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Psychiatry Research 166 (2009) 141 147


www.elsevier.com/locate/psychres

Social cognition and interaction training (SCIT) for outpatients with


schizophrenia: A preliminary study
David L. Roberts, David L. Penn
Department of Psychology, University of North Carolina, Chapel Hill, NC, USA
Received 22 September 2007; received in revised form 10 February 2008; accepted 20 February 2008

Abstract
Social functioning deficits (e.g., social skill, community functioning) are a core feature of schizophrenia. These deficits are only
minimally improved via the frontline treatments for schizophrenia (e.g. medication, social skills training, cognitive-behavioral
therapy). Social cognition is a promising treatment target in this regard as it may be more strongly related to social functioning
outcomes than traditional neurocognitive domains [Couture, S., Penn, D.L., Roberts, D.L., 2006. The functional significance of
social cognition in schizophrenia: a review. Schizophrenia Bulletin (Suppl. 1), S-4463]. Social cognition and interaction training
(SCIT) is a 20-week, manualized, group treatment designed to improve social functioning in schizophrenia by way of improved
social cognition. This article reports preliminary data from a quasi-experimental study comparing SCIT + treatment as usual (TAU;
n = 20) to TAU alone (n = 11) among outpatients. Results using analysis of variance (ANOVA) suggest SCIT-related improvements
in emotion perception and social skill.
2008 Elsevier Ireland Ltd. All rights reserved.
Keywords: Psychosis; Emotion perception; Theory of Mind; Attributional style; Social functioning

1. Introduction
Social cognition is impaired in schizophrenia (Penn
et al., 2006), is relatively independent of traditional
neurocognitive domains (e.g. attention, memory,
executive functioning), and may be the strongest
predictor of functional outcome in this illness (Couture
et al., 2006; Brne et al., 2007). For these reasons,
there has been recent interest in social cognitive treat Corresponding author. University of North Carolina, Chapel Hill,
Department of Psychology, CB: #3270, Davie Hall, Chapel Hill, NC,
27599, USA. Tel.: +1 919 843 7514; fax: +1 919 962 2537.
E-mail address: dpenn@email.unc.edu (D.L. Penn).

ment interventions. Most of these interventions can be


conceptualized as either targeted (e.g. Silver et al.,
2004) or broad-based (e.g. Hogarty et al., 2004)
approaches. Targeted interventions focus on a single
social cognitive ability (e.g. emotion perception),
whereas broad-based interventions typically comprise
a variety of psychosocial strategies, including techniques for improving social cognitive skills. Both of
these approaches have shown promise, but both have
important limitations. Notably, both conceptualize
social cognitive dysfunction as a deficit state despite
evidence that social cognitive biases play an important
role in this population (Rosse et al., 1994; Bentall
et al., 2001; Allen et al., 2004). Similarly, intervention

0165-1781/$ - see front matter 2008 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.psychres.2008.02.007

