Académique Documents
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Culture Documents
Volume 1 | Issue 1
2009
Recommended Citation
Jeanne L. Schroeder, Totem, Taboo and the Concept of Law: Myth in Hart and Freud, 1 Wash. U. Jur. Rev. 139 (2009).
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Totem,TabooandtheConceptofLaw:
MythinHartandFreud
JeanneL.Schroeder*
A startling aspect of H.L.A. Harts The Concept of Law1 is
just how profoundly it rests on imaginary anthropology. Hart
suggests that the development of secondary rules of change,
recognition, and adjudication to supplement primary, or
substantive, rules of law is the process by which primitive
societiesevolveintomodernones.
In fact, like the writers of Genesis, Hart actually modulates
betweentwounconnectedcreationstories.Accordingtoone,the
rule of law is created after the death of a conqueror, Rex I, to
insure the succession of his idiot son, Rex II. In a second story,
primitive society loses its direct relationship with primary laws
and develops the secondary rules. Harts founding stories are
myths in two senses of the word. First these stories are literally
false.Theyarenotbasedonanyseriousanthropologicalstudyof
archaicorprimitivesocieties.Rather,hepositsahypotheticalpre
modernsocietyinordertodefinemodernitynegatively.Inother
words, primitive society is nothing but the lack of those traits
Hart believes are characteristic of civilization. What makes a
primitivesocietyprimitiveisthelackofsomeprecioustokenof
modernityin this case, the rule of law and its three secondary
rules.
Second,Hartsmyth,likeallmyths,articulatesatruthbeyond
literal truth. In his myth, modernity is to be desired because it
suppliesthatwhichprimitivesocietysupposedlylacks.Thestatus
quo, despite its flaws, is justified because it gives us the gift of
theruleoflaw.
*
Prof. of Law, The Benjamin N. Cardozo School of Law, Yeshiva
University.
1
H.L.A.HART,THECONCEPT OFLAW(PeterCane,TonyHonore&Jane
Stapleton eds., Oxford Univ. Press 2d. ed. 1994) (1961) [hereinafter HART,
CONCEPTOFLAW].
139
PeterFitzpatrickarguesthatHartsmythographyfitssquarely
withinclassicalliberalpoliticalphilosophyandjurisprudencethat
relies on a pseudoscientific evolutionary theory purporting to
explain how simplistic, archaic cultures were overtaken by
increasinglymorecomplex,sophisticatedand,mostimportantly,
superior forms.2 In this paper, I wish to point out another
surprisingantecedenttoHart.InHartsmythofRex,heenvisions
a time when a primordial despot, Rex, reigned over a populace
without rules. The secondary rules of a developed legal system
wereonlywrittenafterRexsdeathtocreateandjustifyrulesof
succession. This myth bears an uncanny resemblance to a myth
told by a theorist who sought to undermine the vision of the
rational, autonomous individual that underlies the entire
Enlightenmentproject.ThisisSigmundFreudwhosemythofthe
creation of law and culture is set forth in Totem and Taboo.3
Freud,likeHart,envisionsaprimordialdespotwhoreignedover
a primal horde without laws. Laws were only written after his
deathtoexplainandjustifytherulesofsuccession.
Hartsmythofprimitivesocietyisquiteaseparateaccountof
theoriginsofcivilization.Inthemythofprimitivesociety,thereis
noking.Rather,hepositsasocietythatevolvesfromprimitivism
to civilization by creating a priesthood that mediates between the
people and the law. This myth also parallels another of Freuds
speculative enterprises, Moses and Monotheism.4 In that work,
Freud imagines that the ancient Hebrews murdered their law
giverthe Egyptian Mosesafter which the Levites mediated
2
Peter Fitzpatrick goes so far as to insist that Harts dependence on this
anthropologyrevealsthathisconceptoflawisnotlawasrules,asHartwould
haveit,butlawasmyth.PETERFITZPATRICK,THEMYTHOLOGY OFMODERN
LAW 183210 (1982). Fitzpatrick places Hart within the Enlightenment
traditionthatstretchesfromatleastHobbesintheseventeenthcentury,Locke
intheeighteenth,Marxinthenineteenth,andRobertoUngerinthetwentieth,
to name just a few. It is Fitzpatricks theory that all major liberal political
philosophies and jurisprudences are, despite their differences, united in their
relianceona pseudoscientificevolutionarytheorypurportingtoexplain how
simplistic archaic cultures were overtaken by increasingly more complex,
sophisticatedand,mostimportantly,superiorforms.Thisisthefoundingmyth
ofmodernWesternculture.Accordingtothemyth,thedividinglinebetween
primitivismandcultureisthatmomentwhenlawsupersedeshabitandcustom.
3
SIGMUNDFREUD,TOTEM&TABOO(JamesStracheyed.&trans.,1950)
[hereinafterFREUD,T&T].
