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IBADAN
JUNE, 2010.
CERTIFICATION
This is to certify that this Long Essay titled: SOCIAL CONTRACT THEORY: A HOBBES
IAN APPROACH, is submitted to the Department of Philosophy, Dominican Institute
of Philosophy and Theology Ibadan, in fulfillment for the requirements for the A
ward of Bachelor of Arts Degree in Philosophy from the University of Ibadan, is
an original and insightful research work, carried out by AUGUSTINE EKENE UCHENU
and was supervised and approved by Rev. Fr. (Dr.) Faneye, Benedict, OP.
MODERATOR:
Date……………………. Sign…………………….
Rev. Fr. Faneye, Benedict, O. P.
Head of Philosophy Department,
Dominican Institute of Philosophy
And Theology, Ibadan, Nigeria.
DEDICATION
This Research work is dedicated to my Heavenly Mediator, Jesus and to the Queen
of my life, Mother Thrice Admirable, the Queen and Victress of Schoenstatt. To m
y Earthly parents, Mr. Clement Uchenu and Mrs. Ify Uchenu and to all who keep mu
tual agreement in the world, especially in Nigeria.
OUTLINE
Page Title……………………………………………………………………..i
Certification……………………………………………………….………….ii
Dedication…………………………………………………………………...iii
Outline……………………………………………………….……………....iv
Acknowledgements………………………………………………………….vi
INTRODUCTION………………………………………………………….viii
BIBLIOGRAPHY………………………………………….......59
ACKNOWLEDGEMENTS
I wish to acknowledge and appreciate gently the efforts of all those who in one
way or the other have helped me to accomplish this rigorous research work.
I want to begin by thanking the Almighty God and Blessed Virgin Mary for continu
ous divine assistance throughout the period of writing this essay. The next per
son I wish to appreciate, is my amiable Moderator, Rev. Fr. Faneye, Benedict who
heartily accepted to moderate this work and took the pains, to guide me in the
course of this research work, despite his very tight schedule and nature of his
job. I will not forget to mention the wonderful and extraordinary contributions
of Rev. Fr. Benjamin Kwagba to the success of this essay. Fr., if I have another
opportunity I would love to come for the ‘second missionary journey’, I thank y
ou for your kind gestures.
It is my joy to express my sincere gratitude to Fr. Alfred Kistler, ISCH, the Su
perior of Schoenstatt Fathers’ Community in Nigeria, who voluntarily guided me f
or my complete B. A Programme. I am also proud of all the Schoenstatt students w
ho supported me in one way or the other, especially those who supplied me with n
ecessary materials, ideas and helpful insights. I would not forget to mention Br
o. Stanley Ifeanyichukwu Obijiaku who helped me to make corrections in this work
before submission. My deepest gratitude goes to my friends and co-operators: E
mmanuel Nwabuo, Cajetan Okeke, Ekweariri Martin, Olowojesiku Kemi, Olowojesiku O
pe, Uzor Chidimma, Princess Obioma, Wunmi Okechukwu Okpara, Agor Paschal, Tony O
nyeuwoma, Ani Pedro, Okonkwo Edochie, Bob Dondon, Henry Dike, Raymond Odo, Ogbon
na Patrick, Okechukwu Jude (Ifite – Ogwari), and to the rest of my philosophy br
others who helped me in no little ways.
With great joy I remember my family, (my Mother, Father, Brothers, Sisters, Uncl
es, Cousins, Nephews, Aunts, and Nieces) Nwaogo Uchenu, Nwaodu Uchenu, Ekweozor
Uchenu, Thomas Uchenu, Xtopher Uchenu, Udebunu Uchenu, Ngozi Uchenu, Victoria Or
iaku Uchenu, Nonso Uchenu, Chioma Uchenu, Ukamaka Uchenu, Nkiru Uchenu, Chidimma
Uchenu, Izu Uchenu, Emeka Uchenu, Ifeoma Uchenu, Ukoamaka Uchenu, Helen Uchenu,
Cynthia Uloma Uchenu, Jude Uchenu, Chinasa Uchenu, whose care and love serve as
inspiration for this project.
Special thanks to my beloved group brothers and friends: Oforka Victory, Nwangum
a Mike, Gbadamosi Ray, Enekwechi Nwike, Pepe Avule, Chilobe Damian (De Bishop) a
nd Ochie Bernard ( Ochie Power). I would not forget to say thanks to my indomita
ble Prof. and friend, Fr. Justin Obuka and to my generous brother and friend D
r. Tony Uchenu for the encouragement and support they offered to me throughout m
y philosophical studies. I owe a lot to all of you.
Finally, I appreciate all the Dominican Institute’s Lecturers that have added to
my knowledge, helped me in articulating and delivering my ideas within these fo
ur years programme. May God bless and reward you abundantly and lead you to impa
ct more positive knowledge to the upcoming students.