142

D.L. Roberts, D.L. Penn / Psychiatry Research 166 (2009) 141147

techniques are adapted from information processing


models that do not account for the qualitatively
different characteristics of social cognitive stimuli
(Penn et al., 1997) or brain functions (Frith and
Wolpert, 2003).
We developed a treatment model and intervention
package aimed at addressing these limitations. Social
cognition and interaction training (SCIT; Roberts
et al., 2006) is a 20-week, manualized group
intervention that targets dysfunctional social cognitive processes which have been observed in schizophrenia, including problems with emotion perception
and Theory of Mind (ToM), hasty judgment making,
and biased social attributions. The treatment comprises the following three phases: (1) Emotions,
which addresses emotion perception dysfunction;
(2) Figuring out situations, which addresses attributional biases and ToM dysfunction; and (3) Integration, in which participants practice applying
learned skills to interpersonal problems in their
own lives.
Preliminary studies suggest that SCIT is feasable, and
may improve social cognition and social functioning in
inpatient populations (Penn et al., 2005; Combs et al.,
2007a). The current study was a quasi-experimental trial
comparing SCIT plus treatment-as-usual (TAU) to TAU
among individuals with schizophrenia-spectrum disorders. Consistent with the inpatient findings, we
predicted that SCIT would be associated with improved
emotion perception, Theory of Mind, and social skill, as
well as reduced attributional bias, relative to the TAU
condition.
2. Methods
2.1. Participant recruitment and sample characteristics
Thirty-one adults with schizophrenia-spectrum
diagnoses and without current substance use problems were recruited from an outpatient psychiatry
clinic. All participants were receiving regular outpatient psychiatric treatment, including antipsychotic
medication, throughout the study. Participants were
assigned to the TAU group who either (1) declined
to participate in the SCIT group (n = 4), (2) were
unable to attend SCIT due to a scheduling conflict
(n = 1), or (3) had participated in previous research
with our laboratory, had agreed to be contacted for
future research participation, and met study criteria
(n = 6). Three SCIT treatment groups were conducted, each with 4 to 11 participants and two cofacilitators.

2.2. Measures
Diagnosis was obtained from participants' medical
charts, and confirmed with items from the psychotic
disorders section of the Structured Clinical Interview for
DSM-IV Patient Edition (SCID-P; First et al., 2001).
Symptomatology was assessed with the Positive and
Negative Syndrome Scale (PANSS) (Kay et al., 1987).
2.2.1. Social cognitive measures
Emotion perception was assessed with two measures:
The Face Emotion Identification Task (FEIT; Kerr and
Neale, 1993) and the Bell-Lysaker Emotion Recognition
Task (BLERT; Bell et al., 1997). Performance on the
FEIT is indexed as the total number of correctly
identified emotions out of nineteen pictured faces.
Reliability (Cronbach's alpha) for the FEIT was 0.51.
Although low, this is consistent with previous research
that has used this measure (Kerr and Neale, 1993;
Mueser et al., 1996; Penn et al., 2000). The BLERT
consists of 21 brief video scenes in which an actor utters
phrases using emotionally salient facial expressions and
vocal prosody. Performance is indexed as the total
number of correctly identified emotions (021). Reliability (Cronbach's alpha) of the BLERT was 0.77.
Theory of Mind was also assessed with two
measures. The Hinting task (Corcoran et al., 1995)
consists of ten brief, written vignettes including social
hints that the respondent must interpret. Total scores
range from 0 to 20, with higher scores indicating better
performance. Reliability (Cronbach's alpha) for the
Hinting task was 0.65. The Awareness of Social
Inference Test (TASIT; McDonald et al., 2003) was
abbreviated due to time constraints (from 16 to 10
items). The abbreviated TASIT requires participants to
view and answer four Yes/No questions about each of
ten brief video-taped social vignettes depicting examples of sarcasm and white lies." Performance is indexed
as the total number of correct responses, ranging from 0
to 40. Reliability (Cronbach's alpha) for the abbreviated
TASIT was 0.81.
Attributional style was measured with the Ambiguous Intentions Hostility Questionnaire-Ambiguous
items (AIHQ-A; Combs et al., 2007b). The AIHQ-A
comprises five short, written, second-person vignettes
describing negative interpersonal events with ambiguous causality. Each of the five vignettes is followed by
a Hostility question (e.g. Why did the other person do
what s/he did?), an Aggression question (e.g. How
would you respond?), and a Blame question (e.g. How
much would you blame the person?). Scores on each
range from 0 to 5; higher scores indicate greater bias.

