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Review

Psychodynamic therapy meets evidence-based medicine:


a systematic review using updated criteria
Falk Leichsenring, Patrick Luyten, Mark J Hilsenroth, Allan Abbass, Jacques P Barber, John R Keefe, Frank Leweke, Sven Rabung, Christiane Steinert

Lancet Psychiatry 2015; Psychodynamic therapy (PDT) is an umbrella concept for treatments that operate on an interpretive-supportive
2: 64860 continuum and is frequently used in clinical practice. The use of any form of psychotherapy should be supported by
Department of Psychosomatics sucient evidence. Ecacy research has been neglected in PDT for a long time. In this review, we describe
and Psychotherapy, Justus-
methodological requirements for proofs of ecacy and summarise the evidence for use of PDT to treat mental
Liebig-University Giessen,
Giessen, Germany health disorders. After specifying the requirements for superiority, non-inferiority, and equivalence trials, we did a
(F Leichsenring Dsc, F Leweke MD, systematic search using the following criteria: randomised controlled trial of PDT; use of treatment manuals or
C Steinert MSc); Faculty of manual-like guidelines; use of reliable and valid measures for diagnosis and outcome; adults treated for specic
Psychology and Educational
Sciences, University of Leuven,
mental problems. We identied 64 randomised controlled trials that provide evidence for the ecacy of PDT in
Leuven, Belgium, and Research common mental health disorders. Studies suciently powered to test for equivalence to established treatments did
Department of Clinical, not nd substantial dierences in ecacy. These results were corroborated by several meta-analyses that suggest
Educational and Health PDT is as ecacious as treatments established in ecacy. More randomised controlled trials are needed for some
Psychology, University College
London, Gower Street, London,
mental health disorders such as obsessive-compulsive disorder and post-traumatic stress disorder. Furthermore,
UK (P Luyten PhD); The Derner more adequately powered equivalence trials are needed.
Institute of Advanced
Psychological Studies, Adelphi Introduction of a study, ie, the observed eects can be causally
University, NY, USA
(M J Hilsenroth PhD,
Psychotherapy is eective for the treatment of a broad related to the applied treatments, at the possible expense
J P Barber PhD); Department of range of mental disorders, symptoms, and problems.1 of external validity, ie, generalisability to real-world
Psychiatry, Dalhousie The use of any form of psychotherapy should be sup- conditions in clinical practice. In contrast, eectiveness
University, Centre for Emotions ported by sucient evidence.2 studies investigate the eects of an intervention in
and Health, Halifax, NS, Canada
(A Abbass MD FRCP);
Psychodynamic therapy is an umbrella concept for routine clinical care and therefore have high external
Department of Psychology, treatments that operate on an interpretive-supportive validity, but at the possible expense of internal validity.
University of Pennsylvania, continuum.3 By interpretive interventions insight into Thus, ecacy and eectiveness studies address dierent
Philadelphia, PA, USA wishes, aects, object relations or defence mechanisms research questions. For treatments that have been
(J R Keefe MA); and Department
of Psychology, Alpen-Adria-
is enhanced. Supportive interventions include fostering evaluated in RCTs, studies are needed to investigate their
Universitt Klagenfurt, a therapeutic alliance, setting goals, or strengthening eectiveness in real-life conditions.6
Klagenfurt, Austria, and psychosocial capacities such as reality testing or impulse In an RCT, a treatment might be compared with
Department of Medical
control.3 The use of more supportive or more interpretive dierent control conditions, eg, no treatment, a placebo, a
Psychology, University Medical
Center Hamburg-Eppendorf, (insight-enhancing) interventions is tailored to the treatment as usual, an alternative treatment, or a treatment
Hamburg, Germany patients needs.3 There is a range of manualised psycho- with known ecacy. The strictest test of ecacy is to
(S Rabung MSc) dynamic therapies4 that vary in the extent to which they compare the novel treatment with a treatment of proven
Correspondence to: focus on supportive or expressive elements. ecacy, because this study design controls for both
Dr Falk Leichsenring, In this review, we address the methodological and specic and non-specic (or common) factors.7
Department of Psychosomatics
and Psychotherapy,
statistical requirements to determine ecacy in psycho- A treatment comparison with a waiting list condition (no
Justus-Liebig-University Giessen, therapy. We dierentiate between testing superiority, treatment) controls for the natural course of the disorder
D-35392 Giessen, Germany non-inferiority, and equivalence. We focus specically only, whereas comparison with another psychotherapy, a
falk.leichsenring@psycho.med. on the latter, because testing equivalence has not yet placebo, or a treatment as usual controls for factors
uni-giessen.de
been widely implemented in psychotherapy research. common to all types of psychotherapy (eg, therapeutic
Although studies often claim to have shown equivalence alliance, expectations, motivation, general support and
in outcome they often do not meet the requirements to attention).8 This implies that the dierent study designs
do so. We apply these considerations specically to PDT, and comparison conditions are associated with dierent
which is frequently used in clinical practice,5 to update research questions (ie, is a treatment ecacious when
and expand on the evidence for PDT in specic mental controlling for the natural course, for common factors or
disorders (panel 1).4 However, these considerations apply for common and and specic factors?). Furthermore, a
to any psychotherapeutic or pharmacological treatment. treatment might be expected to be superior, non-inferior,
or equivalent to another treatment or condition. Thus, to
Methodology to determine ecacy: Grades of distinguish between testing for superiority, equivalence,
evidence and non-inferiority is important.
Randomised controlled trials (RCTs) are viewed by most
as the gold standard, but RCT methodology has both Superiority
strengths and weaknesses.2 For example, a randomised For a treatment to be considered superior to another
controlled ecacy study maximises the internal validity treatment, the treatment group must show a statistically

