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Research in Translation

Why Is Long-Term Therapy Required


to Cure Tuberculosis?
Lynn E. Connolly, Paul H. Edelstein, Lalita Ramakrishnan*

A
fundamental problem in the frequency of phenotypically drug- mortality over untreated patients [1].
treatment of tuberculosis (TB) resistant bacteria. We argue that The development of new antibiotics
is the long duration of therapy understanding and countering general led to the realization that there were
required for cure. The recalcitrance bacterial mechanisms of phenotypic two requisites for effective cure:
of Mycobacterium tuberculosis (MTB) antibiotic resistance may hold the key treatment with multiple antibiotics
to eradication is thought to result to reducing the duration of treatment and long therapy [2]. Indeed, the
from its achieving a nonreplicating of all recalcitrant bacterial infections, minimum length of treatment and
(dormant) state in the host. Because including TB. number of drugs required for cure has
virtually all classes of antibiotics require been more carefully tested for TB than
bacterial replication for their action, Types and Consequences of MTB for most infectious diseases (see [3]
the nonreplicating state is thought to Drug Resistance and Table S1).
render MTB phenotypically resistant to Soon after the discovery of streptomycin The need for multidrug and long-
otherwise bactericidal antibiotics. it became clear that while many term therapy stems from two different
Tuberculosis drug discovery efforts patients with TB treated with this drug drug resistance mechanisms. MTB
have been guided by the belief that initially improved dramatically, most can exhibit genetic resistance that
MTB achieves this nonreplicating state developed streptomycin-resistant strains is heritable and xed, as well as
as the result of specic interactions so that there was little improvement in phenotypic, reversible resistance to
with the host, particularly residence administered antibiotics. The presence
in certain types of tuberculous of genetic drug resistance in some or
granulomas. This belief has placed all of the infecting bacteria dictates
the imperative on understanding and Glossary the need for multidrug therapy [2,4].
overcoming TB-specic mechanisms Antibiotic indifference: A subtype of The greater the bacterial burden, the
by which the nonreplicating state is phenotypic resistance to antibiotics
achieved. Yet, it is also known that due to decreased or absent bacterial
many other pathogenic bacteria growth of the entire bacterial population, Funding: This work was supported by the National
display phenotypic drug resistance generally in response to adverse Institutes of Health grant RO1 AI036396 and a
in vivo, accounting for the need for Burroughs Wellcome Pathogenesis of Infectious
environmental conditions, such as host Diseases Award to LR.
longer durations of antibiotic therapy defense reactions.
than would be predicted from the time Competing Interests: LEC is a recipient of a Pzer
Biolms: Multicellular bacterial Pharmaceuticals Fellowship in Infectious Diseases,
required for in vitro bacterial killing. 20052008. PHE and LR declare that they have no
communities encased in a matrix which
Only recently has attention been competing interests.
demonstrate resistance to antibiotic
given to these general mechanisms to
killing in the absence of genetic Citation: Connolly LE, Edelstein PH, Ramakrishnan
explain the need for prolonged TB L (2007) Why is long-term therapy required to cure
resistance mechanisms.
therapy. tuberculosis? PLoS Med 4(3): e120. doi:10.1371/
In this article, we consider general Dormancy: A nonreplicating state, journal.pmed.0040120
versus MTB-specic models of thought to be achieved by M. tuberculosis Copyright: 2007 Connolly et al. This is an
phenotypic antibiotic resistance (see in the host, that renders the bacteria open-access article distributed under the terms
phenotypically resistant to killing by of the Creative Commons Attribution License,
Glossary) in light of our review of which permits unrestricted use, distribution, and
human TB treatment data. These both host immune mechanisms and reproduction in any medium, provided the original
data suggest that the duration of antibiotics. author and source are credited.
therapy required for cure correlates Latency: Clinically asymptomatic Abbreviations: INH, isoniazid; MDR-TB, multidrug-
with overall bacterial burden. This infection with M. tuberculosis. resistant tuberculosis; MTB, Mycobacterium
correlation between bacterial burden tuberculosis; TB, tuberculosis; XDR-TB, extensively
Persisters: A stochastically determined drug-resistant tuberculosis
and time to cure is not unique to TB, subset of bacteria that arise in an
as it has been found in other bacterial otherwise growing population of bacteria
Lynn E. Connolly and Lalita Ramakrishnan are
with the Department of Medicine, University of
infections, both acute and chronic. and are in a state of slow or non-growth, Washington, Seattle, Washington, United States
High bacterial burden infections, in rendering them resistant to antibiotics. of America. Lalita Ramakrishnan is also with
turn, are associated with an increased the University of Washingtons Departments of
Phenotypic antibiotic resistance: Microbiology and Immunology. Paul H. Edelstein is
with the Department of Pathology and Laboratory
A general term for the phenomenon Medicine and the Department of Medicine, University
by which genetically homogeneous, of Pennsylvania School of Medicine, Philadelphia,
Research in Translation discusses health interventions antibiotic-susceptible bacterial Pennsylvania, United States of America.
in the context of translation from basic to clinical
research, or from clinical evidence to practice.
populations (or subpopulations) become * To whom correspondence should be addressed.
transiently insensitive to antibiotic killing. E-mail: lalitar@u.washington.edu

