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Revised minimum standards for

practices offering assisted


reproductive technologies: a
committee opinion
Practice Committee of the American Society for Reproductive Medicine, Practice Committee of the Society for
Assisted Reproductive Technology, and Practice Committee of the Society of Reproductive Biology and
Technology
American Society for Reproductive Medicine; Society for Assisted Reproductive Technology; and Society of Reproductive
Biology and Technology, Birmingham, Alabama

This document is designed to assist assisted reproductive technology (ART) programs in establishing and maintaining a successful clin-
ical practice and set criteria that meet or exceed the requirements suggested by the Centers for
Disease Control and Prevention (CDC) for certication of ART laboratories. This document re- Use your smartphone
places the document of the same name last published in 2008 (Fertil Steril 2008;90:S1658). to scan this QR code
(Fertil Steril 2014;102:6826. 2014 by American Society for Reproductive Medicine.) and connect to the
discussion forum for
this article now.*
Discuss: You can discuss this article with its authors and with other ASRM members at http://
fertstertforum.com/asrmpraccom-revised-minimum-standards-practices-art/ * Download a free QR code scanner by searching for QR
scanner in your smartphones app store or app marketplace.

T
reatments for the infertile couple This document is not designed to cover intrafallopian transfer (ZIFT), embryo
are evolving rapidly, and ad- all clinical situations or practices, but biopsy, preimplantation genetic testing
vances in assisted reproductive rather should be reviewed carefully by (PGT), embryo and gamete cryopreser-
technology (ART) are the best example. ART program and laboratory directors vation, oocyte or embryo donation,
Periodically, the American Society for to ensure that their programs' practice and gestational surrogacy.
Reproductive Medicine (ASRM) reviews reects current recommendations.
and publishes updated guidelines to More specic guidance on laboratory PERSONNEL
dene the minimum standards for procedures is presented in the Practice There should be a backup system in
ART programs and for human embry- Committee report titled, Revised place for all personnel essential to a
ology and andrology laboratories. This guidelines for human embryology and program. A single individual may fulll
document is designed to assist ART andrology laboratories. the requirement for expertise in one or
programs in establishing and maintain- more areas. An ART program must
ing a successful clinical practice and include the following personnel:
sets criteria that meet or exceed the re- DEFINITIONS
quirements suggested by the Centers ART encompasses a variety of clinical  A designated overall practice direc-
for Disease Control and Prevention treatments and laboratory procedures tor, medical director, and laboratory
(CDC) for certication of ART labora- that include the handling of human oo- director. One individual may fulll
tories (1). This document replaces that cytes, sperm, or embryos, with the more than one of these positions,
entitled Revised minimum standards intent of establishing a pregnancy. but the medical director must be a
for practices offering assisted repro- This includes, but is not limited to, licensed physician.
ductive technologies that was previ- in vitro fertilization (IVF), gamete  An individual with training and
ously published in September 2008. intrafallopian transfer (GIFT), zygote experience in reproductive endocri-
nology, particularly in the use of
Received May 20, 2014; accepted May 20, 2014; published online June 19, 2014. ovulation-inducing agents and
Correspondence: American Society for Reproductive Medicine, 1209 Montgomery Hwy., Birmingham,
Alabama 35216 (E-mail: ASRM@asrm.org). hormonal control of the menstrual
cycle. An individual who has
Fertility and Sterility Vol. 102, No. 3, September 2014 0015-0282/$36.00
Copyright 2014 American Society for Reproductive Medicine, Published by Elsevier Inc.
completed an American Board of
http://dx.doi.org/10.1016/j.fertnstert.2014.05.035 Obstetrics and Gynecology

