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A GIS CLASS EXERCISE TO STUDY ENVIRONMENTAL RISK

Meg E. Stewart Department of Geology and Geography, Vassar College, Poughkeepsie, NY 12604,
mestewart@vassar.edu
Jill S. Schneiderman Department of Geology and Geography, Vassar College, Poughkeepsie, NY 12604,
schneiderman@vassar.edu
Stephanie B. Andrews Department of Geography, University of Hawaii at Manoa, Honolulu, HI 96822,
andrewss@hawaii.edu

ABSTRACT

Geographic Information System (GIS) software can be 1996). As a result, the high ratio of toxic sites to low in-
used to determine the spatial distribution of environmen- come and minority communities has led social justice ac-
tal hazards. The ability to look at multiple layers of infor- tivists to define a new kind of environmental advocacy,
mation on one map enables investigators to visually one that demands environmental justice for all (Bullard,
compare areas that contain high numbers of hazardous in- 1994). Our class exercise engages such concerns about en-
dustries with variables such as socio-economic status and vironmental issues and social justice; it uses a Geographic
race. We used GIS in a classroom exercise to examine the Information System (GIS) as a teaching tool to examine
distribution of toxic release sites in Queens, New York. and encourage discussion of environmental risk in
Using 1990 U.S. Census tract data along with Toxic Re- Queens County, New York. Though not a definitive study
lease Inventory (TRI) sites registered by the Environmen- of environmental justice in Queens, the exercise demon-
tal Protection Agency (EPA) for Queens in 2000, we strates how educators can use GIS technology to urge stu-
created a series of maps to examine the relationships be- dents towards consideration of the distribution of
tween the locations of known toxic releases and demo- environmental risk.
graphic factors such as race, education, income levels, and The Environmental Protection Agencys (EPA) Office
linguistic isolation. By using readily available digital data of Environmental Justice defines environmental justice as:
like TRI sites and census tract data this classroom project the fair treatment and meaningful involvement of all
shows students the utility of GIS for analysis of environ- people regardless of race, color, national origin, or income
mental hazards. Our in-class exercise revealed 1) distinct with respect to the development, implementation, and en-
divides between neighborhoods by race; 2) an association forcement of environmental laws, regulations, and poli-
between the locations of TRI sites and Asian and Hispanic cies. Fair treatment means that no group of people,
linguistic isolation; 3) correspondence between the loca- including racial, ethnic, or socioeconomic group should
tions of TRI sites and limited level of education; and 4) bear a disproportionate share of the negative environmen-
overlap between the locations of TRI sites and neighbor- tal consequences resulting from industrial, municipal, and
hoods of low income. Although not a definitive environ- commercial operations or the execution of federal, state,
mental risk study, these findings suggest that local, and tribal programs and policies (U.S. EPA-OECA,
neighborhoods with limited resources to prevent the sit- 2000). Despite the EPAs awareness of what might be
ing of undesirable technologies in their communities or to termed environmental injustice, as well as former Presi-
move out of harms way may be disproportionately sub- dent Clintons Executive Order 12898 which addresses the
jected to environmental risks. Exercises of this sort are EPAs responsibilities and strategies concerning environ-
easily carried out by students with access to GIS. Such mental justice (U.S. EPA-OSWER, 2000), poor and minor-
studies demonstrate to students the societal importance of ity neighborhoods are more likely to receive societys toxic
integrating natural and social sciences. wastes (UCC, 1987; Bullard, 1990; Mohai and Bryant,
1992). Also, waste incinerators, sewage treatment plants,
Key words: environmental risk, GIS, Geographic Informa- petrochemical facilities, and landfills are disproportion-
tion System, Queens, New York, education computer as- ately located in these types of communities (Bullard,
sisted, environmental justice. 1994). This situation has resulted from effective NIMBY
(not-in-my-backyard) campaigns in financially well-off,
PURPOSE politically well-connected, and educated communities
(Mazmanian and Morell, 1990; Kraft and Clary, 1991;
When discussing environmental degradation and pollu- Lavelle and Coyle, 1992).
tion in geology classes, the question arises whether low in- A GIS is a computer-based system of hardware and
come and minority communities are disproportionately software useful for analyzing and interpreting spatially
subjected to environmental risks than are higher income referenced digital datasets; these may be geologic maps,
and primarily white communities. In fact, numerous stud- georeferenced aerial photographs, land-use information,
ies support such a correlation (U.S. GAO, 1983; UCC, 1987; or community demographic data. These data can be im-
Bullard, 1990; Mohai and Bryant, 1992; Pollock and Vittas, ported into a GIS software program as layers and then an-
1995; U.S. GAO, 1995; Mohai, alyzed to answer land-use questions (Star and Estes, 1990).

