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Abstract
We developed chitosan based surfactant polymers that could be used to modify the surface of existing biomaterials in order to improve their
blood compatibility. These polymers consist of a chitosan backbone, PEG side chains to repel non-specific protein adsorption, and hexanal
side chains to facilitate adsorption and proper orientation onto a hydrophobic substrate via hydrophobic interactions. Since chitosan is a
polycationic polymer, and it is thrombogenic, the surface charge was altered to determine the role of this charge in the hemocompatibility of
chitosan. Charge had a notable effect on platelet adhesion. The platelet adhesion was greatest on the positively charged surface, and decreased
by almost 50% with the neutralization of this charge. A chitosan surface containing the negatively charged SO3 exhibited the fewest number
of adherent platelets of all surfaces tested. Coagulation activation was not altered by the neutralization of the positive charge, but a marked
increase of 56 min in the plasma recalcification time (PRT) was displayed with the addition of the negatively charged species. Polyethylene
(PE) surfaces were modified with the chitosan surfactant resulting in a significant improvement in blood compatibility, which correlated to the
increasing PEG content within the polymer. Adsorption of the chitosan surfactants onto PE resulted in approximately an 8596% decrease
in the number of adherent platelets. The surfactant polymers also reduced surface induced coagulation activation, which was indicated by
the PEG density dependant increase in PRTs. These results indicate that surface modification with our chitosan based surfactant polymers
successfully improves blood compatibility. Moreover, the inclusion of either negatively charged SO3 groups or a high density of large
water-soluble PEG side chains produces a surface that may be suitable for cardiovascular applications.
2004 Elsevier B.V. All rights reserved.
0927-7765/$ see front matter 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.colsurfb.2004.07.001
148 S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155
hemocompatibility of chitosan have been made by coupling 5000). To do so, chitosan was first dissolved in 1% HCl.
large, water-soluble groups such as PEG to chitosan thereby Then, NaNO2 was added and the mixture was stirred at room
providing a steric barrier to undesirable protein adsorption temperature for 180 min and the pH adjusted to 7 with NaOH.
with some success [1,2,15]. Next, NaBH4 was added and the solution was stirred for 1 h at
In order to improve the blood compatibility of chitosan, room temperature. Chitosan was then precipitated in acetone
we have developed a series of novel surfactant polymers that and filtered.
can easily modify the surface of existing hydrophobic bio- A series of chitosan based surfactant polymers with vary-
materials. These surfactants consist of a chitosan backbone ing ratios of poly(ethylene glycol) (PEG):hexanal (Hex) were
with hexanal side chains to facilitate adsorption and proper synthesized to modify the surface of existing hydrophobic
orientation on a hydrophobic substrate via hydrophobic in- biomaterials and improve blood compatibility. The molar
teractions, and PEG side chains to provide a steric barrier feed ratio of PEG to Hex was varied to produce surfaces
preventing the adsorption of circulating plasma proteins onto containing 0:1, 1:1, 1:4, and 1:8 PEG:Hex ratios. Depoly-
the material surface. In addition, we have altered the surface merized chitosan was first dissolved in 1% acetic acid. PEG
charge of chitosan in order to establish the role of this charge monomethyl ether was oxidized using acetic anhydride and
on platelet and coagulation activation. In vitro platelet adhe- DMSO to create an aldehyde terminated PEG (PEG-CHO).
sion and the time required for clot formation on the material The desired feed ratio of PEG-CHO in methanol and hex-
surfaces were investigated by incubation of the materials with anal was then added to the chitosan solution. A NaCNBH3
platelet rich and -poor plasma. methanol solution was added, and the pH of the solution
was adjusted with NaOH to 56. The reaction was stirred at
room temperature for 24 h and then precipitated in 3:1 diethyl
2. Materials and methods ether:acetone. After washing with acetone, the surfactant was
filtered and weighed. In the case of the FFS containing surfac-
2.1. Reagents and chemicals tant, chitosan surfactant containing no PEG (chitosan-Hex)
was dissolved in 2% acetic acid. FFS in methanol was added
Chitosan with a degree of deacetylation of 95% and a followed by a NaCNBH3 methanol solution, and the mixture
molecular weight of 45,000 was obtained from Seafresh was stirred for 24 h at room temperature. It was then precip-
Lab (Bangkok, Thailand). Diethyl ether, methanol, and itated in acetone, washed with methanol and filtered.