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Review

signicant better outcome than that of the comparison


Equivalence Equivalence Superiority/ Superiority Non-inferiority
condition.7 However, statistical signicance is only a means* proportions non-inferiority proportions proportions||
necessary but not sucient condition for showing means
superiority. In addition, the magnitute of dierence 010/0056 1714 1351 1571 1247 1247
must also be taken into account in the form of between- 020/0112 429 342 394 308 316
group eect sizes (eg, the dierent measures proposed 030/0168 191 148 176 134 136
by Cohen,9 or the number needed to treat [NNT], the area 040/0223 108 80 100 74 74
under the receiver operating characteristic [ROC] curve 050/0276 70 50 64 47 47
[AUC], or success rate dierence [SRD]).9,10 For several 060/0329 49 35 45 32 31
reasons, odds ratios are not recommended as a measure
070/0379 36 28 34 23 24
of eect size.10 The magnitude of dierence is important
080/0428 28 20 26 17 19
because a small dierence in outcome might be
090/0475 22 14 21 13
statistically, but not clinically, signicant.
10/0521 18 12 17 11
To demonstrate superiority, the two-sided test for
dierences is typically used. To detect, for example, a All calculations were performed with nQuery software. If not otherwise specied, was set at 005. TOST=two
medium dierence in means of d=05 between treat- one-sided tests. Data are number of participants per group in relation to Cohens d/success rate dierence (according
to Kraemer and Kupfer).10 *=005(TOST). For testing equivalence or non-inferiority in proportions, we calculated the
ments with a power of 080 by a two-sided test at =005, required sample sizes for p1=p2=05; TOST 90% CI [(1 2 ) 100%]. For other proportions, the sample size per group
64 patients per group are required (table 1).9 needs to be specically calculated. For p1=p2=020, for example, 35 patients per group are needed to show equivalence
if a margin of 0267 is accepted. If the success` rate of the new treatment is expected to exceed the success rate of the
standard treatment, relatively low sample sizes may be needed to demonstrate non-inferiority, eg, 55% vs 60% using a
Equivalence margin of 0112 requires 2 145 patients (975% CI). If 60% success is expected for the standard and 55% for the new
Equivalence trials are used to show that a novel treatment, 2 990 are needed, all other parameters being constant. One two-sided test =005/one one-sided test
treatment is no better and no worse in outcome than =0025 lower 975% CI limit. =005 one two-sided test: p1=05 p2=05 + SRD. ||p1=p2=05 lower 975% CI limit.
an established treatment. If the traditional two-sided Table 1: N per group required to demonstrate equivalence, non-inferiority and superiority with a power
test for dierences is used to test equivalence or non- of 080 (or above) for varying equivalence margins (Cohens d/success rate dierence) for two
inferiority in outcome, the conclusions are often independent groups
incorrect because a two-sided test does not take into
account a margin of equivalence. The margin of
equivalence (E, E) de nes a range of values for Panel 1: What is new?
which the ecacies are close enough to be considered
We review the criteria for evidence-based psychotherapy
equivalent. In practical terms, the margin is the
by dierentiating between superiority, non-inferiority
maximum clinically acceptable dierence that one is
and equivalence trials
willing to accept.11,12 Furthermore, a non-signicant
We update the criteria for comparisons with treatments
result implies only that equality cannot be ruled out,
established in ecacy (equivalence and non-inferiority
which is not the same as proving equality. A more
trials)
appropriate test for equivalence is the two one-sided
We specify the statistical requirements for comparisons
test (TOST) procedure (panel 2).11,12 Outcomes are
with ecacious treatments (ie, equivalence margin, two
equivalent if the CI of the empirically found dierence
one-sided test procedure [TOST], sample size, and power)
is within the equality margin (table 1).11,12 The required
We provide guidelines to review superiority and
sample size and the statistical power directly depend
equivalence trials
on the size of the equivalence margin.11 The traditional
We apply these updated criteria to present evidence of
two-sided test and the equivalence test (TOST) often
psychodynamic therapy
yield inconsistent results.12
We present a systematic review on the evidence for
psychodynamic therapy
Non-inferiority
A non-inferiority (NI) trial tests the hypothesis that the
ecacy of a test treatment is no more than NI lower than intervention and the active comparator should be less
that of a treatment whose ecacy is established. The non- than 50% of the dierence between the active comparator
inferiority hypothesis will be accepted at a signicance and placebo. Furthermore, the dierence in response
level of if the lower limit of (12) 100% CI for the rates between the test intervention and the active control
dierence is above NI.11 To test for non-inferiority, a one- should be no more than 5%.14 However, the guidelines for
sided test at =0025 is recommended.13 Non-inferiority non-inferiority trials do not include data or suggestions
trials are based on the assumption that the test treatment to determine sample size or power analysis.14 Table 1 lists
is superior to the standard treatment on an outcome that the sample size per group that is needed to demonstrate
is unrelated to ecacy such as side-eects or costs. non-inferiority with a power of 080 for a variety of non-
Guidelines for non-inferiority trials were recently inferiority margins. For a dierence of 5% or less, 1579
published.14 With regard to the non-inferiority margin patients per group would be needed (p1=p2=05). Samples
they suggest that the dierence between the test of this size are dicult to achieve in psychotherapy and

