Académique Documents
Professionnel Documents
Culture Documents
Few persons would argue against the notion that where significant has been used, or the meanings pro-
environmental impact assessment (EIA) is concerned vided are broad, vague, and/or ambiguous.
primarily with significant environmental impacts. In- The concepts discussed below are in part based on
deed, the question of the significance of human-~in - the results of a major research project on the ecological
duced perturbations in the natural environment con- basis for EIA (Beanlands and Duinker 1983). Begin-
stitutes the very heart of EIA. From any perspective-- ning in July 1980, the two-year study was undertaken
technical, conceptual, or philosophical--the focus of at the Institute for Resource and Environmental
EIA ultimately narrows down to a judgment call: Are Studies of Dalhousie University, and was funded by the
the predicted impacts significant? government of Canada, the university, and industry.
Use of the term significant with respect to environ- The main objective of the study was to determine the
mental impacts has been common ever since EIA had extent to which the science of ecology could contribute
its beginnings some 15 years ago. The term has ap- more effectively to the design and conduct of impact
peared frequently in impact assessment legislation, in assessment studies, and to recommend ways in which
policy and procedure documents, in guidelines for the this could be achieved. The major investigative activity
preparation of environmental impact statements (EIS), of the project was a series of ten technical workshops
in EISs themselves, and in the journal literature on EIA held across Canada in 1981. Each workshop was at-
topics. While some headway has been made in defining tended by approximately 15 EIA experts from federal
and qualifying the term, much work in this respect re- and provincial governments, industry, universities, and
mains to be done. All too often, no meaning is apparent consulting firms. These participants were asked,
among other things, to describe a "significant environ-
mental impact" from their own perspectives.
KEY W9 Environmental impact assessment (EIA); Environmental
Because our workshops were concerned primarily
impact significance; Environmental impact criteria; EIA with the problems and opportunities associated with
guidelines; Environmental impact statement (EIS) undertaking ecological studies for EIA, the coverage of
this paper is qualified as being from the viewpoint of
impact analysts. We have not dealt with significance
*Current address: Faculty of Forestry, University of New Brunswick,
from the viewpoint of government agencies which ad-
Bag Service No. 44555, Fredericton, New Brunswick, Canada E3B
6C2.
minister EIA procedures, where significance is espe-
**Current address: Director of Research, Federal Environmental As- cially important in decisions on whether a development
sessment Review Office, 1312 Robie Street, Halifax, Nova Scotia, proposal should be subjected to some type of advanced,
Canada B3H 3E2. formal environmental assessment. In this respect, it
Environmental Management Vol. 10, No. 1, pp. 1-10 9 1986 Springer-Verlag New York Inc.
2 p.N. Duinker and G. E. Beanlands
may be helpful to examine the three-stage paradigm of islation and other major Federal actions significantly af-
environmental assessment proposed by Gordon and fecting the quality of the human environment, a de-
Longhurst (1979). In this approach, the first stage is tailed statement by the responsible official o n . . . " (US
called the concern stage, where the public, special interest Congress 1970). As another example, consider the En-
groups, and/or the scientific and planning communities vironmental Assessment Act of the province of New-
express, on the basis of intuition or educated guess, foundland and Labrador in Canada: " 'Undertaking'
concerns that a proposed development may result in means any enterprise, activity, project, structure, work,
undesirable environmental changes. The second stage, policy, proposal, plan or program that may, in the
called the issue stage, is reached when qualified persons opinion of the Minister, have a significant environ-
have examined the concerns and confirmed the sus- mental impact . . . " (Government of Newfoundland
picions that adverse effects are likely to occur. Finally, and Labrador 1980). It is evident from these examples
the impact stage is one of considerable research and anal- that, as depicted by legislation, the judgment of the
ysis resulting in specific impact predictions that can be significance of impacts resulting from an "action" or
considered in project decision making. In this staged "undertaking" takes place early in the process to decide
scheme, it is likely that not all concerns will develop whether a full EIA should be undertaken, and depends
into issues, and not all issues will require specific pre- on the informed judgment of decision makers and
dictions of impact. their advisors.
