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Introduction
The social and contextual nature of human learning has received great emphasis in research
on learning and instruction (Anderson, et al., 1997; Greeno, 1997). Attention has been paid
to the practices, processes and conditions leading to the social construction of knowledge in
different learning situations (Fisher, 1993; Lemke, 1990; Palincsar, 1986; Tuyay, Jennings, &
Dixon, 1995). The focus of analysis has been extended from external factors influencing
interpretations of the learning activity (Grossen, 1994; Perret-Clermont, Perret, & Bell, 1991).
In the midst of these changes in emphasis, new methodological questions concerning the
analysis of classroom interaction and learning have arisen. Questions to which researchers
What qualitative differences can be found within and between interactive activities across
How can practitioners and researchers develop and strengthen their understandings
This chapter will review and critique some approaches to studying and analyzing classroom
interaction, and especially the discourse which characterizes this. It is based on an account
of a programme of research into classroom interaction and social learning, and uses the
1
methodological decisions made during that programme as a set of pegs on which to hang
practices;
Become aware of the need to move from an analysis of classroom talk to a more
Understood the use of analytical maps that involve functional, cognitive processing
tasks in Finland, Greece and the United Kingdom (Fourlas & Wray, 1990; Kumpulainen &
Wray, 2002). The main goal of these studies was to investigate the nature of students social
activity, particularly verbal interaction, in different small group work learning situations. The
teacher-centred and peer-group centred classrooms (Fourlas & Wray, 1990). This functional
analysis method was later piloted, modified and applied by Kumpulainen (1994, 1996) in a
study that investigated students social interaction during the process of collaborative writing
with a word processor. Due to its fine-grained categorisations, the functional analysis method
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was felt to give a structured overview of the nature and quality of students verbal interaction
Despite the potential of the analysis method, in more recent studies of peer group learning
unravelling the complexities of socially shared learning processes. Firstly, there seemed to
be a need to develop a descriptive system of analysis, which took a more holistic and
alone seemed not to be sufficient for this. Secondly, it seemed important that more attention
seemed important to take the individual and the group as units of analysis in order to
In the analysis method subsequently developed, the dynamics of peer group interaction were
1. The first dimension of the analysis, termed functional analysis, focussed on the character
2. The second dimension, cognitive processing, examined the ways in which students
3
3. The third dimension of the analysis, social processing, focused on the nature of the social
relationships that were developed during students social activity. This included examining
Before discussing the theoretical and methodological background of these methods and
highlighting the analytical framework with some empirical examples, we will firstly review
some of the other analysis methods used to study peer interaction that have contributed to
Peer group interaction has been studied quite extensively in different contexts in and out of
school. The research objectives and methodological solutions have been diverse, being
linked with the research goals and theoretical perspectives adopted by the researchers.
One large group of studies focusing on peer interaction from the educational perspective is
interaction (e.g. Joiner, Messer, Light, & Littleton, 1995; Light, et al, 1994; King, 1989;
Teasley, 1995; Tudge, 1992; Webb, Troper, & Fall, 1995). In these studies, peer interaction is
analysed with coding schemes, which categorise interaction into pre-defined categories.
Variables such as student achievement and performance are statistically linked to the
frequency of categories as identified in the data. Usually, the development of the actual
interaction process or meaning making in interaction is not the prime interest, but the focus is
rather on some specific features of the interaction and their relationship to student learning
4
contextual features impinging upon it, also often receives only cursory inspection. One
advantage of process-product studies is that they enable the analysis of large amounts of
Probably the best known of such category systems is the Flanders Interaction Analysis
(Flanders, 1970). This system has been used extensively in classroom observation studies
(Wragg, 1999; Newman, 2004). It has two main uses. Firstly, it was intended to provide
evidence of the differences in teaching patterns that distinguish one teaching style from
another and, secondly, it has been used to try to explain differences in learning outcomes
communication, seven used when the teacher is talking and two when a pupil is talking (and
one when there is silence or confusion). An observer using the system makes timed
observations, usually every three seconds, and categorises the behaviour which he/she
observes at each point into one of ten categories. These categories are shown below in
Table 1.
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Table 1: Flanders' Interaction Analysis Categories (FIAC)
A very useful website explaining and exemplifying the Flanders system can be found at Nova
(http://www.nova.edu/hpdtesting/ctl/fia.html).