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Table 1. Phenotypic Antibiotic Resistance In Vivo Is Common to Many Bacterial Pathogens
Organism Antibiotic 3 Log Reduction Disease State Duration Cure Rate References
In Vitroa of Therapy In Vivob

MTB INH 2 hours Latent TB 3 months 31% [9,10,81]


6 months 69%
12 months 93%
E. coli -lactam 30 minutes Cystitis 1 dose 66% [82,83]
3 days 82%
8 days 88%
Staphylococcus aureus -lactam +/- amino- 24 hours Bacteremia or R-sided 2 weeks 92%100% [8488]
glycoside endocarditis
L-sided endocarditis 46 weeks 50%82% [89,90]

a
Exponential phase cultures.
b
Cure rate for latent TB is dened as the percent reduction in cases of active TB in individuals treated with INH versus individuals treated with placebo. Cure rate for E. coli cystitis and
S. aureus bacteremia or endocarditis is dened as resolution of clinical symptoms and/or bacteriologic proof of cure.
doi:10.1371/journal.pmed.0040120.t001

more likely that it contains genetically are required to eradicate latent TB Overview of TB Pathogenesis
resistant mutants [5]. Therapy failure (Table 1). The role of pyrazinamide and Pathology
due to genetic resistance is related to in shortening TB therapy to six
A review of TB pathogenesis and
the frequency of preexisting resistant months may also suggest the existence
pathology will facilitate the assessment
mutants and their enrichment of a nonreplicating population in
of the models proposed for the
by selective pressures imposed by vivo, as, unlike other anti-TB drugs,
mechanisms of phenotypic antibiotic
inadequate therapy [4]. Simultaneous pyrazinamide is more active against
resistance of MTB. MTB reaches the
use of multiple anti-TB drugs makes it nonreplicating than actively replicating
alveoli in small, aerosolized particles
less likely that a mutant resistant to a MTB in vitro [13,14]. Phenotypic
and is transported into tissues within
single agent will survive. antibiotic resistance likely accounts
host macrophages, which aggregate
MTB also exhibits phenotypic drug for the need for longer antibiotic
with other immune cells to form
resistance. In patients who relapse therapy in many bacterial infections,
granulomas, the hallmark lesion of
early after appropriate multidrug presenting a universal obstacle to the
therapy, the bacteria remain treatment of infectious diseases ([15 TB. In immunocompetent individuals,
genetically susceptible to the initial 17] and Table 1). there are two main outcomes of initial
antibiotics and cure is achieved by The impact of phenotypic drug infection: the development of active
additional treatment with the same resistance on TB treatment outcomes TB or the establishment of a clinically
regimen [6,7]. This phenomenon is particularly dire. In the absence of asymptomatic (latent) infection. Active
may be due to a subpopulation of an effective vaccine, TB eradication disease is associated with a wide range
nonreplicating bacteria that survives is dependent on curing infected of granuloma structures [2325],
until anti-tuberculous therapy is individuals who are either contagious including bacteria-laden, necrotic
stopped and causes relapse as it or may become contagious after (caseating) lesions undergoing central
resumes growth in the absence of reactivation of latent infection. The liquefaction and large open cavities.
antibiotics. Long-term antibiotic relative lack of protective immunity Patients with active disease also harbor
treatment may cure the infection provided by natural infection makes lesions in various stages of healing,
by eradicating these bacterial control all the more dependent on including closed granulomas with
populations as they periodically leave complete bacterial eradication from hard, central caseum, and brotic
the nonreplicating state. Further the population, since individuals who and calcied lesions. These latter
supporting this theory of MTBs are cured of TB remain vulnerable to types of lesions with lower bacterial
development of a nonreplicating and reinfection [18,19]. Drug resistance, burdens [23,26] are the only lesion
therefore phenotypically resistant state and the consequent need for long- types detected in latent TB [23].
in vivo is the observed discrepancy term multidrug therapy have stymied However, the actual physical location of
between in vitro and in vivo antibiotic TB eradication efforts particularly in viable bacteria during latent infection
killing [8]. poor countries with the highest disease remains a topic of considerable debate.
Treatment of MTB with isoniazid burden. Poor adherence to therapy In latently infected individuals, viable
(INH), a drug that targets cell wall also has led to an alarming increase bacteria or bacterial DNA have been
synthesis, causes a 3-log reduction in multidrug-resistant (MDR) and detected outside of granulomas in
in broth culture in two hours [9,10], extensively drug-resistant (XDR) strains apparently normal tissue [26,27]. In
whereas more than 14 days of therapy [20], which are associated with high contrast, immunocompromised (e.g.,
are required to achieve a 3-log morbidity and mortality [21,22]. Hence HIV-infected) individuals tend to
reduction in viable bacterial counts in the critical need for new drugs to develop disease with poorly organized,
the sputum during active TB [11,12] shorten treatment of drug-sensitive TB, noncaseating lesions that contain
and several months of treatment and to treat MDR- and XDR-TB. numerous bacteria [28].