Using this approach as a guide, we suggest that EIA
agencies, in deciding on the level of formal assessment EIA Policy and Information Documents
for any development proposal, are concerned primarily In a number of political jurisdictions, EIA proce-
with significance as it relates to either concerns or is- dures have been established as a matter of policy rather
sues, whereas those who actually undertake and review than legislation. The term significant is used frequently
detailed impact investigations are concerned with "im- in official documents describing such policies. For ex-
pact" significance. In the discussions that follow, we will ample, for the Canadian Federal Environmental As-
devote most of our attention to the latter, both in re- sessment and Review Process (EARP), a guide to the
porting on workshop discussions and in suggesting a process (FEARO 1979) states: "Activities with poten-
framework for future applications of the concept. tially significant environmental effects are submitted to
Following a review of the use of the term significant the Minister of the Environment for formal review by
in various types of EIA documents, and a synopsis of an Environmental Assessment Panel." At the provincial
some recent developments in defining the term, the level, consider the policy statement of the government
article delves into four basic perspectives on impact sig- of New Brunswick (Washburn 1975): "Some criteria
nificance as discussed at the workshops. A statement is might be (a) will the natural, physical or aesthetic en-
then presented which could provide a suitable basis for vironment be significantly altered? (b) will there be sig-
further elaboration of the concept, or even a basis for nificant social or economic effects on a community or
developing specific criteria for impact significance. Fi- r e g i o n ? . . . " Finally, another provincial EIA policy doc-
nally, the technical implications of adopting the state- ument (Manitoba Department of Mines, Resources and
ment as a framework for significance are discussed. Environmental Management, undated) reads as fol-
lows: "Environmental assessments are (to be) carried
out for all proposed provincial projects that may sig-
The Use of Significant in EIA Documentation nificantly alter or affect the e n v i r o n m e n t . . . " These
Let us examine the use of the term significant in documents, like legislative writings, call for a judgment
various types of documentation, mostly of Canadian of significance before an EIA has been undertaken for
origin, related to EIA. In all quotes below, the emphasis a development proposal.
on the terms significant and significance has been added.
EIA Guidelines
EIA Legislation Most EIA procedures call for the provision of guide-
An examination of the legislative bases of certain lines from the assessment agency to the development
EIA processes reveals the importance of the meaning proponent for the preparation of an EIS. Such guide-
of significant early in the processes. For example, in the lines are often generic (that is, they apply to general
US National Environmental Policy Act (NEPA) of classes of projects such as hydroelectric developments),
1969, the legendary Section 102(C) reads: All agencies or alternatively they are project-specific. Guidelines
of the Federal Government shall . . . (c) Include in usually make liberal use of the term significant. For ex-
every recommendation or report on proposals forleg- ample, EIA guidelines issued by the government of
Environmental Impacts 3
Alberta (Alberta Environment 1977) state: "The pur- pact significance that reportedly represented the con-
pose of the (EIA) report is to . . . facilitate the early sensus of the participants:
identification and resolution of potentially significant
adverse environmental effects of proposed resource An impact is significant if it results in a change that is measurable in
a statistically sound sampling program and if it persists, or is expected
development." In project-specific guidelines issued
to persist, more than several years at the population, community, or
under EARP (Slave River Hydroelectric Power Devel- ecosystem level. (Buffington 1976)
opment Environmental Assessment Panel 1982), the
proponent is advised to place "emphasis on those ele- Also at that workshop, a paper was presented in
ments that are likely to be significantly affected." which another definition of impact significance was of-
Environmental Impact Statements fered. That definition reads:
Since it is in EISs that specific impacts are predicted, A significant adverse impact on a biological system can be operation-
one would expect to find more careful use of the term ally defined as an adverse impact which justifies rejection of a project
significant. Yet equally vague usage continues here, just or a change in its site, design, or mode of operation. (Christensen and
as in guidelines and procedural documents. The fol- others 1976)
Mine noise and the construction of a mine service road across some (1) Magnitude of the impact.
of the "migration" trails could have a significant impact on Caribou (2) Spatial extent of the impact.
should they migrate in numbers through the area again. (Beak Con- (3) Duration of the impact.
sultants Ltd. 1979)
(4) Probability of occurrence of the impact.
Recommendation and Decision Documents (5) Confidence in the impact prediction.