acetone were provided by LabScan (Bangkok, Thailand). The structures of the chitosan based surfactants were char-
Poly(ethylene glycol) monomethyl ether, 5-formyl-2-furan- acterized by FT-IR (Perkin-Elmer) and 1 H NMR (Brunker
sulfonic acid (FFS), hexanal, sodium cyanoborohydride, Avance). Surfactants for NMR analysis were placed in 0.5 ml
ammonium hydroxide, hydrochloric acid, and sodium of 20% d-acetic acid in D2 O. In the case of the PEG contain-
borohydride were purchased from Fluka BioChemical ing chitosan surfactants, 120 l of 20% DCl was included
(Singapore, Singapore). Sodium nitrite was obtained from in the solvent. The final molar feed ratios were determined
SigmaAldrich (Singapore, Singapore) and sodium hydrox- by integration of proton peaks of the NMR spectra [16].
ide from BDH chemical (Bangkok, Thailand). All aqueous Polyethylene (PE) films used as control surfaces and for sur-
solutions were prepared with deionized water. factant deposition were fabricated by extrusion of PE pellets.
Smoothness of the PE film was confirmed by scanning elec-
2.2. Chitosan lm preparation tron microscopy (JSM 5410; JEOL SEM, Japan). The sur-
factant (1 mg/ml, aqueous solution) was adsorbed onto PE at
Chitosan films were prepared by first dissolving chitosan room temperature for 24 h. Samples were removed from the
in 1% acetic acid creating a 2% w/v chitosan solution. An solution and allowed to air dry. Successful adsorption of the
amount of 65 ml of the solution was poured into a 60 mm surfactants onto PE was determined by water contact angles.
diameter polystyrene Petri dish and dried at 50 C until a
film was formed. The film was removed from the Petri dish 2.4. Platelet adhesion
and punched to obtain 15 mm diameter circles. Prior to ex-
periments, chitosan was rinsed multiple times with PBS to Whole blood was drawn from aspirin free donors into
remove any residual acetic acid from the film. In order to 10 ml syringes containing 1 ml of 3.8% sodium citrate
neutralize the positive charge on the surface of the chitosan, (Sigma). The whole blood was centrifuged at 1000 rpm
films were soaked with a solution of methanol:ammonium hy- for 15 min to obtain platelet rich plasma (PRP). Chitosan,
droxide (70:30) for 10 min, rinsed three times with methanol, chitosan rinsed with NH4 OH, chitosan surfactants (no PEG,
and allowed to air dry. 1:1, 1:4, 1:8, and FFS) deposited on PE, and a PE control
surface were incubated with 500 l of PRP in 24 well plates
2.3. Chitosan surfactant polymer synthesis for 1 h at room temperature. At the end of 1 h, the PRP
was aspirated from the wells, and surfaces were rinsed with
Prior to surfactant polymer synthesis, chitosan was de- phosphate buffered saline (PBS) to remove any non-adherent
polymerized to obtain a lower molecular weight chitosan (Mn platelets. They were then fixed for 1 h in 1% paraformalde-
S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155 149
hyde (PFA). Surfaces were washed three times (5 min each) Table 1
with PBS prior to staining. Platelets were stained with a Characterization of chitosan based surfactant polymers including molar feed
ratios and measured ratios
fluorescently labelled antibody to the glycoprotein IIb/IIIa
receptor, CD41a FITC (Dako). Surfaces with adherent PEG:Hex PEG:Hex FFS:Hex
platelets were submerged into a solution containing a 1:100 Feed ratio 1:1 1:4 1:8 0:1
dilution of antibody:staining medium (PBS with 4% fetal Measured ratio 1:2.5 1:6.3 1:11.2 0:1 1:0.67
bovine serum) and incubated in the dark for 1 h. They were Composition (mol %)
then again rinsed three times with PBS, and mounted using GlcNH-PEG 9.9 6.3 4.0 0
GlcNH-Hex 25.1 39.7 44.9 42 39.98
gelmount (Biomeda Corp., Foster City, CA).
Glc-FFS 59.76
Samples were examined by confocal microscopy using a Glc-NH2 65.0 50.0 51.1 58.0 0.26
Zeiss LSM microscope, with a mercury arc lamp light source NMR used to measure ratios.
and a 488 nm filter. Surfaces were scanned from left to right
with at least five images acquired per sample. Platelet ad-
hesion was quantified by direct enumeration. In the case of
activation. Neutralization of the positive charge on chitosan
aggregates, the pixel area of the aggregate was determined
was confirmed by FT-IR analysis. The FT-IR transmission
and then divided by the pixel area of a standard singular
spectra showed the disappearance of a peak at 1410 cm1
platelet in the same field to obtain equivalent platelet num-
present in the positively charged chitosan films. This resulted
bers for the aggregates. All samples were tested in at least
in the unmasking of a CH2 bend present at 1376 cm1 indi-
triplicate.
cating a neutralization of the charge. FT-Raman spectroscopy
(Perkin-Elmer) confirmed the successful incorporation of
2.5. Plasma recalcication time
the negatively charged FFS group into a chitosan surfactant,
thereby creating a negatively charged chitosan surface.