682 VOL. 102 NO. 3 / SEPTEMBER 2014


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(ABOG)-approved fellowship in reproductive endocri- Physician Performing Oocyte Retrievals and


nology and infertility and is board certied in reproductive Embryo Transfers
endocrinology and infertility by the ABOG or is an active Each physician performing oocyte retrievals and embryo
candidate for the same fullls this requirement. transfers should have performed an adequate number of aspi-
 A physician with experience in oocyte retrieval tech- rations and transfer procedures under direct supervision that
niques. The physician should have special expertise in demonstrates prociency within a practice that meets these
reproductive endocrinology and infertility and be able to standards. Satisfactory completion of this training should
manage IVF-related complications such as bleeding, infec- be documented by the practice director. Each physician
tion, ovarian hyperstimulation syndrome (OHSS), and should continue performing a minimum number of aspira-
ovarian torsion. tions per year to maintain their prociency.
 An individual with specialized training and experience in It is recommended that the physicians involved in the su-
gynecologic ultrasonography who provides the monitoring pervision of follicular recruitment and oocyte retrieval proce-
of follicular development. dures be responsible for ultrasound monitoring of follicular
 An individual experienced in sperm physiology with spe- development. Physicians responsible for ultrasound follicular
cial competence in laboratory andrology laboratory monitoring should have familiarity with basic ultrasound
procedures. physical principles and equipment. These physicians should
 An individual experienced in male reproduction. If this in- have evidence of training and the requisite competence to
dividual is not a urologist, a consultant urologist with adequately perform diagnostic ultrasound examinations.
expertise in reproductive surgery should be available.
 An embryology laboratory director with personal experi-
ence in the organization and maintenance of a clinical Embryology Laboratory Director
embryology laboratory and in tissue culture techniques. The embryology laboratory director should be an individual
 A consultant/mental health professional with expertise in with demonstrated knowledge of all laboratory aspects of
reproductive issues. ART. To be acceptable as an embryology laboratory director,
 An individual with specialized training and experience in an applicant should fulll the following requirements:
gamete and embryo cryopreservation techniques, when
gamete and/or embryo cryopreservation is offered.  An earned doctorate degree (PhD) from an accredited insti-
 An individual with specialized training in gamete biology tution in a chemical, physical, or biological science as the
and micromanipulation techniques, if oocyte and/or em- major subject, or a medical degree (MD or DO) from an ac-
bryo micromanipulation techniques are offered. credited institution, or have qualied as a laboratory direc-
 Appropriate personnel to perform hormonal assays. An tor prior to July 20, 1999. Effective January 1, 2006, all new
outside laboratory that has demonstrated adequate laboratory directors should hold a High-complexity Clin-
competence, quality control, and service may be used for ical Laboratory Director (HCLD) or Embryology Laboratory
rapid assays of all the necessary reproductive hormones Director (ELD) certication or its equivalent from the
(including estradiol and progesterone). Such hormone as- American Board of Bioanalysis (ABB). Laboratories that
says should be performed by a laboratory that meets Clin- participate in high-complexity procedures (i.e., quantita-
ical Laboratory Improvement Amendments of 1988 (CLIA) tive sperm preparations and some hormone analyses)
standards. must be supervised by a laboratory director that is certied
 Appropriate nursing support. as a High-complexity Clinical Laboratory Director. The lab-
 An individual or consultant with specialized expertise in oratory director should have expertise and/or specialized
genetics or genetic counseling. training in biochemistry, cell biology, and physiology of
reproduction with experience in experimental design, sta-
tistics, and problem solving. The laboratory director should
SPECIALIZED TRAINING AND EXPERIENCE be responsible for formulating laboratory policies and pro-
Medical Director tocols and for communicating with the medical director
As of January 1, 2000, a program's medical director must be regarding patient progress and protocols as they affect
board certied in reproductive endocrinology and infertility the laboratory aspects of treatment.
by the ABOG, be an active candidate for the same, or be  Two years of documented pertinent experience in a pro-
grandfathered as a medical director, provided the individual gram performing IVF-related procedures. This experience
has training and experience equivalent to a board-certied should include:
B Familiarity with laboratory quality control, inspection,
reproductive endocrinologist.
and accreditation procedures.
B Detailed knowledge of cell culture, ART, and andrology
Practice Director procedures performed in mammalian systems.
The practice director is responsible and accountable for the B A period of training of at least 6 months (may be con-

activity of the practice relating to ART, and is responsible current with documented experience) and have
for ofcially communicating with the Society for Assisted completed at least 60 ART procedures under supervi-
Reproductive Technology (SART) and ensuring that the prac- sion. A procedure is dened as a combination of the
tice follows SART requirements for membership. examination of follicular aspirates, insemination,