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Review

of d=05 as an equivalence margin and a signicance


Panel 2: Methodology of determining ecacy level of =005 for each of the two one-sided tests
Testing equivalence (TOST, table 1).
By contrast with the traditional two-sided test, the
Meta-analyses
hypothesis challenged by the two one-sided test (TOST)
Some individual studies might not full the power
refers to equality, not to a dierence. The null and alternative
criterion described above. By use of meta-analysis to
hypothesis of the traditional two-sided test are reversed11
aggregate a series of studies, a statistical power can be
H1: -EE; achieved that is higher than that of the individual
H0: >E or <-E studies.16 In a meta-analysis, statistical power depends
on the number of studies included, the number of
Because two one-sided tests are performed, the signicance
patients per study, and the degree of heterogeneity
level is (1 2) 100%.11
between studies.16 Hedges and Pigott17 proposed a
convention for small, medium, and large levels of
pharmacotherapy research. For non-inferiority trials, heterogeneity. This convention is to set the between-
more pragmatic solutions or intermediate steps are study variance equal to 033, 067, or 10 times of the
needed. Equivalence and non-inferiority trials rely on the within-study variance. For small, medium, and large
assumptions that the superiority of the active control levels of heterogeneity and with the assumption of
compared with placebo or other treatment has been 25 patients per group, only four, ve, and six studies,
previously established and will be maintained during the respectively, are required to detect a medium eect size
trial and that the trial is suciently similar to previous of d=05 with a power of 080 or above at =005 by
trials that showed the active comparator to be superior to two-sided test using the random eects model (three,
placebo or other treatments.15 In particular, the patient four, and ve studies for a one-sided test). For this
population and the treatment characteristics must be calculation, we used the formulas provided by Hedges
consistent with the previous trials.15 and Pigott17 and Borenstein and colleagues.16 For a small
dierence of d=02, the number of studies required
Guidelines for reviewing equivalence and would be 21, 27, and 32 for a two-sided test and 17, 21,
non-inferiority trials and 25 for a one-sided test, respectively.
Reviews
Recently, recommendations for reviewing equivalence Empirical evidence for PDT
and non-inferiority trials were presented.15 For com- We identied 17 studies that were not included in our
parisons of PDT with treatments of established ecacy, published systematic review4 on PDT in specic mental
we followed these recommendations by (1) a priori disorders.4 We applied our updated criteria to the 64 RCTs
de ning a margin of equivalence, (2) taking sample that were identied in this search. Outcomes refer to
size and statistical power into account and (3) using either the target symptoms of the respective disorders
direct rather than indirect language when concluding (eg, depression in depressive disorders), or the comorbid
equivalence or non-inferiority (wording such as there symptoms (eg, depression in anxiety disorders), or social
was no statistical dierence may be factually correct to and personality functioning as assessed in the respective
describe the result of a study, but a conclusion regarding study. In most RCTs, short-term to medium-term
equivalence should be directly described as not (840 sessions) PDT was studied (table 2). Several studies
inferior to or as eective as).15 Additionally, (4) we also included long-term (1236 months) PDT.
looked for possible biases that may lead to either
underestimation or overestimation of dierences Depressive disorders
between treatments (ie, deviations in patients, In several RCTs, PDT was superior to waiting list control
measures, or treatments from those in the trials which conditions or alternative treatments for the improvement
established ecacy of the active comparator).15 To ful l of depression (table 2).27,30,37 PDT was also superior to
these criteria, we (1) preliminarily adopted the proposal treatment as usual in patients with maternal depression22
by Chambless and Hollon of a moderate dierence and patients with breast cancer.31 Internet guided psycho-
between treatments as an equivalence margin 7 and (2) dynamic self-help was superior to internet-delivered
examined whether the statistical power of the included structured support.24,36 Furthermore, PDT combined with
studies was sucient to demonstrate equivalence, had pharmacotherapy was superior to pharmacotherapy alone
the logic of the TOST procedure been applied. Thus, for or combined with supportive therapy in major depressive
the timebeing we regarded RCTs as suciently disorder.32,33,34 Results from a small pilot study20 showed
powered (080) to show equivalence (in means) of an large eect sizes in favour of PDT compared with
active psychotherapy (eg, PDT) to an established treatment as usual, but the study was not suciently
treatment if the data analysis was based on at least n=70 powered for a superiority trial and the dierences did not
patients in each condition, using a moderate eect size achieve statistical signicance (table 2).

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N (PDT) Comparison group Duration of PDT


Major depressive disorder
Barber et al, 201218 51 Pharmacotherapy: n=55; placebo: n=50 20 sessions; 16 weeks
Barkham et al, 199619 18 CBT: n=18 8 vs 16 sessions
Connolly Gibbons et al, 201220 21 TAU: n=19 12 sessions
Driessen et al, 201321 177 CBT: n=164 16 sessions
Cooper et al, 200322 50 CBT: n=43; counselling: n=48; treatment as usual: n=52 10 sessions
de Jonghe et al, 200423 106 PDT plus pharmacotherapy: n=85 16 sessions
Johansson et al, 201224 46 Structured support: n=46 10 weeks
Salminen et al, 200825 26 Fluoxetine: n=25 16 sessions
Shapiro et al, 199426 58 CBT: n=59 8 vs 16 sessions
Thompson et al, 1987;27 24 BT: n=25; CBT: n=27; waiting list: n=19 1620 sessions
Gallagher-Thompson, 199028
Depressive caregivers
Gallagher-Thompson & Steen, 199429 30 CBT: n=36 1620 sessions
Dysthymic disorder
Maina et al, 200530 10 Supportive therapy: n=10; waiting list: n=10 1530 sessions, Mean=196
Depressive disorders in patients with breast cancer
Beutel et al, 201431 78 Treatment as usual: n=79 Up to 25 sessions
PDT combined with pharmacotherapy in MDD
Burnand et al, 200232 35 Clomipramine: n=39 10 weeks
de Jonghe et al, 200133 72 Pharmacotherapy: n=57 16 sessions
Maina et al, 200734 18 Brief supportive therapy combined with pharmacotherapy: n=17 1530 sessions
Mixed samples of patients with depressive and/or anxiety disorders
Bressi et al, 201035 30 Treatment as usual: n=30 40 sessions, 1 year
Johansson et al, 2013*36 50 Supportive interventions: n=50 10 weeks
Knekt et al, 200837 STPP: 101; SFT: n=97 LTPP: 232 sessions; STPP: 185 sessions;
LTPP: 128 SFT: 98 sessions
Complicated grief
McCallum and Piper, 199038 27 Waiting list: n=27 12 sessions
Piper et al, 200139 53 Supportive therapy: n=54 12 sessions
Social anxiety disorder
Bgels et al,201440 22 CBT: n=27; waiting list: n=27 36 sessions
Knijnik et al, 200441 15 Credible placebo control group: n=15 12 sessions
Leichsenring et al, 2013,42 201443 207 Cognitive therapy: n=209; waiting list: n=79 30 sessions
PDT combined with pharmacotherapy in social anxiety disorder
Knijnik et al, 200844, 200945 29 Pharmacotherapy: n=29 12 sessions
Generalised anxiety disorder
Leichsenring, Salzer et al, 200946 28 CBT: n=29 30 sessions
Andersson et al, 201247 27 ICBT: n=27; waiting list: n=27 8 weeks
Panic disorder
Milrod et al, 200748 26 Applied relaxation: n=23 24 sessions
Beutel et al, 201349 36 CBT: n=18 24 sessions
PDT combined with pharmacotherapy in panic disorder
Wiborg & Dahl, 199650 20 Pharmacotherapy alone: n=20 15 sessions
PDT combined with pharmacotherapy in obsessive-compulsive disorder
Maina et al, 201051 27 Pharmacotherapy: n=30 1016 sessions
Post-traumatic stress disorder
Brom et al, 198952 29 Desensitisation: n=31; hypnotherapy: n=29; waiting list: 23 188 sessions
Somatoform disorders
Creed et al, 200353 59 Paroxetine: n=43; treatment as usual: n=86 8 sessions
Faramarzi et al, 201354 24 Medical treatment: n=25 16 sessions
Guthrie et al, 199155 50 Supportive listening: n=46 8 sessions
(Table 2 continues on next page)

