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Neuroscience and Biobehavioral Reviews 35 (2010) 1722

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Neuroscience and Biobehavioral Reviews


journal homepage: www.elsevier.com/locate/neubiorev

Review

Prenatal stress and the programming of the HPA axis


Vivette Glover a,*, T.G. OConnor b, Kieran ODonnell a
a
Institute of Reproductive and Developmental Biology, Imperial College London, Hammersmith Campus, Du Cane Road, London W12 0NN, United Kingdom
b
Department of Psychiatry, University of Rochester Medical Center, 300 Crittenden Blvd, Rochester, NY 14642, USA

A R T I C L E I N F O A B S T R A C T

Keywords: There are several independent prospective studies showing that a wide variety of forms of prenatal stress
Prenatal stress can have long-term effects on the behavioural and cognitive outcome for the child. Animal studies have
Programming shown that prenatal stress, as well as affecting behaviour, can also reprogram the function of the HPA
HPA axis
axis in the offspring. However, the effects on the HPA axis are very variable depending on the nature of
Cortisol
the stress, its timing in gestation, the genetic strain of the animal, the sex and age of the offspring and
whether basal or stimulated HPA axis responses are studied. There are also several recent studies
showing long-term effects of prenatal stress on basal cortisol levels, or cortisol responses to stress, in
humans. The designs of these studies differ considerably, many are small, and the effects on outcome are
also varied. There is little evidence, so far, that altered function of the HPA axis in the child mediates the
behavioural or cognitive alterations observed to be associated with prenatal stress.
2009 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
2. Prenatal stress and programming the HPA axis-animal studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3. Prenatal stress: human studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
4. Prenatal stress and the function of the HPA axis-humans. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

1. Introduction has been suggested that these fetal adaptations may have been of
evolutionary value, in order to confer characteristics in the
Fetal programming describes the process whereby the devel- offspring that were adaptive in the context of the stressful
opment of a fetus is altered because of changes in its immediate environments in which they were developing and presumably
environment. The effects can vary at different sensitive periods and would subsequently live in (Viltart and Vanbesien-Mailliot, 2007).
can shape the structure and function of the brain and peripheral However, for humans in the modern world, there may often be a
organ systems, with long-term or permanent effects on subse- mismatch between characteristics of the early environment during
quent child and adult physiology, behaviour and health. Many development and subsequent environment during later stages of
studies in animals have shown that prenatal stress can have such life. This, in turn, may result in maladaptive properties in the
programming effects on both neurodevelopment and the function context of a different environment, with direct implications for
of the hypothalamic-pituitary-adrenal (HPA) axis. In humans also increasing vulnerability for pathophysiological health outcomes
there is an increasing number of prospective studies showing that (Gluckman et al., 2005).
various forms of prenatal stress are associated with a range of later
behavioural and cognitive alterations in the child, and some 2. Prenatal stress and programming the HPA axis-animal
limited evidence for associations with alterations in the HPA axis. It studies

It has been known for over ve decades from animal studies


* Corresponding author. Tel.: +44 207 594 2136; fax: +44 207 594 2138. that maternal stress during pregnancy can have a range of long-
E-mail address: v.glover@imperial.ac.uk (V. Glover). term effect on the offspring (Weinstock, 2001). These include

0149-7634/$ see front matter 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.neubiorev.2009.11.008
18 V. Glover et al. / Neuroscience and Biobehavioral Reviews 35 (2010) 1722