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In summary, during active disease, latent-appearing (closed caseous) used have been shown to penetrate
numerous bacteria are found in lesions from these same patients often both types of lesions [23,38]. However,
highly organized, caseating, and contained drug-sensitive bacteria that these ndings could have had an
cavitary lesions of immunocompetent grew only after three to ten months of alternate explanation, which was not
individuals or in poorly organized, incubation. These observations were considered. The slower growing, drug-
noncaseating granulomas of severely interpreted to mean that the bacteria sensitive bacteria could have been
immunocompromised individuals, from the cavitary lesions were actively present in the open lesions but their
whereas the lesions present in latent replicating and thus susceptible to the in vitro detection masked by the more
TB contain few bacteria and viable administered antibiotics. Therefore, rapidly growing, drug-resistant bacteria.
bacteria may be present outside of following antibiotic therapy, this niche If true, this would mean that the
discernible granulomas. The lesions became populated by the growth of nonreplicating state is not specically
characteristic of latency are also found the drug-resistant mutants that were induced by the environment present in
in immunocompetent individuals with selected for during drug treatment. the closed lesions but is present in all
active disease. In contrast, the bacteria in the closed bacterial populations and lesion types
lesions were thought to have been in vivo.
TB-Specic Model of In
driven into a nonreplicating state by
VivoInduced Phenotypic adverse conditions present within the
Do Human Pulmonary TB
Antibiotic Resistance lesion prior to antibiotic therapy. The Treatment Trials Inform Us
The rst step in understanding MTB nonreplicating state of the bacteria in about Mechanisms of Phenotypic
phenotypic drug resistance is to these lesions was felt to account for Antibiotic Resistance?
address whether it is mediated by TB- both characteristics observed in vitro: Another problem with the TB-specic
specic mechanisms as has been widely the slower growth due to the need model is that it implicates the lesions
postulated, or by mechanisms common to overcome this dormant state as that are associated with few bacteria in
to all bacteria. TB-specic models well as drug sensitivity owing to their inducing bacterial phenotypic antibiotic
suggest that environmental conditions never having been acted upon by the resistance. However, short-course
in specic granuloma types, in antibiotic in vivo. These differences treatment trials for pulmonary TB
particular those associated with latent were felt to be unlikely to be due to suggest that the duration of treatment
disease, induce nonreplicating bacterial a lack of drug exposure in the closed required to prevent relapse of active
populations and thereby antimicrobial lesions, because several of the agents disease is directly proportional to
resistance [2933]. This nonreplicating
state is thought to be an MTB-specic
response to conditions found within
closed granulomas such as hypoxia
and/or nitric oxide production.
According to this model, exposure to
these conditions leads to the expression
of a discrete set of genes known as
the dormancy regulon that are in
turn responsible for maintaining the
bacilli in the nonreplicating and hence
resistant state [29,3436]. The theory
that TB-specic, environmentally
induced mechanisms lead to sustained
phenotypically drug-resistant bacterial
populations has led to an emphasis
on understanding specic host
environments such as hypoxia and
the specic bacterial gene expression
programs they induce as a basis for
developing drugs that intercept this
hostbacterial interface [2933,3537].
The main argument favoring the
environmentally induced in vivo doi:10.1371/journal.pmed.0040120.g001
dormancy program specic to MTB
is based on observed differences in Figure 1. Duration of Curative Therapy for Pulmonary Tuberculosis Correlates Directly with
bacterial growth in vitro depending Organism Burden
Pulmonary TB with a low bacterial burden (smear negative, culture negative [Cx-]; white bars)
on the type of human lesion from requires the shortest duration of four-drug therapy to achieve relapse rates <10%. Moderate
which the bacteria were isolated burden (smear negative, culture positive [Cx+]; grey bars) patients require intermediate treatment
[24,25]. Cavitary lesions resected courses, while high burden (smear positive, Cx+; black bars) cases require the longest duration of
from treated patients contained drug- therapy. All patients were HIV negative and were treated with six months of therapy consisting
of streptomycin (S), isoniazid (H), rifampin (R), and pyrazinamide (Z) during the intensive phase,
resistant MTB that grew in a normal followed by SHRZ or HR combinations in the continuation phase. Data for the gure were obtained
time frame (eight weeks), whereas from references [7880,9195].

