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Only very recently, the ideas of John Stuart Mill (Bentham's pupil and editor) are
mentioned as a possible source for Freud's work (Molnar 1999; Ricaud 1999).
Moreover, there is apparently only one source that connects Freud to utilitarianism
(Watson 1958).
As I shall show, Freud was familiar with Bentham's and Mill's idea that avoiding pain
and seeking pleasure are the two most dominant motivational forces in human life.
Interestingly, while Freud did not mention these utilitarian influences, he eagerly
acknowledged another source of the
-5pleasure principle. It was Gustav Theodor Fechner (1801-1887), a pioneer in
experimental psychology and the founder of psychophysics, who took all the credit
(see Sulloway 1979; Schur 1966). Freud's predilection can be seen as related to his
well-known disinclination to acknowledge philosophical sources:
Even when I have moved away from observation, I have carefully avoided any
contact with philosophy proper. This avoidance has been greatly facilitated by
constitutional incapacity. I was always open to the ideas of G.T. Fechner and have
followed that thinker upon many important points. (Freud 1925, p. 59)
When once asked how much philosophy he had read, Freud replied: Very little. As a
young man I felt a strong attraction towards speculation and ruthlessly checked it
(Jones 1953, p. 29).
Perhaps the antagonism Freud expressed towards philosophy and his admiration for
Fechner's psychophysics were part of Freud's reluctance to allow psychoanalysis to
slip into vitalism, mentalism, or even occultismphilosophies that view the mind as a
non-material entity (see a conversation between Freud and Jung cited by Jung 1963,
pp. 150-1). But the influence of utilitarian philosophy on Freud's writings together
with the other philosophical influences that have been proposed such as Nietzsche,
Brentano, Schopenhauer (Robertson 2001; Domenj 2001; Sulloway 1979) shows
that philosophy remained a dominant tradition behind Freud's many fundamental
insights.
But the puzzling thing about Freud and utilitarianism is not merely their
unacknowledged resemblance but also their sharp differences. How could it be that
two theories based on the same principlenamely, that seeking pleasure and avoiding
pain should be regarded as the primary motivation of mankindare profoundly
different from each other? And why Freud is after all not utilitarian despite his
emphasis on the pleasure principle?
The present paper progresses through four main points. First, I describe facts that
prove Freud was familiar with the British utilitarian-empirical school. Second, by
stripping Freud's language from its biological connotations I will demonstrate how
utilitarianism is ubiquitous in Freud's early thinking, especially in Freud's pleasure
principle. I shall argue that Bentham's and Mill's ideas found their way into Freud's
metapsychology and idiom and indirectly caused Freud's regulatory principles. In the
third part I will define three aspects that sharply distinguish Freud from utilitarianism:
the quality of pleasure, conflict and irrationality. These aspects will be demonstrated
through different central concepts in Freudian thoughtquality-quantity, the
constancy principle, repression, and hallucination.
The paper then uses two main methodologies: a historical approach and an
archaeological one, in the sense debated by Foucault and Hacking (1986). In its
historical perspective it describes chains of factual associations that connect Freud
with utilitarianism. But it also tries, in Hacking's words, to understand the conditions
of possibility for ideas (p. 30) and to tell a story
-6about the web of specific sentences that were uttered, and a theory of what made it
possible for those sentences to be uttered (p. 31).
It is hard to know if Jones is relying on Freud himself or just repeating his own lack of
appreciation of philosophy which he expressed many times (see, for example, his
discussion on the Project (Jones 1953, p. 384).
Just as the pleasure-ego can do nothing but wish, work for a yield of pleasure, and
avoid unpleasure, so the reality-ego need do nothing but strive for what is useful and
guard itself against damage. (Freud 191, p. 223, italics mine)
Freud perceived the reality principle not as a new and different phase in life but
merely as a better way to achieve pleasurable goals. Contrary to the ego
psychologist's claim that the reality principle contains free and neutralized aspects
(Hartmann 1939), Freud thought that the pleasure principle remained superior through
the entire life. The correspondence between
-8Freud and Jones (Paskauskas 1993) demonstrates this point. In 1911 after the
publication of Formulations on the two principles of mental functioning, Jones
(26/11/1911) writes to Freud:
I was puzzled by the sharp opposition of the two (the pleasure and reality principles).