INTRODUCTION
Statement of Problem
It is in the nature of man to enjoy peace and he tries as much as possible to ha
ve this peace . But since all men desire this peace, the only way to achieve it
is by respecting each other, in all spheres of life. With this respect for each
other, peace and security are assured. The presence of security and the conseque
nt peace is a sign of a healthy habitable state.
But looking at our society today, security of life is no more and peace has left
its arena. Even where we all should search for peace (Religion) has become a ba
ttle arena . The average Nigerian has known the ravages of either war or violenc
e. The civil war of 1967 – 1970, ethnic clashes, religious conflicts, political
assassinations and menaces of robbery have characterized our nation as a scene o
f ‘political and religious mockery’ . The leaders are corrupt and sometimes tyra
nnical. Even the led are no less corrupt than the leaders. In fact, lawlessness
is the right word to qualify this situation of Nigeria. The rule of law is no lo
nger respected. Man is now afraid of his fellow man. Trust has been betrayed on
many occasions and some are of the opinion that the best way to defend oneself i
n this warfront called Nigeria is to offend each other’s and be ready to defend
oneself at the expense of others. As a result of this, our country has been thic
kly coated with human blood .
In this climate of fear, man has not been able to actualize himself. Th
ere is underdevelopment as foreign investors are scared of the Nigerian situatio
n. “We are culturally dead, economically dry, socially corrupt, religiously fana
tical and politically chaotic” . We, Nigerians are plagued with ignorance as our
institutions are shut for long periods of time in the name of religious crises.
All this leads to fear in the Nigerian society. It is the concern of this essa
y that this problem be solved.
Aim, Scope and Methodology
To this extent, this essay would consider the usefulness of Hobbes’ Social Contr
act Theory to Religious Crises in Nigeria. Since Hobbes proposes that man lived
in a state of fear and lawlessness in the original state of nature and the only
way to deal with man’s problem is to elect a Leviathan with an absolute power, t
o rule with the social contract terms and principles, therefore we could use the
same method to solve the problems of Nigerian state of fear and lawlessness pos
ed by crises.
One of the renowned English Philosophers, Thomas Hobbes (1588 – 1679) is
chosen to be the lead philosopher here because he is well known for his politic
al thought. His vision of the world is very striking because he hypothetically t
raced the origin of human society and political leadership in the States.
Our aim in this essay will not be to change the basic nature of Hobbes’
social contract theory but to attempt an exposition of it. This essay is not onl
y meant for academic purposes but also to the practicality of maintaining peace
by proffering solutions to religious crises which bury peace in our society, bec
ause Nigeria is a multi-religious entity, once there is a religious crisis it mo
tivates other crises. It will be within the exposition of the religious crises f
rom the transition from military rule to civilian rule from 1999 to 2010 in Nige
ria.
This essay is divided into four chapters. Chapter one makes a survey of
the social contract theory. Here we will first explore briefly the life of Thoma
s Hobbes, starting from his early life, studies, works and his last days on eart
h. We will explore the background of Hobbes’ political philosophy, the emergence
of the social contract theory and its meaning. This will extend our discussion
to expound the views of the two contemporaries of Hobbes: John Locke and Roussea
u on the ideas of social contract. In chapter two, we shall be occupied with Hob
bes’ social contract theory; to expose his discourse on the original state of na
ture and how it led to the proper contract theory. For a good examination of the
notion of the social contract theory, we shall look at the Sovereign or Leviath
an and its management of power. The sovereign or Leviathan has an absolute power
according to Hobbes and can punish any citizen that disobeys the contract.
In chapter three, we shall examine the concept of the law of the state.
Our primary task here is to expose what the law should be, achieve for the citiz
ens and how the Leviathan should apply the law to rule individuals in the civil
state. We shall be discussing natural law concisely in the light of Hobbes and i
ts relevance in administering the rule of justice in the state. Natural law is i
mportant to this work because Hobbes tells us that in the state of nature each p
erson has a right (liberty) guided by reason to use all things and this reason m
akes man to do things he deemed fit for the preservation of his life .
According to Hobbes, the absence of jurisdiction is one of the causes of
the predicaments in the state of nature. In our discourse on law, we will exami
ne the rule of justice, expounding the real act of justice and what it means to
act unjustly. Hobbes asserts that the idea of justice was not in the consciousne
ss of people in the state of nature. However, in this new artificial state, ther
e is law, consequently treatment will be surely meted out to those who may contr
adict this law.
Chapter four examines religious violence in Nigeria. The basic aim of th
is chapter is to apply Hobbes’ social contract theory as a means to solving reli
gious conflicts in Nigeria. This chapter also makes a critical evaluation of Hob
bes’ social contract theory.