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ASRM PAGES

documentation of fertilization, and preparation for em- personnel performing ART procedures. In small ART pro-
bryo transfer. Satisfactory completion of this period of grams, an embryology lab director can function as the embry-
training should be documented by the laboratory direc- ology laboratory supervisor. However, if the medical director
tor of the training practice. is also the laboratory director, there should be a designated
B Obtain at least 12 hours of accredited continuing educa- laboratory supervisor. If the embryo laboratory director is pri-
tion annually in assisted reproductive technology or marily located off-site, there should be a designated labora-
clinical laboratory practice. tory supervisor. The embryology laboratory supervisor
B Demonstrate technical competence in the embryology should either meet the qualication requirements designated
laboratory by documenting performance of specic for laboratory director, or fulll both of the following
procedures and results that are within acceptable stan- requirements:
dards for that program.
 Have an earned bachelor's or master's degree in chemical,
The responsibilities of the embryology laboratory director physical, biological, medical technology, clinical, or
include: reproductive laboratory science from an accredited
institution.
 Providing accessibility for on-site, telephone, or electronic
 Have documented training, which includes performing, at a
consultations as needed.
minimum, at least 60 ART procedures under supervision.
 Ensuring that the physical plant (space, facilities, and
equipment) and environmental conditions of the labora- In addition to meeting these requirements, the embry-
tory are appropriate and safe. ology laboratory supervisor should:
 Maintaining aseptic conditions in the laboratory.
 Obtain at least 12 hours of accredited continuing education
 Ensuring that patient condentiality is maintained
annually in assisted reproductive technology or clinical
throughout the laboratory ART process.
laboratory practice.
 Providing an approved procedural manual to all laboratory
 Perform an adequate number of ART procedures per year to
personnel and establishing and maintaining a laboratory
maintain prociency.
quality assurance program.
 Providing consultation to physicians and others, as appro- Responsibilities of the embryology laboratory supervi-
priate, regarding laboratory aspects of treatment. sor include the day-to-day supervision and oversight of
 Employing a sufcient number of qualied laboratory the embryo laboratory and laboratory director responsibil-
personnel to perform the quality laboratory procedures. ities as authorized in writing by the embryology laboratory
There should be a backup plan in case of emergency. director.
 Ensuring that all personnel receive appropriate training for
the ART laboratory procedures to be performed, obtain the Embryology Laboratory Technologist
required number of annual continuing education hours,
Embryology laboratory technologists who perform ART labo-
and demonstrate continued competence for the ART labo-
ratory procedures should either meet the qualication
ratory procedures performed.
requirements for laboratory supervisor, or fulll both of the
following requirements:
Off-site Embryology Laboratory Director  Have an earned bachelor's or master's degree in chemical,
An off-site laboratory director is one whose primary direc- physical, biological, medical technology, clinical, or
torship is at another physical facility, which has a separate reproductive laboratory science from an accredited
identication number (SART number) and a separate medical institution.
director. An off-site director has the same responsibilities as  Have documented training, which includes performing, at a
an on-site director. While the laboratory is actively treating minimum, at least 30 ART procedures under continuous su-
patients, the off-site director is required to physically visit pervision of the laboratory director or supervisor.
the laboratory with a frequency that will ensure the proper
In addition to meeting these requirements, the embry-
functioning of the laboratory and assure appropriate patient
ology laboratory technologist should:
care. Minimum standards would require a frequency of no
less than 4 visits per year. The lab director should also be  Obtain at least 12 hours of accredited continuing education
available at all times by fax, phone, or email for any issues annually in ART or clinical laboratory practice.
that may arise. The off-site director must be present on-site  Perform a satisfactory number of ART procedures per year
for any accreditation or certication procedures. A laboratory to maintain prociency.
director shall direct no more than 5 separate laboratories of
any type. Experience and documented training in cell culture,
sperm-egg interaction, or related areas of animal reproduc-
tion are desirable. The embryology laboratory technologist
Embryology Laboratory Supervisor works under the supervision of a laboratory director or super-
The embryology laboratory may have one or more qualied visor. Programs for the appropriate training of embryology
laboratory supervisors who, under the direction of the labora- laboratory technologists should be in place with documenta-
tory director, provide day-to-day supervision of laboratory tion of completion for each employee.