Plasma recalcification time (PRT) is an indicator of in- 1 H NMR was used to obtain a quantitative analysis of
trinsic coagulation cascade activation, and therefore a use-
the final composition of all chitosan based surfactants. For
ful marker of biomaterial induced coagulation activation.
the FFS and chitosan-Hex, there was no overlapping of
For PRT measurements, human whole blood was collected
chitosan (H1H6; 2.54.3), hexanal (H1H13; 0.31.4), or
in 10 ml syringes containing 1 ml of 3.8% sodium citrate.
FFS protons peaks (H1H2; 6.26.5), so simply integrating
Platelet poor plasma (PPP) was obtained by centrifuging
the peaks provided a quantitative molar composition of each
whole blood at 3000 rpm for 15 min. PRT was measured for
component. The addition of PEG, however, created an over-
PPP in contact with chitosan, chitosan rinsed with NH4 OH,
lap between the protons of PEG and the protons of chitosan.
chitosan surfactants, and PE. To measure PRT, 500 l of PPP
Therefore, a solvent containing DCl was used to separate out
was mixed with 250 l of 0.05M CaCl2 and incubated on the
one of the chitosan proton peaks and allow for quantitative
surface of the different materials in a water bath at 37 C.
analysis. The addition of DCl caused a shift in one of the
Samples were occasionally removed from the water bath and
chitosan proton peaks to 4.85.2, thereby allowing integra-
gently stirred. The time until the PPP clouded and fibrin clot
tion of the single peak and determination of the amount of
formation initially began was recorded as the PRT. Experi-
chitosan in the sample. The amount of chitosan was then
ments were run in triplicate.
subtracted out of the PEG/chitosan peak to obtain the amount
of PEG present in the surfactant. The final measured molar
2.6. Statistical analysis
composition of all surfactants is shown in Table 1. Actual
compositions were slightly less than actual feed ratios.
Statistical analysis was performed in Microsoft Excel. A
Typical water contact angles for PE were around 95 .
students t-test was performed to compare the differences in
These decrease considerably after adsorption of the surfac-
platelet adhesion and PRT on the different surfaces. Signifi-
tants onto the PE surface as shown in Table 2.
cance was considered a P-value less than 0.05.
Table 2
3. Results
Advancing water contact angles for polyethylene and chitosan surfactant
polymers
3.1. Characterization of chitosan and chitosan based
Material Contact angle
surfactant polymers
PE 96.1 1.8
Chitosan-Hex 63.0 1.4
Chitosan based surfactants that could modify existing FFS 30.2 1.8
hydrophobic biomaterials such as PE were designed to l:8 (PEG:Hex) 12.0 2.6
improve blood compatibility. In addition, since chitosan l:4 (PEG:Hex) 11.9 1.8
itself is naturally thrombogenic, the charge on chitosan was l:l (PEG:Hex) 13.0 2.4
altered to help determine its role in platelet and coagulation Contact angles were measure by the sessile drop method.
150 S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155
3.2. Platelet adhesion as a function of charge density 3.3. Platelet adhesion and PEG density
To investigate the effect of charge on platelet adhesion Platelet adhesion was examined on chitosan based sur-
to chitosan based polymers, four surfaces were examined: factant polymers adsorbed on PE with differing densities
a positively charged chitosan film (chitosan), a positively of PEG side chains ranging from 1:1 to 1:8 PEG:Hex.