CHAPTER ONE
A SURVEY OF THE SOCIAL CONTRACT THEORY
1.1 Brief Overview of Hobbes’ Life
Thomas Hobbes, the founding father of the modern political philosophy flourished
between 1588 - 1679, in the west of England. He always regarded himself as bein
g timid because he remarked, “my mother gave birth to twins: Fear and I are twin
s because she was frightened by the approach of the Spanish Armada” . Thomas Hob
bes was educated properly at Malmesbury where he became an extraordinary scholar
in Greek and Latin, and at Oxford where he upheld his deep interest in classica
l literature and became familiar with the ongoing theological controversies of t
he time. Hobbes also did elementary logic and Aristotelian physics.
In 1608, he became a tutor in the Devonshire family and later worked as
a secretary to the son of William Cavendish. This family maintained a close rela
tionship with Hobbes throughout his stay in London. In these circumstances, he c
ame to know some of the ‘prestigious politicians of the time and literary men of
his days’ of whom were Francis Bacon and Ben Johnson. In 1610, Hobbes was in Fr
ance and Italy on a visit, getting a first glimpse of the intellectual life of t
he continent and returning with a decision to become a scholar. The next eightee
n years which he spent mostly at Chatsworth were the germinating period of his f
uture intellectual interests and activities.
At this period, Hobbes had turned to the classics to really gain an unde
rstanding of his life and of philosophy, which he presumed could not be attained
in the schools. He decided to translate Thucydides into English after a period
of reading and reflection. According to Hobart R.E., “like Thucydides, Hobbes be
lieves that history was written for instruction, and he wished to instruct his c
ountrymen on the dangers of democracy” . In 1628, when Hobbes published his tran
slation, Charles I had been on the throne for three years and already a loggerhe
ads with Sir John Eliot and John Pym. Hobbes’ translation was the first attempt
to bring his people to their senses and made them a way of the tragedy that they
courted: that of civil war, from which proceeded slaughter, solitude and the wa
nt of all things.
Hobbes accepted to teach the son of Sir Gervase Clinton, with whom he st
ayed for three years. This period was marked by Hobbes’ discovery of the intelle
ctual world of Mathematics and Geometry, a world so important to the continental
philosophers of his time. Meanwhile, he had been totally ignorant of this world
. The discovery greatly renewed his mind, gave him new zeal and direction to hi
s philosophical reflections. This marked the domination of Hobbes’ mind by phil
osophy.
Hobbes came in contact with Galileo near Florence on his last European t
our (1634 – 1637), and above all, with Mersenne in Paris. A catholic priest, Mar
in Mersenne was the clearing house for both philosophical and scientific corresp
ondence among critical minds of that time. “Through his meditation, Descartes in
vited Hobbes to read a manuscript copy of the Meditations and to submit objectio
ns, which Descartes printed together with his own replies” . Now Hobbes was read
y to render his own system, the outlines of which he set forth in The Elements o
f Law. Although, he composed this work (Human Nature and on the Body Politic) in
1640, it was not published until 1650. He thought it wise to abandon England ou
t of fear, then being governed by the long parliament. He fled to France in 1640
and tarried there for eleven years, as a Mathematics tutor to the future Charle
s II. While in Paris, he began his work on a set of three related works, entitle
d Element of Philosophy, the three parts of which were to deal with ‘body in gen
eral, human nature and the social polity’ (man, the citizen and the commonwealth
). On the course of his stay in Paris, he also penned his work in political phil
osophy, the Leviathan in 1651.
Around 1652, Hobbes’ return to England as James Collins expressed it was
solely
… hastened by the opposition raised among Catholics and Presbyterians abroad to
some violent sections on religion in Leviathan, which was circulated in manuscri
pt form. Early in 1652, Hobbes made his peace with the commonwealth and took up
residence again in England. After the restoration, Charles II bore him no resent
ment and even paid him a pension, referring to Hobbes indulgently as the bear wh
om everyone wants to bait.
The old man, Hobbes published the first two parts of his writings: On Body (1655
) and On Man (1658) of his trilogy. Thereafter, Hobbes spent his intellectual po
wer in numerous polemics. He contended against Bishop Brainhall over human freed
om and did his best to convince the learned world (in opposition to the Mathemat
ician, John Wallis) that he had discovered how to square the circle and duplicat
e the cube.
At eighty-four, he wrote his Autobiography in Latin verse. In 1675, he l
eft London for Chatsworth and Hardwick. In 1679, when he learnt of his incurable
ailment, he exclaimed: “I shall be glad to find a hole to creep out of the worl
d” . Then at the age of Ninety-one, Hobbes died in 1679.
1.2 BACKGROUND OF HOBBES’ POLITICAL PHILOSOPHY
It is generally believed that every child is a product of his own society and ag
e; thus, the socio-cultural activities of every society informs his behaviour an
d thought. In other words, a child’s experiences generally shape his mentality.