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N (PDT) Comparison group Duration of PDT


(Continued from previous page)
Hamilton et al, 200056 37 Supportive therapy: n=36 7 sessions
Guthrie et al, 199357 50 Supportive listening: n=46 8 sessions
Monsen & Monsen, 200058 20 Treatment as usual or no therapy: n=20 33 sessions
Sattel et al, 201259 107 Enhanced medical care: n=104 12 sessions
Bulimia nervosa
Fairburn et al, 198660 11 CBT: n=11 19
Bachar et al, 199961 17 Cognitive therapy: n=17; nutritional counselling: n=10 46 sessions
Garner et al, 199362 25 CBT: n=25 19 sessions
Poulsen et al, 201463 34 CBT: n=36 20 sessions
Binge eating disorder
Tasca et al, 200664 48 Group CBT: n=47; waiting list: n=40 16 sessions
Anorexia nervosa
Dare et al, 200165 21 Cognitive-analytic therapy: n=22; family therapy: n=22; M=249 sessions
routine treatment: n=19
Zipfel et al, 201366 80 Enhanced CBT: n=80; optimised TAU: n=82 PDT: 399 sessions; E-CBT: 448 sessions;
O-TAU: 508 sessions
Opiate addiction
Woody et al, 1983,67 199068 31 DC: n=35; CBT+DC: n=34 12 sessions
Woody et al, 199569 57 DC n=27 26 sessions
Cocaine dependence
Crits-Christoph et al, 1999,70 200171 124 CBT + group DC: n=97; individual DC: n=92; Individual Up to 36 individual and 24 group
DC + group DC: n=96 sessions, 4 months
Borderline personality disorder
Bateman & Fonagy, 1999,72 200173 19 Treatment as usual: n=19 18 months
Bateman & Fonagy, 200974 71 Structured clinical management: n=63 18 months
Clarkin et al, 2007;75 Levy et al, 200676 30 Dialectical behavioural therapy: n=30; supportive 12 months
psychodynamic therapy: n=30
Doering et al, 201077 43 Treatment by experienced community therapists: n=29 1 year
Giesen-Bloo et al, 200678 42 CBT: n=44 3 years with sessions twice a week
Gregory et al, 200879 15 Treatment as usual: n=15 249 sessions (mean)
Cluster C personality disorders
Muran et al, 200580 22 Brief relational therapy: n=33; CBT: n=29 30 sessions
Svartberg et al, 200481 25 CBT: n=25 40 sessions
Avoidant personality disorder
Emmelkamp et al, 200682 23 CBT: n=21; waiting list: n=18 20 sessions
Heterogeneous personality disorders
Abbass et al, 200883 14 Minimal contact, n=13 277 sessions (mean)
Hellerstein et al, 199884 25 Brief supportive psychotherapy, n=24 40 sessions
Vinnars et al, 200585 80 Community delivered psychodynamic therapy, n=76 40 sessions
Winston et al, 199486 25 Brief adaptive psychotherapy, n=30; waiting list, n=26 40 weeks, M=403 sessions
High utilisers of psychiatric services
Guthrie et al, 199987 55 Treatment as usual: n=55 8 sessions
Marital distress
Snyder & Wills, 1989;88 Snyder et al, 199189 30 Behavioural marital therapy: n=29; waiting list: n=20 up to 25 sessions

BT=behaviour therapy. DC=drug counselling. ICBT=internet cognitive-behavioural therapy. LTPP=long-term psychodynamic therapy. PDT=psychodynamic therapy.
TAU=treatment as usual. STPP=short-term psychodynamic therapy. SFT= Solution-focused therapy. The outcome was evaluated separately for depressive and anxiety
disorders; only results of STPP were included in this Review as for LTTP no manuals were used. *The outcome was evaluated separately for depressive and anxiety disorders.
The outcome was evaluated separately for depressive and anxiety disorders; only results of STPP were included in this Review as for LTTP no manual was used.