learning decits, more anxious behaviour, reduced attention, promoter region of the glucocorticoid receptor in the hippocam-
altered immune function, as well as altered cardiovascular pus, which underlie this (Weaver et al., 2004).
responses to stress (Igosheva et al., 2007) and glucose intolerance Although many of the same mechanisms may well occur in
(Lesage et al., 2004). These effects are clearly different in male and humans we need to be aware that there are obviously many
female offspring (Darnaudery and Maccari, 2008). With animals it physiological and other differences between humans and animal
is possible to cross-foster the prenatally stressed pups to control models. For example, rodents are born at a much less developed
mothers after birth, or nursery rear in the case of monkeys stage than humans. There are differences in the nature and
(Schneider et al., 2002), and thus establish that the origin of these regulation of maternalplacentalfetal neuroendocrine processes
effects are prenatal rather than postnatal. underlying development and birth across mammals, even between
In the animal work much research has shown how prenatal non-human primates and humans (Smith and Nicholson, 2007).
stress can alter the function of the HPA axis in the offspring. These Nevertheless, and despite the caveats about the animal ndings
effects have been found in a range of species. Variation in the cited above, animal experiments have provided strong evidence
responsiveness of the HPA axis plays an adaptive role, and it is that prenatal stress can have long lasting and varied effects on the
plausible that the prenatal reprogramming has evolutionary offspring, including the function of the HPA axis.
signicance and is part of the predictive adaptive response (Love
and Williams, 2008). Weinstock (2005, 2008) has reviewed this 3. Prenatal stress: human studies
comprehensively for the rodent. She discusses the variability in
results and the many parameters that may affect this: the nature An immediate link between prenatal maternal mood and fetal
and the timing of the stress exposure during pregnancy, the age of behaviour is well established from 27 to 28 weeks of pregnancy
testing of the offspring, the genetic strain of rat or mouse used, the onwards (Van Den Bergh et al., 2005). The mechanisms underlying
sex of the offspring, the time of day of testing the offspring HPA this link are not known.
axis, and whether basal or stress-induced corticosterone levels In the last 10 years several independent prospective studies
were measured. Despite the variability many of the studies have have examined the longer lasting effects of prenatal stress, anxiety
found that prenatal stress did cause both an increase in basal levels or depression on the behavioural, emotional and cognitive
and an increase in corticosterone response in the offspring. outcomes during childhood. Even though these studies used a
However, several others showed a decrease in the corticosterone wide range of different methods, both for measuring prenatal
stress response, and others still showed no change. She concludes stress or anxiety, and for assessing the child, they all support a link
that to have an effect the prenatal stress needs to be of sufcient between prenatal mood and changes in outcome that suggest
intensity, be administered daily in the last week of gestation, and changes in neurodevelopment (Van Den Bergh et al., 2005).
that female offspring are more sensitive than males. Different rat Different studies have examined the child at different ages, from
strains appear to respond in different ways. There has been little newborn to adolescence. The newborn studies show effects that
study of whether the changes in the function of the HPA axis must be independent of postnatal experience; those with
underlie the behavioural changes induced by prenatal stress, adolescents show the persistence of impairment (Van Den Bergh
although both have been shown to occur in the same model (Abe et et al., 2005). In several studies these ndings have been shown to
al., 2007). be independent of potential confounding factors such as smoking
Animal studies have also identied brain structures altered by or poverty, and also maternal postnatal depression and anxiety.
prenatal stress. For example, Coe et al. (2003), studying non- This adds support to the effect being due to the prenatal
human primates, have shown that exposure to unpredictable environment, rather than genetic transmissionalthough no
noise, either early or late in pregnancy, resulted in reduced volume evidence directly testing the genetic mediation hypothesis has
of the hippocampus in the offspring. This is a part of the brain that yet been presented. The studies are mainly from European and
is important both for memory and the control of the HPA axis. In North America; none are from developing countries or countries at
rodents prenatal stress has been shown to reduce the number of war, where one might predict that the effects would be even more
both glucocorticoid and mineralocorticoid receptors in the marked.
hippocampus (Henry et al., 1994). This could explain why the A wide range of different outcomes have been found to be
corticosterone response to a new stressor is both increased and affected by prenatal stress. The most consistent adverse outcome is
prolonged: there is less feedback inhibition via corticosterone in symptoms of attention decit hyperactivity disorder (ADHD)
acting on its receptors. (Rodriguez and Bohlin, 2005; Van Den Bergh and Marcoen, 2004)
Another nding in the animal research is that programming but an increase in anxiety is also often observed (Van Den Bergh
effects can last until the grandchild generation. In one experiment and Marcoen, 2004). Other studies have shown an effect of
in which the pregnant female was treated with dexamethasone, prenatal stress or anxiety on the cognitive development of the
reduced birthweight and glucose intolerance were transmitted to child, as assessed by scores on the Bayley Mental developmental
the second generation by both the rst generation female and male Index (MDI) (Huizink et al., 2003) or language development
offspring (Drake et al., 2005). This suggests the possibility that (Laplante et al., 2004).
epigenetic changes can affect both oocyte and sperm. A recent study has shown that prenatal maternal stress, due to
Rodent experiments have shown that the effects of prenatal exposure to a Canadian Ice storm, during the fetal period of
stress may be moderated and even reversed by positive postnatal ngerprint development, in the second trimester, resulted in
rearing (Maccari et al., 1995). This indicates that although there greater dermatoglyphic asymmetry in their children, especially in
can be persisting effects of prenatal stress, it is not inevitable, and the face of greater maternal distress (King et al., 2009). This
that the period of sensitivity or programming extends beyond the asymmetric pattern is also found in subjects with schizophrenia.
prenatal period. Meaney and his group have shown how variation The nding is of particular interest as the ngerprint pattern
in the nature of maternal care can have long lasting effects on both develops at the same time as the hippocampus, and may be a
the behaviour and function of the HPA axis of the offspring. physical marker for altered development of this region, which is
Offspring of mothers showing more maternal care are both less important in both cognition, and feedback control of the function
anxious and have a less pronounced corticosterone response to a of the HPA axis (Cottrell and Seckl, 2009).
new stressor (Liu et al., 1997). This group is also uncovering some A recent MRI study has shown that high pregnancy-specic
of the epigenetic changes in the brain, altered methylation in the anxiety in mid-gestation, but not later, is associated with
V. Glover et al. / Neuroscience and Biobehavioral Reviews 35 (2010) 1722 19