Thomas Hobbes is certainly not different, for in his political thoughts, one can
easily capture the period he flourished and see in them the socio-cultural infl
uences that informed the way he saw things in nature. For a clear and systematic
understanding of Hobbes’s political philosophy, we shall objectively refresh ou
r thoughts again on the period of his existence and clearly evaluate without cer
tain erroneous biases especially concerning social contract, which he generally
considered as the basis for the establishment of the civil society.
Thomas Hobbes lived between the 16th and the 17th centuries, when the
whole Europe was under chaotic politics. His political background could be chara
cterized by tumult, insecurity and instability which eventually led to the Briti
sh civil war. The man, Hobbes, the son of a vicar of Westport was born two month
s prematurely in the spring period, marked by the nearing of Spanish Armada to t
he English coast. His mother’s shock at the approaching flight was said to be th
e major cause of Hobbes’ early birth. This could be the stand of those who sugg
est that “fear” is the second nature of Hobbes. This has greatly influenced his
political ambitions and doctrines as his views could be said to have been founde
d on fear.
Hobbes’ experienced a monarchical system of government where the power o
f legislation solely belonged to the sovereign, the monarch. At this period, his
society was under political unrest, for it was the time when the parliament was
becoming unprecedentedly bolder in its challenge and attack on the royal power.
History recorded that Cromwell’s parliamentary forces were victorious meanwhile
the monarchy failed because of the tension between it and the parliament which
resulted to the civil war. This deadly clash in the system of government in Brit
ain during the time of Hobbes influenced his political ideology. No wonder he be
lieved in the absolute power of the monarch, to whom everybody must obey.
Furthermore, as someone who was born into, monarchical system of governm
ent, Hobbes had a deep love for this system of governance. Consequently, Hobbes
praises two important ways of attaining power by the sovereign – voluntarily or
coercively. In this, he acknowledges that sovereign power can be attained by nat
ural force, like a man constrains his children to submit to his own idea or by w
ar, subdue his enemies at will. On the other hand, men could agree to peacefully
submit as an assembly. This will later be called a political commonwealth or co
mmonwealth by institution and the former, that is, a commonwealth by acquisition
.
One may say that monarch is the only form of government that is natural
whereas others are produced by man. Political monarchy is an offshoot of the fam
ily system of livelihood and an official relationship that is so entitled by peo
ple for peace and unity. In order to guard and protect the subjects through the
promulgation and enforcement of laws, and so that the situations that culminate
d to the civil strife could be completely avoided, Hobbes had to propound absolu
tism. This implies that absolutism is the precondition to the kind of societal s
ystem proposed by Hobbes. This of course remains the bedrock of peace and harmon
y in the proposed Hobbesian civil society. The Hobbesian civil society as we sha
ll see later would be ruled or governed by the commonwealth – whose power is unc
hecked and absolute, at least most of the time.
1.3 EMERGENCE OF SOCIAL CONTRACT THEORY
It is taken that Thomas Hobbes developed this theory in the 16th century; howeve
r, there are other philosophers who pointed or referred implicitly to this theor
y before him. These philosophers spoke about the contract as the basis for estab
lishment of the political system. Philosophers like Plato, Aristotle, Hooker and
even Machiavelli hinted on social contract as the foundation for order, law, ju
stice and government. In a nutshell, the contract theory did not start with Thom
as Hobbes, though he developed it and popularized it through his writings. Thoug
h different philosophers wrote on the contract theory, it does not imply that th
ere are substantial changes in their ideas; the substance of the contract theory
still remains, that men freely gave out their rights to form an organized state
, as a result of agreement entered into by men who originally had no governmenta
l organization.
To sum it up, this means that “the state was created by men, a product o
f social contract” . This assertion was made by Plato through Glaucon, that the
city (Polis) arose due to the failure of man in providing all his basic needs. T
hus, he needed the contributions of others. In the Republic, Plato writes: “The
men, being in want of many things gather into one settlement, many partners and
helpers to satisfy their diverse needs” . Plato’s idea here implies ‘contract an
d an agreement’, since the purpose of coming together is to help each other so t
hat this polis will be sustained, avoiding injustice and embarrassment, and enco
uraging total and mutual respect for individual rights. This contract binding th
e two parties together, whether the contract was formally entered into or was as
a result of habit or custom, as in a case where a citizen in another country is
bound, in so far as he stays there, to respect the laws of that nation. The non
-citizen must also be respected by the nation’s laws that protect human rights.
The social contract theories came into lime light during and after the m
iddle ages which involved (the governmental contract’ and ‘social contract). The
former refers to the mutual agreement between a government and the people in th
e State, whereas the latter refers to the built institution of a political socie
ty, a civil society or the body politic by means of a solid agreement among the
individuals. The governmental contract theory’s idea was largely employed by the
core defenders of popular liberties in the middle ages to resist vehemently the
claims of rulers to absolute dominion over their respective subjects. Thus, Man
egold, around 11th century developed the great idea that a king could be deposed
when he had violated the agreement according to which he was chosen, that is, i
nability to maintain peace and order in the state, or misuse of power on the sub
jects. People are justified to depose any king that governs unjustly.