(6) The existence of "set values" (e.g., air or water
Under EARP, the reports of Environmental Assess-
quality standards).
ment Panels to the federal minister of environment are
(7) The controversy surrounding the development
public documents. They summarize the predicted ef-
proposal.
fects of a proposed development as well as the review
of those predictions, and contain recommendations to
Elliott (1981) wrote of the difficulties of making
the minister. In so doing, these reports often contained
sense of the many and disparate impact variables when
undefined references to impact significance. For ex-
preparing EISs that are to be useful to decision makers.
ample:
He gave the name amalgamation to the process of com-
bining many variables into a few evaluative impact in-
The conclusion of the Panel is that the project can be constructed and
operated with acceptable environmental disturbance and no significant dices. Amalgamation consists basically of two elements:
residual environmental impact. (Banff Highway Environmental As- (a) the appropriate scaling of the magnitude of impacts
sessment Panel 1979) so that combination of different variables is meaningful
Cleaning of the reservoir beyond the perimeter area would not have and mathematically consistent, and (b) weighting of the
a significant overall environmental benefit. (Lower Churchill Environ- variables so that each contributes to the impact in-
mental Assessment Panel 1980) dex in proportion to its relative importance. Two cate-
gories of approaches were proposed for dealing with
weighting. The first assigns absolute priority to any
Recent Developments in the Concept
variable that can be considered as an immutable con-
There have been several recent initiatives in North straint (e.g., a water quality standard), so that certain
America aimed at bringing some order to the concept project alternatives can be "screened" out of the set of
of impact significance. In 1975, a workshop was con- feasible alternatives if they are predicted to exceed the
vened by the US Nuclear Regulatory Commission on constraint. This is akin to the initial results of applying
the subject of the biological significance of environ- a linear programming model to the decision problem.
mental impacts (Sharma and others 1976). One of the The second category involves weighting the remaining
workshop's tangible outcomes was a definition of im- impact variables as indicated in (b) above. Although
4 P.N. Duinker and G, E. Beanlands
Elliott spoke of weighting in this m a n n e r as j u d g i n g Table 1. Criteria used to rate impacts in the
impact significance, it appears m o r e appropriate to call environmental impact assessment of exploratory
this variable or attribute significance (the distinction hydrocarbon drilling in the Davis Strait region.
should become clear below).
Major impact
Over the past five years, a n u m b e r of EIAs in Affects an entire population or species in sufficient mag-
Canada have begun to classify the significance of pre- nitude to cause a decline in abundance and/or change in
dicted impacts on a four-step scale using the descriptors distribution beyond which natural recruitment (reproduc-
major, moderate, minor, and negligible. While the classifi- tion, immigration from unaffected areas) would not return
that population or species, or any population or species
cation has not normally specified the link between these
dependent upon it, to its former level within several gen-
categories of impact and the decision-making process, erations. May also affect a subsistence or commercial re-
the categories have been defined predominantly on an source use to the degree that the well-being of the user is
ecological basis. T h e classification first a p p e a r e d in the affected over a long term.
assessment of exploratory hydrocarbon drilling in the Moderate impact
Affects a portion of a population and may bring about a
South Davis Strait (Imperial Oil Ltd. and others 1978).
change in abundance and/or distribution over one or more
T h e category definitions are presented in Table 1. T h e generations, but does not threaten the integrity of that pop-
definitions include considerations of (a) the proportion ulation or any population dependent upon it. A short-term
of a population or species affected, (b) the ability of the effect upon the well-being of resource users may also con-
population or species to recover, (c) the n u m b e r of gen- stitute a moderate impact.