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the organism burden, rather than by antibiotics, due to the dense, brous formed, noncaseating granulomas
the predominant type of granuloma capsule surrounding these lesions [23]. with high bacillary burdens [28] also
microenvironment present (Figures 1 However, some studies have shown that require long durations of therapy
and 2, Table S1). Smear-positive and antibiotics do penetrate such lesions (Figure 2 and Table S1) [28]. Further,
cavitary disease states are associated with [23,38]. This point is underscored by the lesion-specic model does not
the highest organism burden [12,39] the growth of resistant bacteria from account for the ndings that MTB
and require the longest duration of these lesions in the studies described in exhibits nonreplicating states [42,43]
therapy to effect cure (Figures 1 and the previous section [24,25]. and phenotypic drug resistance [44]
2). In contrast, both HIV-positive and An alternative explanation for the during experimental infection of the
HIV-negative individuals with latent TB, long duration of therapy required to mouse, an animal that forms poorly
which is characterized by low bacterial treat active disease states associated organized macrophage and lymphocyte
burden, are readily cured with single- with the highest bacterial burden aggregates that do not resemble
drug therapy (Table S1). Twelve months (e.g., smear positive and cavitary human, caseating lesions. Together,
of INH therapy in adherent populations disease) is that those individuals with these observations are most consistent
with a low risk of reinfection leads to a active disease have a greater burden with the conclusion that phenotypically
92%93% reduction in the rate of active of bacteria present in latent-type drug-resistant MTB is present in all
disease [40,41]. This reduction, using a lesions than do those with low burden lesions rather than being restricted to
single drug, is comparable to that seen or latent disease. According to this latent granuloma environments.
in treating high-burden, active disease interpretation, it is the total burden of
with multidrug therapy, underscoring bacteria present within these latent Non-TB Specic Models
the importance of bacterial burden lesions that dictates the duration of to Explain the Problem of
as one of the main determinants of therapy rather than the overall burden. Phenotypic Drug Resistance
successful treatment. The high relapse However, this interpretation fails to The human treatment trial data are
rate of cavitary disease may also be explain the nding that HIV-infected most readily explained by a model
related to poor penetration of the cavity individuals who tend to have poorly in which infections characterized by
the highest organism burden (be it
in cavitary lesions, caseating lesions
undergoing liquefaction, or poorly
formed noncaseating granulomas
typical of advanced HIV coinfection)
also have the highest number of
phenotypically drug-resistant bacteria.
Because high organism burden is
associated with phenotypic resistance
in other infectious diseases, we
propose that the mechanisms are
similar in MTB and other pathogenic
bacteria. We will describe the possible
mechanisms briey here; for more
detailed reviews of specic mechanisms
see references [1517,45,46].
Killing rates of actively growing MTB
cultures are dramatically greater than
killing rates of stationary-phase MTB
cultures, in which the bacteria are
resistant to killing in the absence of
genetic resistance mechanisms [9,10].
doi:10.1371/journal.pmed.0040120.g002 This phenomenon had previously
been described in other bacterial
Figure 2. Duration of Curative Therapy Is Longest for Disease States Associated with High-
Organism Burden Lesions systems and the term antibiotic
(A) Active TB associated with cavitary lesions requires longest duration of therapy to cure. Treated indifference was coined to describe
pulmonary TB with open lesions and the highest bacterial burden (cavitary lesions with positive the nding that bacteria that are
sputum cultures [Cx+] after two months of therapy; black bars) is associated with higher rates of not dividing, due to some inhibitory
relapse than are disease states associated with closed lesions (noncavitary, culture negative [Cx-]
at two months; white bars, and noncavitary, Cx+ at two months; dark gray bars) or with lower environmental condition, are resistant
bacterial burdens (noncavitary, Cx- at two months; white bars, or cavitary, Cx- at two months; light to killing by most antibiotics [47].
gray bars). All patients were HIV negative and received isoniazid (H), rifampin (R), pyrazinamide This phenomenon is not limited to
(Z), and ethambutol (E) or streptomycin (S) during the intensive phase followed by HR or H plus
rifapentine (P) in the continuation phase.
in vitro culture systems. For example,
(B) Active disease states characterized by well-organized (HIV-) or poorly organized (HIV+) lesions the dose of penicillin required to
require the same duration of therapy for cure. The relapse rate for high-burden (smear-positive) cure experimental infections in
disease states associated with well-organized, cavitary lesions (HIV-; black bars) or loosely animals is proportional to the total
organized, noncaseating lesions (HIV+; white bars) treated with standard therapy (EHRZ for two
months followed by HR for four months) is the same. Data for HIV+ and HIV- individuals were bacterial burden (both inoculum
obtained from references [96,97]. size and duration of infection). As