Table 2: Randomised controlled studies of manual-guided PDT in specic mental disorders

With regard to comparisons of established treatments inferiority.21,23 No signicant dierences in outcome were
such as CBT or pharmacotherapy, two studies were found in these RCTs. However, the rst study applied
suciently powered to test for equivalence or non- the traditional two-sided test rather than the TOST

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procedure.23 The other RCT tested for non-inferiority.21 Rating Scale), but the study was not suciently powered
In this RCT, non-inferiority of PDT compared with CBT for an equivalence trial.46 In secondary measures (eg, worry
was not shown for remission rates but was shown for and depression), CBT achieved statistically signicant
continuous measures of depression post treatment.21 better outcomes.46,93 Treatment eects were stable
However, the dierence in remission rates (21% for PDT 12 months after the end of therapy.93 In another RCT,
vs 24% for CBT) was minimal from a clinical perspective. internet-guided psychodynamic self-help proved to be
Results from several RCTs showed no dierences in superior to a waiting list control condition in generalised
outcome between PDT and treatments with known anxiety disorder.47 No dierences compared with internet-
ecacy, but the studies were not suciently powered to guided CBT were reported, but this study was not
demonstrate equivalence if the criterion of at least suciently powered to demonstrate equivalence (table 2).
70 patients per group is applied.18,19,25,26,29 Because meta- For a mixed sample including various categories of
analyses of relatively few studies achieve a higher anxiety disorders, short-term PDT was superior to long-
statistical power than individual studies, it is of note that term PDT (and as ecacious as solution-focused
results from several meta-analyses showed individual therapy) with regard to recovery at the 7-month follow-
PDT to be ecacious in depressive disorders with no up.37 In a mixed sample of patients with either depressive
dierences to other established treatments.9092 disorder or anxiety disorders, or both, PDT was superior
to treatment as usual (pharmacotherapy).35
Complicated grief Combination of PDT plus pharmacotherapy was shown
The ecacy of PDT in complicated grief was demon- to be superior to pharmacotherapy alone in the treatment
strated in two RCTs.38,39 In these studies, PDT was of social anxiety disorder44,45 and panic disorder.50 For
superior to a waiting list condition or a supportive panic disorder, rates of remission and relapse prevention
treatment. in PDT combined with pharmacotherapy was superior to
pharmacotherapy alone.50
Anxiety disorders In a recent meta-analysis, PDT was superior to inactive
Results from several RCTs have provided evidence for the control conditions in anxiety disorders.94 No dierences
ecacy of PDT in the treatment of anxiety disorders were found between PDT and other bona-de treat-
(table 2). For panic disorder, PDT was superior to applied ments.94 For this meta-analysis, the authors reported that
relaxation.48 In an RCT of PDT versus CBT in panic large and medium eect sizes between PDT and
disorder, no signicant dierences in remission rates alternative active treatments at termination would be
were found, but the study was not suciently powered to detected with a power of about 100 regardless of the
show equivalence.49 For social anxiety disorder, PDT was degree of heterogeneity.94
superior to a credible placebo or as ecacious as CBT.40,41
Results from a recent RCT showed PDT to be superior to Post-traumatic stress disorder
a waiting list control condition and to be as ecacious as Results from an RCT showed no signicant dierences
CBT in all outcomes (social anxiety, general psycho- in outcome between PDT, hypnotherapy, and CBT.52
pathology, and defence mechanisms).40 Success rates However, this study was not suciently powered to show
were above 50% and were found to be stable at the equivalence (table 2). PDT was superior to a waiting list
3-month and 12-month follow-up. For comparison with control condition in two of three measures and achieved
CBT, the authors reported the study to be suciently the largest within-group eect sizes at follow-up.
powered to detect medium dierences.40 In a large
multicentre RCT, both PDT and CBT were superior to a Somatoform disorders or somatic symptom disorder
waiting list control condition.42 No dierences between There is a substantial body of evidence for the ecacy of
PDT and CBT were found with regard to response rates PDT in somatoform disorders, now referred to as somatic
and reduction of depression.42 CBT showed statistically symptom disorder in DSM-5 (table 2). Evidence from
signicant better outcomes on remission rates, self- RCTs is available for irritable bowel syndrome,53,55,57
reported social anxiety and interpersonal problems, yet functional dyspepsia,54,56 and somatoform pain disorder.58,59
these dierences were small and below the threshold In each of these RCTs, PDT was superior to treatment as
dened a priori as clinically meaningful.42 Furthermore, usual or supportive therapy. Furthermore, results from a
there were no dierences in long-term eects on any meta-analysis showed PDT to be ecacious in patients
outcome measure 6, 12, and 24 months after the end of with somatic disorders.95
therapy.43 Although originally designed as a superiority
study to detect small dierences in outcome, this study Eating disorders
was suciently powered to test for equivalence if the Results from a bulimia nervosa study61 showed that PDT
power criterion proposed above is applied. was superior to CBT and nutritional counselling. Results
For generalised anxiety disorder, results from one study from two other studies60,62 showed no dierence in
showed no signicant dierences between PDT and CBT primary outcome measure (bulimic episodes and
in the primary outcome measure (Hamilton Anxiety vomiting) between PDT, and CBT but these studies were

