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First published Fri Aug 13, 2004; substantive revision Tue May 26, 2015
Darwinism designates a distinctive form of evolutionary explanation for the history and diversity of life
on earth. Its original formulation is provided in the first edition of On the Origin of Species in 1859.
This entry first formulates Darwin's Darwinism in terms of five philosophically distinctive themes: (i)
probability and chance, (ii) the nature, power and scope of selection, (iii) adaptation and teleology, (iv)
nominalism vs. essentialism about species and (v) the tempo and mode of evolutionary change. Both
Darwin and his critics recognized that his approach to evolution was distinctive on each of these topics,
and it remains true that, though Darwinism has developed in many ways unforeseen by Darwin, its
proponents and critics continue to differentiate it from other approaches in evolutionary biology by
focusing on these themes. This point is illustrated in the second half of the entry by looking at current
debates in the philosophy of evolutionary biology on these five themes.
1. Introduction
2. Darwin and Darwinism
2.1 Darwin's Life
2.2 Darwin's Darwinism
2.3 Philosophical Problems with Darwin's Darwinism
3. The Five Core Philosophical Problems Today
3.1 The Roles of Chance in Evolutionary Theory
3.2 The Nature, Power and Scope of Selection
3.3 Selection, Adaptation and Teleology
3.4 Species and the Concept of Species
Bibliography
References
Further Reading
Academic Tools
Other Internet Resources
Related Entries
1. Introduction
Scientific theories are historical entities. Often you can identify key individuals and documents that are
the sources of new theoriesEinstein's 1905 papers, Copernicus 1539 De Revolutionibus,
Darwin's On the Origin of Species. Sometimes, but not always, the theory tends in popular parlance to
be named after the author of these seminal documents, as is the case with Darwinism.
But like every historical entity, theories undergo change through time. Indeed a scientific theory might
undergo such significant changes that the only point of continuing to name it after its source is to
identify its lineage and ancestry. This is decidedly not the case with Darwinism. As Jean Gayon has
recently put it:
The Darwin-Darwinism relation is in certain respects a causal relation, in the sense that
Darwin influenced the debates that followed him. But there is also something more: a kind
of isomorphism between Darwin's Darwinism and historical Darwinism. It is as though
Darwin's own contribution has constrained the conceptual and empirical development of
evolutionary biology ever after. (Gayon 2003, 241)
Darwinism identifies a core set of concepts, principles and methodological maxims that were first
articulated and defended by Charles Darwin and which continue to be identified with a certain
approach to evolutionary questions.[1] We will thus need to begin with Darwin's Darwinism as
articulated in On the Origin of Species in 1859. We will then examine these same themes as they have
been discussed by evolutionary biologists and philosophers of biology from the beginnings of the Neo-
Darwinian Synthesis to the present.
Charles Darwin was not, as we use the term today, a philosopher, though he was often so described
during his lifetime.[2] Nevertheless, for an encyclopedia of philosophy what is needed is a discussion of
the impact of philosophy on Darwin's Darwinism, and the impact of Darwin's Darwinism on topics that
both he, and we, would consider philosophical. We focus here on the impact of philosophical
discussions about the nature of science during Darwin's lifetime on Darwin's scientific research,
thinking and writing; and on the impact of that research, thinking and writing on philosophy. Taking the
time to do such philosophical archaeology stems from a conviction that if the concept of Darwinism
has legitimate application today, it is due to a set of principles, both scientific and philosophical, that
were articulated by Darwin and that are still widely shared by those who call themselves Darwinians
or neo-Darwinians.
In the next section we will discuss the influence of the philosophical ideals of Herschel and Lyell on
Darwin.
Furthering his scientific training, Adam Sedgwick on two occasions took Darwin on extended
geological tours of England and Wales. In addition Darwin and a cousin, William Darwin Fox, a year
ahead of him at Cambridge, developed what began as an amateur passion for bug collecting into
serious entomology.
He clearly recognizes that Herschel is here providing a philosophical justification for the project upon
which Darwin was secretly working. And, in the very first paragraph of On the Origin of Species,
Darwin looks back to this Hurrah, attributing the idea that the origin of species is that mystery of
mysteries to one of our greatest philosophers, without mentioning Herschel by name. The first
mention of the possibility of an evolutionary solution to this problem is in his Ornithological
Notebooks, in a note written shortly after departing Cape Town.[6]
Darwin's theoretical task was, by the time he opened his species notebooks, tolerably clear: the only
process that could produce the systematic patterns in the fossil record and the otherwise strange
biogeographic distribution of species he now understood so widely and deeply was a process of slow,
gradual transformation of species. He needed to come up with a natural, causal theory that would
account for such transformations, and every element of that theory had to identify causes now in
operation, causes that could be investigated empirically. The problem, and the methodological
constraints, had been advocated by his geological hero, and now close friend, Charles Lyell; and they
had been defended philosophically by his philosophical hero, Sir John Herschel.