I had conceived of the desire for reality as being essentially merely a more effective
method of obtaining gratification than the hallucinatory method. Do I understand you
to mean that it was so originally, having come into existence for this purpose, but that
later on it acquires a meaning of its ownthe search for reality being an aim or
principle in itself, quite apart from the greater power thus won procuring
gratification? Or does it continue to serve the latter in a more roundabout way? In
other words isn't the reality principle constantly a form of sublimation, or do the two
principles become secondarily entirely divorced from each other? (Jones 1953, p.
121)
And Freud answers (14/1/1912):
Your question about the relation of the R. Prinzip to the L. Prinzip is answered in the
paper itself in agreement to what you yourself suppose. The Reality Pr. is only
continuing the work of the L.P. in a more effectual way, gratification being the aim of
both and their opposition only a secondary fact. (Jones 1953, p. 125)
Pain, a reflex of the overstrained or repressed exertion of such a power (Mill 1865, p.
480). In another paragraph Hamilton's principle seems very close to Freud's
terminology about the constancy principle. According to Hamilton:
A feeling of pleasure is experienced, when any power is consciously exercised in a
suitable manner. That is, when we are neither, on the one hand, conscious of any
restraint upon the energy which it is disposed spontaneously to put forth, nor, on the
other, conscious of any effort in it to put forth an amount of energy greater either in
degree or in continuance, than what it is disposed freely to exert. In other words, we
feel positive pleasure, in proportion as our powers are exercised, but not overexercised; we feel positive pain, in proportion as they are compelled either not to
operate, or to operate too much. (p. 482)
Hamilton is actually postulating a kind of equilibrium that can be upset: the free
energy of the power tends to put forth maximally. It can either put
-9forth in a less amount or in a greater amount. Pleasure is experienced when the power
is put forth in the exact proper limit, a suitable manner. Freud's concepts of pain and
pleasure have more resemblance to Hamilton's than to Bentham's and Mill's ideas.
Hamilton postulates an intrinsic factor, inside the personality, which has to be
balanced, a formulation that is missing in the philosophy of Bentham and Mill.
Freud might then have been influenced by Mill's polemic with Hamilton somewhere
before 1891 in his choice of most of the terminology concerning the pleasure
principle, including concepts like stability, pleasure, pain, energy, reflex, power,
stimulation, amount, quantity, proportion and intensity. Note that Hamilton's
principles (as they are depicted by Mill) are almost similar to Fechner's constancy
principle which Freud cites in Beyond the Pleasure Principle (Freud 1920):
Every psycho-physical motion rising above the threshold of consciousness is attended
by pleasure in proportion as, beyond a certain limit, it approximates to complete
stability, and is attended by unpleasure in proportion as, beyond a certain limit, it
deviates from complete stability. (pp. 8-9)
It seems then that Freud's assumption that the pleasure principle is directed towards
keeping the quantity of excitation low (p. 9) is congruent with these two plausible
sources.
A paragraph in Civilization and Its Discontents (Freud 1930) offers an important clue
about the development of the conceptualization of the pleasure principle. We read:
One can hardly be wrong in concluding that the idea of life having a purpose stands
and falls with the religious system. We will therefore turn to the less ambitious
question of what men themselves show by their behaviour to be the purpose and
intention of their lives. What do they demand of life and wish to achieve in it? The
answer to this can hardly be in doubt. They strive after happiness; they want to
become happy and to remain so. This endeavour has two sides, a positive and a
negative aim. It aims, on the one hand, at an absence of pain and unpleasure, and, on
the other, of the experiencing of strong feelings of pleasure. (p. 76)
Freud wrote a great deal about pleasure, satisfaction of instincts, and stimulus
discharge but it is hard to find even a handful of pointers about happiness in his
writings. And this is the only text where Freud places the two conceptspleasure and
happinesstogether. Happiness is a much more abstract and philosophical term,
quite estranged from Freud's physical and economic metaphors. This conjunction
between the two conceptspleasure principle and happinesssuggests a vision of
the pleasure-unpleasure principle as functioning beyond tension reduction and closer
to Mill's and Bentham's utilitarian ideas.