The two forms of social contract theory, governmental contract and socia
l contract (individuals) have distinctive features, which distinguishes them. In
the governmental contract, there is already in existence with its citizens. Thi
s form cannot account for the origin of the state, society and government. Besid
es, the government initiated this contract for the sake of all – for the mutual
coexistence between the two parties, the government and the people. Above all, t
he basic benefit of this contract is peace in the society.
The individual social contract unlike the governmental contract is the o
rigin of the government in the society for Hobbes. Social contract theorists tra
ced the origin of this contract to man in the original state of nature, a state
of no society, a state of lawlessness, characterized by Hobbes as a state of “wa
r of every man against every man and life here is poor, nasty, brutish and short
” . Man became the greatest enemy to his own species. Full of insecurity and fea
r – these formed every action taken by man. Amidst this struggle for survival in
the natural state of nature, man possessed natural freedom and reason, man soug
ht for a way of peace, voluntarily entered into a contract with others to come t
ogether to form a common will, a society, a civil state with a chosen one that w
ould promulgate and implement laws, maintain peace and order for the parties inv
olved. This social contract theory will be discoursed at length in the subseque
nt chapters.
However, these two forms of contract theory have at least one thing in c
ommon; each of them does not coerce people’s will to enter into the contract but
voluntarily entered by those involved. In other words, the contract connotes fr
ee giving up of basic individual rights which if I hold to myself will never pro
mote peaceful coexistence and justice in the society. This is clearly seen in ou
r different communities, for example, we see that when some men come together to
form an organized group, political organization, peer group or age grade, the c
onstituting members do not always hold on to individual worth or rights, but rat
her they sacrifice them so as to ensure the achievement of their agreed common g
oal.
In the thoughts of some, Richard Hooker is the first to explicitly speak
about the ‘social contract’ in his book, The Law of Ecclesiastical Polity. He h
eld that men in the original state of nature were subject to the laws of nature
but recognized the need to wave by all grievances, which came up in the interact
ion among them. “This is done by growing into composition and agreement among th
emselves, by ordaining some kind of public government and by yielding themselves
subject thereunto” . The constitution of a civil society therefore, rests on hu
man consent (agreement between them), on the assumption that there were no thoug
hts that one man can be lord and judge over others.
Bertrand Russell, in his philosophical reflection sees some doctrines of
the Epicureans as a kind of social contract theory. In the History of Western P
hilosophy, he writes: “justices, … consist in so acting as not to have occasion
to fear other men’s resentment – a view which leads to a doctrine of the origin
of social contract” . Russell’s point here is for there to be an organized peac
eful society, whereby people live without fear – a free kind of life, where ther
e is a mutual understanding and proper undertaking so that people will not fear
one another. In a nutshell, the Epicureans assert that justice is a product of a
collective function or responsibility of the citizens of a city.
This statement calls to mind the words of Johannes Althusius written by
Copleston:
all societies depend on contract, at least in the form of tacit agreement, and t
he state is one of the types of society … the government rests on agreement or c
ontract, and the sovereign has a trust to fulfil. Though he distinguishes differ
ent kinds of societies – family, the collegium or cooperation, the local communi
ty, the province or the state – the formation of any definite community rests up
on an agreement or contract whereby human beings agree to form an association or
community for their common good in respect of specified purposes.
The point here is basically that each community corresponds to a definite human
need, so that each contract is entered into for the common good, even if it is b
y two people, as we see in the care of a husband and wife. One could posit from
the above that man is a social being, desires a society where peace and order pr
evail. In other words, man is born with natural inclination for mutual relation
with others.
Although Hobbes was a social contract theorist, there were other contrac
t theorists after Hobbes, like John Locke and Rousseau. These were his fellow En
glishmen who flourished around 17th century Europe. These two philosophers like
their predecessor, believed that social contract is the origin of an organized s
tate, society or government.
The starting point of John Locke’s political theory, just like his prede
cessor, Hobbes is the state of nature, his magnus opus, Two Treatises of Governm
ent, started as that of Hobbes, on the state of nature. Unlike Hobbes, Locke pre
sented the state of nature as a state of order, where all men were equal and liv
ed in separate units. In this state, everyone was aware of certain limitations
of the individual will, especially the two basic limitations of the right to pro
perty which everyone had and the right to punishment of offenders of natural law
s, vested in each individual. This implied that some natural laws existed accord
ing to Locke, and there was a natural reason which operated in that environment.