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not suciently powered to demonstrate equivalence with regard to improvements in reective functioning and
(table 2). Dierences in favour of CBT were found in attachment.76 Only TFP and SPT were associated with
secondary measures.60,62 In another RCT,63 CBT was improvements in anger and impulsivity, and only TFP
superior to PDT, but the study was controversial because was associated with change in irritability and verbal and
PDT was manualised but not symptom-focused.96,97 direct assault.75 TFP produced signicant improvements
Results from two studies provided evidence for PDT in in ten of 12 outcome measures, DBT in ve of 12 measures
anorexia nervosa.65,66 One RCT compared manual-guided and SPT in six of 12 measures.75 The ecacy of TFP was
PDT, enhanced CBT, and optimised treatment as usual corroborated by another RCT showing that TFP was
in the treatment of anorexia nervosa.66 At the end of superior to a treatment by experienced community
treatment, signicant improvements were noted in all therapists.77 Gregory and colleagues79 reported PDT
treatments, with no dierences in the primary outcome (deconstructive therapy) to be superior to a treatment as
measure (body-mass index, BMI). At 12-month follow- usual condition in borderline patients with co-occurring
up, however, PDT was signicantly superior to optimised alcohol use disorder. Another RCT compared PDT (ie,
treatment as usual on rates of recovery, whereas transference-focused psychotherapy, TFP) with schema-
enhanced CBT was not signicantly superior.66 Recovery focused therapy (SFT).78 The authors reported statistically
rates were 35% for PDT, 19% for enhanced CBT and 13% and clinically signicant improvements for both
for optimised treatment as usual. This study was treatments. However, SFT was reported to be superior to
suciently powered to show equivalence (table 2). In a TFP in several outcome measures. Furthermore, a
binge-eating-disorder study, PDT was superior to a signicantly higher dropout was reported in TFP.
waiting list control condition and as ecacious as CBT.64 Concerns on the methodology used in this study, in
Two eating-disorder studies were not suciently particular regarding treatment integrity of TFP have been
powered to demonstrate equivalence to active treatments published.102,103 The two studies that compare PDT to
(table 2).64,65 For the comparison with routine treatment65 another active treatment were not suciently powered to
and waiting list,64 these studies were suciently powered show equivalence, but both studies reported superiority of
to show superiority. PDT or SFT at least in some measures.76,78

Personality disorders Heterogeneous samples of patients with personality


Results from two meta-analyses98,99 showed PDT to be disorders
ecacious in the treatment of personality disorders. In two RCTs,83,86 PDT was superior to waiting list control
condition or minimal contact conditions in samples
Cluster C personality disorders with heterogeneous personality disorders. Results from
Evidence for PDT in cluster C personality disorders was another RCT84 showed no dierences in outcome between
reported by two RCTs80,81 with no dierences in outcome PDT and brief supportive therapy. However, two of these
compared with CBT. These studies were not suciently studies84,86 were not suciently powered to detect possible
powered to demonstrate equivalence (table 2). Results dierences between PDT and the active comparators.
from another RCT showed CBT to be more eective In a suciently powered study, manual-guided PDT
than waiting list control and PDT in the treatment of was as eective as community-delivered PDT.85
avoidant personality disorder.82 The study has attracted
controversy because of possible biases,100,101 for example, Substance-related disorders
whether a disorder-specic manual-guided bona-de For opiate dependence, results from two RCTs67,69 provided
version of PDT was used.100,101 evidence for the ecacy of PDT in several outcomes (eg,
days worked, drug use, illegal income, depression, and
Cluster B personality disorders general psychiatric symptoms). In the earlier study by
Results from several RCTs show that borderline Woody and colleagues,67 both PDT and CBT were superior
personality disorder can be successfully treated with to drug counselling (standard treatment). No dierences
PDT.72,7479 Bateman and Fonagy72 showed that PDT were found between PDT and CBT, but the studies were
(mentalisation-based therapy, MBT) was superior to a day not suciently powered to test for equivalence. In the
treatment. In a second RCT, Bateman and Fonagy74 later study by Woody and colleagues,69 PDT was superior
showed that MBT was superior to a manual-guided to drug counselling. Thus, PDT proved to be ecacious
structured clinical management. MBT was superior with in opiate addiction. By contrast, both PDT and CBT were
regard to self-reported and clinically signicant problems, reported to be inferior to individual drug counselling for
such as suicide attempts and hospital admission. Clarkin cocaine dependence.70,71
and colleagues75 compared two types of PDT (transference
focused therapy [TFP] and supportive psychodynamic Obsessive-compulsive disorder
therapy [SPT]) to dialectical behaviour therapy (DBT). No In the only published RCT51 of PDT in obsessive-
dierences were found between the three treatments in compulsive disorder, PDT combined with pharmacotherapy
several outcome measures, but TFP was superior to DBT was not superior to pharmacotherapy alone.

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Review

High users of psychiatric services PDT in the form of observable manifestations of