charged chitosan surfactant polymer with no PEG (chitosan- The number of adherent platelets decreased significantly
Hex), a chitosan film with the charge neutralized via rinsing on the PE following surfactant deposition, and decreased
with NH4 OH (chitosan + NH4 OH), and a chitosan surfactant even further with an increasing number of PEG side
polymer with a negative charge (FFS). Of the chitosan chains as shown in Fig. 4. The chitosan surfactant poly-
surfaces, the chitosan film with the positive charge showed a mers (with or without PEG) had significantly fewer ad-
significantly greater number of adherent platelets and platelet herent platelets than the chitosan films. The addition of
aggregates than the other three surfaces as shown in Fig. 1. PEG to the surfactant resulted in a significant decrease in
Interestingly, the neutrally charged chitosan + NH4 OH film platelet adhesion. Of the PEG containing surfactants, the
and the positively charged chitosan-Hex surfactant showed 1:1 PEG:Hex showed significantly lower platelet adhesion
similar numbers of adherent platelets, and the chitosan + than the other two surfaces with only about 715 adher-
NH4 OH had significantly more aggregates present than the ent platelets per mm2 . The 1:8 surface had a significantly
chitosan-Hex (Fig. 2). The FFS surface showed very little greater number of adherent platelets (2150 platelets/mm2 )
platelet adhesion and almost no aggregates. Fig. 3(BD and than either the 1:4 (1400 platelets/mm2 ) or 1:1 sur-
F) shows the images of platelets on the positive, negative, and faces, and slightly but not significantly fewer platelets than
neutrally charged chitosan surfaces. Platelets on the different the surfactant containing no PEG (2690 platelets/mm2 ).
chitosan surfaces show only small aggregates or singular Large aggregates were commonly seen on the PE sur-
platelets. Platelets adherent to chitosan, chitosan-Hex, and face, which decreased significantly following surfactant
chitosan + NH4 OH are mostly spread and active, but only modification (Figs. 3 and 5Figs. 3(A and E) and 5). All
small aggregates are present. The FFS surface shows very three PEG chitosan surfactants had very few aggregates,
few platelets, and those attached display little to no spreading and significantly fewer aggregates than the chitosan-Hex
and activation. surface.
Fig. 1. Platelet adhesion as a function of surface charge on chitosan and chitosan-Hex (+), chitosan + NH4 OH (neutral), and FFS (). The positively charged
chitosan surface shows the greatest number of adherent platelets, while minimal platelet adhesion is seen on the negatively charged surface. The neutrally
charged chitosan film has significantly fewer platelets on the surface than the positively charge chitosan film, but similar numbers to the positively charged
chitosan surfactant.
S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155 151
Fig. 2. Platelet aggregates as a function of surface charge, chitosan and chitosan-Hex (+), chitosan + NH4 OH (neutral), and FFS (). The positively charged
chitosan film shows the greatest number of aggregates, while almost no aggregates are present on the FFS. The neutrally charged chitosan + NH4 OH has
significantly fewer aggregates than the chitosan, but more than the positively charge chitosan-Hex surfactant.
Fig. 3. Images of adherent platelets on (A) PE, (B) chitosan, (C) chitosan-Hex, (D) chitosan + NH4 OH, (E) 1:1 PEG:Hex, and (F) FFS. Many large aggregates
are present on the PE surface, and the surface is covered extensively with platelets. Platelets on the chitosan, chitosan-Hex, and chitosan + NH4 OH surfaces
show some small aggregates, but noticeably less adherent platelets than the PE. Many platelets are spread and active, but some are more rounded. Very few
platelets are seen on the 1:1 PEG:Hex surface, but those that adhere to the surface are mostly spread and active. The FFS surface shows the smallest number of
adherent platelets, and those that are on the surface maintain a fairly inactive morphology. (Original magnification 100.)
chains were incorporated to provide a steric barrier to unde- hydrogen bonding properties, charge density, hydrophoboc-
sirable protein adsorption, thereby improving blood compat- ity/hydrophilicity, among others [10,11]. These properties
ibility. will effect kinetics, composition, and conformation of the
PE was successfully modified by the surfactant polymers adsorbed protein layer thereby effecting cellular activation
as indicated by the drop in water contact angles. The and adhesion on biomaterials. In the case of charge, stud-
surfactants altered the surface wettability of PE from ies have shown that addition of negatively charged species
hydrophobic to hydrophilic. Chitosan itself is hydrophilic, such as SO3 tend to be much less platelet activating result-
and the incorporation of the large PEG molecules into the ing in very few adherent platelets [1,1719]. Many biolog-
chitosan surfactants resulted in a surface that was even more ical molecules such as glycosaminoglycans, phospholipids,
hydrophilic. The actual molar composition of the chitosan plasma proteins, and extracellular matrix proteins can carry
surfactants was a bit different than the values predicted from a negative charge. Therefore, electrostatic repulsion may be
the feed ratios. This difference is most likely due to the size of one mechanism by which the negatively charged biomate-
the PEG molecule, preventing close packing of the molecules rial surfaces maintain their hemocompatibility. In this study,
onto the chitosan backbone. The PEG surfactants had a the SO3 containing FFS chitosan surfactant displayed the
significant number of unreacted amine groups ranging from fewest number of adherent platelets, the least amount of
about 5065%, with the highest percentage present in the platelet aggregation, and the longest PRT of any of the sur-
1:1 PEG:Hex. The size of the PEG limits the number of PEG faces examined. Alternatively to repulsion of plasma pro-
molecules that can be incorporated into the backbone, and the teins, it has been suggested that fibrinogen binds with high
amount of PEG in the 1:1 PEG:Hex is approaching this limit. affinity to sulfonated polymers in a conformation such the
In order to maintain consistency, the chitosan-Hex surfactant platelet binding sight is not accessible [1,1820]. In addi-
was synthesized so that it would contain a similar number of tion, it has been observed that fibrinogen adsorbed on sul-
hexanal side chains as the PEG containing surfactants and fonated polymers cannot be displaced by other plasma pro-
thus possessed about 58% unreacted amine groups in the teins [1,18,19]. The tight binding of fibrinogen to the surface
backbone. would both prevent platelets from adhering to the surface and
Platelet activation and adhesion to polymers is a complex prevent other plasma proteins from interacting with the sur-
process that is dependant on a variety of properties includ- faces thereby inhibiting activation of the intrinsic coagulation
ing surface chain mobility, surface chemical composition, cascade.