Minor impact
erations before recovery takes place, and (d) the sub-
Affects a specific group of localized individuals within a
sistence or commercial importance of the population population over a short time period (one generation or
or species. Subsequent EIAs for major resource devel- less), but does not affect other trophic levels or the popu-
opments in Canada have adapted and used this classi- lation itself.
fication of impact significance (e.g., D o m e Petroleum Negligible
Any impacts below the minor category are considered neg-
Ltd. and others 1982). A particularly noteworthy ex- ligible.
ample is the E I A for the Midwest Project, a proposed
u r a n i u m mine development in northern Saskatchewan Source: Imperial Oil Limited and others (1978).
in the community picking up the function, without In this context, the ecological implications of a pro-
risking collapse of a community." This idea of the func- posed development usually get translated into effects
tional integrity of an ecosystem was raised by a number on physical and biotic resources valued by people for
of workshop participants as another interpretation of commercial, recreational, or aesthetic purposes. From
an ecologically significant impact. However, the con- the perspective of an ecologist, more profound changes
cept of function often implies the organization of spe- to the intrinsic structure and function of natural sys-
cies at the more complex community and ecosystem tems may be involved, but their significance will likely
levels, and, not surprisingly, discussions relating impact be evaluated by the public in terms of the implications
significance to changes in ecosystem functioning were for such resources. In effect, ecologists involved in en-
often couched in generalities such as a disruption of vironmental impact assessment are often required to
the food chain, a simplification of complex systems, or extend their interpretation of impacts beyond the limits
changes in assimilative capacity. of professional interest and to emphasize those envi-
There was some general support for the idea that ronmental attributes perceived by society to be impor-
impacts which result in irreversible reductions in tant.
primary productivity (the concentration of energy There emerged from the workshops a number of
through the production of organic material) should be ideas concerning the public perception of environ-
considered as potentially significant since such reduc- mental values and their influence in the EIA process.
tions represent an erosion of one of the primary life- These can be characterized as follows:
support systems for species at higher trophic levels.
Some of the literature on the biological significance of (1) The first concern of the public with respect to
impacts (e.g., Longley 1979) also reflects this focus on environmental matters is human health and
reduction in primary productivity. Unfortunately, nei- safety. All other concerns are subordinate when
ther the literature nor the workshop participants pro- human health is in jeopardy as a result of pro-
vided any guidance on how rigorously this definition posed development.
should be applied; for example, is any reduction in pri- (2) The general public will have a great concern for
mary productivity to be considered as significant? Cer- potential losses of important commercial species
tainly in marine and aquatic systems primary produc- or commercially available production. The reverse
tivity, as controlled by algal populations, is so variable would hold true regarding an increase in the num-
under natural conditions that only gross human-in- bers of undesirable species.
duced changes can be detected (Anonymous 1975). It (3) Society can be expected to place a high priority on
seems clear, however, that a reduction in primary pro- species of major recreational or aesthetic impor-
ductivity is one area in which the effects of incremental tance, independent of whether they support com-
losses are to be guarded against, especially as they may mercial activities of any consequence.
affect the functioning of aquatic ecosystems. (4) Special interest groups will usually gain broad
public support in their concern for rare or endan-
A Social Perspective gered species on the basis that humans have spe-
Any consideration of the significance of environ- cial custodial responsibilities regarding their pres-
mental effects must acknowledge that environmental ervation.
impact assessment is inherently an anthropocentric (5) Next to the direct impacts on valued species, the
concept. It is centered on the effects of human activities public can normally be expected to be concerned
and ultimately involves a value judgment by society of over the loss of habitat as it represents a foreclo-
the significance or importance of these effects. Such sure on future production even if the habitat is
judgments, often based on social and economic criteria, not currently being utilized to capacity.
reflect the political reality of impact assessment in (6) In all of the above cases, public concern will be
which significance is translated into public acceptability heightened in relation to perceived imbalances be-
and desirability. Some authors (e.g., Andrews 1973, tween supply and demand of species or habitats
and Buffington and others 1980) preferred to separate within a local, regional or national context.
the concept of significance of impacts from public ac-
ceptability, while others such as Longley (1979) and Although some workshop participants felt that this
Cooper and Zedler (1980) equated the two. In the anthropocentric focus compromised their professional
words of Longley (1979), "Significance is a determi- contribution to EIA, there was a consensus that, ulti-
nation that links estimations of magnitude made by im- mately, impacts would be measured on the yardstick of
pact assessment analysts with environmental policies." human values. Any comprehensive definition of a sig-
Environmental Impacts 7
nificant impact with respect to environmental assess- (6) Demonstrate and detail a commitment to a well-
ment must reflect this value judgment. defined plan for monitoring project effects.
