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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

Review Article
Sterilization of Glucocorticosteroids for Inhalation Delivery
*Chandrashekhar Laxman Bhingare, Sampada Dhaval Dalvi, Suhas Vasudeo Joshi, Vibhuti Ashok
Mishra

Marathwada Mitramandals College of Pharmacy, Thergaon, Pimpri Chinchwad, Maharashtra 411033,


India.
________________________________________________________________________________________________________________________________________________________

ABSTRACT
Sterile drug products are defined as those products that are free from all viable microorganisms. They
provide a number of benefits, both medically and economically. Glucocorticoid (GC) is a class of steroid
hormones that bind to the glucocorticoid receptor (GR), which is present in almost every vertebrate
animal cell. The name glucocorticoid (glucose + cortex + steroid) derives from their role in the regulation
of the metabolism of glucose, their synthesis in the adrenal cortex, and their steroidal structure. Steroids
in powder form are not stable at temperatures above 600 C. The major problems are related to the high
temperatures of the sterilization process and to the consequent thermal instability of the drug substance
that frequently leads to degradation with modification of the impurities profile and of the
physicochemical characteristics of the drug. For solid drug substances suitable for inhalation delivery to
be suspended in aqueous formulations, the particle size distribution, as well as its preservation during the
shelf life of the finished product, is particularly crucial parameters. The main focus of this review article is
to provide different processes for the sterilization of a powdered form of a glucocorticosteroid and use
thereof in the treatment of an allergic &/or inflammatory conditions of the nose or lungs.

Keywords: Glucocorticosteroid, inhalation, particle size distribution, sterile.

Received 28 June 2013 Received in revised form 21 July 2013 Accepted 23 July 2013

*Address for correspondence:


Chandrashekhar Laxman Bhingare
Marathwada Mitramandals College of Pharmacy,# 4/17, sector no. 34, Chinchwad, near m. m. Vidya
mandir, Pimpri, Pimpri road, Jyotiba Nagar, Thergaon, Pimpri Chinchwad, Maharashtra 411033, India.
E-mail: cbhingare@gmail.com
_______________________________________________________________________________________________________________________________________________________

INTRODUCTION
The administration of drugs through treatment of respiratory diseases,
inhalation has been used for many years glucocorticosteroids such as
and is the mainstay of treatment of diseases beclomethasone dipropionate (BDP),
which limit airflow, such as asthma and dexamethasone, flunisolide, budesonide,
chronic bronchitis. fluticasone propionate are of great
Furthermore, a number of inhalator importance. They can be administered in
formulations have been marketed for some the form of a finely divided, i.e. micronized
years for the administration of steroidal powder, formulated as suspension in an
anti-inflammatory, decongestant and anti- aqueous phase containing any necessary
allergic agents for the topical treatment of surfactants and/or co-solvents. When
rhinitis and/or sinusitis. One of the intended to be administered in the form of
advantages of the inhalator route over the metered doses of aerosol spray, they should
systemic one is the possibility of delivering also contain a low boiling propellant. The
the drug directly at the action site, so effectiveness of the administration form
avoiding any systemic side-effects. Said way depends on the deposition of an adequate
of administration allows achieving a more amount of particles at the action site. One of
rapid clinical response and a higher most critical parameters determining the
therapeutic index. Among the different proportion of inhalable drug which will
classes of drugs which are usually reach the lower respiratory tract of a
administered by inhalation for the patient is the size of the particles emerging

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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