Darwin, of course, expected, and got, outraged reactions from religiously conservative colleagues, such
as his old geology teacher Sedgwick, who in a review expressed his deep aversion to the theory;
because of its unflinching materialism;--because it has deserted the inductive track,--the only track that
leads to physical truth;--because it utterly repudiates final causes, and therby [sic] indicates a
demoralized understanding on the part of its advocates. What he had not expected was Lyell's refusal
to openly endorse his theory and Herschel's decisive (if polite) rejection of its key elements. After we
set out the theory in its Darwinian form, we can consider these reactions from those who apparently
shared Darwin's philosophical norms about scientific theory, explanation and confirmation.
The theory can be set out as a series of causal elements that, working together, will produce the needed
transformations.
1. Species are comprised of individuals that vary ever so slightly from each other with respect to
their many traits.
2. Species have a tendency to increase in numbers over generations at a geometric rate.
3. This tendency is checked, to use the language of Thomas Malthus' On the Principle of
Population, by limited resources, disease, predation, and so on, creating a struggle for survival
among the members of a species.
4. Some individuals will have variations that give them a slight advantage in this struggle,
variations that allow more efficient or better access to resources, greater resistance to disease,
greater success at avoiding predation, and so on.
5. These individuals will tend to survive better and leave more offspring.
6. Offspring tend to inherit the variations of their parents.
7. Therefore favorable variations will tend to be passed on more frequently than others and thus be
preserved, a tendency Darwin labeled Natural Selection.
8. Over time, especially in a slowly changing environment, this process will cause the character of
species to change.
9. Given a long enough period of time, the descendant populations of an ancestor species will
differ enough both from it and each other to be classified as different species, a process capable
of indefinite iteration. There are, in addition, forces that encouragedivergence among
descendant populations, and the elimination of intermediate varieties.
It will be noticed that there is no element of this theory that is incapable of empirical investigation
indeed by now the published confirmatory studies of this process would fill a small library.[7] One can
understand why devout and orthodox Christians would have problems; but why Darwin's philosophical
and scientific mentors? It would seem to be the model of Herschelian/Lyellian orthodoxy.
Lyell pretty clearly assumes that to allow for evolution is to deny the reality of species. For a species to
be real, it must have permanent existence in nature, or as he puts it elsewhere , fixed limits
beyond which the descendants from common parents can never deviate from a certain type. (Lyell
1831, II. 23) To accept evolutionary change, on this view, you must become comfortable with a variety
of nominalism about species. And Darwin seems to have become so.[9]
Hence I look at individual differences, though of small interest to the systematist, as of high
importance for us, as being the first step towards such slight varieties as are barely thought
worth recording in works on natural history. And I look at varieties which are in any degree
more distinct and permanent, as steps leading to more strongly marked and more permanent
varieties; and at these latter, as leading to sub-species, and to species. (Darwin 1859, 52)
Permanence for Darwin is a relative thing, and there are no fixed limits to variability within a species.
Given enough time the individual differences found in all populations can give rise to stable varieties,
these to sub-species, and these to populations that systematists will want to class as distinct species.
Moreover, he concludes the Origin with very strong words on this topic, words bound to alarm his
philosophical readers:
Systematists will be able to pursue their labours as at present; but they will not be
incessantly haunted by the shadowy doubt whether this or that form be in essence a species.
In short, we will have to treat species in the same manner as those naturalists treat
genera, who admit that genera are merely artificial combinations made for convenience.
This may not be a cheering prospect; but we shall at least be freed from the vain search for
the undiscovered and undiscoverable essence of the term species. (Darwin 1859, 485)
Lyell, Herschel, Whewell, Sedgwick and many of Darwin's contemporaries certainly would not find
this a cheering prospect, since they were unrepentant essentialists about species.[10]Members of a
species possess a type established in the original parents, and this type provides fixed limits to
variability. Lyell clearly feels this is an empirically verifiable resultmost of chapters 24
of Principles Vol. II is devoted to collecting the evidence that such fixed limits exist; and after
the Origin's publication this evidence was canvassed again in Fleeming Jenkin's review. If this is so,
then species extinction is easy to account forthere are fixed limits to a species ability to track
environmental change. But a naturalistic account of species origination is more difficult, since there
will need to be, in sexually reproducing species, a natural production of a new pair of parents with a
new type. On the other hand, to adopt the sort of nominalism advocated above by Darwin seems to
have undesirable consequences as well. How are we to formulate objective principles of classification?