decreased gray matter in children in specic brain areas, including and ACTH response to a stressor. The age at which the offspring
the prefrontal cortex, which are also involved in both cognition and was assessed varied from 1 week to young adults.
stress hormone regulation (Buss et al., in press). It has also been All the studies found that there were associations between
shown that women whose mothers had been exposed to a severe prenatal stress and some aspect of HPA axis function in the child.
life event during pregnancy had longer reaction times in a working However, perhaps unsurprisingly, the nature of this association
memory test, after cortisol administration (Entringer et al., 2009a). varied and we do not yet have any solid replications. As in the case
This may also reect an impairment in prefrontal cortical of the studies of cognitive and behavioural outcomes, the studies
functioning. These three studies provide indirect evidence that on the effects on the HPA axis are not specic to one type of stress
prenatal stress can affect brain development in a way that may also or anxiety. Further confounding the HPA axis ndings is that
affect regulation of the HPA axis. different forms of anxiety generalized anxiety, panic, specic
More needs to be understood about the periods of gestation phobia, and posttraumatic stress may involve quite different, or
which are most sensitive for all the effects described here. Different even opposite, physiological processes. Whereas anxiety in general
studies have found different periods of vulnerability. In the study is associated with raised cortisol, PTSD is associated with reduced
of OConnor et al. (2002) anxiety was measured at 18 and 32 weeks cortisol (Tsigos and Chrousos, 2002). It is notable that whereas
gestation, and the associations with behavioural/emotional prenatal maternal anxiety and depression have in general been
problems in the child were stronger with the latter time point found to be associated with raised cortisol in the child (Table 1), the
(OConnor et al., 2002). However, in the study showing that a life infants of mothers exposed to the trauma of 9/11, who themselves
event, the death of a relative, was associated with an increased risk developed symptoms of PTSD, had lower cortisol levels (Yehuda et
of schizophrenia, the risk was conned to the rst trimester al., 2005). The fact that the effect was particularly apparent in the
(Khashan et al., 2008). It is likely that the gestational age of children of mothers exposed in the third, rather than earlier
vulnerability is different for different outcomes. Brain systems trimesters, supports the possibility of fetal programming, rather
underlying different aspects of cognition or behaviour mature at than a shared genetic vulnerability.
different stages. We still do not know why some children are OConnor et al. (2005) and Van Den Bergh et al. (2008) both
affected but not others. Possible explanations include specic examined diurnal cortisol levels and found increased basal levels in
genetic vulnerabilities in both mother and child, timing of the the child associated with prenatal anxiety. OConnor et al. (2005)
prenatal exposures, and the nature of the postnatal care. found raised morning and afternoon levels, whereas Van Den
These studies show that the nature of the risk can be quite Bergh et al. (2008) found raised evening levels and a atter curve.
varied, and that many neurodevelopmental effects can be observed Gutteling et al. (2004) studying children of mothers reporting more
with non-clinical levels of anxiety or stress (OConnor et al., 2002). daily hassles and Huizink et al. (2008) studying children born to
There is evidence from one study that the effect on the child mothers exposed to Chernobyl, had raised baseline cortisol levels.
derives more from prenatal anxiety than depression (OConnor et Gutteling et al. (2005) also showed that prenatal fear of bearing a
al., 2002); another study found that the life events most closely handicapped child was associated with raised diurnal cortisol in
