the Invoice.

Terms and conditions:

1. The document is confidential and should not be shared with any person or institution.
2. Above mentioned rates are applicable only for empanelled distributors with Motilal Oswal Asset Management
Company Ltd.
3. Remuneration as per above structure is payable only on Regular Plan of the Schemes. As per SEBI regulations, no
commission can be paid on the Direct Plan of the scheme.
4. Commission is payable only when ARN code is mentioned in the relevant column in the application form (Broker and
Sub-broker code).
5. Trail commission will be paid out only when the amount of commission payable is Rs. 100 or more.
6. Trail commission payout is calculated on an annualized basis and is payable on a monthly basis.
7. The distributors shall adhere to SEBI circular dated June 26, 2002 on Code of Conduct and SEBI Regulations and
ensure that no rebate is given to investors in any form.
8. Motilal Oswal AMC reserves the right to amend / change commissions any time at its discretion without any prior
notice.
9. The decision of Motilal Oswal AMC will be considered final and binding to in case of disputes, if arises.
10. The trail fee for business mobilized and activated till the end of a month will be paid monthly by 10th of the
following month under normal circumstances.
11. The liability of paying the Service tax and other Cesses is on the Distributor with effect from April 01, 2016. The
reimbursement of the service tax shall be claimed by the distributor by submitting a valid Invoice to the AMC. The
service tax registration number should be mandatorily mentioned on the Invoice. Further Service Tax and other
cesses should be separately shown on the Invoice. In case there is any change in the process of claiming
reimbursement of service tax and other Cesses; AMC will send a separate communication.
Any significant change in the Total Expense Ratio (TER) by any regulatory diktat which results in change of TER on
entire outstanding AuM irrespective of its vintage may result in revision in brokerage rates on a retrospective basis
as receivable from investor on entire AuM may decline.
Mutual Funds Investments are subject to market risks, read all scheme related documents carefully.
For Scheme specific risk factors, please refer to respective SID or visit www.motilaloswalmf.com
Confidential