What sort of a science of animals and plants will be possible if there are no fixed laws relating their
natures to their characteristics and behaviors? A good deal of chapter 2 of Darwin's Origin is devoted to
convincing the reader that current best practice among botanists and zoologists accepts a natural world
organized as he is insisting rather than as his opponents claim:
It must be admitted that many forms, considered by highly competent judges as varieties,
have so perfectly the character of species that they are ranked by other highly competent
judges as good and true species. (Darwin 1859, 49)
From a Darwinian perspective, this is a predictable consequence of the fact that the organisms we today
wish to classify are merely the most recent stage of a slow, gradual evolutionary process. Organisms
within a genus have common ancestors, perhaps relatively recent common ancestors; some naturalists
may see ten species with a few varieties in each; others may rank some of the varieties as species and
give the same genus twenty species. Both classifications may be done with the utmost objectivity and
care by skilled observers. As systematists like to say, some of us are lumpers, some of us are
splitters. Reality is neither.
Gould, of course, was both an unabashed admirer of Charles Darwin and one of the most outspoken
critics of the neo-Darwinian synthesis. I will be using both his account of the Essence of Darwinism
in Part I of this magnum opus and his arguments for a Revised and Expanded Evolutionary Theory in
its Part II as touchstones and targets.
In the preceding section of this essay, I organized my discussion of the problems that Darwin's allies
had with Darwin's Darwinism around five issues: [i] the role of chance as a factor in evolutionary
theory and the theory's apparently probabilistic nature; [ii] the nature of selection; [iii] the question of
whether selection/adaptation explanations are teleological; [iv] the ontological status of species and the
epistemological status of species concepts; and [v] the implications of Darwin's insistence on the slow
and gradual nature of evolutionary change. I claimed that one very good reason for continuing to
characterize one dominant approach to evolutionary biology, that represented by the so-called Neo-
Darwinian Synthesis, as Darwinism is that its proponents side with Darwin on these issues (and on
many less fundamental ones besides). That in itself is remarkable, but it is the more so because the
Darwinian position on each of these issues is under as much pressure from non-Darwinian evolutionary
biologists today as it was in the wake of the Origin. It is not surprising, given the situation as I have
just characterized it, that philosophers of biology have made significant contributions to the discussion,
especially in pointing out underlying philosophical issues that are at stake and conceptual confusions
and ambiguities that stand in the way of resolving the issues at hand.
It is my conviction that a full understanding of the underlying philosophical disagreements on these
questions will only come from a patient historical study of how the Synthesis positions on these
various issues, and those of their critics, arose. That I cannot do here. Rather, in what follows I will
simply be presupposing certain answers to these questions of historical origins. The list of references at
the end of this essay includes a number of excellent pieces of work on this subject for those who share
my convictions about its importance.
Unlike Darwin's contemporaries, the founders of the synthesis of Mendelian genetics and Darwinian
selection theory, Sewall Wright, Ronald Fisher and J. B. S. Haldane, were entirely comfortable with a
selection theory formulated in such terms. On this issue contemporary Darwinism agrees whole-
heartedly with Charles Darwin. Note one clear statement of thePrinciple of Natural Selection from the
philosophical literature:
If a is better adapted than b to their mutual environment E, then (probably) a will have
greater reproductive success than b in E. (Brandon1990, 11).
The theory trades pervasively in probabilities. To take a simple case: if there are three possible
combinations of alleles at a given locus in a population, we can characterize the outcome of a
reproductive cycle as chance if each of the three possible combinations occurs at a frequency
determined strictly by the laws of probability. In any given case of reproduction, we would say, which
genotype emerged is a matter of chance. Given the fact that evolutionary biologists, especially in so far
as they take their cues from population genetics, deal with large populations conceived as gene pools,
and think of evolution as long run changes in the frequencies of different combinations of genes from
generation to generation, it is clear that, in this sense, chance permeates contemporary Darwinism. The
models of population biology provide a means of assigning probabilities to various outcomes, given
information about population size, rates of mutation and migration (themselves given as averages and
estimates). That is, as Darwin notes, being relatively better adapted increases an organism's chances,
i.e. increases its probability, of leaving viable offspring. It does not guarantee it. Since natural selection
is a stochastic process, Darwinians from Darwin to the present rightly characterize it in terms of
influencing the chances of a given outcome, given variables such as selection pressure, population
size or mutation rate.