from the device. In order to ensure an addition to the control of the physical and
effective penetration into the bronchiole chemical stability of the sterilized drug, it is
and alveoli and hence ensure a high then crucial to prevent any unacceptable
respiration fraction, the mean aerodynamic change in particle size due to possible re-
diameter (MMAD) of the particles should be crystallization of the drug, which is
lower than 5-6 microns (Pm). For nasal consequent to many known sterilization
administration, particles with higher MMAD methods [1].
are required. Terminology
Other important characteristics for a Sterilization
correct administration and therefore for the Sterilization is a process performed to
therapeutic efficacy, are the size ensure that there is complete freedom from
distribution and the homogeneous microbial contamination. Sterilization is
dispersion of the particles in the especially done for pharmaceutical
suspension. The process for sterilizing formulations which are to be directly
powdered forms of water insoluble drug introduced into the body and its cavities.
substance to be suspended into a sterile Such formulations explicitly include
aqueous vehicle suitable for the pulmonary ophthalmic preparations, nasal
administration, such as non-electrolyte preparations, ocular preparations,
corticosteroids, glucocorticoid and the like, injections, transdermal patches, depot
is still a critical process. The major preparations and the like. Such sterilized
problems are related to the high preparations involve two main methods of
temperatures of the sterilization process preparation. First route is that the active
and to the consequent thermal instability of ingredient is sterilized and the formulation
the drug substance that frequently leads to is prepared aseptically or the final is
degradation with modification of the prepared, packed in the desired container
impurities profile and of the and then sterilized. The second route is
physicochemical characteristics of the drug. known as a terminal sterilization technique.
For solid drug substances suitable for Certain formulations such as respules or
inhalation delivery to be suspended in aqueous nasal preparations, ophthalmic
aqueous formulations, the particle size preparations and the like that involve
distribution, as well as its preservation steroids as the active ingredient are usually
during the shelf-life of the finished product, prepared by the first method described
is particularly crucial parameters. The above [2-7].
particle size influences, in fact, the Pharmaceutical Importance of
distribution of the drug into the lung and, as Sterilization
a consequence, the activity and Moist heat sterilization is the most
effectiveness of the drug itself. It is efficient biocide agent. In the
generally accepted that the mean diameter pharmaceutical industry it is used for:
of the particles in a formulation for Surgical dressings, Sheets, Surgical and
inhalation delivery must be less than 10 diagnostic equipment, Containers,
microns, preferably about 5 microns or less. Closures, Aqueous injections, Ophthalmic
Solid non-electrolyte corticosteroids, preparations and Irrigation fluids etc.
steroids as well as non-steroid drugs for use Dry heat sterilization can only be used
in aqueous suspensions are usually for thermo stable, moisture sensitive or
sterilized in different ways, for example by moisture impermeable pharmaceutical
exposure to gases, or by aseptic and medicinal. These include products
crystallisation, drug heat sterilization, or by like; Dry powdered drugs, Suspensions of
irradiation. The sterilizing treatment can drug in non aqueous solvents, Oils, fats
cause adverse physical and chemical waxes, soft hard paraffin silicone, Oily
changes of the drug substance and all injections, implants, ophthalmic
parameters have to be checked and ointments and ointment bases etc.
investigated in the preliminary phase of the Gaseous sterilization is used for
process development. In the case of drug sterilizing thermo-labile substances like;
substances intended for inhalation use, in

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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

hormones, proteins, various heats Articles Sterilized: Microbial cultures,


sensitive drugs etc. liquids, glass wares
U.V light is perhaps the most lethal Sterilization Method: Chemical
component in ordinary sunlight used in sterilization
sanitation of garments or utensils. Sterilizing Agent: Ethylene oxide,
Gamma-rays from Cobalt 60 are used to formaldehyde, chlorine dioxide, ozone
sterilize antibiotic, hormones, sutures, Mechanism of Sterilization: Ethylene
plastics and catheters etc. penetrates through paper, cloth, plastic and
Filtration sterilizations are used in the can kill all known viruses, bacteria, fungi
treatment of heat sensitive injections and and even spores. Ozone has the ability of
ophthalmic solutions, biological oxidizing most organic matter.
products, air and other gases for supply Articles Sterilized: Biological materials,
to aseptic areas. Membrane filters are fibre optics, electronics, and many plastics
used for sterility testing. Sterilization Method: Radiation
Variables that affect sterilization sterilization
include: Sterilizing Agent: Radiations such as
1. The dryness of devices to be processed electron beams, x-rays, gamma rays or
2. The temperature and humidity of the subatomic particles
processing area Mechanism of Sterilization: They have
3. Whether or not the devices were very high penetrating power and are very
properly prepared and loaded into the effective in killing microbes.
sterilizer Articles Sterilized: Syringes, needles,
4. Whether or not the sterilizing agent is cannulas, air, plastics and heat labile
properly delivered into the system materials
5. The sterilizers condition and Sterilization Method: Filtration
maintenance protocol Sterilizing Agent: Filter made of different
6. Whether or not the correct sterilization materials such as nitrocellulose or
method and cycle were used [2-7]. polyethersulfone
Methods of Sterilization [2-7] Mechanism of Sterilization: Bacteria are
Sterilization Method: Dry heat removed effectively removed through a
sterilization pore size of 0.2m and for viruses a pore
Sterilizing Agent: Hot air free form water size of around 20nm is required.
vapour Articles Sterilized: Sensitive
Mechanism of Sterilization: Process is pharmaceuticals and protein solutions
accomplished by conduction. Heat is Glucocorticoid
absorbed by exterior surface of the item and Glucocorticoid (GC) is a class of steroid
passes inward creating a uniform hormones that bind to the glucocorticoid
temperature and a sterile condition. receptor (GR), which is present in almost
Coagulation of proteins causes the death of every vertebrate animal cell. The name
microbes. glucocorticoid (pertaining to glucose
Articles Sterilized: Powders, heat stable + cortex) derives from its role in the
items, steel, glass wares etc regulation of the metabolism of glucose, its
Sterilization Method: Moist heat synthesis in the adrenal cortex, and
sterilization its steroidal structure (see structure to the
Sterilizing Agent: Hot air heavily loaded right).GCs are part of the feedback
with water vapour which plays an mechanism in the immune system that
important role in sterilization turns immune activity (inflammation)
Mechanism of Sterilization: Water vapour down. They are therefore used in medicine
generated by boiling water has high to treat diseases caused by an overactive
penetrating power. This destroys the immune system, such as allergies,
microbes by causing coagulation of proteins asthma, autoimmune diseases and sepsis.
and also causes oxidative free radical GCs have many diverse (pleiotropic) effects,
damage. including potentially harmful side effects,
and as a result are rarely sold over the

