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Article history: Do the operating characteristics of memory continue to bear the imprints of ancestral
Received 2 April 2008 selection pressures? Previous work in our laboratory has shown that human memory
revision received 5 June 2008 may be specially tuned to retain information processed in terms of its survival relevance.
Available online 21 July 2008
A few seconds of survival processing in an incidental learning context can produce recall
levels greater than most, if not all, known encoding procedures. The current experiments
Keywords: further establish the power of survival processing by demonstrating survival processing
Evolution
advantages against an encoding procedure requiring a combination of individual-item
Memory
Survival
and relational processing. Participants were asked to make either survival relevance deci-
Recall sions or pleasantness ratings about words in the same categorized list. Survival processing
produced the best recall, despite the fact that pleasantness ratings of words in a catego-
rized list has long been considered a gold standard for enhancing free recall. The results
also help to rule out conventional interpretations of the survival advantage that appeal to
enhanced relational or categorical processing.
2008 Elsevier Inc. All rights reserved.
0749-596X/$ - see front matter 2008 Elsevier Inc. All rights reserved.
doi:10.1016/j.jml.2008.06.001
378 J.S. Nairne, J.N.S. Pandeirada / Journal of Memory and Language 59 (2008) 377385
survival processing to a host of deep processing controls Such an account generates an obvious prediction: If the
including forming a visual image, generation, and inten- to-be-rated words are inherently related (e.g., if the list is
tional learningand survival processing produced the best categorized) then any relational processing induced by
recall (Nairne, Pandeirada, & Thompson, 2008). the survival rating task should be less useful to retention
Mnemonic advantages for survival processing have now (see Burns, 2006; Mulligan, 2006). A number of studies
been demonstrated in other laboratories as well using have found that relational processing of items in a related
alternative control scenarios (Kang, McDermott, & Cohen, list, such as sorting items from an obviously categorized
in press; Weinstein, Bugg, & Roediger, 2008). For example, list into categories, produces no particular mnemonic
survival processing produced better memory than a con- advantages, at least when compared to identical process-
trol scenario involving the planning and execution of a ing of words in an unrelated list (e.g., Burns, 1993; Einstein
bank heist (Kang et al., in press).The bank heist scenario & Hunt, 1980; Hunt & Einstein, 1981). The category struc-
was chosen to match the novelty and potential excitement ture inherent in the list affords a sufcient retrieval plan
of the survival scenario, something that may have been for use in recall (e.g., the list contained pieces of furniture,
lacking in the moving control scenario used by Nairne weapons, and so on) so further relational processing is
et al. (2007). Our laboratory has also found survival advan- redundant (although see Engelkamp, Biegelmann, &
tages compared to scenarios in which (a) people were McDaniel, 1998). In fact, encoding procedures that draw
asked to imagine themselves vacationing at a fancy resort attention to the unique characteristics of the to-be-recalled
with all of their needs taken care of, (b) eating dinner at a items (such as rating items for pleasantness or familiarity)
restaurant, and (c) planning a charity event with animals at promote the best recall when lists are categorized. The list
the local zoo (Nairne & Pandeirada, 2007; Nairne et al., structure enables one to restrict the target search set effec-
2007; Nairne et al., 2008). At this point, we believe, appeal- tively, and the individual-item processing helps one dis-
ing simply to the schema-like properties of the survival criminate items within the search set that did or did not
scenario, or to its coherence or novelty, is unlikely to ex- actually occur on the memory list (see Nairne, 2006).
plain these advantages. Researchers have been able to explain a variety of mne-
Instead, these experiments support the hypothesis that monic phenomena by appealing to trade-offs between
it is the tness-relevance of the processing that is impor- item-specic and relational processing (e.g., Hunt & Seta,
tant to memory. Information encoded as a consequence 1984; Klein, Kihlstrom, Loftus, & Aseron, 1989; Klein &
of tness-based processing is especially accessible and Loftus, 1988; Mulligan, 1999; Mulligan, 2001); it is
memorablemore memorable, in fact, than that produced certainly possible that similar logic can be used to explain
by most (if not all) known encoding procedures, at least the advantages seen after survival processing.