Conceptual confusion arises, however, from the fact that chance and randomness are often
contrasted, not with deterministic outcomes but with selected outcomes. For example, when John
Beatty describes random drift as changes in frequencies of variations due to chance in the following
passage, he presumably has something like a contrast with changes in frequencies due to selection in
mind.
In Darwin's scheme of things, recall, chance events and natural selection were consecutive
rather than alternative stages of the evolutionary process. There was no question as to
which was more important at a particular stage. But now that we have the concept of
random drift taking over where random variation leaves off, we are faced with just such a
question. That is, given chance variations, are further changes in the frequencies of those
variations more a matter of chance or more a matter of natural selection? (Beatty 1984,
196)
Notice that in the above quote we first get a substitution of random for chance in the phrases
random variation and chance variation, and then at least the suggestion that the concept of random
drift can be characterized as changes in frequencies of variations due to chance, where the contrast
class consists of similar changes due to natural selection.
With respect to the generation of variation, chapter 5 of On the Origin of Species opens with the
following apology:
I have hitherto sometimes spoken as if the variationsso common and multiform in
organic beings under domestication, and in a lesser degree in those in a state of naturehad
been due to chance. This, of course, is a wholly incorrect expression, but it serves to
acknowledge plainly our ignorance of the cause of each particular variation. (Darwin 1859,
131)
Here Darwin is noting that, though to speak of chance variations may seem to be citing chance as the
cause of the variations, in fact it is simply acknowledging that they appear to have no assignable
cause. But it is important to keep historical context in mind here. Whether Darwin himself ever flirted
with the idea of directed variation or not, he was acutely aware of two views from which his needed
to be distinguished, very different from each other, but both holding to the view that variations arose
for a purpose.[11] The most widely shared alternative was that found in natural theology. To quote the
Reverend William Paley's Natural Theology, regarding a beautiful instance of adaptation: A
conformation so happy was not the gift of chance. Likewise, among Darwin's followers, the American
botanist Asa Gray, in an essay entitled Natural Selection and Natural Theology, uses the same contrast
to advise Darwin against the notion of chance variation: we should advise Mr. Darwin to assume,
in the philosophy of his hypothesis, that variation has been led along certain beneficial lines.
Gray is here insisting that, since Darwin admits that using the term chance merely signals ignorance
of the true cause, and since the pervasive adaptations in nature suggest design, Darwin should avoid the
suggestion that variations are due to chance in the sense of absence of design.[12]
Darwin, in fact never refers to chance variations in the Origin, though occasionally he will note that if
a beneficial variation chances [i.e. happens] to appear, it will be favored by selection (see pp. 37, 82)
What Darwin has in mind, however, is clear from his concluding remarks in his chapter on Laws of
Variation:
Whatever the cause may be of each slight difference in the offspring from their parents
and a cause of each must existit is the steady accumulation, through natural selection, of
such differences, when beneficial to the individual, that gives rise to all the more important
modifications of structure (Darwin 1859, 170)
Whatever the cause of the generation of a variation may be, the role of selection is toaccumulate those
already present variations that happen to be beneficial. As Beatty put it, the generation of variations and
their selection are consecutive processes. But to call the generation of variation a chance process is
to use chance in this second sense, meaning not by design or for some end.
Apart from those urging Darwin to give up chance in favor of design, he had pressure to abandon
chance from another direction, the evolutionary philosophy of Jean-Baptiste Lamarck. Lamarck's is
a materialistic argument against the variation in nature being a matter of chance. On the Lamarckian
view, variations arise in an organism as a direct response to environmental stress or demand, giving rise
to a stimulus, which in turn elicits a physiological response, which finally can be passed on via
reproduction to offspring. Variations are not chance or random, since they are an appropriate response
to an environmental stress. Here chance signals a lack of relation or connection to adaptive needs, an
idea akin to, but ontologically quite distinct from, the contrast between chance and design.
The concept of random variation is today often used as a synonym for chance variation in precisely
this latter sense. Here are two examples of this notion of chance or randomness as used by
contemporary Darwinians.
mutation is a random process with respect to the adaptive needs of the species.
Therefore, mutation alone, uncontrolled by natural selection, would result in the breakdown
and eventual extinction of life, not in adaptive or progressive evolution. (Dobzhansky 1970,
65)
Thus the production of variations may be a chance process in that there are a number of possible
outcomes with assignable probabilities, but it is also a chance process in the sense that the probability
assignments are not biased by adaptive needs or fitness.