Stewart et al. - A GIS Class Exercise to Study Environmental Risk 227


GIS may be extremely useful for assessing the distribution borhood. In Queens County there are 59 toxic release
of environmental hazards; it is relatively easy to use and sites. Likewise, there are over 1,600 RCRA sites of which
the maps generated furnish a visual aid for determining approximately 45 percent are gas stations or dry cleaners
possible environmental hazard relationships. For our class (U.S. EPA-Region 2, 2000).
exercise we used low priced or free data that we down- In our exercise GIS visually showed students that en-
loaded from the World Wide Web. vironmental hazards associated with incinerators, land-
Although GIS is used routinely by geologists and fills, or sewage treatment facilities in Queens occur
other earth scientists for mapping the distribution of natu- especially in low-income areas, neighborhoods populated
ral resources and hazards (for example, Hillman,1995; by people with limited education, or those where English
Hilley and Pollard, 1996; Vanderwall et al., 1996; Corwin is not the primary language.
et al., 1997; Lasserre et al., 1997; Freeman and Miller, 1998;
Francek et al., 1999; Lewis, 1999; Livingstone et al., 1999), METHODS OF MAP CONSTRUCTION
GIS has been applied only in a few instances by earth sci-
entists to examine the distribution of environmental risks We obtained demographic data from the 1990 United
in relation to demography (Schneiderman, 1997; Boer et States Census and examined tract-level data. Tracts are
al., 1997; Sadd et al., 1997; Sadd et al., 1999). The technol- sections of counties that generally contain approximately
ogy holds tremendous potential for communities con- two thousand to four thousand people (Peters and
cerned about the distribution of environmental risks and Larkin,1997). We chose tract-level data because: 1) tracts
offers earth scientists the opportunity to apply our knowl- are the standard unit of comparison (for instance, Bowen
edge for purposes beneficial to whole communities. et al., 1995; Pollock and Vittas, 1997; Sui et al., 1995; Cutter
Any major city in the U.S. would be suitable for such a et al., 1996; Pulido et al., 1996; Boer et al., 1997; Sadd et al.,
class GIS project. We chose Queens, one of the five bor- 1999); 2) tract-level data are readily available; and 3) the
oughs of New York City. Initially settled in 1637 by Dutch geographic scale is appropriately large. One could use
colonists, it is densely populated todaynearly two mil- smaller or larger geographic scales, such as country, state,
lion people live within its approximately 112 square miles metropolitan region, or neighborhood areas, for similar
(Seyfried and Peterson, 2000). We focused on Queens for environmental hazard analyses. Also, data of different
our class exercise because it has a long history of industrial resolution can be organized by county, zip code, block
activity, consists of mostly working class communities, groups or individual blocks (McMaster et al.,1999). In fact,
and comprises an ethnically diverse population. It also choice of scale and resolution are major methodological is-
contains within its borders two major airports, La Guardia sues in the environmental risk assessment literature.
and John F. Kennedy. Ideally for environmental risk assessment, researchers
In order to examine the distribution of environmental would use a coarse-resolution analysisthe use of county
hazards in Queens (Figure 1), we used GIS to look for cor- or tract boundariesfor small-scale studies. For larger
relations between the locations of EPA toxic release sites scale studies, block groups or block boundaries would be
and demographic variables, such as race, education and used for fine-resolution analysis (McMaster et al., 1997).
income levels, and primary language spoken in the home. We used GIS software to analyze the data and con-
The EPA defines the Toxic Release Inventory (TRI) data- struct our maps. At least 18 different types of GIS software
base as containing information from companies and gov- can be used in a desktop environment (Somers, 1999) and
ernment facilities that report their air, land, and water the approach we used should apply similarly to other GIS
releases and other waste management activities (U.S. software. Students used 1992 Tiger Line files (tract bound-
EPA-OPPT, 2000). Some previous GIS-based environ- ary and landmark files), 1990 U.S. Census Tract data
mental risk studies have utilized TRI data exclusively (Summary Tape File 3 data for Queens County, New
(Cutter and Solecki, 1996; Pulido et al., 1996; Sadd et al., York), and current EPA TRI site data for Queens County,
1999; Sheppard et al., 1999) while others have also used New York to construct their maps.
the EPAs RCRA (Resource Conservation and Recovery Students constructed their maps in the following
Act) sites (Ahearn and Osleeb, 1993; Cutter et al., 1996; manner. First, Tiger line files, which are in table format,
Boer et al., 1997; Pulido, 2000). RCRA sites, generically are opened in the GIS software. Tiger files are map data
termed hazardous waste sites, are facilities that generate, (in polygons) used by the U.S. Census Bureau in
transport, treat, store, and dispose of hazardous waste; street-level mapping of the United States (Clarke, 2001).
such facilities must provide information about their activi- Figure 1 shows the tract boundary and landmark Tiger
ties to state environmental agencies (U.S. EPA, 2000). An files used for this exercise. Second, census tract data are
early version of our class exercise utilized RCRA sites for extracted from a larger database, which are on CD-ROMs
the purpose of analyzing the distribution of environmen- and available at government data repository libraries.
tal risk (Stewart and Andrews, 1999). Dry cleaners, gas Each separate variable (i.e., race, sex, income level) is
stations, and auto mechanic shops are typically found on saved as a file with a *.dbf (database file) extension. The
RCRA lists. Seemingly innocuous RCRA sites hold a po- census tract files are opened in a spreadsheet program
tential danger for a neighborhood, otherwise there would and a new database is saved that contains all of the desired
not be a need to list them with the EPA. However, we variables. The finalized database is imported into the GIS
chose to map TRI sites for the class exercise because of the and has a column in common with the Tiger line file; the
more immediate threat that a toxic release has on a neigh- common column links the two tables and is used for mak-