when free recall is used as the retention measure. At the The current experiments were designed to test these
same time, these experiments have revealed very little ideas, as well as to compare the mnemonic value of sur-
about the proximate mechanisms that actually produce vival processing against yet another powerful encoding
the survival benet. Is survival processing special, arising procedure: Individual item processing of words presented
from the action of some kind of special mnemonic adapta- in a categorized list. In all three experiments, participants
tion, or can we explain the advantage using traditional were asked to make rating decisions about words in a cat-
explanatory tools? For example, one might claim that sur- egorized list prior to a surprise free recall test. Experiment
vival processing is simply another form of deep process- 1 used a between-subject design to compare the effects of
ing, albeit a particularly good one, leading to enhanced survival processing to a prototypical individual-item pro-
elaboration or distinctive encodings (see Hunt & Worthen, cessing taskrating items for pleasantness. Experiment 2
2006). replicated the results of Experiment 1 using a within-sub-
Another possibility is that rating words for survival ject design. Finally, in Experiment 3 a non-tness-relevant
mimics a categorization task. Perhaps participants essen- scenario, vacationing at a fancy resort in a foreign land,
tially encode the rated words into an ad hoc category was used instead of the survival scenario.
representing things that are relevant in a survival situa-
tion. Once primed by the rating task, the category struc- Experiment 1
ture could support an accessible and efcient retrieval
plan (Tulving & Pearlstone, 1966). Put more generally, In Experiment 1, participants were required to make
one can conceive of the survival rating task as inducing a survival relevance decisions about items in an obviously
form of relational processing. As people rate the items, categorized list. To enhance the salience of the category
they process ostensibly unrelated words along a common structure, we blocked the category items during presenta-
dimension of similarityrelevance to a survival context. tion and used categories that seemed inherently survival-
It is well-established that relational processing of unre- related (animals, fruits, vegetables, and human dwellings).
lated items leads to improved free recall, partly because In a separate control condition, participants were asked to
the encoded dimension of similarity helps to restrict the make pleasantness ratings about exactly the same items
set of possible recallable items at the point of test (Hunt prior to the surprise recall test. Again, individual-item pro-
& McDaniel, 1993; Nairne, 2006). Note this is a completely cessing of items in a categorized list is generally thought to
conventional account of the survival advantage: Survival be the best procedure for maximizing free recall (Hunt &
ratings induce people to encode target items into a cate- McDaniel, 1993). If survival processing simply induces a
gorical structure that is particularly accessible during form of relational processinge.g., tting words into an
retrieval. ad hoc category of survival relevancethen we would
J.S. Nairne, J.N.S. Pandeirada / Journal of Memory and Language 59 (2008) 377385 379
expect the typical survival advantage to disappear or even cautioned to respond within the ve s presentation win-
reverse in the current experiment. dow and no mention was made of a later retention test.
A short practice session, containing four to-be-rated words,
Method preceded the actual rating task.
After the last word was rated, instructions appeared for
Participants and apparatus the digit recall task. For this task, seven digits, ranging be-
Eighty Purdue undergraduates participated in exchange tween zero and nine, were presented sequentially for one s
for partial credit in an introductory psychology course. Par- apiece and participants were required to recall the digits in
ticipants were tested individually in sessions lasting order by typing responses into a text box. The digit recall
approximately 30 min. Stimuli were presented and con- task proceeded for approximately two min. Recall instruc-
trolled by personal computers. tions then appeared. Participants were instructed to write
down the earlier-rated words, in any order, on a response
Materials and design sheet. The nal recall phase proceeded for 10 min and par-
Stimulus materials were drawn from the updated Battig ticipants were asked to draw a line on the recall sheet, un-
and Montigue norms (Van Overschelde, Rawson, & der the last recalled word, after each min of recall. A clock
Dunlosky, 2004) and consisted of eight exemplars from was displayed on the computer monitor and a beep
four unique categories: Four-footed animals, fruits, vegeta- sounded every min signaling the participants to draw the
bles, and a type of human dwelling. The 32 words were line.