PDT was superior to a treatment as usual condition in improvement can be studied. With regard to the problem
high users of psychiatric services.87 The sample primarily of treatment manualisation, the available RCTs using
included patients with depressive and anxiety disorders. treatment manuals show that the complex interpersonal
process of psychodynamic therapy can be manualised
Relationship distress: marital therapy (table 2)treatment manuals should not be mistaken as
No signicant dierences were found between PDT and cookbooks. Present manuals allow for a wide range of
a behavioural couple therapy with regard to individual exibility in therapist behaviour.111,112 Even long-term
and relationship functioning.88 Both treatments were PDT can be manual-guided as shown by the RCTs by
superior in this regard to a waiting list control group. Bateman and Fonagy,74 Clarkin and colleagues,75 and
Eects were maintained at 6-month follow-up. At 4-year Vinnars and colleagues.85 Furthermore, the methodo-
follow-up, signicantly more couples in the behavioural logical quality of PDT studies was shown to be
condition than in PDT had divorced (38% vs 3%).89 The comparable to that of CBT studies,113,114 which suggests
study was suciently powered to show superiority, but that RCT methodology could be as adequately applied to
not equivalence. PDT as to CBT.
In recent years, ecacy research for PDT has increased,
Long-term psychodynamic psychotherapy in complex and evidence for its ecacy is beginning to accumulate.99,115
mental disorders Results from our systematic review suggest that there is
In several meta-analyses, long-term psychodynamic substantial evidence for the ecacy of PDT in depressive,
psychotherapy (LTPP), which was dened as involving at anxiety, somatoform, eating, substance-related, and
least 50 sessions or last for at least 1 year, was superior to personality disorders. This level of evidence is consistent
shorter or less intensive forms of treatment in patients with a recent Cochrane Report that found PDT to be
with complex mental disorders, dened as chronic ecacious in common mental disorders.115 Eects of PDT
mental disorders, personality disorders, or multiple were found to be stable or increased in follow-up
comorbid disorders.104 106 Superiority was shown for assessments.95,104,115
improvements in target problems, general psychiatric Although there is a growing body of evidence for the use
symptoms, personality and social functioning. Results of PDT to treat mental health disorders, there are also
from these studies are consistent with data on dose- some limitations. Application of the updated inclusion
eect relations, which suggest that for many patients criteria proposed in this review results in only six of the
with chronic mental disorders or personality disorders, 64 studies of PDT being suciently powered to show
short-term psychotherapy is not sucient.107 For these equivalence to an established treatment.21,23,37,43,66,70 However,
patients, long-term treatments seem to be more eective. studies that compare CBT to an established treatment are
The statistical analysis and comparison conditions used not more highly powered: only two of 26 studies that
in this meta-analysis have been reviewed and critiqued.108 compared psychotherapy with pharmacotherapy included
Concerns have been addressed in several pub- at least 70 patients per group.116 In the psychotherapy
lications.105,106,109 Meta-analysis results were cor roborated research eld, RCTs that explicitly test equivalence as
if, for example, only active comparison conditions dened in this Review are still extremely rare. Of the
were included, studies previously not included were 64 RCTs in this Review, none were conceptualised as
considered and between-group eect sizes were equivalence trials. The only equivalence study we found in
analysed.105,106 Thus, in complex mental disorders, LTPP the general literature addressed the cost-eectiveness of
proved to be superior to shorter or less intensive CBT for health anxiety.117 In medical research however,
treatments. Analogously, we expect other forms of long- there has been an increase in the number and quality of
term psychotherapy to be superior to shorter forms of equivalence and non-inferiority studies.15
these treatments in complex mental disorders. DBT or PDT was inferior to an ecacious treatment in only
SFT for borderline personality disorders, for example, one of the six studies suciently powered according to
are also long-term treatments.75,78 the criteria we applied here.70 In this study,70 both PDT
and CBT were inferior to individual drug counselling in
Discussion the treatment of cocaine dependence. No substantial
PDT is frequently used in clinical practice.5 Ecacy dierences in ecacy between PDT and CBT were
research, however, has been neglected in PDT for a found in those studies suciently powered to test
long time. There remain concerns among some psycho- equivalence.21,42,43,66,70 Furthermore, clinical meaningfulness
dynamic therapists and researchers about applying the of small dierences is questionable.118 The between-group
methodology of RCTs to PDT.110 Some psychodynamic eect sizes for comparisons of PDT between bona-de
therapists and researchers remain uncertain about the therapies were generally found to be small, both in
clinical use of RCTs for PDT.110 For example, the study of large-scale individual studies21,42,43,66,70 and in meta-
unconscious conicts or processes poses a unique analyses.8,9092,94,118,119 Results of these meta-analyses led to
challenge to research on PDT. However, the outcome of greater condence in the assumption that there are no

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Review

psychodynamic interventions. Furthermore, there is


Search strategy and selection criteria evidence to suggest that changes in psychodynamically
Studies included in this Review met the following criteria: relevant mediators such as core con icts and insight
randomised control trials (RCTs) of psychodynamic therapy are signicantly related to outcome.126
(PDT) as dened in the introduction section; use of reliable Dierent PDT approaches were used in the 64 RCTs
and valid measures for diagnosis and outcome such as the included in this review. However, from an empirical
structured clinical interview for DSM (SCID) or Hamilton perspective, how dierent the approaches are is not
Depression Rating Scale or Hamilton Anxiety Rating Scale; clear. Approaches for the treatment of anxiety disorders
an adult sample treated for specic problems; use of and depressive disorders were shown to be consistent
treatment manuals or manual-like guidelines (ie, clear with each other with a large overlap.111,112 Thus, the
descriptions of a treatment that include the theoretical development of unied or transdiagnostic protocols for
background, a set of technical recommendations for this the psychodynamic treatment of common mental
specic psychodynamic treatment such as indications, disorders is possible and could be an important target
interventions or timing, and detailed case examples). We for future research and practice.
searched PubMed and PsycINFO for studies of PDT in adults In this review, we used rigorous criteria to assess PDT
published between Jan 1, 1970, and March 14, 2015. The evidence. The need for such rigorous criteria is
following search terms were used: (psychodynamic or demonstrated by a recent awed meta-analysis that
dynamic or psychoanalytic*) and (therapy or psychotherapy claimed to test the so-called dodo bird hypothesis of no
or treatment) and (study or studies or trial*) and (outcome* dierences in ecacy between bona-de treatments.127
or result or results or eect* or change*) and (psychiat* or Results from this meta-analysis showed PDT to be
mental* or psychol*) and (RCT* or control* or compar*). inferior to CBT.127 However, the comparison of PDT to
Manual searches of previous reviews and meta-analyses, CBT was based on a selected sample of studies because
textbooks, and reference lists of the included studies were only three studies of PDT were included. Of these studies,
also done. After completing literature searches, all hits none could be considered as representative of bona-de
(n=3139) were saved in EndNote. After removal of PDT. In the rst study, no treatment manual was used
duplicates (n=314), two authors (CS, FaL) independently and therapists were not trained for the study.128 In the
screened the titles and abstracts of the resulting 2825 second study, only two plus one sessions were oered to
articles using the selection criteria. Disagreements were individuals with subsyndromal depression.129 Results
solved by consensus. All potentially relevant articles were from the third study showed dierences in treatment
then retrieved for full-text review, which resulted in the integrity between PDT and CBT that questioned the
inclusion of 64 RCTs (table 2). internal and construct validity of the study.78,102,103
Furthermore, several RCTs that compared bona-de130
PDT with CBT were omitted by Marcus and colleagues.127
dierences between bona-de treatments because meta- These include several studies of depressive dis-
analyses have greater statistical power than individual orders,19,21,22,26,27,29 anxiety disorders,42,4649 post-traumatic
studies. If future research conrms that there are no stress disorder,52 eating disorders,61,64,66 substance abuse
substantial dierences in outcome between the dierent disorders,67,70,71 and personality disorders.75,80,81 In total,
forms of bona-de psychotherapy in common mental 22 RCTs that compare PDT and CBT were not included in
disorders, the next question is which patients benet this meta-analysis127that is, almost eight times as many
more from which kind of therapy. relevant studies were missed than were included. New
Treatment integrity of the PDTs investigated in this relevant studies have also been published in 2014.40,43,63 In
review is important. Treatment integrity is de ned as summary, the results reported by Marcus and colleagues127
the extent to which a treatment is carried out as are not consistent with several recent reviews and meta-
intended, and is a crucial factor in psychotherapy analyses.94,113,118,119 Marcus and colleagues reported a
research.120 Treatment integrity is often inadequately between-group eect size of 016 for the primary outcome
addressed, and this has been shown for all forms of when comparing CBT to other treatments. The between-
psychotherapy including CBT as for CBT more studies group eect size of 016 is a minimal dierence according
are available than for other approaches. Further, the to established conventions,9 the clinical signicance of
relation between adherence to a treatment model and which is not clear. This small dierence is essentially
the competent delivery of interventions or outcome is consistent with the dodo bird hypothesis. Another recent
heterogeneous.119,121 At present it is not really clear which network meta-analysis,131 whereby dierent treatments
interventions of a treatment package such as MBT or are compared by statistical inference, reported that PDT
DBT are associated with improvements. In several was superior to no-treatment only, but was not dierent
studies, however, signicant relations between from both pill and psychological placebo and was inferior
psychodynamic interventions and outcome were to CBT. Results from this meta-analysis also shows several
demonstrated.122125 These studies provide another type severe limitations, such as a small number of PDT
of evidence for PDT, ie, that outcome is related to studies, which have been discussed elsewhere.132