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Nursing The laboratory must maintain these records for a period of


The registered nurse in the ART setting provides education, time specied by federal, state, and local laws or for 10 years
counseling, support, and nursing care to patients seeking beyond the nal disposition of all specimens obtained during
assistance with conception. This role requires structured each patient's ART cycle, whichever is later. All paper re-
orientation to the clinical setting and demonstrated compe- cords must be maintained on-site for 2 years; electronic re-
tence in the specialty. cords must have appropriate safeguards against data loss. In
Other roles in the ART setting may include assistive the event that the laboratory ceases operation, provisions
personnel such as medical assistants with specialized training must be made for these records to be maintained according
in patient-care management and technical procedures for the to the time frame required.
infertile patient.
INFORMED CONSENT
GIFT AND RELATED PROCEDURES The concept of informed consent is rooted in medical ethics
and has been codied as legal principle. As with all medical
ASRM has issued a list of minimum standards for GIFT (2).
procedures and treatments, ART patients have the right to
Because technical considerations at the time of oocyte
self-determination and must make the nal decision as to
retrieval may prevent tubal transfer or because supernumer-
what is appropriate and acceptable treatment in his or her
ary oocytes may be obtained, GIFT should only be performed
particular situation. To comply with this requirement, each
in a facility that has an embryology laboratory and personnel
prospective patient/couple must be provided with all relevant
who are capable of performing IVF. Ideally, the program
information necessary to make an informed decision
should be able to cryopreserve the remaining good-quality
regarding the proposed treatment and must be given the op-
gametes or embryos. GIFT may not be an appropriate choice
portunity to ask questions in order to gain a better under-
for certain patients, but the embryology laboratory equip-
standing. It is also important that couples are provided with
ment, procedures, quality control, and personnel must be
full information concerning risks, benets, and alternative
similar to those indicated for IVF.
procedures available to circumvent their specic infertility
problem, including procedures that are not performed by
ETHICAL AND EXPERIMENTAL PROCEDURES the treating center, as well as nonmedical options such as
ART treatments are evolving rapidly. Because of the ethical adoption and no treatment.
concerns of treatments that involve the laboratory handling The communications process should be documented in
and manipulation of human gametes and embryos, ASRM's the medical record and the patient must provide full written
Ethics Committee has issued a report on the ethical consider- informed consent. Specic consent should be obtained for
ations of ART procedures (3). All ART procedures should be gamete micromanipulation techniques or cryopreservation
performed in accordance with the recommendations con- procedures. Consent forms should indicate that data concern-
tained in that report, as well as all other reports from the ing the patient's IVF cycle are required by law to be released
ASRM Ethics Committee. for external validation. ART practices should conform to the
Procedures considered experimental must be conducted ASRM/SART recommendations concerning informed consent
under the supervision of a properly constituted Institutional (411). The laboratory must have evidence of informed
Review Board or equivalent committee. consent for all procedures prior to their performance. It is
From time to time, the ASRM Board of Directors will issue expected that practices will comply with all applicable local,
statements indicating that certain procedures previously state, and federal guidelines.
considered experimental will henceforth be considered clini-
Acknowledgments: This report was developed under the di-
cally proven treatments.
rection of the Practice Committees of the American Society for
Reproductive Medicine, Society for Assisted Reproductive
RECORDKEEPING Technology, and Society of Reproductive Biologists and Tech-
It is required that all ART practices participate in the CDC reg- nologists as a service to its members and other practicing
istry data collection. Furthermore, it is required that each clinicians. Although this document reects appropriate man-
practice release (or permit the release from the registry) iden- agement of a problem encountered in the practice of reproduc-
tiable, clinic-specic success rates. ASRM and SART mem- tive medicine, it is not intended to be the only approved
ber practices must adhere to all relevant ASRM, SART, and standard of practice or to dictate an exclusive course of treat-
Federal Trade Commission policies and procedures relating ment. Other plans of management may be appropriate, taking
to advertising and the use of SART statistics. into account the needs of the individual patient, available re-
The embryology laboratory must retain records of all of sources, and institutional or clinical practice limitations. The
its policies and procedures as well as personnel employment, Practice Committees and the Boards of Directors of the Amer-
training, evaluations, and continuing education activities. In ican Society for Reproductive Medicine, Society for Assisted
addition, documentation of the proper identication, Reproductive Technology, and Society of Reproductive Biolo-
outcome, and disposition of all oocytes and embryos is impor- gists and Technologists have approved this report.
tant. This documentation should identify all clinical and lab- This document was reviewed by ASRM members and their
oratory personnel who have handled gametes and embryos input was considered in the preparation of the nal document.
during each procedure. The following members of the ASRM Practice Committee