My second example is intended to take us back to problems with our first sense of random and
chance. Here, a champion of the neutral theory of molecular evolution characterizes his position:
the great majority of evolutionary changes at the molecular (DNA) level do not result
from Darwinian natural selection acting on advantageous mutants but, rather, from random
fixation of selectively neutral or very nearly neutral mutants through random genetic drift,
which is caused by random sampling of gametes in finite populations. (Kimura 1992, 225)
Here, it will be noticed, the focus is not on the generation of variations but on theperpetuation of
variations. The contrast is between a random sampling of gametes that leads to the fixation of
selectively neutral alleles and natural selection favoring advantageous variations. That is, the contrast
between chance and fitness biased processes is now being used to distinguish means of perpetuating
certain variations. We are contrasting two sampling processes. Drift samples without concern for
adaptation; selection samples discriminately on the basis of differences in fitness. Both samplings are
probabilistic, of course, but that in no way obviates the above contrast.
However, as Beatty has pointed out, it was quite common until fairly recently to characterize natural
selection in such a way as to make it almost indistinguishable from random drift (cf. Lennox 1992,
Lennox and Wilson 1994). Numerous accounts of fitness characterized the fitness of a genotype as
defined by its relative contribution to the gene pool of future generationsthe genotype contributing
the larger percentage being the fitter. But of course that could easily be the result of a randomnon-
fitness biased-- sampling process; which organisms would be declared fitter by this method might
have nothing to do with natural selection. In order to provide a proper characterization of the role of
chance in evolutionary change, then, it is critical to provide a more robust and sophisticated account of
fitness. (For further information, see the entry on: fitness.) This, in turn, requires that we discuss the
conceptual network that includes the notions of adaptation and natural selection, to which we will turn
shortly.
For now, let us assume that there is a way of characterizing fitness such that there is a substantial
empirical question of what role indiscriminate sampling of genotypes (or phenotypes) plays in
evolutionary change. This issue was first placed squarely before evolutionary biologists by Sewall
Wright in the early 1930s. As Wright pointed out, genes that are neutral with respect to fitness can, due
to the stochastic nature of any process of sampling from a population, increase their representation
from one generation to the next. The likelihood of this happening goes up as effective population size
goes down. Since Wright imagined that a quite typical scenario in evolutionary change was for species
to be broken up into relatively small, relatively isolated, populations (or demes), with significantly
more breeding within than between demes, the likelihood that such neutral genotypes could become
fixed at relatively high levels was significant. Though he gradually toned down this aspect of his work,
a significant school of mathematical population geneticists in the 1960s and 70s took these ideas and
ran with them, developing a Neutralist approach to evolutionary change. This is the position
characterized by Kimura (one of its most eloquent defenders) in the passage quoted above. Whether or
not such a process plays a significant role in evolution is not a philosophical issue, but it is highly
relevant to whether evolutionary biology should be seen as predominantly Darwinian. For if any view
is central to Darwinism, it is that the evolutionary process is predominantly guided by the fitness-
biasing force of natural selection, acting on variations that arise by chance. It is to natural selection and
related concepts that we now turn.
The words of Charles Darwin? No; these are the words of John Sebright, penned in The Art of
Improving the Breeds of Domestic Animals in 1809, the year of Charles Darwin's birth and fifty years
before On the Origin of Species was published. Darwin refers to this passage in Notebook C of his
Species Notebooks.[13] It will be noticed that Sebright is not discussing domestic selection, but is quite
clearly saying that processes leading to differential survival and reproduction in nature will have all
the good effects of the most skilful selection. Darwin, then, did not need to read Malthus to see what is
here so plainly and clearly statednamely, that the struggle for survival in nature will have the same
selective effects as the actions of the domestic breeder of plants and animals.
As this passage, and the argument of the Origin, shows, natural selection began life as the product of
analogical reasoning. Sebright sees clearly that the natural processes he is describing will have the
same effects as the breeder's selection, but he is not about to describe those processes as selection
processes. Darwin took that step, and Darwinism has followed.
Darwin himself consistently refers to natural selection as a power of preserving advantageous, and
eliminating harmful, variations. As noted in the last section, whether a particular variation is
advantageous or harmful is, in once sense of that term, a matter of chance; and whether an
advantageous variation is actually preserved by selection is, in another sense of the term, also a matter
of chance. For Darwinism, selection is the force or power that biases survival and reproduction in favor
of advantageous variations, or to look ahead to the next section, of adaptations. It is this that
distinguishes selection from drift.