Perhaps the two theses of Freud's formulations on the pleasure principlepleasure as
a reduction of tension and the unelaborated idea that pleasure is happiness correspond
to two different sources that influenced Freud.
- 10 Could it be that Freud's pleasure principle in its broader sense, that of happiness,
expresses Mill's and Bentham's unrecognized influence on Freud?
We can find a clue to this idea in Beyond the Pleasure Principle (Freud 1920) in
which Freud mentioned that philosophy and psychology were both major sources of
influence on his pleasure principle. Although Fechner was the only source he
mentioned, perhaps he was not the only one Freud had on his mind. Freud writes:
It is of no concern to us in this connection to enquire how far, with this hypothesis of
the pleasure principle, we have approached or adopted any particular, historically
established, philosophical system Priority and originality are not among the aims
that psycho-analytic work sets itself. (p. 7)
beautiful view plus the pleasant weather) while those involving pain (minus the
tiredness from the walk) should be subtracted. A decision of whether to perform one
action or an alternative one is the result of this calculus. Freud's pleasures are very
different. They are dramatic, intense, wild, sexual, and can sometimes be very
tormenting. They can govern the person's entire life. They usually have a subjective
meaning, which others do not share. Moreover, behind daily occurrences in ordinary
life hide unconscious and intense instinctual drives. Daily pleasures almost always
represent instinctual and unconscious pleasures from conflicting sources.
- 14 -
Conflict
For Bentham and Mill a sole agent that strives to gain pleasure and avoid pain
represents the person. Thus, there should be no internal conflict in human life; just a
relatively simple decision of which of two or more actions brings more pleasure and
avoids more pain. In contrast, Freud's mind is a complex network of structures that
includes wishes and drives with contradictory needs and conflicting mental agents.
This means that the psyche as a system has different parts or structures (i.e. id, ego
and superego, Cs/Ucs), and that each of these structures has its own interest. Freud
emphasized both in the Introductory Lectures on Psychoanalysis (1917) and in a 1919
footnote appended to The Interpretation of Dreams (1900, pp. 580-1) about the fairytale and the three wishes that, if we want to understand a wish fulfilment, we must
always ask: Who is experiencing pleasure?
In many cases, as in the case of a joke, a dream or a neurotic symptom, the utility of
one part of the personality contradicts the utility of other parts of the personality. The
stability that the psychical apparatus aims for is not only in reducing tension from
inner or external stimulus but also in solving the conflicts of the different interests.
Therefore, in order to understand what mental states, feelings and actions are
instrumentally desirable for people, what promotes their actual happiness, or utility,
we must first answer some important questions. What will be the benefit of the action
that brings utility to one structure of the personality? Which structure of the
personality will pay the price for fulfilling the utility of the other structure? And what
conditions are necessary for the psyche, as a whole system, to be capable of deciding
which of its structures will gain utility?
In particular, there is an inherent antagonism between the utility of the sexual drives
and the utility of the ego drives:
We have discovered that every instinct tries to make itself effective by activating ideas
that are in keeping with its aims. These instincts are not always compatible with one
another; their interest often comes into conflict. Opposition between ideas is only an
expression of struggles between the various instincts. From the point of view of our
attempted explanation, an especially important part is played by the undeniable
opposition between the instincts which subserve sexuality, the attainment of sexual
pleasure, and those other instincts, which have as their aim the self-preservation of the
individualthe ego instincts. (Freud 1910a, pp. 213-14)
The conflict between the two parts stems from the fact that both have the same organs
at their disposal. For example:
The mouth serves for kissing as well as for eating and communication by speech; the
eyes perceive not only alterations in the external world which are important for the
preservation of life, but also characteristics of objects which lead to their being chosen
as objects of lovetheir charm. (p. 216)
So a satisfaction of one interest or pleasure might cause pleasure in one place and
unpleasure in another (Freud 1915, p. 147).