Other research traditions have produced quite different approaches to the analysis of peer
group talk and learning. Barnes and Todd (1977, 1995), for example, developed an analytic
system for studying peer group talk which was grounded in the data, as opposed to being
derived from a pre-existing network of categories. Consequently, their system did try to take
account of the context in which peer talk was occurring. In their analysis Barnes and Todd
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were interested in the actual processes of interaction and the ways students developed and
constructed knowledge without direct teacher presence. In analysing the dialogue amongst
the groups of students, they considered types of talk and their impact upon the construction
of meaning during group interactions. This demanded an analysis of both the social and
cognitive functions of conversation. They developed a system describing speech acts, which
reflexivity (such as monitoring one's own speech, evaluating one's own and others'
performance).
rather than direct assertions, invitations to modify or surmise, and self-monitoring and
reflexivity. They went on to propose conditions for collaborative work amongst groups in
classrooms, based on this empirical evidence. Further analysis (Barnes and Todd, 1995)
provided descriptive examples of the ... four categories of collaborative moves: initiating,
7
Despite some limitations in the analytical system and the tools used for data collection (tape
recorders only, thus losing any information from non-verbal elements of communication),
Barnes and Todds work made an important contribution to the analysis of peer talk since it
integrated ideas from discourse and conversational analysis with research on learning and
instruction. Several studies have used the Barnes and Todd frameworks to enquire into
Many other methods of analysis of peer group interaction, either with distinct categories or
more interpretative modes, have been developed in the past twenty years and to review all
of them here would be impossible. One important analytic approach which needs to be
discussed, however, since it has contributed greatly to our understanding of childrens talk
during small group learning is that developed by Fisher (1993), Mercer (1994, 1996, 2000),
and Mercer & Littleton (2007). What is interesting in this approach is that it tries to
investigate how children use talk to think together, thus, it uses a group as a unit of analysis,
not individual children. By taking a sociocultural approach to childrens talk, it tries to show
that particular ways of talking permit certain social modes of thinking. The analytic framework
was derived from analyses of childrens talk during collaborative peer group learning and it
includes three distinct modes of talk which characterise different ways of thinking together.
These are:
exploratory mode, which is seen as the most effective mode of speaking in fostering
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Theoretically, this analytical framework makes an important contribution to our increasing
understanding of the different modes of talk and social thinking in peer group situations. One
of the limitations of the method, though, can be found in the fact that the unit of analysis is
the group - the method does not take into account individual students participation in the
social modes of thinking. Consequently, the method does not highlight how the different
types of social thinking are actually constructed within peer groups. Moreover, by
concentrating mainly on students talk, the analysis may not always give a complete picture
of the nature of knowledge construction in peer groups. Instead, a more dynamic approach
to peer interaction is necessary, which focuses on the whole interactive context and its
development, including non-verbal communication and the use of different tools, before we
can unravel the processes and conditions for learning in peer group activity.
In the remainder of this chapter we will outline and discuss a descriptive system of analysis
for investigating the situated dynamics of peer group interaction. Of particular importance are
the mechanisms through which the social and cognitive features of peer group activity
operate. The theoretical grounding of the analysis framework was informed by sociocultural
and sociocognitive perspectives on interaction and learning (Cole, 1996; Resnick, Levine &
Teasley, 1991; Wertsch, 1985, 1991), whereas the methodological solutions were greatly
influenced by the work of Barnes and Todd (1977, 1995), Mercer (1994, 1996) as well as by
interactional ethnographers (Green & Wallat, 1981; Green & Mayer, 1991; Tuyay, et al,
1995).
In this method, learning is seen to take place as a result of individuals active participation in
the social practices of their environments. Learning is viewed as an interactional process that
9
requires an understanding of language, and other semiotic tools, as both personal and social
resources (Cole, 1996; Halliday & Hasan, 1989; Wells & Chang-Wells, 1992). Peer
interaction is treated as a dynamic process in which language and other semiotic tools are
characteristics. Peer discourse itself is not treated as representing a persons inner cognitive
world, nor even as descriptive of an outer reality, but rather as a tool-in-action shaped by
participants culturally-based definitions of the situation (Edwards, 1993; Edwards & Potter,
1992).
focusing on three analytic dimensions, namely the functions of verbal interaction, cognitive
processing and social processing. Whereas the functional analysis concentrates on students
verbal language, the analyses of students cognitive and social processing focus on
interactive dynamics as they occur across the participants. Consequently, a group is taken
as a unit of analysis. The three dimensions are treated separately for analytic purposes,
although it is recognised that they are closely linked together in a complex way. In actuality
the dimensions cannot be separated since each element gives meaning to all others and
The functional analysis of students verbal interaction focuses on the purposes for which
verbal language is used in a given context. It investigates and highlights the communicative
strategies applied by individual students whilst taking part in interaction (Halliday & Hasan,
1989). Analysis of this nature often concentrates on the illocutionary force of an utterance,
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that is, on its functional meaning (Austin, 1962; Edwards & Westgate, 1994). The functions
for which students use their oral language are closely linked to the topic of discussion as well
as to the individuals expectations and evolving interpretations of the situation shaped by the
sociocultural context of the activity. The functions of language used in the course of
interaction serve both intra- and interpersonal purposes. On the one hand, the purposes and
intentions carried by means of verbal language serve an ideational, i.e. cognitive function.