presented blocked by category (e.g., all eight animals were
presented together) but exemplar order within each cate- Results and discussion
gory was randomly determined. Four different orders of
category presentation were created to ensure that each Cumulative recall functions for the survival and pleas-
category occurred equally often in each list quartile across antness groups are shown in Fig. 1. During the rst two
participants. Order of exemplar presentation within each mins of recall the groups performed similarly, but a reli-
category was the same in all versions. Two items from an able survival advantage emerged by the ve min mark
additional two categories (a natural earth formation; an [F(1, 78) = 5.207, MSE = 12.10, p < .03]. During the second
article of clothing) were selected to use as practice items. half of the recall period, on average, very few additional
A simple between-subject design was used: Partici- items were recalled (survival = 1.6; pleasantness = 1.8); a
pants in each group were asked to rate the same words, separate analysis on the number of item gains between ve
presented in the same random orderings, in one of the and 10 mins revealed no signicant difference between
two rating scenarios (N = 40 in each group). The rating task groups [F(1, 78) < 1.0]. Overall, for the entire 10 min recall
was followed immediately by a short digit recall task prior period, a survival advantage was present (survival = .67;
to a nal unexpected free recall task. Except for the rating pleasantness = .62) but only marginally signicant using a
scenario, all aspects of the design, including timing, were two-tailed test [F(1, 78) = 3.70, MSE = .012, p < .06].1
held constant across participants. The top half of Table 1 presents category clustering data
for recall using the adjusted ratio of clustering, or ARC
Procedure score (Roenker, Thompson, & Brown, 1971). The ARC score
On arrival in the laboratory, participants were randomly measures the extent to which members of the same cate-
assigned to one of the two rating scenarios with the follow- gory tend to be recalled together and is often used as a
ing instructions: measure of relational processing (see Burns, 2006). An
Survival. In this task we would like you to imagine that ARC score of 1.00 indicates perfect clustering and a score
you are stranded in the grasslands of a foreign land, with- of zero indicates chance-level clustering. As expected, the
out any basic survival materials. Over the next few months, ARC scores were well above zero, but no signicant differ-
youll need to nd steady supplies of food and water and ences were found between the survival and pleasantness
protect yourself from predators. We are going to show conditions [F(1, 78) = 1.87, MSE = .04. p > .10].
you a list of words, and we would like you to rate how rel- Table 1 reports intrusion data as well, or the extent to
evant each of these words would be for you in this survival which participants recalled items that were not on the list.
situation. Some of the words may be relevant and others The mean number of intrusions was low for both groups,
may notits up to you to decide. but signicantly more intrusions occurred in the survival
Pleasantness. In this task, we are going to show you a list group [F(1, 78) = 15.31, MSE = 1.51, p < .001]. Thus,
of words, and we would like you to rate the pleasantness of
each word. Some of the words may be pleasant and others
1
may notits up to you to decide. The fact that the survival advantage was highly signicant after ve-
mins and only marginally signicant after 10 mins might have been due, in
Stimuli were presented individually, centered on the
part, to the fact that participants tended to recall slightly more new items
screen, for ve s apiece and participants were asked to rate in the pleasantness condition during the second half of the recall period.
the words on a ve-point scale, with one indicating totally Such a pattern may signify relatively more individual-item processing in
irrelevant (unpleasant) and ve signifying extremely rele- the pleasantness condition because steady increases in the recovery of new
vant (pleasant). The rating responses, one through ve, items (item gains) can be one hallmark of individual-item processing.
However, the difference in item gains was not statistically signicant
were displayed just below the presented stimulus and par- between groups and assumptions about individual-item processing and
ticipants responded by selecting the button that corre- item gains may depend importantly on whether list items are related (see
sponded to the rating of their choice. Everyone was Burns, 1993).