Everyone who consulted that natural reason would judge correctly. This natural
law tells everyone that “all men are equal and independent; no one ought to har
m or deny another of health and liberty of possessions. Locke held that man was
capable of abandoning the natural reason because, he becomes irrational sometim
es. For him, this abandonment would lead to a state of chaos like that of Hobbes
’ state; life would become very difficult to all.
The state of nature according to John Locke had its own institutions.
The state of nature has its social and legalistic institutions and these institu
tions operate and give men some form of natural rights. These natural rights are
rights to freedom, life and property. But the most basic is right to property b
ecause everyone has the right to acquire property. Locke argues that if anyone m
ixes his labour with any form of natural object, then that final product becomes
his, and nobody can take it away from him .
The major setback in this society is man’s unreasonableness; it is for t
his that proper society, is formed, for the preservation of property. His social
contract could be described as a means of protecting property because the contr
act is entered in order to guard individual right to own property.
Lockean social contract was not totally in line with Hobbes, in other wo
rds, Locke did not advocate for an absolute power of the sovereign like Hobbes,
rather the contract was to be between the sovereign and citizens. The people had
the right of disobedience (civil disobedience) if their natural rights were not
well protected. Locke seemed to take this theory as a historical fact, and not
just a mere fiction or myth. However, Locke did not realize that there is no his
torical foundation to support his assertion.
In his book, Social Contract, Jean-Jacques Rousseau disagrees with Hobbe
s that the state of nature was a chaotic, anarchical, strife and war. Instead, h
e held that the state of nature was a state of peace, innocence . He did not pai
nt the state of nature as dark as presented by Hobbes. He believed that man in t
he natural state was neither moral nor immoral but a happy being because these c
oncepts are part of civilization. Man was not alone, in isolation, but the type
of relationship that existed here was loose.
There was a communal ownership of property in this state of nature. This
peaceful and happy state of affairs in the state of nature was heavily disturbe
d when one man declared a piece of land as his own private property. Dipo Irele
in his book, Introduction to Political Philosophy, traced this problem from the
egoistic tendency of man. According to Irele:
Egoism has a double origin – one relating to individual psychology and the other
to social relationships, and both lead to a state of inequality. The individual
psychology of inequality arose out of the feeling of “pride” which emerged in h
uman communities when men successfully conquered other animals .
They began to compare themselves with other fellows and endeavored to excel abov
e one another in all sorts of activities. The other side of inequality was as a
result of the increase in the productive capacity of human communities brought a
bout by the inventions of fire, metallurgy and agriculture. These inventions le
d to individual wealth and private property ownership and, Rousseau claims that
the real founder of the civil society was the man who first enclosed a piece of
land declaring it to be exclusively his own. This led to the setting up of rul
es and government as those possessing wealth could not live in security, and by
force and cunning the rich prevailed upon the poor to establish these rules to s
afeguard themselves.
According to Edward Younkins, Rousseau proposes that civilization brough
t about social ills. In the state of nature man enjoyed freedom unlike in Hobbes
’ state where there was war of all against all because power became a condition
sine qua non, the greatest thing desired by man. However the freedom got destroy
ed when civilization set in by the formation of civil society as a result of pro
perty relations that accompanied it.
This state of affairs could be stopped according to Rousseau, by the not
ion of the general will; a social contract that allows for the state of affairs
to become properly a legitimate social order. This position of Rousseau is para
doxical because he criticized this earlier in his writing, however, eventually r
ecommends it as a means of restoration of total freedom of man in the civil soci
ety. The main problem is to found a form of association which the whole common s
trength of the community will be enlisted for the protection of persons and prop
erty. That is, each member, when united with the other, renders obedience to his
own will, and remains as free as he was. That is, what the social contract wan
ts to achieve. The basic aim of the contract is for all to renounce their indivi
dual will, to an all encompassing sovereign body which represents the general wi
ll. In this sense, he agrees with Hobbes that there is need for a sovereign that
represents all in all – for the interest of both the young and old in the state
.
In this chapter we have succeeded in looking at the development of the s
ocial contract both pre and post Hobbesian social contract theory. In the next c
hapter, we shall dwell on the meaning of the social contract theory as Hobbes po
sited.
1.4 MEANING OF SOCIAL CONTRACT THEORY
In the field of politics, there are basically two major theories which explain t
he origin of government. These are Divine Authority or Authority given from God
and Social Contract. The proponents of divine authority theory hold that every
society is created by God and the kings, leaders have been bestowed with the hon
our of taking care of it and every other person is subject to him. It is this ve
ry idea that had influenced the early civilization which saw the king as a uniqu
e and sacred person. Even Plato for instance is said to have presented kings as
godlike persons. Plato, during his presentation on social change, remarked that
the best kind of society is the one governed by the “godlike” kings. This notio
n is rooted on the conception that the society is a product of God’s creation an
d not as a result of any human gatherings or sharings.