linked with both low scores on the Bayley Mental Developmental the 4-year-old child. Entringer et al. (2009b) carried out the most
Index and increased fear reactivity were separation/divorce and comprehensive study to date. They retrospectively identied
cruelty by the partner (Bergman et al., 2007). Nevertheless, as pregnant women who had been exposed to a severe life event such
noted, the nature of the risk phenotype is unclear and most as the death of someone close or had experienced severe
studies have focused on non-diagnostic levels of anxiety and relationship problems, and recruited the young adult offspring
depression or life events. of these mothers for their study (prenatal stress group) and a
In contrast to most of the ndings, two studies report enhanced matched non-exposed comparison group. They examined both the
development following exposure to prenatal stress. In a cohort of diurnal cortisol pattern and the response to the Trier Social Stress
nancially and stable middle to upper class sample of women, Test and to a pharmacological challenge of ACTH124 stimulation in
there was a small but signicant positive association between the young adult offspring. They found no differences in the diurnal
prenatal stress and both the mental and physical development of patterns. However, the exposed group had a lower plasma cortisol
the child (Dipietro et al., 2006). A similar trend was observed by pre-stress test level and, perhaps relatedly, a lower cortisol but
Laplante et al. (2008) on child IQ. The authors suggest that a small higher ACTH stress response. Exposed subjects also showed
to moderate amount of prenatal stress may actually promote an signicantly lower cortisol levels during the ACTH challenge. A
accelerated rate of brain development, although this remains to be recent study by Grant et al. (2009) found that prenatal anxiety was
conrmed. associated with an increased cortisol after the stressor of the still
face procedure in 7-month-old infants. Interestingly they also
4. Prenatal stress and the function of the HPA axis-humans found that this was moderated by the sensitivity of the mother
infant interaction. This was a small study, with quite complex
Our review of the literature revealed 11 studies published in the analyses, and certainly warrants replication.
last 10 years, that have examined in humans the association Our group is currently carrying out the largest study in this area
between prenatal maternal mood or stress and the function of the to date (ODonnell, OConnor and Glover in preparation). We are
HPA axis (see Table 1). They all have different designs and are examining the diurnal cortisol pattern in approximately 1000 15
mostly small in terms of their sample sizes. Most are from Europe, year olds from the ALSPAC cohort for whom we have prospective
one is from Canada, one from Australia, and three from the USA. maternal self-report data on depression and anxiety at both 18 and
The type of prenatal stress studied varies from self-rated anxiety 32 weeks gestation. We will later be able to investigate any
(OConnor et al., 2005; Van Den Bergh et al., 2008), anxiety association with current psychopathology, and also with different
diagnosed by a clinical interview (Grant et al., 2009), daily hassles genetic vulnerabilities such as polymorphisms in the glucocorti-
and fear of bearing a handicapped child (Gutteling et al., 2004, coid receptor gene.
2005), depression (Brennan et al., 2008; Oberlander et al., 2008), to Van Den Bergh et al. (2008) have provided the only evidence
severe life events (Entringer et al., 2009b) or experience of an acute that an altered cortisol diurnal prole associated with prenatal
disaster, Chernobyl (Huizink et al., 2008) or 9/11 (Yehuda et al., anxiety was also associated with an altered behavioural pheno-
2005). The method of measuring outcome also varies from diurnal type, depressive symptoms in adolescent girls. It is unlikely that
saliva cortisol to single basal samples, or saliva or plasma cortisol alterations in the function of the HPA axis underlie all, or even
20
Table 1
Prenatal stress and effects on the HPA axis of the child.