It may be more scientifically expedient to examine or is measured in excess of, a set value, then pre-
"surrogate" or "proxy" environmental components sumably the impact would be considered signifi-
which can indicate the state of the variable of interest. cant.
However, those designing assessment studies must con- (4) The supply or abundance of an environmental at-
stantly remind themselves that predictions and rec- tribute may be critical in determining the signifi-
ommendations in impact assessment reports will have cance of an impact on that attribute. In brief, if
the greatest influence on project decisions if they re- the amount of an environmental attribute de-
flect a focus on changes in valued ecosystem compo- stroyed were small compared with the amount or
nents. supply of that attribute (in a local, regional, na-
tional, or global context, depending on the re-
Distribution in Time and Space quirements of the analysis and the boundaries es-
The statement points out the need to establish tem- tablished), then the impact may be considered in-
poral and spatial boundaries, and resolution within significant, and vice versa (Cooper and Zedler
those boundaries, when considering the significance of 1980). It is clear that the boundaries in this context
an impact. A discussion of the various factors appro- must be established early. Otherwise, the results
priate for setting such boundaries is beyond the scope of the analysis can be manipulated as desired by
of this article (see Beanlands and Duinker 1983); the adjusting the boundaries.
main point is that boundaries and resolution must be (5) The resource allocation approach as suggested by
clearly and rationally established early in the assessment Sharma (1976) for allocating the maximum sus-
process to provide the context within which impact sig- tainable yield of fish poPulations among com-
nificance can be judged. peting uses, may have application in some cases.
Thus, the impact would be considered significant
Magnitude of the Change if it "used up" more of the resource than had been
Our statement suggests the obvious in that the mag- allocated for impact purposes.
nitude of an impact has a bearing on its significance.
There are a number of considerations with regard to Predicted or Measured Changes
determining what magnitude of impact should be con- While ideally project decisions are spread over the
sidered significant. For example: entire length of time during which an EIA takes place
(Kiell 1984), there are two major phases in the process
(1) Many environmental variables have "stability en- at which most decisions are made. The first phase in-
velopes" within which they commonly fluctuate, volves decisions regarding project approval .and con-
and if such variables are forced beyond the limits ditions on that approval, and these decisions are based
of the envelope, they may assume quite different on predictions of change. The second phase relies to
or unknown trajectories in time (Holling and some extent on a reasonable degree of flexibility in
Goldberg 1971, Holling 1973). In these cases, vari- project design and operation, and decisions made
ables which are predicted to move outside their during this phase (after project start-up) are often
normal stability limits might be considered as sig- based on actual measurements of change. Such decisions
nificant impacts, while small shifts within the en- are usually directed at changes in operation to achieve
velopes might be considered insignificant. Use of better emission control, or changes in design in mitigate
this approach is limited by our rudimentary undesirable effects.
knowledge of such stability envelopes. Thus, in adopting this framework for impact signif-
(2) Some important variables may be critically af- icance, the impact analyst may consider an impact sig-
fected by small shifts in other variables. For ex- nificant at the time it is predicted, or once it is detected
ample, a small downward shift in dissolved oxygen following project initiation. In some cases, a change
concentration in a lake may be the driving force may appear as significant only after a project is in place;
that causes the demise of a resident trout popu- reasons for this include:
lation.
(3) The concept of "set value" (Andrews and others (1) The prediction was wrong, and the change is ac-
1977) has direct application to determining impact tually larger than expected.
significance on the basis of magnitude. Examples (2) The environmental attribute was not expected to
of these values include air or water quality stan- be affected by the project, and hence no impact
dards, land-use plans, or other statutory environ- prediction was made.
mental goals. If a variable is predicted to exceed, (3) Changes in the environmental attribute were con-
Environmental Impacts 9
sidered unpredictable u n d e r the particular cir- Andrews, R. N. L. 1973. A philosophy of environmental im-
cumstances, and the project was studied in an ex- pact assessment. Journal of Soil and Water Conservation
28:197-203.
perimental sense to see if changes actually would
Andrews, R. N. L., P. Cromwell, G. A. Enk, E. G. Farnworth,
occur.
J.R. Hibbs, and V. L. Sharp. 1977. Substantive guidance
for environmental impact assessment: an exploratory study.
Reliability of Prediction or Measurement
Institute of Ecology, Washington, DC. 79 pp.