- 15 The result of the conflict is that one group of interests (or ideas, or instincts) pushes
the other group to the unconscious:
Psychoanalysis traces mental life back to an interplay between forces that favour
or inhibit one another. If in any instance one group of ideas remains in the
unconscious, psychoanalysis maintains that the isolation and state of
unconsciousness of this group of ideas have been caused by an active opposition on
the part of the other groups. The process owing to which it has met with this fate is
known as repression. (Freud 1910a, p. 213)
Repression has an important role in bringing a relief from intrapsychic conflict and
pain. Repression helps the person to direct his state of mind toward a specific
interest that its fulfilment might bring satisfaction and diminish the pressure from
the antagonistic side. Repression is a constitutive mechanism that helps to decide
and to follow that decision in a less painful way. The repressed content is not just a
particular instance of some wishful but forbidden impulse but rather a whole modality
of desire.
The rational decision that Bentham and Mill prescribe between two modes of action,
in accordance with the ability of that action to bring more pleasure or to avoid pain,
was turned by Freud into an unconscious one. Thus, if Bentham and Mill were mostly
interested in working out in detail the means by which utilitarianism could be
achieved in society, Freud was interested in finding out the complicated mechanisms
inside each person that lie behind the psychology of utilitarianism.
In hallucination the paradigm is once again that of drives' satisfaction. After the baby
has felt an experience of satiety from drinking his mother's milk he will tend to
hallucinate this experience. Here we can see that the need-satisfaction paradigm is so
strong that the person does not always need real objects. Momentary pleasure can be
gained through mere hallucination. In Freud's thinking, but not in utilitarianism, one
can achieve pleasure through fantasy and not just through an action. Of course, in
such a situation real satisfaction did not occur and the infant learns how to distinguish
such hallucinatory perceptions from a real fulfilment and to avoid them in the future.
But in some pathological cases hallucination remains the main aim to achieve
satisfaction or to avoid pain. Indeed, pathological behaviour is a
- 16 special case in which the need for satisfaction and avoidance of pain is superior to any
other motivation and brings to a distortion of reality:
{In the case of amentia psychosis} the ego breaks off its relation to reality; it
withdraws the cathexis from the systems of perception With this turning away
from reality, reality-testing is got rid of, the wishful phantasies are able to press
forward into the system, and they are there regarded as a better reality. (Freud 1917, p.
233)
Here lies another important break between Freud and British utilitarianism. Freud,
unlike Bentham and Mill, postulates a difference between happiness and utility on the
one hand and seeking pleasure and avoiding pain on the other. In hallucination, for
example, the need to gain a momentary pleasure brings the patient to a detachment
from reality that might make him miserable. In neurosis the need to avoid pain is so
strong that the patient prefers to have symptoms and be unhappy than to confront the
pain that arises from awareness of his sexual or aggressive wishes. As Freud (1910a)
writes:
We see that human beings fall ill when, as a result of external obstacles or of an
internal lack of adaptation, the satisfaction of their erotic needs in reality is frustrated.
We see that they then take flight into illness in order that by its help they may find
satisfaction to take the place of what has been frustrated we find that the
withdrawal from reality is the main purpose of the illness but also the main damage
caused by it. (p. 49)
From a utilitarian point of view the psychotic and the neurotic made rational choices
because more pain would be experienced without their symptoms. Had they not
distorted reality perhaps they would have been exposed to tremendous painful
experiences. Nevertheless, the pathological choice of the patient involves a gross
distortion of reality and therefore it is against his utility. In the case of the psychotic it
includes a withdrawal of the cathexis from perception. As for neurosis it
serves no useful purpose whatever, since it uses up forces which would have been
more profitably employed in dealing rationally with the dangerous situation. (Freud
1923a, p. 104)
Freud shows then the irrationality of the hedonic calculus in the psychical apparatus.