In a recent monograph entitled Natural Selection: Domains, Levels and Challenges in theOxford Series
in Ecology and Evolution, George C. Williams has vigorously defendedDarwinian selection
theory against a variety of challenges that have emerged over the last few decades. Those challenges
can be placed into two broad categories: [i] proposed limitationson natural selection as an evolutionary
force; and [ii] expansions of the scope of natural selection to include new targets and levels. It will
be noted that in neither case is it obvious that the theory itself requires modification in the face of such
challengesin principle these might be nothing more than challenges to the theory's range of
application. However, if it turned out that most evolutionary change could be explained without
recourse to natural selection, this would be grounds for arguing that evolutionary biology was no longer
Darwinian. And if it turned out that the theory of natural selection could only be integrated with our
new understanding of the processes of inheritance and development by a wholesale modification of its
foundations, it might be best to see the new theory as a modified descendent of Darwinism, rather than
Darwinism itself. Theories may need essences, as Gould claims; but if what is fundamental to the
theory has changed, then so has its essence. To borrow a phrase from Paul Griffiths, perhaps it is not
that theories need histories andessencesperhaps what they need are historical essences.
Alfred Russell Wallace regularly urged Darwin to jettison the term selection as misleadingly
anthropomorphic, and substitute Herbert Spencer's survival of the fittest. Darwin went half wayin
later editions he added or Survival of the Fittest to Natural Selection in the title of chapter 4. As the
theory developed in the mid-20th century, the expression survival of the fittest was gradually
eliminated from any serious presentation of Darwinian selection theory. On the other hand, the concept
of fitness has played a prominent, and problematic, role. In the mathematical models used in
population genetics, fitness refers either to the abilities of the different genotypes in a population to
leave offspring, or to the measures of those abilities, represented by the variable W. Here is a rather
standard textbook presentation of the relevant concepts:
In the neo-Darwinian approach to natural selection that incorporates consideration of
genetics, fitness is attributed to particular genotypes. The genotype that leaves the most
descendants is ascribed the fitness value W=1, and all other genotypes have fitnesses,
relative to this, that are less than 1. Fitness measures the relative evolutionary advantage
of one genotype over another, but it is often important also to measure the relative penalties
incurred by different genotypes subject to natural selection. This relative penalty is the
corollary of fitness and is referred to by the term selection coefficient. It is given the
symbol s and is simply calculated by subtracting the fitness from 1, so that: s = 1 W.
(Skelton 1993 164)
The problem lies in the fact that the concept of fitness plays dual roles that are instructively conflated in
this quotation. For when fitnesses are viewed as measures of differential abilitiesof organisms with
different genotypes to leave different numbers of offspring, the language of fitness encourages us to
suppose that fitness refers to the relative selective advantages of genotypes. On the other hand, if
fitness simply refers to the measure of reproductive success, it is a quantitative representation of small
scale evolutionary change in a population, and leaves entirely open the question of the causes of the
change. But then the assumed connections among the concepts of fitness, adaptation and natural
selection are severed. Selection coefficients may have nothing to do with selection; what W represents
may have nothing to do with selective advantage.
There is, however, a way of formulating the theory in its modern guise which maintains an essentially
Darwinian character. Since there are a number of confirmed ways in which natural populations can
evolve in the absence of natural selection, and since balancing selection, i.e. countervailing selection
forces, may prevent a population from evolving in its presence, it is clear that establishing, by
measuring different reproductive rates among its members, that the genetic make-up of a population
has changed does not establish that natural selection was the source of that change; nor does the fact
that no change has been measured establish that natural selection is not operative. Population genetics
and its associated models should be treated as the kinematics, not the dynamics of evolutionary
processes. That is, it is a way of establishing that a population either is or is not in equilibrium, and it
provides sophisticated tools for measuring rates of change in a population across generations.
Moreover, like the kinematics of any physical theory, if it establishes cross-generational change, it also
tells us that there are causes to be foundthe detailed contours of those measures may even provide
suggestions as to where to look for those causes. What it cannot do on its own is provide knowledge of
the forces at work. To use language introduced by Elliott Sober, fitness, unlike natural selection,
is causally inert. (For further information, see the entry on: population genetics.)
That means that, as valuable as population genetics is, it should not be equated with the theory of
natural selection. Too often in both biological presentations of the theory and philosophical discussions
of it, this is forgotten. For example:
Most people are familiar with the basic theory of natural selection. Organisms vary in a
heritable fashion. Some variants leave more offspring than others; their characteristics,
therefore, are represented at a greater frequency in the next generation. (Wilson 1984, 273)
This is a presentation of the basic theory of natural selection that makes no reference to natural
selection at all!