228 Journal of Geoscience Education, v.49, n.3, May, 2001, p. 227-234


Figure 1. Location of the class exercise in Queens County, New York, one of the five boroughs or counties of
New York City. The enlarged map shows Queens divided into tracts (a Tiger line file) that were the boundary ar-
eas used for the 1990 U. S. Census. Water bodies adjacent to Queens are shown in the darker shaded areas and
the lighter shaded sections are landmarks such as airports, parks and cemeteries.

Stewart et al. - A GIS Class Exercise to Study Environmental Risk 229


TRI-present tracts TRI-absent tracts
Variables
n = 38 n = 625

Population per tract 2,753 2,962

Non-white (%) 36.7 42.3

Black (%0) 17.2 22.1

Hispanic (%) 22.7 18.8

Isolated, non-English speakers (%) 5.8 4.9

Median household income ($) 31,971 37,030

Below poverty (%) 12.6 10.7

Public assistance (%) 3.3 2.7


th
Less than 12 grade education (%) 57.6 47.2

Table 1. Single demographic variables analyzed as two classes: tracts that contain a TRI site and tracts that do
not contain a TRI site.

ing thematic maps (Figure 2). Third, TRI sites for New all the tracts that did not contain a TRI site to see if a partic-
York are downloaded from the EPAs Region 2 web site ular demographic variable might correlate with increased
(U.S. EPA-Region 2, 2000). Region 2 covers New York, risk of exposure. This methodology follows standard en-
New Jersey, Puerto Rico and the U.S. Virgin Islands. vironmental risk spatial analyses (for example, Cutter et
(Note that one can download data by state or territory. al., 1996; Boer et al., 1997; McMaster et al., 1997) and is
Among other monitoring data available on this web site used to examine the characteristics of the population sur-
are Superfund and RCRA sites. The sites are rounding the locations of environmental hazards. There
georeferenced in longitude and latitude.) The EPA gives a are 673 tracts in Queens, 39 tracts contain at least one TRI
choice of two GIS export formats and the file that is com- site and ten tracts have no residents. One TRI site is within
patible with the GIS software is downloaded. A transla- a tract that has no residents. We eliminated tracts without
tion of these downloaded data into the GIS is necessary residents from our analyses. We analyzed single demo-
but is not difficult if the data projection is known. From graphic variables in two classes: TRI-present tracts and
the TRI database for New York, sites for Queens are ex- TRI-absent tracts. For each variableexcept population
tracted and a new file is created. Fourth, users create the- and incomein both classes we totaled the variable, di-
matic maps (Figure 3) using the Tiger line file and the vided by the population total, and multiplied by 100 to ob-
census data table. The thematic map is a color-coded map tain a percent. To calculate the population variable we
showing shaded gradations that increase with numbers of summed the populations of tracts with TRI sites and di-
people or higher percentages of a variable. Since census vided by 38 and summed the populations of tracts with-
tract data are presented as absolute numbers, data must be out TRI sites and divided by 625. We also determined the
converted to a percent of the population. This is nothing median household income variable in this manner.
more than simple division and multiplication (for exam-
ple, [# people with less than a 12th grade education / total RESULTS
persons] * 100). Finally, once a thematic map is created,
users overlay on it the georeferenced locations of TRI sites. Our computer-generated maps displayed 1) population
Much like analyzing an aerial photograph, we used visual density; 2) racial composition; 3) non-English speakers, in-
interpretation to compare locations of TRI sites with high cluding linguistically-isolated Hispanics and linguisti-
densities of a demographic variable. According to Clarke cally-isolated Asians; 4) household income levels 5)
(2001) the plot and look method should never be persons living below the poverty level; 6) people on public
skipped in GIS analysis, at the risk of using complex meth- assistance; and 7) individuals with less than a 12th grade
ods to prove the geographically obvious (p. 183). Each education. We examined these maps visually to search for
demographic variable was analyzed in this manner. associations between the demographic data and the loca-