D.L. Roberts, D.L. Penn / Psychiatry Research 166 (2009) 141147

Hostility and Aggression scores are derived from


response ratings made by two independent, blinded
coders, while Blame scores are derived from subject
responses on Likert-type (0 to 5) scales. Agreement
between raters (Intraclass Correlation Coefficient, ICC)
was 0.85. The reliability (Cronbach's alpha) of the
Likert-rated Blame scores was 0.92.
2.2.2. Social skill
The Social Skills Performance Assessment (SSPA;
Patterson et al., 2001) consists of two 3-min role-play
conversations with a confederate on pre-determined
topics (e.g. Your landlord has not fixed a leak that you
told him about last week, and now you are calling him
on the phone to follow-up.). SSPA performance was
tape-recorded and scored by two coders, trained to
reliability (ICC N 0.70), and blind to treatment condition
and pre/post status. Ratings were made of the following
domains: interest/disinterest, speech fluency, clarity,
focus, affect, social appropriateness, submissivenessversus-persistence, negotiation ability, and overall
conversational effectiveness. Domains were summed
to yield a total score. Ratings from two scenes were
collapsed into an overall composite social skill scale
(overall ICC = 0.79), with a range from 16 to 80, with
higher scores signifying greater skill.
The BLERT, TASIT, and SSPA were added to the
study protocol after completion of the first cohort, and
therefore were considered secondary outcome variables.
All assessments were conducted by trained assessors
who were not blind to treatment condition or pre/post
status.
2.3. Treatment conditions
Treatment as usual (TAU) comprised a suite of
available services, including medication management, individual and group psychotherapy, case
management, family education and support, and
occupational therapy. Use of TAU services differed
across participants based on collaborative planning
between clients and their clinicians. This was not
influenced by study procedures. No TAU participants received social-cognitively oriented treatment
during the study period; several received individual,
symptom-focused cognitive-behavioral treatment as
part of TAU.
All SCIT sessions followed a similar format,
beginning with structured check-ins in which participants made increasingly fine-grained observations about
their current emotional state and its relationship to their
behavior, thoughts, and social interactions. Next, home-

143

work was reviewed to bridge content from the previous


week to the current session. Early sessions in Phases 1
and 2 focused on psychoeducation and discussion of
social cognitive principles. The bulk of most core
sessions was spent learning specific social cognitive
strategies, and then utilizing these strategies to analyze
social cognitive stimuli (photographs, specialized
videos, or incidents from group members' lives).
Strategy practice was structured in the form of games
(including feedback about right and wrong answers) or
as collaborative data-gathering exercises or problemsolving sessions. All sessions ended with assignment of
homework.
3. Results
3.1. Data sample
All 31 study participants completed baseline and
post-test assessments. Study hypotheses were evaluated
using two experimental samples: the full intent-to-treat
(ITT) sample and a Completer sample (n = 14 or 70%
of the full SCIT group sample); completion was defined
as attendance to at least 50% of the therapy sessions
with at least two sessions in each of SCIT's three phases.
We required attendance at sessions in all three phases
because the skills taught in SCIT are cumulative, with
higher-level skills and real-world application not being
addressed until the second half of the intervention. Of
the six non-completers, three dropped out during phase
1, and three attended inconsistently throughout the
treatment. The attendance rates for the ITT and
Completer samples were 64% and 82%, respectively.
Chi-square and t-tests revealed that the full and
completer samples did not differ significantly on any
demographic or baseline clinical measures.
3.2. Demographic and baseline clinical analyses
Table 1 summarizes the characteristics of the SCIT
and TAU groups. SCIT participants were significantly
more symptomatic and were more likely to be diagnosed with schizoaffective disorder. However these
differences were unrelated to social cognitive outcome
variables, and therefore were not entered in the primary
analyses. Comparisons revealed no baseline differences
on any of the social cognitive or social skill measures.
At baseline, the PANSS total symptoms score was
significantly correlated with social skill performance
(r = 0.678, P = 0.003). Therefore, symptom change was
entered as a covariate in analyses of the social skill
data only.

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D.L. Roberts, D.L. Penn / Psychiatry Research 166 (2009) 141147

Table 1
Demographic and clinical information.
SCIT + TAU
(n = 20)

Age
Female (%)
Ethnicity (%)
African Am.
Caucasian
Other
Diagnosis (%)
Schizophrenia
Schizoaffective
Yrs education
WRAT Reading
Living status (%)
Independent
Family home
MH supported
Group home
PANSS symptoms
Positive
Negative
General

TAU (n = 11)

Mean/%

S.D.