Natural selection, if it is to resemble the Darwinian concept that bears that name, must be reserved for
reference to an interaction between a variable, heritable feature of an organic system and the
environment of that system. That interaction may or may not change the proportions of those features
across generations, and those proportions may change for reasons other than those interactions. But a
plausible natural selection hypothesis must posit some such interaction. On this issue I will give the last
word to Stephen Jay Gould:
when we consider natural selection as a causal process, we can only wonder why so
many people confused a need for measuring the results of natural selection by counting the
differential increase of some hereditary attribute (bookkeeping) with the mechanism that
produces relative reproductive success (causality). (Gould 2003, 619)
The concept of natural selection has to this point been presented broadly because of the other range of
critical questions surrounding the contemporary Darwinian concept of natural selection that I
mentioned earlierquestions having to do with possible limiting constraints on natural selection and
about the sorts of objects that can be viewed as appropriate organismic/environmental interactors in
the selection process.
If we suppose that for Darwin natural selection was almost exclusively thought of as an interaction
between individual organisms and their organic and inorganic environments, then we can see two
challenges to Darwinism today with respect to levels of selection. There are those, such as G. C.
Williams and Richard Dawkins, who argue that selection is always and only of genes. Here is a clear
statement:
These complications [those introduced by organism/environment interactions] are best
handled by regarding individual [organismic] selection, not as a level of selection in
addition to that of the gene, but as the primary mechanism of selection at the genic level.
(Williams 1993, 16)
Dawkins preferred mode for making the same point is to refer to organismsor interactors--as
the vehicles of their genes, in fact vehicles constructed by the genome for its own perpetuation.
The original impulse for this approach, especially clear in Williams classic Adaptation and Natural
Selection (1966) was philosophicalit was to use a sort of Ockham's razor strategy against Group
Selection hypotheses, showing that alleged group selection effects could be explained by explanations
operating at the level of the genome. Throughout that book selection is always said to be of individual
alleles, regardless of the role environments at various levels may play in the process.
This view has been extensively challenged by philosophers of biology on both methodological and
conceptual grounds, though there are, among philosophers, enthusiastic supporters (cf. Dennett 1995).
In all the give and take, it is seldom noticed that defenders of this view claim to be carrying the
Darwinian flag (Gayon 1998 and Gould 2003 are exceptions). Yet it is certainly not a position that
Darwin would recognize--and not merely because he lacked a coherent theory of the units of
inheritance. It is not a Darwinian view because for Darwin it was differences in the abilities of
organisms at various stages of development to respond to the challenges of life that had causal primacy
in the explanation of evolutionary change. Among evolutionary biologists from the neo-Darwinian
synthesis on, it is those who stress the role of organisms in populations interacting differentially to
ever-variable ecological conditions in causing changes in the gene pools of those populations who are
the card-carrying Darwinians.
Darwinism also has challenges from the opposite direction. In the 1970s a number of biologists
working in the fields of paleontology and systematics challenged the Neo-Darwinian dogma that you
could account for macro-evolution by simple, long term extrapolation from micro-evolution. Gould,
in particular, opens Part II of The Structure of Evolutionary Theory (Towards a Revised and Expanded
Evolutionary Theory), with a chapter entitled Species as Individuals in the Hierarchical Theory of
Selection. That chapter title combines two conceptually distinct theses: first, the thesis defended by
Michael Ghiselin (Ghiselin 1997) and championed and refined by David Hull (Hull 2001), that species
are in a robust sense of the term individuals; and second, that there may well be selection among
groups of organisms, qua groups. Gould's title exemplifies one approach to group selectionthe unit of
selection is always the individual, but there are individuals other than individual organisms that are
subject to selection. A very different result emerges if one assumes that groups of organisms such as
demes, kin-groups, or species, though not individuals, are nevertheless subject to selection. Adding to
the conceptual complexity, some researchers propose that the term group selection be restricted to the
process whereby group-level traits provide advantages to one group over another, in which case there
are strict conditions delimiting cases of group selection. Others define group selection primarily in
terms of group level effects. Thus a debate analogous to that earlier discussed regarding the definitions
of fitness emerges hereby group selection do we mean a distinct type of causal process that needs to
be conceptually distinguished from selection at the level of individual organism or gene, or do we
merely mean a tendency within certain populations for some well defined groups to displace others
over time? (For further discussion, see Sterelny and Griffiths 1999, 151179; Hull 2001, 4990; and
see the entry on: levels and units of selection.)
Mayr was well aware of the limitations of this definition, and treated it somewhat as a regulative
ideal. Dobzhansky in 1937 gave what he claimed to be a definition of species, but which seems, as
Mayr noted (Mayr 1976 481), much more a definition of speciation:
that stage of evolutionary process at which the once actually or potentially interbreeding
array of forms becomes segregated in two or more separate arrays which are
physiologically incapable of interbreeding. (312)
Simpson (1943) and others built even more historicity into the concept. These are all, of course,
intended as definitions of the species category, and they attempt to provide a test (or a yardstick:
Mayr 1976 479) that in principle will permit a researcher to decide whether a group of individuals
should all be identified by a single species-level concept such as homo sapiens. The test for species
membership is the capacity to interbreed; the test distinguishing two species is incapacity to interbreed.