The second theory that explains the origin of the state is the contract
theory. The idea of government is a resultant of man’s thinking ability to remed
y all kinds of problems in his life. It is this theory of government’s origin th
at Hobbes adheres to; the idea of social contract. This theory is always histori
cally traced to Thomas Hobbes; however, this view is contentious since some peop
le hold that he merely popularized it and is not the founder of the contract the
ory. In other words, in as much as some people hold Hobbes as the founder of co
ntract theory, some others contend seriously against it people in all aspects of
live have been known to involve in one kind of interaction or another. One to o
ne, family to family, to the level of the society. Philosophers like Aristotle h
old and strongly believe that man is by nature social and must interact with peo
ple in order to survive in the society.
More so, men, throughout the ages, have loved and interacted with each o
ther, either as friends and relations or as a means of survival. But the questio
n is, what really brought mankind together; to live in the society and relates t
o one another? For Aristotle, man is a socio-political animal who is capable of
meeting his basic needs because of his cooperation with his fellow human beings.
However, some philosophers as well as Psychologists argue that man is by natur
e solitary, that society is what has situated man to live together. This group b
elieves that God created the society and gave it out to man – for it was God tha
t brought them together as one human family.
Among the two explanations given as the origin of government / state, th
e social contract theory as an agreement entered into by individuals under a hea
lthy surrender to be ruled by a leader, whom out of trust, they entrust the soci
ety has more credibility as the main origin of the state. This immediately place
s obligations on every citizen to obey the laws of the state. The consent of the
citizens to obey the laws shows the kind of relationship that exists between th
e state and her citizens. This interaction by way of agreement between two peopl
e, husband and wife, families, communities and members, schools and so on, is re
garded as contract. Hobbes in the Leviathan refers to this as the “mutual transf
erring of rights” . People in their right senses decide to give up totally their
natural rights of self-preservation to a Leviathan, who will be their represent
ative and takes the responsibility of promoting the welfare of every citizen, si
nce they cannot really manage it well on their own.
CHAPTER TWO
THOMAS HOBBES’ SOCIAL CONTRACT THEORY
2.1 The State of Nature
In Hobbes, the state of nature was a natural human state before the emergence of
the organized structural society. The discussion on the state of nature was an
attempt to make a historical evaluation of man in the original state and his re
lationship with others prior to the civil society. In the words of a renowned fe
minist theologian, Elizabeth Johnson:
All persons are constituted by a number of essential relations, which may be cal
led anthropological constants. These include relation of bodies as medium of hum
an spirit, relation to other persons as the matrix in which individuality arises
as the context for identity; relation to social, political and economic structu
res; conducting by historical time and place; the place of theory in the praxis
of one’s culture as opposed to instinct alone; and orientation to hope and the p
ull of the future. These constants mutually condition one another, and are const
itutive of the humanity of persons .
This societal idea of man contradicts the ancient belief that God fashioned soci
ety and thus, man was naturally a social and political animal. Hobbes does not c
onsider the state of nature as an organized human society; rather it was a state
of individualism. Man finds himself in all kinds of troubles, and makes his own
justice.
However, there are two opposing views as to the cause of man’s predicame
nt from which an organized civil society emerges as a remedy: ‘the equality of m
an, and the defect in the nature of man’. Plato and Spinoza champion the first,
whereas Augustine is a strong proponent of the second. For Hobbes, the problem
of man was rooted in his egoistical and selfish nature. For him, men in history
were equal in the state of nature, but it was the egoistic interest of individua
ls that brought envy and ill-feelings about another. The equality here accordin
g to Hobbes, will be altered by Locke, who stressed the freedom and altruistic p
reservation of all men’s life , against Hobbes who emphasized self-preservation
at the expense of others.
The state of nature could be regarded as a condition in which all men we
re practically equal to the other in both physical and physiological features. T
hat there are some physical and physiological features peculiar to individuals d
oes not remove the fact of this equality. Hobbes endorsed physical inequality, w
hich for him existed only in the application of the basic faculties endowed to m
an by nature. It means that the inequality is simply based on nurture rather th
an nature. In other words, by nature men are equal and by nurture unequal.
It is obvious that Hobbes acknowledges that some of us are much stronger
than others, consequently affirming inequality. That Hobbes detects this differ
ence in physical ability does not mean that the strong and weak cannot achieve t
he same goal. For instance, “as to the strength of the body, the weakest has str
ength enough to kill the strongest, either by secret machination or conniving wi
th others that are in the same danger with him” . We see here that what matters
is not who executes the plan or which plan, but the end. If the weak succeeds in
eliminating his opponents and the strong succeeds also in elimination his enemi
es, it implies that both are equal. The major concern here is that both eliminat
ed their enemies.