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Review

Several open questions remain that require further 15 Treadwell JR, Uhl S, Tipton K, et al. Assessing equivalence and
research on PDT: new RCTs are needed, particularly for noninferiority. J Clin Epidemiol 2012; 65: 114449.
16 Borenstein M, Hedges LV, Higgins JPT, Rothstein HR.
disorders such as obsessive-compulsive disorder and Introduction to meta-analysis. Chichester, UK: Wiley; 2011.
post-traumatic stress disorder for which only one 17 Hedges LV, Pigott TD. The power of statistical tests in
relatively old RCT exists.52 More adequately powered meta-analysis. Psychol Methods 2001; 6: 20317.
equivalence trials are needed. Future studies on PDT 18 Barber JP, Barrett MS, Gallop R, Rynn MA, Rickels K. Short-term
dynamic psychotherapy versus pharmacotherapy for major
should measure not only symptoms or DSM criteria, but depressive disorder: a randomized, placebo-controlled trial.
also measures that are more specic to PDT. Future J Clin Psychiatry 2012; 73: 6673.
studies should also examine whether there are specic 19 Barkham M, Rees A, Shapiro DA, et al. Outcomes of time-limited
psychotherapy in applied settings: replicating the Second Sheeld
gains achieved only by PDT. Added value of PDT was Psychotherapy Project. J Consult Clin Psychol 1996; 64: 107985.
demonstrated, for example, by Levy and colleagues76 who 20 Gibbons MB, Thompson SM, Scott K, et al. Supportive-expressive
compared improvements in reective functioning and dynamic psychotherapy in the community mental health system:
a pilot eectiveness trial for the treatment of depression.
attachment between PDT and DBT. To further improve Psychotherapy (Chic) 2012; 49: 30316.
PDT, future research should address the mechanisms of 21 Driessen E, Van HL, Don FJ, et al. The ecacy of cognitive-
change. The question of what works for whom should behavioral therapy and psychodynamic therapy in the outpatient
treatment of major depression: a randomized clinical trial.
also be examined. Am J Psychiatry 2013; 170: 104150.
Contributors 22 Cooper PJ, Murray L, Wilson A, Romaniuk H. Controlled trial
FaL and CS conceptualised and designed the Review, did literature of the short- and long-term eect of psychological treatment of
searches, assessed eligibility of the studies for inclusion, extracted the post-partum depression. I. Impact on maternal mood.
data, and double checked extracted information. FaL drafted the report, to Br J Psychiatry 2003; 182: 41219.
which all authors contributed signicantly. All authors critically revised 23 de Jonghe F, Hendricksen M, van Aalst G, et al. Psychotherapy
the Review for important intellectual content. All authors had access to alone and combined with pharmacotherapy in the treatment of
all data and the nal manuscript has been approved by all authors. depression. Br J Psychiatry 2004; 185: 3745.
24 Johansson R, Ekbladh S, Hebert A, et al. Psychodynamic guided
Declaration of interests self-help for adult depression through the internet: a randomised
We declare no competing interests. controlled trial. PLoS One 2012; 7: e38021.
Acknowledgments 25 Salminen JK, Karlsson H, Hietala J, et al. Short-term
psychodynamic psychotherapy and uoxetine in major depressive
We thank Emmanuel Lesare (L-Biostat, KU Leuven, Belgium) for
disorder: a randomized comparative study.
helpful comments on statistical analysis.
Psychother Psychosom 2008; 77: 35157.
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