The reliability of a prediction or measurement of Anonymous. 1975. Georges Bank conference: marine envi-
change should have a bearing on whether an impact is ronmental assessment needs on the Georges Bank related
considered significant. In o u r view, the significance of to petroleum exploration and development. Proceedings,
quantitatively predicted impacts should be determined conference and workshop, May 1975, Bentley College, Wal-
tham, Massachusetts. New England Natural Resources
partly on the basis of the confidence and probability Center.
limits of the predictions. In the case where only gen-
Banff Highway Environmental Assessment Panel. 1979.
eralized and qualitative predictions can be made, de- Banff highway project (East Gate to Km 13): report of the
cision makers may wish to consider potential impacts environmental assessment panel. Federal Environmental
as significant until m o r e reliable information indicates Assessment Review Office, Hull, Quebec. 85 pp.
otherwise (Andrews and others 1977). In the case of Barnthouse, L. 1982. Personal communication.
m e a s u r e d changes, scientific scrutiny of sampling pro- Beak Consultants Limited. 1979. Environmental impact state-
grams, data handling, and statistical analyses can reveal ment: Kitts-Michelin project. Brinex (British Newfound-
the reliability with which conclusions of change of cer- land Exploration Limited), Mississauga, Ontario.
tain magnitudes are made. Beanlands, G.E., and P.N. Duinker. 1983. An ecological
framework for environmental impact assessment in
Canada. Institute for Resource and Environmental Studies,
Conclusion Dalhousie University, Halifax, Nova Scotia, and Federal
T h e importance of developing criteria for impact Environmental Assessment Review Office, Hull, Quebec.
132 pp.
significance early in an E I A is clear. T h e s e criteria pro-
vide the foundation u p o n which the investigators can Bernstein, B. B., andJ. Zalinski. 1983. An optimum sampling
design and power tests for environmental biologists.Journal
design and u n d e r t a k e biophysical studies. Without of Environmental Management 16:35-43.
them there is little guidance on which environmental
Buffington, J.D. 1976. A synthetic definition of biological
attributes should be studied, and on the level of study significance. Pages 319-327 in R. K. Sharma, J. D. Buf-
effort required. In this paper, we have presented four fington, and J . T . McFadden (eds.), Proceedings, Work-
perspectives on impact significance that are important shop on the biological significance of environmental im-
in considering the development of specific criteria for pacts. NR-CONF-002. US Nuclear Regulatory Commission,
Washington, DC.
significance. T h e s e perspectives include a statistical per-
spective, an ecological perspective, a social perspective, Buffington, J. D., R. K. Sharma, and J. T. McFadden. 1980.
Assessment of ecological damage: consensus. Pages 25-32
and a project perspective. While m o r e theoretical work in Symposium proceedings, Biological evaluation of envi-
in this area remains to be done, the developments re- ronmental impacts. FWS/OBS-80/26, COuncil on Environ-
ported here could serve as a basis for m a r k e d improve- mental Quality, and Fish and Wildlife Service, US Depart-
ments in dealing with the concept of impact signifi- ment of the Interior, Washington, DC.
cance in individual EIAs. Canada Wide Mines Ltd. 1981. Midwest project environ-
mental impact statement, 3 vols. Canada Wide Mines, Cal-
gary, Alberta.
Acknowledgments
Christensen, S.W., W. VanWinkle, and J. S. Mattice. 1976.
This work was accomplished u n d e r the joint spon- Defining and determining the significance of impacts: con-
sorship of Dalhousie University, the Federal Environ- cepts and methods. Pages 191-219 in R. K. Sharma, J. D.
mental Assessment Review Office, the Canada Depart- Buffington, andJ. T. McFadden (eds.), Proceedings, Work-
shop on the biological significance of environmental im-
m e n t of Environment, the Arctic and Eastcoast Petro-
pacts. NR-CONF-002. Nuclear Regulatory Commission,
leum Operators' Associations, and the Canadian Washington, DC.
Electrical Association. We thank Brenda Finn for Cooper, C. F., and P. H. Zedler. 1980. Ecological assessment
typing the manuscript. for regional development. Journal of Environmental Manage-
ment 10:285-296.
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