2.2 Man in the Original State of Nature
In the state of nature, man was solitary since there was no society and no recog
nized or constructive association with others. Man existed and lived as though h
e was the only one in the world, trying to preserve his life alone. However, the
solitary man did not exist alone since there were thousands in the same conditi
on as he was. The presence of another of his kind, with the same ambition and i
nclination posed a very serious threat to his survival, competing for limited re
sources endowed by nature.
Moreover, man in the state of nature was susceptible to attack from enem
ies as there were no laws governing (no civil society) the actions of men. Thoug
h Hobbes recognized a kind of law in nature, it was the law of self-preservation
, of which everybody is a judge in his case. This according to John Abbo, is the
only inviolable law of nature, the only inalienable right of men. There were vi
rtually no enterprises, no real handiworks because of the fear of being invaded
by others and destroying all the laboured property. The fear in the state of na
ture crippled people’s action and their disposition to use their natural gifts t
o work for their own satisfaction. He who was successful brought enemies to hims
elf, and he who is more successful accumulated more enemies as well.
The natural or original condition of man in the state of nature could be
summed up as a state of “anything goes”. A state that John Abbo describes as a
state of vulnerability of man: first, the competition, which springs up from the
desire of one object by many. The cause of this competition is love for gain. T
he second cause of man’s condition in the state of nature is the “diffidence”, w
hich prompts people to look everywhere for safety. The third which is “glory”, l
eads people to seek reputation. The first uses violence to make one the master o
f other men’s persons, wives, children and cattle; the second, to defend them; a
nd the third for trifles as a word, a smile. What this implies is that man went
everywhere, applied any means because of gain so as to achieve his goal. The en
d justifies the means becomes man’s famous aphorism. In other words, since power
and self-preservation were utmost desire of men, therefore any of these could b
e achieved by any means, even through violence. The worry of this acquisition wa
s the duty to maintain and keep them from the enemies. Man faced the challenge o
f retaining what he had procured in the state of nature.
Hobbes describes this state of competition, conflict and war as ‘solitar
y, nasty, brutish and short, as a state of war of every man against every man, a
place of the survival of the fittest. Life is solitary because each individual
lives and thinks for himself, it is nasty, brutish and short, in that each indiv
idual is a potential killer and violence is the order of the day, and life can b
e easily terminated any day, any moment. In contrast to this Lonergan acknowled
ges:
That humanity is not yet finished. Thus, there is still a further dimension to
being human, and there we emerge as person, meet one another in common concern f
or values, seek to abolish the organization of human living on the basis of comp
eting egoisms and to replace it by an organization on the basis of man’s perseve
rance and intelligence, his reasonableness and his responsible exercise of freed
om.
In a nutshell, Lonergan emphasizes that egoism leads man nowhere but rationality
stands a better chance of “all living for all” (altruistic life).
2.3 Hobbes Contract Theory
In the state of nature, men possessed natural rights which enabled them to do ma
ny things even to one another. But again, the laws of nature connote those prece
pts or rules which are basically rooted on reason, “by which a man is forbidden
to do that which is destructive to his life, or taken away the means of preservi
ng the same, and to omit that, by which he thinks it may be best preserved” . Fo
r Hobbes, these are called precepts or “the maxims of prudence” and sometimes, h
e said, they are constitutive and regulative principles which form the basis of
social contract after the state of nature. Hobbes argues that they are products
of good reason or discovered by it, and this is possible through a deep reflecti
on about the horrible condition existing in the state of nature. One may not de
ny the effect of these percepts on man’s actions in the state of nature before t
he emergence of social contract in the form of agreement.
According to Hobbes, the precepts have no positive effects because they
are not generally agreed upon and enforced by the sovereign authority, and to ob
serve them would be foolish and very risky for men in the state of nature. There
was no strong desire to make them work since the state of nature was highly ana
rchical.
In this way Hobbes, laid down these laws which were fundamental to the s
tate of nature, and believed that they were eternal and immutable.
The first is that people in the state of nature should seek peace, although, the
condition in the state of nature does not allow for this. He believes that peop
le should seek peace because it is in everybody’s interest. The second is compli
cated, that every man should be willing, when others are so, too, to seek peace
and self-defence, not claiming his rights, and be contended with liberty which o
thers enjoy. Lastly, that every man should obey the covenant made.
These laws will necessarily form men to an agreement or social contract in which
each man would authorize and give up his right of governing himself, to a man o
r assembly of men.
The social contract that would ensue from the state of nature is two-fol
d: firstly, the people must agree among themselves, and later authorize a person
or group of persons to lead them. This leader or leaders would be given the abs
olute power to rule, and would be above the social contract. This assertion of
Hobbes is very misleading. If people could be under the contract, what would mak
e the sovereign authority or Leviathan to be above the contract? Who could curb
the human excesses of the Leviathan?
In the social contract one gives up his rights to hold onto the cooperat
ion of people, against this, we will return to the state of fear , insecurity an
d ‘war of everybody against everybody’ (bellum omnium contra omnes).
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