Country Type of stress N Age tested Outcome measure Results Comments Reference

Germany Severe prenatal life events N = 31 prenatal stress Young adults Venous cortisol after Prenatal stress predicted lower cortisol Mainly females Entringer et al. (2009b)
N = 30 controls ACTH124 challenge pre-TSST and lower cortisol but higher studied
and TSST ACTH response to TSST. Cortisol
Diurnal saliva cortisols response to ACTH was lower in PS
subjects. No difference in diurnal levels
Finland Effect of Chernobyl N = 121 twins exposed 14 years Baseline salivas Cortisol raised in those exposed from Stress not Huizink et al. (2008)
N = 157 not exposed second trimester onwards measured directly
The Netherlands Self-rated maternal anxiety N = 58 1415 years Diurnal saliva cortisol Maternal trait anxiety at 1222 weeks Van Den Bergh

V. Glover et al. / Neuroscience and Biobehavioral Reviews 35 (2010) 1722


at 1222, 2332, 3240 associated with attened diurnal prole et al. (2008)
weeks gestation (lower in morning/higher in evening).
This prole was associated with
depressive symptoms in girls
UK Self-rated anxiety 18 and N = 74 10 years Diurnal salivas Basal waking and afternoon cortisol Co-varied alcohol, OConnor et al. (2005)
32 weeks gestation raised in children of mothers in top smoking, etc. and
15% anxiety at 32 weeks postnatal anxiety
The Netherlands Daily hassles, pregnancy N = 24 46 years Saliva cortisol pre- Maternal daily hassles and fear of bearing No cortisol response Gutteling et al. (2004)
related anxiety, perceived and post-inoculation a handicapped child predicted to the inoculation
stress at 16 weeks gestation raised cortisol in the child
The Netherlands Range of prenatal stress N = 29 4 years Diurnal salivas Prenatal fear of bearing a handicapped Maternal prenatal Gutteling et al. (2005)
indices on rst day of school predicted raised diurnal cortisol cortisol also showed
and weekend an association with
child cortisol
USA Exposure to 9/11 N = 38 9 months Saliva cortisol Low infant cortisol in mothers with Yehuda et al. (2005)
awakening and PTSD. Effect greatest with exposure
at bedtime in the third trimester
Australia Anxiety (diagnostic clinical N = 104 7 months Saliva cortisol Prenatal anxiety group showed higher Shows moderating Grant et al. (2009)
interview) pre- and post-still face cortisol at 40 min post-procedure effect of caregiving
procedure
USA Depression and anxiety N = 189 6 months Saliva cortisol at Maternal perinatal depression associated Maternal medication Brennan et al. (2008)
(Lifetime diagnostic baseline and following with raised baseline cortisol; comorbid during pregnancy offset
interview) stress tests anxiety associated with increased reactivity. effects of perinatal
No clear distinction of prenatal as mood on infant cortisol
opposed to postnatal effects
Canada Depression N = 82 (33 depressed 3 months Saliva cortisol Prenatal depressed mood predicted No direct analysis of Oberlander et al. (2008)
and treated with SSRI, pre- and post-infant methylation status of the promoter relationship between
13 depressed untreated, stress test region of GR (NR3C1) in the newborn. prenatal mood and
and 36 non-depressed) This methylation status predicted infant cortisol stress reactivity
cortisol stress response
USA Depression 26 weeks N = 71 1 week Urine cortisol Perinatal depression associated with Diego et al. (2004)
gestational age raised newborn cortisol
V. Glover et al. / Neuroscience and Biobehavioral Reviews 35 (2010) 1722 21

most, of the neurodevelopmental outcomes found to be affected by and offspring, sex of offspring, age at testing and nature of the
prenatal stress, but more studies of this type are needed. It is postnatal care; as well as trying to understand more about the
important to note that studies have often found little correlation underlying mechanisms, such as the epigenetic changes in relevant
between various psychological measures and cortisol levels (e.g., genes.
Teixeira et al., 2005).
Oberlander et al. (2008) have conducted the only prospective Acknowledgement
prenatal study exploring a possible underlying epigenetic mecha-
nism. They showed that prenatal depressed mood predicted the Thanks to Dr Pathik Wadhwa for helpful comments and
methylation status of the promoter region of the glucocorticoid suggestions.
receptor (NR3C1) in lymphocytes in the newborn. This methyla-
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