Mean/%

S.D.

36.8
45.0

12.3

41.4
36.0

12.3

25.0
75.0
0.0

18.2
72.7
9.1

35.0
65.0
13.9
44.4

3.6
8.3

81.8
18.2
14.0
47.7

1.8
6.0

11.7
4.5
5.9
7.2

54.5
9.1
18.2
18.2
51.3
13.1
11.6
26.5

10.0
3.1
4.7
5.6

35.0
15.0
30.0
20.0
67.9
16.3
17.7
34.0

MH supported = Apartment with functional supports from a mental


health provider.
Diagnosis: 2 = 6.23; P = 0.013.
Symptoms: t = 3.97; P b 0.001; NB: All PANSS subscales also
P b 0.05.

3.3. Treatment findings1


In the Completer sample, the effect of SCIT on social
cognition was examined with an omnibus 2 (time: pretest versus post-test) 2 (group: TAU versus SCIT +
TAU) mixed model multivariate analysis of variance
(MANOVA) conducted on the primary social cognitive
measures (FEIT, AIHQ hostility bias, and Hinting task).
The time group interaction was statistically significant
(Wilk's = 0.592, F = 4.82, P = 0.010). To probe this
interaction, follow-up 2 (time) 2 (group) ANOVAs
were conducted on each of the three dependent
variables, and the two additional AIHQ variables
(summarized in Table 2). For the FEIT (emotion
perception task), neither of the main effects for time
1
The FEIT and Hinting task variable distributions were found to
violate parametric statistics assumptions of normality. Therefore, the
statistical tests in this section were replicated using non-parametric
MannWhitney and Wilcoxon change-score tests. Non-parametric
findings mirrored parametric results to an acceptable degree for both
the FEIT (MannWhitney U = 24.00; Wilcoxon W = 90.00; P = 0.003)
and the Hinting task (MannWhitney U = 74.50; Wilcoxon
W = 140.50; P = 0.887). Thus, it was determined that assumption
violations did not distort findings on these measures.

nor treatment group was statistically significant. However, there was a significant time group interaction
(F = 13.27, P = 0.001); SCIT + TAU completers
improved significantly from pre- to post-test (F = 9.52,
P = 0.009), whereas TAU participants' performance
declined at a trend level of statistical significance
(F = 4.57, P = 0.06). The improved performance in the
SCIT + TAU group corresponded to a medium withingroup effect size.2
Neither the main effects nor the interactions for the
Hinting (ToM) or AIHQ (attributional) tasks were
statistically significant.
Results from a series of 2 2 ANOVAs on the
secondary outcome variables are summarized in the
lower portion of Table 2. On the BLERT (emotion
perception task), neither of the main effects for time nor
group was statistically significant. However, the time
group interaction approached a trend level of statistical
significance (F = 3.27, P = 0.092). Probing revealed that
participants who received SCIT + TAU had a trend toward
higher performance on the BLERT at post-test relative to
participants in the TAU group (t = 1.69, P = 0.11).
On the TASIT (ToM task), the time group
interaction approached statistical significance (F =2.58,
P = 0.128). Probing of this interaction revealed trendlevel improvement in the SCIT + TAU group (F = 4.24,
P = 0.070), and no improvement in the TAU group. The
SCIT + TAU group's improvement corresponded to a
moderate effect size.
A 2 (time) 2 (group) analysis of covariance
(ANCOVA) was conducted on the SSPA (social skill
test) with PANSS symptom change score ([pre-test
PANSS total post-test PANSS total]/ pre-test PANSS
total) entered as a covariate. This yielded a statistically
significant time group interaction (F = 6.49, P =
0.024). Follow-up analyses revealed that participants
who received SCIT + TAU improved significantly in
social skill from pre- to post-test (F = 30.13, P = 0.001)
whereas individuals who received TAU did not. The
SCIT + TAU group's improvement corresponded to a
large effect size.
Results from the ITT sample were similar to
Completer results, although slightly attenuated.
Among primary variables, the FEIT yielded a significant
time group interaction (F = 7.04, P = 0.013), driven by
improvement from pre- to post-test in the SCIT group
2
Within-group effect sizes were calculated to estimate the
magnitude of change from pre- to post-test within the treatment
condition. Cohen's d (Cohen, 1988) was calculated using Dunlap
et al.'s (1996) conservative calculation, which corrects for effect size
inflation due to within-variable correlation in paired samples.