On the other hand, they serve an interpersonal function relating to the personal and social
The identification of language functions in peer interaction takes place on the basis of
implication, that is, what a speaker can imply, suggest or mean may be different to what the
speaker literally says. Consequently, the functions are not identified on the basis of specific
linguistic forms. Rather, they are identified in context in terms of their retrospective and
prospective effects on the actual discourse both in terms of content and form. An
understanding of the functions for which students use their verbal language in interaction is
greatly assisted by data gathered from direct observation, video recording and student
interviews. The functions of peer interaction are the minimum units analysed in the system.
They are identified on an utterance basis and defined in terms of source, purpose and
is, a message unit. The boundary between each utterance is linguistically marked by
contextual cues. Given that an utterance may serve multiple functions, more than one
Examples of language functions identified in peer group interaction across learning situations
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Organisational, Judgmental (agrees/disagrees), Argumentational, Compositional, Revision,
Some of these functions describe the nature of interaction more from the activity point of
view (e.g. dictation, reading aloud), whereas others take a more interpretative / cognitive
judgmental) on the analysis of verbal interaction. However, none of the functions should be
seen as reflecting only one of these dimensions. Conversely, each function in the framework
verbally interact in their social activity. The language functions used in the course of joint
problem solving often differ across situations and contexts, thus these functions presented in
the analytic framework should not be understood as fixed, pre-defined categories. Instead,
the functions must be situationally defined for each interaction situation on a post hoc basis.
An example of the use of this system to analyse peer interaction is given below (for more
information see Kumpulainen & Wray, 2002, p. 61). As can be seen in this example, more
than one function can occur within the same language utterance.
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Context: Two girls, Elise and Madeleine, are making an imaginative story for a school
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Both of the children were involved in creating writing and hence using their talk in the
Compositional function. In addition, since this was not a true story they seemed to be
imagining the situation and hence using the Imaginative function. Elise was also using her
oral language for the Organisational function when suggesting "Let's write....". Madeleine, on
the other hand, when agreeing to Elise's suggestion was using the Judgemental function. In
summary, Elise used her speech for the Organisational (OR), Compositional (CRE) and
Imaginative functions (IM). Madeleine, on the other hand, used her speech for the
In addition to the qualitative analysis permitted by this system, it can also be used to produce
quantitative data. An example of this is the study originally carried out by Fourlas and Wray
(1990) and reported in Kumpulainen & Wray (2002, p. 43-56). The aims of this study were to
organised into several peer groups to discuss materials and problems), on the ways in which
students used their oral language in classroom interaction. The study was carried out in
three Greek primary schools, using children aged from 7 to 9 years old. The research
sample was eight lessons, four organised on a teacher-centred basis and four organised on
a peer group basis. The data were collected and processed by means of observation, tape
recordings, and written transcripts. After careful examination of the data, the functional
analysis system was used to investigate the nature of childrens oral language in these two
classroom organisational systems. Table 2 below show the frequency of occurrence of each
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Table 2: Frequency (%) of occurrence of language functions in the talk of students in
Functions such as the Intentional, the Responsive, the Reproductional, the Interrogative, and
the Experiential were observed to occur in higher frequencies in the teacher-centred lessons.
All the other functions were found in higher frequencies in the lessons that were peer group-
centred. Of further interest was the fact that children in the peer group lessons used oral
language over the entire range of functions in respectable proportions. In contrast, in the
teacher-centred lessons, children did not use the External Thinking or Expositional functions
at all, and they used the Imaginative, Heuristic and Compositional functions quite rarely.
These findings suggest that the language experiences of students in either of these two
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The analysis of cognitive processing examines the ways in which students approach and
process learning tasks in their social activity. It aims at highlighting students working
strategies and situated positions towards knowledge, learning and themselves as problem
solvers. In the method, cognitive processes are seen as dynamic and contextual in nature,
activity.
In the analytical framework we distinguished three broad modes to characterise the nature of
Procedural processing refers to the routine execution of tasks without thorough planning
or thinking. Ideas are not developed, rather they are cumulated or disputed without
which thinking is made visible through language or other tools and the whole activity is
focused on strategies, planning, and hypothesis testing. The students activity reflects
Off-task activity refers to a situation during which the students activity does not focus on
the task, e.g. playing around, discussing break time activities, absent minded activity.
It is important to recognise that these three broad analytical modes are used as heuristic
devices rather than distinct categories into which students cognitive processing can be
easily coded. Rather, the modes are reflected in different ways in different contexts and
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Example: Cognitive processing analysis
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Context: Two students, Alex and Maria, were asked to construct three-dimensional objects
pictorially represented, by the use of two-dimensional shapes.