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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

counter. They also interfere with some of the agent to a saturated solution of sodium
the abnormal mechanisms in cancer cells, so chloride in water at 100C and then heating
they are used in high doses to treat cancer. the mixture at 100-130C. This method is
This includes mainly inhibitory effects on not suitable for suspensions of fine particles
lymphocyte proliferation (treatment of of steroids, which are intended for
lymphomas and leukaemia) and mitigation inhalation because the water, and the
of side effects of anticancer drugs. GCs cause heating and cooling involved, produce
their effects by binding to the glucocorticoid unfavourable changes in the size of
receptor (GR). The activated GR complex, in particles. Indeed it can lead to the formation
turn, up-regulates the expression of anti- of bridges between the fine particles
inflammatory proteins in the nucleus and producing large, hard aggregates, which will
represses the expression of pro- not disaggregate into the desired fine
inflammatory proteins in the cytosol by particles upon administration.
preventing the translocation of othe- 3. Dry heat sterilization. According to the
r transcription factors from the cytosol into European Pharmacopoeia (1996, pp. 283-4)
the nucleus (transrepression). Glucocorti- a normal heat sterilization process runs at
coids are distinguished from mineralo- 180C for 30 min or at a minimum of 160C
corticoids and sex steroids by their specific for at least 2 hours. According to
receptors, target cells, and effects. In Pharmacopeia Nordica (1964, pp.16) such
technical terms, "corticosteroid" refers to sterilization can be carried out at 140C for
both glucocorticoid and mineralocorticoids 3 hours. However at the temperatures of
(as both are mimics of hormones produced these processes glucocorticosteroids suffer
by the adrenal cortex), but is often used as a significant degradation and are subject to
synonym for "glucocorticoid". Cortisol (or changes in their surface structure. These
hydrocortisone) is the most important procedures on climbs industrialist foresee a
human glucocorticoid. It is essential for life, validation work of the process and of the
and it regulates or supports a variety of sterilization heater much gives a complex,
important,cardiovascular, metabolic, immu in how much be necessary show that the
nologic, and homeostatic functions. Various temperature of sterilization is reached in
synthe-tic glucocorticoid are available; every point of the product and maintained
these are used either as replacement for the necessary time.
therapy in glucocorticoid deficiency or to 4. Sterilization by irradiation is also known.
suppress the immune system. Examples of When such irradiation is used to sterilize
glucocorti-costeroids are hydrocortisone, certain finely divided, e.g., micronized
dexameth-asone, budesonide, methyl- steroids such as glucocorticosteroids, they
prednisolone, prednisolone sodium are significantly degraded.
phosphate and prednisone [8]. 5. Terminal sterilization of pharmaceutical
Methods of sterilization of glucocorti- formulations, especially suspensions, e.g.,
costeroids for inhalation delivery: [9- 22] aqueous suspensions, of glucocorti-
1. Cold sterilization of micronized costeroids has all proved unsatisfactory.
glucocorticosteroids using mixtures of Such suspensions cannot normally be
ethylene oxide and carbon dioxide. sterilized by sterile filtration as most of the
However, ethylene oxide is toxic and when particles of glucocorticosteroids will be
it is used to sterilize glucocorticosteroids it retained on the filter. The sterilizing
has been found that the residual amounts of filtration, in case of the suspensions, is little
the ethylene oxide contravene practicable because its requested the use of
pharmaceutical guidelines, which require filters with a dimension of the pores not
very low levels of residual ethylene oxide. superior to 0,2 micron, under the diameter
Accordingly this method has been found to of the most particles present in the active
be unsuitable for producing therapeutically principle, so most of them are blocked by
acceptable glucocorticosteroids and the filter. Moist heat sterilization, e.g., steam
formulations thereof. treatment of glass vials containing the
2. Production of sterile isotonic solutions of product, leads to an unacceptable change in
medicinal agents, which comprises adding particle size. The standard treatments of