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the infection progresses, bacterial to cleave mRNAs positioned in the Five Key Papers in the Field
growth slows and eventually stops due ribosome, leading to translational and
1. Canetti G, 1955 [23] A seminal text
to a variety of inhibitory conditions growth arrest [59]. Numerous putative
describing the pathology of human
encountered in the host, rendering toxinantitoxin modules are found in
pulmonary tuberculosis with particular
the residual population phenotypically the MTB genome [60,61] and some
focus on the bacillary content of
antibiotic resistant [4749]. One of these have been shown to cause
different types of lesions.
potential mechanism for MTB translational arrest when expressed
dormancy and phenotypic antibiotic in Escherichia coli [62], but their 2. Vandiviere HM et al., 1956 [25] A
tolerance in vivo is the development role(s) in persister formation, in vivo detailed description of growth rates
of antibiotic indifference in response survival, and/or drug indifference are and antibiotic resistance patterns of
to host defense mechanisms or unknown. relA, a gene involved in the M. tuberculosis isolated from different
nutrient deprivation. Although bacterial response to starvation, types of human tuberculous lesions,
nutrient deprivation has long been has also been shown to play a role in which has strongly inuenced thinking
proposed as one of the signals leading some types of persister formation in in the eld regarding mechanisms
to mycobacterial dormancy, this E. coli [63]. Although a potential role of bacterial phenotypic antibiotic
mechanism need not be restricted to for relA in mycobacterial phenotypic resistance in vivo.
specic granuloma pathologies and is drug resistance has not been shown, 3. Balaban NQ et al. , 2004 [52] Provides
clearly not unique to MTB. relA is required for chronic infection the rst direct evidence that persisters
In addition to drug indifference, in the mouse model of TB [64], are a preexisting population of non-
non-inherited drug resistance can suggesting a possible connection to dividing cells within a growing culture
also be explained by the observation mechanisms of resistance to both host- using ground-breaking techniques to
that populations of actively growing and antibiotic-mediated killing. study persisters at the single cell level.
bacteria contain a specialized, Studies of other chronic bacterial 4. Keren I et al., 2004 [57] First paper
nonreplicating subpopulation known infections suggest that biolm to describe global gene expression
as persister cells [50]. Like drug- formation is responsible for the proles in an isolated population
indifferent bacteria, these persister relative in vivo resistance to antibiotic of antibiotic-treated persister cells,
cells remain genetically drug sensitive killing [65]. Biolms are multicellular supporting the role of toxinantitoxin
but are phenotypically drug resistant, bacterial communities encased in a modules in persister biology. Later
and their number increases with total matrix and bacteria within biolms are studies of nave persisters have
organism burden [51]. Although the phenotypically resistant to antibiotic conrmed these results.
initial establishment of the persister killing when compared to growing
population is likely to be stochastic planktonic cells [66]. Examples 5. Hong Kong Chest Service/
[52], the magnitude of this population of important biolm infections Tuberculosis Research Centre,
may be further inuenced by specic in humans include Pseudomonas Madras/British Medical Research
conditions operant in vivo such aeruginosa lung infections in cystic Council, 1984, 1987, and 1989
as growth in macrophages [53] or brosis, endocarditis, and device- [7880] A series of controlled trials