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ASRM PAGES

participated in the development of this document. All Com- 3. Ethics Committee of the American Fertility Society. Ethical considerations of
mittee members disclosed commercial and nancial relation- assisted reproductive technologies. Fertil Steril 1994;62:112.
4. Practice Committee of the American Society for Reproductive Medicine.
ships with manufacturers or distributors of goods or services
Recommendations for gamete and embryo donation: a committee opinion.
used to treat patients. Members of the Committee who were Fertil Steril 2013;99:4762.
found to have conicts of interest based on the relationships 5. Practice Committees of the American Society for Reproductive Medicine and
disclosed did not participate in the discussion or development Society for Assisted Reproductive Technology. Recommendations for prac-
of this document. tices utilizing gestational carriers: an ASRM Practice Committee guideline.
Samantha Pfeifer, M.D.; Roger Lobo, M.D.; Rebecca Fertil Steril 2012;97:13018.
Sokol, M.D.; Jeffrey Goldberg, M.D.; Gregory Fossum, M.D.; 6. Ethics Committee of the American Society for Reproductive Medicine.
Consideration of the gestational carrier: a committee opinion. Fertil Steril
Michael Thomas, M.D.; Margareta Pisarska, M.D.; Eric Widra,
2013;99:183841.
M.D.; Mark Licht, M.D.; Jay Sandlow, M.D.; John Collins, 7. Ethics Committee of the American Society for Reproductive Medicine.
M.D.; Marcelle Cedars, M.D.; Mitchell Rosen, M.D.; Michael Informed consent and the use of gametes and embryos for research: a com-
Vernon, Ph.D.; Owen Davis, M.D.; Randall Odem, M.D.; Daniel mittee opinion. Fertil Steril 2014;101:3225.
Dumesic, M.D.; William Catherino, M.D., Ph.D.; Kim Thornton, 8. Ethics Committee of the American Society for Reproductive Medicine.
M.D.; Samantha Butts, M.D., M.S.C.E.; Robert Rebar, M.D.; Donating spare embryos for stem cell research: a committee opinion. Fertil
Steril 2013;100:9359.
Clarisa Gracia, M.D., M.S.C.E.; Richard Reindollar, M.D.;
9. Ethics Committee of the American Society for Reproductive Medicine. Inter-
Andrew La Barbera, Ph.D. ests, obligations, and rights of in gamete donation: a committee opinion.
Fertil Steril 2014;102:67581.
REFERENCES 10. Ethics Committee of the American Society for Reproductive Medicine.
1. Centers for Disease Control and Prevention. Implementation of the Fertility Fertility preservation and reproduction in patients facing gonadotoxic ther-
Clinic Success Rate and Certication Act of 1992: A model program for the apies: a committee opinion. Fertil Steril 2013;100:122431.
certication of embryo laboratories. Fed Regist 1999;64:39374. 11. Ethics Committee of the American Society for Reproductive Medicine.
2. American Fertility Society. Minimal standards for gamete intrafallopian Fertility treatment when the prognosis is very poor or futile: a committee
transfer (GIFT). Fertil Steril 1988;50:20. opinion. Fertil Steril 2012;98:e69.

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