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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

autoclaving, in case of watery suspensions impurities, before the process, havent


of corticosteroids thermal weak, dont increased, and/or re entered in the
result suitable because they generate the parameters accepted by the European
degradation of the active principle and they Pharmacopoeia and with a lessening
can also generate a reaggregation of regarding the quantity of active principle
particles, that belongs to the active not very meaningful.
principle, which are also difficult to 8. Heat treating the glucocorticosteroid,
separate and disperse in the suspension, water and surfactant in the form of a wet
such to jeopardize the therapeutic efficiency mass, characterised in that the amount of
especially in case of aerosol therapy. water in the wet mass to the amount of
6. The sterilization, in organic solvents and glucocorticosteroid by weight is from 1:1 to
crystallization, gives problems to eliminate 10:1, and the water is not saturated with
all the surpluses solvents (ethanol, respect to any solute, including ions,
methanol, isopropanol, ethyl acetate and present in the water. The steroid is
others) in the final product. preferably in finely divided particulate
7. Use the supercritical carbon dioxide for form, with 90% of the particles preferably
the sterilization of the glucocorticosteroid. having a diameter of less than 10 Pm. More
The sterilization happens in autoclave with preferably, 90% of the particles have a
times of sterilization inclusive among 15 diameter of less than 5Pm. use as little
and 60 minutes, in a temperature interval water as necessary in the wet mass. The
and inclusive pressure respectively among exact quantity may vary and will depend
80 and 135C and among 70 and 150 bar upon the steroid used, but in principle the
pressure. Under these conditions the amount of water will be less than that
supercritical gas is to intimate contact with required for the steroid to go into solution,
the product reaching in every point the or at least to dissolve and recrystallise in
desired temperature of sterilization. The any significant amount. The wet mass is,
process of sterilization can be conducted in therefore, preferably moist slurry. During
saturated environment filled with sterilization preferably most of the water in
supercritical carbon dioxide, or fluxing the wet mass turns to steam, thus
supercritical carbon dioxide in the room of effectively "steam treating" the steroid so as
sterilization to the temperature and to render it sterile. Suitably, therefore, the
pressure condition and in the times above wet mass comprises a sufficient amount of
brought. The used autoclave is constituted water so as to give enough steam for
by a cylinder in steel capable of withstand sterilization of the steroid. A wet mass
to inclusive pressures among the 100 and comprising steroid, water and one or more
the 200 bar. The used carbon dioxide in the surfactants is used. Any suitable surfactant
process, stored in liquid phase in opportune may be used, but we prefer to use
cylinders, comes at first filtered sterilely in surfactants such as polyoxyethylene esters
liquid phase on filter absolute from 0.2 of sorbitol anhydrides (Tweens), the same
micron (under pressure and to a compounds without the hydrophilic
temperature less than that of the oxyethylene groups (Spans), higher
supercritical point) and subsequently molecular weight polyethylene glycols, and
course in supercritical phase for heating to molecular combinations of polyoxyethylene
the sterilization temperature of 125C. The and polyoxypropylenes. Polysorbates, for
carbon dioxide, heated to the sterilization example polysorbate 80 and sorbitan fatty
temperature, is made to flux inside the acid esters are among the preferred
room, saturating it, and with it also compounds. The amount of surfactant may
saturating the product to sterilize. The vary, but is preferably sufficient to ensure
temperature and the pressure of adequate wetting of the steroid particles
sterilization comes recording in the exit with the water. Suitably, the surfactant may
point of the carbon dioxide from the be used in an amount of from 0.0001 % to
autoclave. in the glucocorticosteroid, after 0.5% by weight of the mass. A viscosity
the sterilization, havent grown new modifying agent may be included in the wet
degradation products and the initial mass if desired. The method involves