380 J.S. Nairne, J.N.S. Pandeirada / Journal of Memory and Language 59 (2008) 377385
25
20
Number of Words
15
10
5 Survival
Pleasantness
0
min 0 min1 m in 2 min 3 min 4 min 5 min 6 m in 7 min 8 min 9 m in 10
Method
average rating difference between survival and pleasant- dimension is the tness-relevance of the processing, then
ness was a nonsignicant 0.20 (Survival = 3.4; Pleasant- we anticipate the more traditional resultthe best recall
ness = 3.2), yet the overall survival advantage remained for a condition requiring individual-item processing in a
in recall (Survival = .66; Pleasantness = .55; t(15) = 2.80, categorized list.
p < .02).
We performed the same item analyses for the response Method
times. Again, there was a nonsignicant correlation be-
tween the task-based response times and the survival ef- Participants and apparatus
fect in recall (Pearson r = .23). We also once again Thirty-two Purdue undergraduates participated in ex-
looked at the 16 items that showed the smallest (or no) change for partial credit in an introductory psychology
survival response time advantages. For these items, aver- course. Participants were tested individually in sessions
age response times were actually longer for the pleasant- lasting approximately 30 min. Stimuli were presented
ness task (Survival = 2738.9; Pleasantness = 2932.0), yet and controlled by personal computers.
the survival advantage remained in recall (Survival = .73;
Pleasantness = .61; t(15) = 2.58, p < .03). Consequently, as Materials and design
in our earlier reports, differences in average ratings or re- The materials and design employed in Experiment 2
sponse times cannot fully explain the survival advantages were used in Experiment 3, with the exception that the
seen in free recall (Nairne et al., 2007). vacation scenario was substituted for the survival scenario.
With respect to free recall, the results of Experiment 2
replicate those of Experiment 1. A reliable survival advan- Procedure
tage was obtained, even though the target list was catego- All aspects of the procedure mimicked those of Experi-
rized and the control condition was designed to engage a ment 2 except for the use of the following vacation
combination of individual item and relational processing. scenario:
The list structure should have minimized any mnemonic Vacation. In this task, we would like you to imagine that
effect of relational processing, yet a survival advantage still you are enjoying an extended vacation at a fancy resort in
emerged. The survival benet is even more convincing in the grasslands of a foreign land. All your basic needs are ta-
Experiment 2 because a within-subject design was em- ken care of but, over the next few months, youll want to
ployed. To the extent that survival processing simply in- investigate your surroundings and nd different activities
creased accessibility of the list categories, or lowered the to pass the time and maximize your enjoyment. We are
response output threshold, then related performance ef- going to show you a list of words, and we would like you
fects should have occurred for both survival and pleasant- to rate how relevant each of these words would be for
ness items. you in this vacation situation. Some of the words may be
relevant and others may notits up to you to decide.
Experiment 3
Results and discussion
In the existing literature, it is extremely difcult to nd
examples of encoding procedures that produce superior The nal free recall results are shown in Fig. 3, pre-
free recall to a condition requiring pleasantness ratings in sented as a function of encoding condition. An ANOVA re-
a categorized list. The results of the rst two experiments,
as a consequence, strongly establish the power of tness-
relevant processing compared to traditional encoding
tasks. Yet, the survival rating procedure used in our exper-
iments is unusual in the sense that processing occurs with-
0. 70
in the context of a relatively rich and cohesive cover
scenario (survival in the grasslands of a foreign land).
Although we have compared the survival scenario to other
Proportion Correct Recall
this context because any effect that survival processing remembering tness-relevant material, or whether reten-
might have had on category salience or accessibility should tion advantages for tness-relevant processing arise as a
have contributed to recall of both the survival and pleas- by-product of other more general mnemonic mechanisms,
antness-rated items. The data of both Experiments 1 and remains unclear. At the same time, it is nave to assume
2, as a result, signicantly lower the chances that enhanced that our memory systems lack functional design. The
relational (or categorical) processing is responsible for the capacity to remember evolved because of the selection
demonstrated survival advantage. Moreover, in Experi- advantages it provided; consequently, we should antici-
ment 3 participants were asked to rate the relevance of pate that memory contains features that are selectively
words to a vacation scenario, one that presumably also in- tuned to solving adaptive problems related to tness (Klein
duced relatively greater amounts of relational processing et al., 2002; Nairne, 2005; Rozin, 1976).