D.L. Roberts, D.L. Penn / Psychiatry Research 166 (2009) 141147

145

Table 2
Completer sample outcomes.
SCIT + TAU

FEIT
Hinting task
AIHQ Hostility
AIHQ Aggression
AIHQ Blame
BLERT
TASIT
SSPA

Pre-test M (S.D.)

Post-test M (S.D.)

12.21 (2.39)
16.14 (2.66)
1.97 (0.61)
1.79 (0.33)
2.90 (1.04)
15.57 (3.26)
26.30 (6.90)
55.33 (5.17)

13.57 (2.82)
15.92 (2.59)
2.11 (0.70)
1.89 (0.27)
2.93 (0.95)
16.50 (2.22)
29.50 (5.72)
62.61 (6.56)

14
14
14
14
14
10
10
9

Within
SCIT
effect
size
(d)
0.50
0.08
0.22
0.31
0.03
0.29
0.50
1.17

TAU
Pre-test M (S.D.)

Post-test M (S.D.)

13.73 (2.05)
15.45 (2.94)
1.70 (0.48)
1.95 (0.33)
2.50 (1.01)
14.12 (5.52)
27.38 (5.42)
58.64 (4.10)

12.54 (2.21)
15.27 (3.38)
1.51 (0.60)
1.98 (0.52)
2.26 (0.73)
13.00 (5.93)
27.50 (5.73)
59.00 (6.46)

Within
TAU
effect
size
(d)

11
11
11
11
11
7
8
7

0.55
0.06
0.35
0.05
0.22
0.19
0.02
0.06

SCIT = Social Cognition and Interaction Training; TAU = Treatment as usual; FEIT = Face Emotion Identification Task; AIHQ = Ambiguous
Intentions Hostility Questionnaire; BLERT = Bell & Lysaker Emotion Recognition Task; TASIT = The Awareness of Social Inference Test; SSPA =
Social Skill Performance Assessment.
Significant time group interaction (P = 0.001).
Significant time group interaction (P = 0.024).

that reached a trend level of statistical significance


(F = 3.00, P = 0.10). No other main effects or interactions
were found. Among secondary variables, the BLERT
yielded a time-by-group interaction that reached a trend
level of statistical significance (F = 3.91, P = 0.067), also
driven by pre- to post-test improvement in the SCIT
group (F = 3.37, P = 0.096). The SSPA yielded a time
group interaction that approached statistical significance
(F = 2.71, P = 0.121). This was driven by significant
improvement in the SCIT group (F = 11.86, P = 0.006)
which approached a large effect size (d = 0.79). TASIT
results were not statistically significant.
4. Discussion
This study provides preliminary evidence that SCIT
is feasible among outpatients, and may yield improvements in social cognition and social skill. Specific
findings are discussed below.
Individuals who received SCIT + TAU showed
significant improvement in emotion perception relative
to TAU. This finding generally replicates the recent
inpatient study of SCIT (Combs et al., 2007a) and is
consistent with previous research demonstrating that it
is possible to modify performance in this domain among
outpatients (reviewed in Couture et al., 2006). SCIT
differs from previous, targeted interventions, however, in that it addresses emotion perception as the first
of three treatment phases (instead of as a stand-alone
treatment). Therefore, post-treatment assessment does
not occur until approximately four months after
completion of targeted emotion perception training.
Thus, the positive results in the current study suggest