biolms [54]. For example, Legionella related infections. Key aspects of MTB of varying treatment durations for
pneumophila grown in macrophages biology are reminiscent of biolm both smear-negative and -positive
is more antibiotic resistant than behavior. For example, MTB in liquid pulmonary tuberculosis that conrm
broth-grown bacteria, suggesting that culture grows as large clumps of cells bacillary burden to be one of the main
intramacrophage growth enriches known as cords. The ability to cord determinants of duration of therapy
phenotypically antibiotic-resistant in culture correlates with virulence required for cure.
populations [53]. This might occur [6769], suggesting that the capacity
because host-killing mechanisms to grow in a multicellular community
may also target actively replicating is an important determinant of MTB
bacteria [46]. Further, bacteria that survival in the host. MTB may also be within biolms is likely multifactorial.
have incurred DNA damage, perhaps found in a biolm-like state in vivo. Proposed mechanisms of resistance
as a result of host-killing mechanisms, For example, large clumps of bacteria include poor antibiotic penetration of
undergo replication arrest to allow for reside in an acellular matrix in certain the biolm, expression of biolm genes
DNA repair, rendering them transiently human lesions, such as caseating that confer resistance, and the presence
insensitive to antibiotic killing [55]. lesions undergoing liquefaction [23]. of different microenvironments in the
Some antibiotics actually induce DNA Biolms of other mycobacterial species biolm that lead to different growth
repair systems [56], halting bacterial have been shown to be phenotypically rates and thus differing antibiotic
division and theoretically rendering antibiotic resistant [70,71] and sensitivity [45,65]. One prominent
these bacteria even more resistant to M. avium biolm-associated genes school of thought is that the biolm
therapy. are required for mouse infection environment may also enrich the
The molecular mechanisms of [72], further supporting the notion formation of persister cells [54,73]
persister formation are beginning that biolms may play key roles in
to be elucidated and include growth mycobacterial drug resistance and Summary and Proposed Areas
arrest secondary to the action of virulence. of Research
toxinantitoxin modules [57,58]. The The phenotypic resistance to New drugs that target nonreplicating
toxin portion of these modules acts antibiotics exhibited by bacteria bacteria are likely to revolutionize

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TB therapy. Such agents have the Acknowledgments Sterilising action of pyrazinamide in models of
dormant and rifampicin-tolerant Mycobacterium
potential not only to treat MDR and This manuscript was based on material tuberculosis. Int J Tuberc Lung Dis 10: 317322.
XDR strains but also to dramatically presented by LR at the Bill and Melinda 15. Levin BR, Rozen DE (2006) Non-inherited
shorten the duration of curative Gates Foundation workshop on the Biology antibiotic resistance. Nat Rev Microbiol 4:
556562.
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likely translate into higher patient 1718, 2005. LR thanks Ira Tager for rst phenotypic heterogeneity and antibiotic
stimulating her interest in this area during tolerance. Curr Opin Microbiol. E-pub 8
adherence, reduced transmission, and January 2006.
her infectious diseases fellowship. We
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in turn to diminished mortality and
Peter Greenberg, Erik Boettger, and David 18. Chiang CY, Riley LW (2005) Exogenous
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