The pressures of gaining pleasure and avoiding pain in the short run are so great that
long-term utility is being neglected and must be put aside. But why would a person be
so irrational and turn against himself? One of Freud's explanations is that it happens
in cases where the hedonistic side of the person is blocked by the moral demand put
by society. It is the civilized standards internalized in each person that block the way
to sexual pleasure. Freud (1910b) noted that not all the energy from the instincts could
be sublimated exchanging the sexual aim for another socially accepted one. He
blames society for blocking the satisfaction of sexual needs and by that creating
neurosis:
- 17 A certain portion of the repressed libidinal impulses has a claim to direct satisfaction
and ought to find it in life. Our civilized standards make life too difficult for the
majority of human organizations. Those standards consequently encourage the retreat
from reality and the generating of neuroses, without achieving any surplus of cultural
gain by this excess of sexual repression. {We should not} forget that the satisfaction
of the individual happiness cannot be erased from among the aims of our civilization.
(p. 54)
Feuerbach. They are the landmarks of breakthrough and novelty that define new
streams of thought. Of course we must remember that utilitarianism is not less popular
and familiar than Freud and that it was once considered to be a very challenging and
revolutionary ethic.
Freud departs from utilitarianism also in his rhetoric and the manner in which he deals
with issues. This difference resembles a gap between
- 18 Nietzche and other philosophers (Schacht 1983). This is why Freud's theory is much
more Nietzschean then it is Benthamian. Bentham and Mill approach human nature a
priori, attempting to ascertain self-evident first principles from which conclusions
with respect to them may be deduced or inferred. Such a procedure may issue in a
logically rigorous system; but as Schacht (1983) pointed out in non-Nietzschean
philosophies neither the appearance of self-evidence of the first principles selected
nor the logical rigour with which consequences are inferred from them establishes that
the system is anything more than a description of a possible world (p. 12). Freud, on
the other hand, like Nietzche, is interested in a broad range of forms of human activity
and experience, from the social and the religious to the artistic and the scientific. His
interest and curiosity are heightened when he finds that the rules he himself
discovered do not hold at any time and in any case. Following Schacht's (1983)
description of Nietzsche it is interesting to compare Freud with a lawyer who takes on
difficult cases with no quick or easy resolution. Just as a courtroom verdict can be
appealed, a case made by a philosopher can always be reconsidered. That is why
Freud (1920) is free to write in Beyond the Pleasure Principle:
It is incorrect to talk of the dominance of the pleasure principle over the course of
mental processes. If such dominance existed, the immense majority of our mental
processes would have to be accompanied by pleasure or lead to pleasure, whereas
universal experience completely contradicts any such conclusion. The most that can
be said, therefore, is that there exists in the mind a strong tendency towards the
pleasure principle, but that that tendency is opposed by certain other forces or
circumstances, so that the final outcome cannot always be in harmony with the
tendency towards pleasure. (pp. 9-10)
While Freud wanted to create a discipline that aims at understanding people with all
their contradictory aspects, Bentham and Mill wanted to create a rational ethical
philosophy that by its nature cannot tolerate contradictions, irrationality and
incongruity. Freud (1923b) made it clear which of the two systems he prefers:
Psycho-analysis is not, like philosophies, a system starting out from a few sharply
defined basic concepts, seeking to grasp the whole universe with the help of these
and, once it is completed, having no room for fresh discoveries or better
understanding. On the contrary, it keeps close to the facts in its field of study, seeks to
solve the immediate problems of observation, gropes its way forward by the help of
experience, is always incomplete and always ready to correct or modify its theories.
(pp. 253-4)
Acknowledgements
I deeply thank Prof. Beatriz Priel, Dr Jose Brunner and Dr Eran Rolnik for their
helpful remarks and close attention to the reading of this text. I also thank Michael
Molnar for his assistance in exploring Freud's translation of Mill's essays.
- 19 -
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