Maria no ... but thats the bottom ... thats that sort of a triangle explaining
and the lid is that sort of a triangle ... they are connected ...
it shows there how they are connected
Alex no ... look ... this is
Maria yeah ... its connected
Alex wait
Alex triangle comes here ... triangle comes here ... triangle explaining
comes here and here comes a rectangle
Maria yeah ... exactly and here to the roof as well
Maria this one ... this one yeah ... wait a minute ... yeah this is the testing
rectangle
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The analysis of social processing aims at characterising the social relationships and types of
participation in peer groups. The different modes in which social processing is often
individualistic, dominative, conflict, and confusion modes. The latter characterises interaction
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during which there is an obvious misunderstanding or lack of shared understanding between
the children. The conflict mode reflects disagreement, usually at a social level. The
dominative mode reflects the distribution of power and status in the peer group. The
individualistic mode implies that students are not developing their ideas together but rather
working individually in the group. The dominative reflects an imbalance in students social
status and power. The argumentative and tutoring modes of interaction characterise the
nature of collaboration between the participants. In this sense they can be regarded as sub-
judgements and justifications. This often leads to a shared understanding of the situation.
The tutoring mode shows students helping and explaining for the purpose of assisting
which participants attempt to achieve a mutual understanding of the situation, ideas are
create bi-directional zones of proximal development assisting one another (Forman, 1989).
It must be noted that, apart from the functional analysis of peer group interaction, the unit of
analysis for the different modes of cognitive and social processing is not defined by distinct
rules, such as an utterance basis. Instead the units of analysis for the modes of cognitive
and social processing are based on their development in peer interaction on a moment-by-
moment basis. In other respects the three dimensions on which the analytical framework
concentrates all emerge from the data as the result of the researchers and, when possible,
17
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Context: Two students, Jon and Tim, were asked to construct three-dimensional objects
pictorially represented, by the use of two-dimensional shapes.
---------------------------------------------------------------------------------------------------------------------------
The full categories of the analysis method are summarised in Table 3 below.
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Table 3: Analytical framework of peer group interaction
19
Analytical maps
In our analysis, the dynamics of peer group interaction are illustrated with the help of
analytical maps, which have been created for each peer group under investigation.
describe the sequential evolution of peer group interactions as they are constructed
by students interacting with and acting upon each others messages. In addition to
highlighting the dynamics of peer interaction, these maps show the element of time
in the students activity as well as some contextual information necessary for the
Moreover, the structural maps help one return easily to the original data to check the
validity of interpretation. In addition, when presenting extracts from the data, one is
able to investigate the co-text, that is, the data context to which the extract belongs.
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Example: Interactive dynamics between Joni and Gary
correct faces to
148 GARY oh, yeah affectional Gary is holding construct the
information Q(I)
151 JON a kind of a triangle to answering A(I) explaining
Q(RS)
153 JON it might beperharps reasoning (RS)
could it be these..
156 GARY do you mean these reasoning in a Gary initiates
Q(RS)
157 JON these answering A(RS)
158 GARY what about these big reasoning (RS) speculating
big..like this.
40
159 JON I think(indistinct) -
160 GARY I dont know... informing (I) signs of a free
rider effect
starting to
appear
161 JON thats a bit too thick that reasoning (RS) comparing cards
rather small....
162 GARY thats not it..heheheh reasoning (RS)
163 JON its all the same really reasoning (RS)
164 GARY lets try both organising (OR)
165 JON lets takethis is there organising (OR), organising
(OR)
166 GARY no, I dont want to disagrees (Jd) social conflict
Conclusion
study of classroom interaction. Our focus here has been particularly upon
interactions between learners as they engage with the material of learning. A number
of key methodological points have been aired here, and the analysis system we have
devised has been presented as one way (among many possible such ways) of
inevitably very complex processes. It should be stressed, however, that, although the
past 30 years has seen substantial growth in approaches to and study of classroom
situations.
Key Terms
41
Classroom interaction: all the ways in which participants in classrooms interact
with one another, including oral interaction, non-verbal interaction and shared
activity.
predetermined categories but derive their analyses from the data itself.
Q1: What are the weaknesses of category analysis systems for exploring classroom
interaction?
A1: Systems which approach real life situations such as classrooms with
predetermined categories run into the problem of what do they do when what is
observed does not quite fit these categories. The danger is that important aspects of
classroom interaction are either ignored because they do not fit the categories, or
interaction?
A2: Analysis which is grounded in the data is, almost by definition, atheoretical in its
phenomena means that researchers are at risk of producing little more than series of
42
unconnected observations. Interpretation, in any research activity, relies upon a
theoretical framework.
Q3: Why can classroom interaction not be studied simply by analysing the talk that
A3: The problem is that talk does not in itself convey the entire range of meanings
which interaction participants bring to and take from their interactions. These
Classroom interaction research needs to have some way of taking account of such
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