S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155 153
Fig. 4. Platelet adhesion as a function of amount of PEG present in surfactant polymer as compared to an uncoated PE film. The surfactant polymers show
significantly less platelet adhesion then the uncoated PE. In addition, the surfactant with the greatest amount of PEG present (1:1) had significantly fewer
platelets on the surface than any of the other surfactants. Decreasing the amount of PEG in the polymer resulted in an increase in platelet adhesion, and while 1:4
PEG:Hex showed significantly less platelets than 1:8 PEG:Hex or the chitosan surfactant with no PEG, there was no significant difference in platelet adhesion
on the 1:8 PEG:Hex and the chitosan-Hex.
Conversely, chitosan exhibits a cationic nature, which al- effect the adsorbed protein layer. In the case of the positively
lows for electrostatic interactions with the aforementioned charged chitosan surfactant, there is approximately a 42% re-
negatively charged biological molecule. A number of stud- duction in the number of positively charge amine groups due
ies have indicated that chitosan promotes surface induced to the attachment of the hexanal side chains to the polymer
thrombosis, which can be attributed in part to these electro- via these groups. This reduction in positive charge resulted
static interactions [1,2,8]. While neutralization of the positive in platelet adhesion and aggregation results closer to those
charge on chitosan resulted in a decrease in the number of seen for the neutral chitosan film. This suggests that a high
adherent platelets and number of aggregates present, it did positive charge density in chitosan is necessary to cause an
not have a significant effect on coagulation activation. Dur- increase in platelet adhesion and aggregation. Therefore, due
ing platelet activation, the plasma membrane of the platelet to the lower density of positive charge in our chitosan surfac-
undergoes an inversion such that an abundance of negatively tant polymers, they are more ideal for use in blood contacting
charged phosphatidyl serine is present on the outer mem- applications.
brane. Thus an electrostatic attraction between chitosan and Modification of PE with the chitosan surfactant polymers
activated platelets is possible that would not occur on the had a dramatic effect of both platelet adhesion and PRT
neutrally charged surface [10,11]. The lack of difference be- times. PE had the shortest PRT time and the greatest number
tween the positively charged surface and the neutrally charge of adherent platelets and platelet aggregates. Adsorption of
surface in terms of PRT time indicates that the positive charge the chitosan onto the PE surface resulted in a drastic decrease
most likely does not exert as strong of an influence on coagu- in platelet numbers, a decrease in the number of aggregates,
lation activation as it does on platelet adhesion. In addition to and an increase in PRT time. Addition of PEG side chains to
charge, both the hydrophilic nature of chitosan and its hydro- the surfactant resulted in a PEG density dependant drop in
gen bonding ability due to the presence of OH and NH2 can platelet numbers and increase in PRT time. There was a de-
154 S. Sagnella, K. Mai-Ngam / Colloids and Surfaces B: Biointerfaces 42 (2005) 147155
Fig. 5. Platelet aggregates as a function of amount of PEG present in surfactant polymer as compared to an uncoated PE film. The surfactant polymers showed
significantly fewer platelet aggregates than the PE. Addition of PEG to the surfactant polymers resulted in a significant decrease in the number of aggregates
than the surfactant polymer with no PEG. However, no difference was seen in aggregate number among the three PEG surfactants.
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