that emotion training effects in SCIT may be fairly


durable. Alternatively, participants may have utilized
the second and third phases of SCIT to rehearse and
consolidate emotion perception gains, as these skills
remain applicable in the exercises conducted during
these latter phases.
The impact of SCIT on ToM varied across outcome
measures. SCIT was not associated with improvement
on the primary ToM measure, the Hinting task. This is a
notable deviation from previous research with inpatient
samples, which showed large improvement on this
measure following SCIT (Penn et al., 2005; Combs
et al., 2007a). Examination of frequency distributions on
this measure revealed that most (57%) SCIT treatment
completers performed in the normative range at pre-test
(i.e. 17 or above, out of 20; Corcoran et al., 1995;
Pinkham and Penn, 2006). Thus, the limited impact of
SCIT on Hinting task performance may be due to a
ceiling effect. In contrast, SCIT was associated with
improvements in ToM that approached a trend level on
the TASIT. These results are consistent with previous
research showing that social cognitive training programs
can improve ToM among individuals with schizophrenia (Roncone et al., 2004). It is also encouraging in that
SCIT does not specifically target the ability to identify
white lies and sarcasm, abilities assessed by the TASIT.
Thus, SCIT may have promise in improving realworld ToM, although this conclusion is tempered by
the small sample in this analysis.
SCIT did not reduce hostile and aggressive attributional biases, a finding which differs from our previous
work with inpatients (Combs et al., 2007a). Examination of descriptive data revealed that means at both pre-

146

D.L. Roberts, D.L. Penn / Psychiatry Research 166 (2009) 141147

and post-test for all participants on all three attribution


scales were lower than means produced by a normative
sample of college students (Combs et al., 2007b). In the
face of negative interpersonal events, participants
reported inferring very low hostile intent, feeling very
low aggressive response tendency, and having a very
low tendency to blame others. This suggests a floor
effect such that SCIT participants had little room for
treatment-related improvement. Several factors may
explain this floor effect. Participants may have faked
good, which is possible because the AIHQ is face valid.
Alternatively, participants may actually have low bias,
which is consistent with the low observed levels of
paranoia in this sample.
The results showed that SCIT was associated with
improvements in social skill. This finding is quite
encouraging given that the primary goal of SCIT is to
improve social functioning by way of improved social
cognition. This provides preliminary support both for
the theoretical model underlying SCIT and for SCIT's
ability to generalize from cognition to social behavior.
Not surprisingly, SCIT-related effects were attenuated in the ITT sample relative to the Completer
sample, suggesting a doseresponse effect. To probe
this effect, post-hoc bivariate correlations were computed between attendance and change scores on
outcome variables in the full ITT sample. All correlations were non-significant, suggesting that more
research is needed to elucidate the relationship between
the dose of SCIT treatment components and social
cognitive change.
The current project had several methodological
limitations. First, although the raters of social cognitive
bias and social skill measures were blind to treatment
condition and pre/post status, the assessors were not.
This is an important limitation, as Tarrier and Wykes
(2004) have identified non-blinded assessment as a key
source of treatment-effect inflation among studies of
CBT for psychosis. Second, the use of a quasiexperimental design prevents full confidence in attributing the observed effects solely to SCIT. Third, small
sample size limited power to detect all but moderate and
large effect sizes, especially in the secondary variables.
And last, floor and ceiling effects on two assessment
measures may have prevented sensitive evaluation of
change. These limitations are being addressed in a
randomized, controlled trial that is currently underway.
In closing, this study provides preliminary evidence
that SCIT is a feasible and promising method for
improving social cognition and social skill among
outpatients, although more controlled research is needed
before the efficacy of SCIT is established.

Acknowledgments
This work was supported by a grant from the
Foundation of Hope for Research and Treatment of
Mental Illness. The authors thank Dr. Piper Meyer,
Sarah Uzenoff, and David Johnson for their help in this
research.
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