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introducing the active ingredient into a performed directly in the preparation vessel
pressure vessel or other sealed container (turbo homogenizer working as an
along with one or surfactants and water. autoclave); in this way the bulk preparation
The pressure vessel is preferably fitted with and the transfer of bulk to the filling
a hydrophobic vent filter and a hydrophobic machine can be carried out without any
cartridge filter. The sterilization is contact with the environment (aseptic
preferably done at temperatures ranging condition). As a consequence, qualification
from 100-140C for 3-30 mins at varying and controls of preparative area, personnel
pressures. gowning and training as well as cleaning
Preferred combinations of temperature- procedures, result to be less heavy in terms
time-pressure including the following: of costs and timing. no significant
(a) 121C for 20 mins at 103 kPa (15 psi) differences were found in crystal growth
(b) 132C for 3 mins at 186 kPa (27 psi) and size distribution between formulations
(c) 115C for 30 mins at 69 kPa (10 psi), prepared with steam sterilised
But other combinations can be used if glucocorticoid and with non-sterilised
desired. Generally, the higher the glucocorticoid, after storage under
temperature and pressure, the shorter the accelerated conditions, for 50 days at 40C
time required for adequate sterilization. A 75% R.H.
wet mass comprising steroid, surfactants 10. Heat treating the glucocorticosteroid in
and water is, for example, placed in a the form of a powder at a temperature of
pressure vessel or other sealed container. from 100 to 130 0 C. The process is
This vessel or container is then preferably preferably carried out at a temperature of
placed in an autoclave, and then from about 110 to 120 0 C., more preferably
sterilization takes place. This differs from at about 1100 C., preferably upto 24 hrs,
other methods in which material containing more preferable up to 10 hrs, e.g. from 1 to
the active of interest is placed in an 10 hrs.. The process is conveniently carried
autoclave and sterilized directly. The out under atmospheric conditions, i.e. in air,
present methods confer the advantage of but may also be carried out under an inert
being able to transfer the sterilized mass gas atmosphere.
directly to the main bulk of the final CONCLUSION
formulation (for example, a nasal spray or Sterile drug products provide a no. of
respules formulation) without intermediate benefits, both medically and economically.
steps, in particular without using Form the literature it was known that
sterilization chambers. sterilization by supercritical CO2 is
9. A process for the steam sterilisation of expensive and unfeasible. Sterilization by
steroid, comprising heating a mixture of irradiation produces significant
water and micronized steroid at a degradation; sterilization with heat
temperature ranging between 100 and produces significant degradation and is
130C for a time sufficient to sterilise the subjected to changes in their surface
mixture with a minimum S.A.L. (Sterility structure. Ethylene oxide is toxic and the
Assurance Level) of 10-6, the mixture being residual levels are often above the
a mixture of steroid and water only. The pharmaceutically acceptable limits as per
micronized steroid: water ratio can range by most regulatory agencies. So far filtration
between 2.5:100 and 100:2. Mixtures of the is the best method that can be used for
steroid and water at different ratios were filtration. It is a simple, economic process.
prepared and the mixtures were steam Use of this process in industrial plants,
sterilised at a temperature of about 120 C allows an easier and less expensive
for a time ranging from 15 to 30 minutes. manufacturing process. Qualification and
Preferably steam sterilization was carried controls of prepared area, personnel
out at 121C for 20 minutes. Its a simple gowning and training as well as cleaning
and economic process. Use of said process procedures result to be less heavy in terms
in industrial plants allows an easier and less of costs and timing. No degradation,
expensive manufacturing process. The production of toxic substances or change in
sterilisation of the active ingredient can be surface structure is observed.

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International Journal of Pharma Research & Review, August 2013; 2(8):59-65

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