Dobzhansky makes the importance of this test transparentthe transition from a single interbreeding
population to two reproductively isolated ones is the process of speciation.
Now in each of these definitions, little attention is paid to the actual methods used by taxonomists and
systematists in differentiating between varieties of a species and distinct species, something to which
Darwin gave a great deal of attention. Darwins nominalism regarding the species concept likely
stemmed from his close attention to his own taxonomic practices and those of other specialists. But
nominalism typically combines a view about theontology of species with one about the epistemological
status of the species concept. On the first question, the nominalist insists that there are no species
there are more or less similar individuals. On the second question, the nominalist typically insists that
the species conceptis, at best, a useful or convenient grouping of similar individuals or, at worst,
an arbitrarygrouping of similar individuals.
In his work, Mayr relates different approaches to the species concept to the philosophical distinction
between essentialism and nominalism. He associates essentialism with the view that a
species concept refers to a universal or type. This view of the referent of the concept leads to the
Typological Species Concept, which he traces from Linnaeus back to Plato and Aristotle, and which he
claims is now universally abandoned. (1976 516; it is worth noting that serious doubt has been cast
both on the historical and the philosophical credentials of Mayrs Typological Species Concept (see,
e.g. Lennox, 1987; repr. in Lennox 2001b; Winsor 2001, 2006; Walsh 2006; Wilkins 2009) At the
opposite extreme is nominalism, which combines the view that only individuals exist in nature and that
species are concepts invented for the purpose of grouping these individuals collectively.
Mayr claims that his Biological Species Concept (BSC) is an advance on both; individual species
members are objectively related to one another not by a shared relation to a type but by causal and
historical relationships to one another. He can thus be understood as arguing for a new, objective way
of understanding the epistemological grounds for grouping individuals into species. This new way of
grouping stresses historical, genetic and various ecological relationships among the individuals as the
grounds for determining species membership. His claim is that this is more reliable and objective than
similarities of phenotypic characteristics. This makes sense of the importance he eventually places on
the fact the BSC defines species relationally:
species are relationally defined. The word species corresponds very closely to other relational terms
such as, for instance, the word brother. To be a different species is not a matter of degree of
difference but of relational distinctness. (Mayr 1976 518)
Mayr has in mind that brothers may or may not look alike; the question of whether two people are
brothers is determined by their historical and genetic ties to a common ancestry. Notice, however, that
this is a claim about which characteristics, among the many that they have, should be taken most
seriously in determining the applicability to them of the concept brother. That is, it is a defense of a
sort of essentialism.
A number of critics have pointed out that essentialism need not be committed to types understood
as universalia in re; and on certain accounts of essences any species taxon that meets the standards of
BSC does so in virtue of certain essential (though relational and historical) properties. At one extreme,
Michael Ghiselin and David Hull have argued that this causal/historical structure of species provides
grounds, at least within evolutionary biology, for considering species to be individuals.[15] Organisms
are not members of a class or set, but parts of a phylogenetic unit. Taking a very different tack, Denis
Walsh has recently argued that a form of evolutionary essentialism, bearing a striking resemblance to
the essentialism of Aristotles zoological work, is implicit in the work of a number of evolutionary
developmental theorists. (Walsh, 2006)
A critical issue in this debate over the account of the species concept most appropriate for Darwinism is
the extent to which the process of biological classificationtaxonomyshould be informed by
advances in biological theory. Besides those already discussed, the moderate pluralism associated with
Robert Brandon and Brent Mischler or the more radical pluralism defended by Philip Kitcher, argues
that different explanatory aims within the biological sciences will require different criteria for
determining whether a group constitutes a species. Cladists, on the other hand, employ strictly defined
phylogenetic tests to determine species rank.
Unlike many of the other topics that define the history of Darwinism, there is no clear-cut position on
this question that can be identified as Darwinian or neo-Darwinian. In a recent collection of papers
defending most of the alternatives currently being advanced (Ereshefsky 1992), my suspicion is that
virtually every author in that collection would identify himself as Darwinian. This may be because, as
different as they are, a number of positions currently being defended have their roots in Darwins own
theory and practice (see Beatty 1985; reprinted in Ereshefsky 1992).
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James Lennox <jglennox+@pitt.edu>