To test the results of our visual analyses we did simple tions of toxic release sites.
single variable calculations for each of the variables that Although TRI sites are scattered throughout the bor-
we mapped by choosing all tracts that contained within ough, TRI sites cluster in the upper northwest corner of
their boundaries one or more TRI sites (Table 1). We com- Queens (Figure 3). The clearest visual association of TRI
bined all the tracks with a TRI site and compared these to sites associated with a particular demographic parameter

230 Journal of Geoscience Education, v.49, n. 3, May, 2001, p.227-234


Figure 2. This figure shows two tables in the GIS software browsers. The NY081TRT table on the right side of the
figure is the tract boundary file. The Queens table on the left was imported into the GIS software from a spread-
sheet program and contains demographic data from the 1990 U.S. Census. These two tables have a common col-
umn called TRACT (circled); these are joined in the GIS so that the data from the census get connected to the
proper tract outline (or polygon). Once joined, the user can create thematic maps.

is shown in Figure 3: communities with households earn- loaded from the web in February 2000 (U.S. EPA-Region 2,
ing less than $35,000 (1989 dollars) host a disproportion- 2000). However, 2000 U.S. Census data will be available on-
ately larger number of TRI sites when compared to line beginning June 2001 (U.S. Census Bureau, 2000) and will
communities with higher incomes. Although not pre- provide the opportunity to update these maps.
sented here because of space limitations, our map show- Although our classroom exercise allows us to suggest
ing the locations of TRI sites and communities in which 25 some potential demographic characteristics that lead to in-
to 100 percent of the population has less than a twelfth creased exposure to environmental risk in Queens County,
grade education shows a distinct association. This educa- this project is not a definitive environmental risk study for
tion demographic cuts across all races. Also not given Queens, NY. For more conclusive evidence for environmen-
here, neighborhoods of non-English speaking Hispanic tal risk, we would need to 1) statistically prove or disprove
and Asian people overlap with concentrations of TRI sites. greater risk of exposure to toxic materials for certain popula-
There also appear to be only slight correlations between tions; 2) ground truthvisiteach TRI site; 3) examine dif-
locations of TRI sites and population density. Interest- ferent geographic scales and bordering counties for so-called
ingly because this runs contrary to many previously pub- edge effects; 4) include additional hazardous facilities, such
lished reports, the maps we generated that display the as Superfund sites, RCRA sites, or incidents of diseases such
distribution of people in Queens by non-white race (in- as cancer (using cancer registry data); 5) scrutinize the
cluding black, Hispanic, and Asian) show no correlation amounts, types and local distributions of released toxins; 6)
between race and toxic releases but do demonstrate the use 2000 U.S. Census data; and 7) investigate the historical
segregated nature of the borough. land use in the area. Nonetheless, this is a useful class exer-
Our single variable analyses shown in Table 1 concur cise for examining correlations between environmental risk
with what we see on our maps. Populations more likely and demographic variables and for teaching the power of
than not to live near a TRI site include Hispanics, isolated, GIS.
non-English speakers, persons living below poverty level, The single variable analysis shown in Table 1 provides a
persons on public assistance, and those with less than a way to test what we see on the maps. Limitations with this
12th grade education. The median household income is method include an inability to track the realistic distribution
also significantly lower in tracts that contain a TRI site. of a toxin, whether by wind, spill surface, or underground
The data for our classroom analysis came from two plume. This method also assumes that a risk decreases or
different time periods: the U.S. Census data are from 1990 stops at an arbitrary geographic boundary, such as a tract
and the toxic release sites are current and were down- boundary line. However, for a class exercise this simple cal-