than the pleasantness task, yet no recall advantage was ob- Still, one might not expect recall advantages of the type
tained. Instead, the more typical result was obtaineden- demonstrated in the current experiments for all kinds of
hanced memory for the pleasantness rating task, tness-relevant materials. Free recall requires a search en-
presumably because it led to combined individual-item gine, or retrieval process, that accesses stored information
and relational processing. using a criterion of recent occurrence. It is an episodic task,
Do the results of these and other experiments indicate one that requires people to generate items that occurred at
that survival processing is special? Certainly from an a specied time, in a specied location, as dened by the
empirical perspective survival processing is a powerful experimental context (Nairne, 1991; Tulving, 1983). From
encoding technique, leading to better free recall than a a functional perspective, the need to remember some t-
variety of standard encoding techniques. In addition, the ness-relevant material, such as the location of food, water,
survival advantage is easily obtained in both within- and or a possible predator, is often likely to be time-dependent.
between-subject designs, unlike a number of other encod- In fact, Anderson and Schooler (1991) have shown that for-
ing-based mnemonic phenomena (e.g., the generation ef- getting functions often mimic the way that events occur
fect, word frequency effect, the effect of bizarre imagery, and recur temporally in the environment. Other kinds of
emotionality, etc.). The typical interpretation of such ef- tness-relevant information, such as social and personal
fects is that the encoding task leads people to focus atten- characteristics (e.g., is that person a cheater?), may not
tion on the individual attributes of the item at the expense show the same kinds of sensitivities to occurrence (see
of noting relationships among the items (e.g., as indexed Barclay & Lalumire, 2006; Mehl & Buchner, 2007).
by poorer memory for temporal order; see McDaniel &
Bugg, 2008, for a review). We have yet to examine the ef- Conclusion
fect of survival processing on the retention of temporal or-
der, but the current experiments revealed no differential Our laboratory has made the strong claim that survival
relational processing between conditions. Clearly, any det- processing represents one of the bestif not the best
rimental effects that survival processing may have on or- encoding procedures yet discovered in the memory eld
der memory are compensated by other mnemonic (Nairne et al., 2008). Is such a claim justied? Empirically,
advantages. we believe the case is strong: Not only does a simple sur-
Perhaps the simplest explanation of the survival vival rating produce better free recall than a veritable
advantage is that it leads to more item-based elaboration, whos who of known deep encoding procedures, but it
or spread of processing (e.g., Craik & Tulving, 1975). Sim- also produces better memory than the prototypical combi-
ilar appeals are commonly used to explain the advantages nation of individual-item and relational processing (pleas-
of semantic or deep processingi.e., processing the mean- antness ratings in a categorized list). As noted above,
ing of an item leads to more connections between the tar- survival processing is one of the few techniques ever
get item and other information in memory. More shown to produce higher levels of recall than a task requir-
elaboration, in turn, increases the chances that appropriate ing pleasantness ratings in a categorized list. Regardless of
retrieval cues can be accessed in free recall environments. ones ultimate interpretation of the survival advantage,
However, there is no obvious reason to expect survival pro- then, adopting a functional perspective can lead to novel
cessing, which is a relatively novel task, to produce more empirical ndings that may challenge existing perspec-
elaboration than other procedures that have more rele- tives on retention.
vance to everyday experiences (e.g., moving, restaurant,
or vacation scenarios). One of the failings of modern mem- Acknowledgment
ory theory is the absence of easilyapplied and indepen-
dent indices of elaboration, so elaboration accounts Josefa N.S. Pandeirada was supported by fellowship
remain speculative and difcult to test at this point. SFRH/BPD/21534/2005 from the Portuguese Foundation
Regardless of the proximate mechanism, it is clearly for Science and Technology.
adaptive for people to retain tness-relevant material.
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