Stewart et al. - A GIS Class Exercise to Study Environmental Risk 231


and materials in their communities, end up harboring
them.
This classroom project follows approaches of previ-
ous GIS environmental risk studies. As in those studies,
we used TRI sites and census tract data to look for associa-
tions between environmental hazards and community
characteristics. Note, however, that comprehensive risk
studies use statistical analysis, field checks of EPA data,
multiple geographic scales, and include study of edge ef-
fects and historical contexts. This study does not attempt
to explain patterns or processes of risk potential. Rather,
it demonstrates the utility of GIS and real data in the class-
room to engage and inform students interested in envi-
ronmental risk.

ACKNOWLEDGEMENTS

Funding for development of this class exercise came from


the Andrew W. Mellon Foundation through Vassar Col-
leges Mellon Teaching With Technology in the Under-
graduate Curriculum initiative (ADD) to Meg Stewart and
from a National Science Foundation grant (DUE9653266)
to Jill Schneiderman. We thank Yu Zhou for her helpful
comments on an earlier draft of this paper. Reviews from
Ryan Jensen, Gary Rosenberg and an anonymous re-
viewer significantly improved the paper.

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U.S. Environmental Protection Agency - Office of About the Authors
Enforcement and Compliance Assurance (U.S.
EPA-OECA), 2000. Meg E. Stewart is the Vassar College GIS Technology Con-
http://es.epa.gov/oeca/main/ej/index.html (July sultant and is an adjunct faculty member at Dutchess
11). Community College, in Poughkeepsie, NY. She has a BS
U.S. Environmental Protection Agency - Office of degree in Geology from California State University, Hay-
Pollution Prevention and Toxics (U.S. EPA-OPPT), ward and an MS in Structural Geology from the Univer-
2000. sity of Nevada, Las Vegas.
http://www.epa.gov/opptintr/cbep/actlocal/tri-n
ord.htm (July 11). Jill S. Schneiderman is an Associate Professor of Geology
U.S. Environmental Protection Agency - Office of Solid at Vassar College and the editor of The Earth Around Us:
Waste and Emergency Response (U.S. Maintaining a Livable Planet (W.H. Freeman, 2000). She
EPA-OSWER), 2000, Index of environmental justice teaches geology, environmental studies, and womens
publications. studies.
http://www.epa.gov/swerosps/ej/ejndx.htm#128
98 (July 11). Stephanie B. Andrews received her BA in Geology from
U.S. Environmental Protection Agency - Region 2 (U.S. Vassar College in 1999. This project was the result of her
EPA-Region 2), 2000, On-line GIS data. senior independent work. She is currently a graduate stu-
dent at the University of Hawaii.

As human expansion and influence have grown to levels that


challenge the stability of the entire terrestrial environment, we
have discovered how the origin and persistence of life owes much
to an unseen balance that is deep and delicate. Ironically, many
aspects of this balance have become known to us only through our
unwitting displacement of them.

John D. Barrow The Artful Universe, Clarendon Press Oxford,


1995

234 Journal of Geoscience Education, v.49, n.3, May, 2001, p. 227-234

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