4
SIGMUNDFREUD,MOSES&MONOTHEISM(KatherineJonestrans.,1967)
[hereinafterFREUD,M&M].
http://openscholarship.wustl.edu/law_jurisprudence/vol1/iss1/4
2009] Totem,TabooandtheConceptofLaw 141
5
Seeinfranote10andaccompanyingtextseealsoinfranotes79,84.
6
See, e.g., Jacques Lacan, Introduction to the NamesoftheFather
Seminar, in JACQUES LACAN, TELEVISION AND A CHALLENGE TO THE
PSYCHOANALYTIC ESTABLISHMENT 81, 87 (Denis Hollier, Rosalind Krauss,
Annette Michelson & Jeffrey Mehlman trans., Joan Copjec ed., 1990)
[hereinafterLacan,NamesoftheFather].
7
Lacaninsists[t]heimportantfeatureofTotemandTabooisthatitisa
myth, and, as has been said, perhaps the only myth that the modern age was
capableof.AndFreudcreatedit.JACQUESLACAN,THESEMINAROFJACQUES
LACAN: BOOK VII: THE ETHICS OF PSYCHOANALYSIS 19591960, 176
(JacquesAlain Miller ed., Dennis Porter trans., 1986) [hereinafter LACAN,
SEMINAR VII]. He says with respect to Totem and Taboo. Whats a myth?
Dont all answer at once. Its a manifest content. JACQUES LACAN, THE
SEMINAR OF JACQUES LACAN: BOOK XVII: THE OTHER SIDE OF
PSYCHOANALYSIS, 113 (JacquesAlain Miller ed., Russell Grigg trans., 2007)
[hereinafterLACAN,SEMINARXVII].
8
Lacannotes,inparticular,thatFreudplacesatthecenterofhisteaching
themythoftheFather....Lacan,NamesoftheFather,supranote6,at87.
Consequently, Lacan partially defends Freud from the criticism that Freud
stubbornly clung to his imaginary anthropology despite the fact that science
had moved beyond the sources upon which he claimed to rely. Freud is the
livingdemonstrationoftheextenttowhichwhoeverisfunctioningatthelevel
of the pursuit of truth can completely make do without the advice of the
specialist.Lacan,NamesoftheFather,supranote6,at88.
9
JEANNEL.SCHROEDER,THE TRIUMPH OFVENUS:THEEROTICS OF THE
MARKET7881,8990(2004).
http://openscholarship.wustl.edu/law_jurisprudence/vol1/iss1/4
2009] Totem,TabooandtheConceptofLaw 143
A.TheBeginning
Onceuponatime,Rexruledaplacethatisprobablyfartoo
simpleevertohaveexistedanywhere.10Rexhasreignedfora
very long time.11 He controls people through threats, getting
themtodothingstheywouldntotherwisedo,ortorefrainfrom
doingthingstheydliketodo.12Troublebrewedintheearlyyears
ofthereign,butthingshavelongsincesettleddown.13
Rexcouldrelyuponhispeopletohabituallyobeyhim.Thisis
nothabit,however,inthesensethatEnglishmenhavethehabitof
drivingontheleftsideoftheroadinsteadoftheright,orthatan
individual may have the habit of reading a newspaper at
breakfast.14 This type of quotidian habit is nonreflexive.15
Because obedience may run counter to strong inclinations . . .
oureventualcompliancewiththem,eventhoughregular,hasnot
the unreflective, effortless, engrained character of a habit.16
Nevertheless, the behavior of Rexs subjects has other elements
ofhabit.Tosayofapersonthathehasahabit...entailsthathe
hasforsomeconsiderabletimepastdone[something]andthathe
is likely to repeat it.17 And so, it will be true . . . at any time
after the initial period of trouble [most of the people in our
imagined community] have generally obeyed the orders of Rex
andarelikelytocontinuetodoso.18
Most importantly, the habit of obedience is a personal
relationship between each subject and Rex (emphasis added).19
Rexisconstitutedsovereignbythepersonalactsofobedienceby
eachindividualmemberofthepopulation.20Thisisacompletely
unmediated, direct relationship between master and man. There
arenorules,andsonorightsortitles.21Butitisnotmerelythat
there are no officials to stand between Rex and the subject to
10
HART,CONCEPTOFLAW,supranote1,at53.
11
Id.at52.
12
Id.
13
Id.
14
Id.
15
Id.
16
Id.
17
HART,CONCEPTOFLAW,supranote1,at52.
18
Id.Presumably,thisaccountisintendedtoreplicatewhatsocietywould
looklikeifJohnAustinsvisionofpositivelawwerecorrect.
19
Id.
20
Id.
21
Id.at54.
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2009] Totem,TabooandtheConceptofLaw 145
become,willthepeopleobeyRexIIand,ifso,why?
Hart suggests that both modern law and the internal
perspectivetowardlaw(i.e.,thesymbolicorder) only comeinto
being upon Rexs death. Rex IIs reign will not consist of an
immediate personal relationship with each of his subjects. If he
rulesasasuccessortoRexthenhisauthoritywillnotbeafact.It
willbearighthisrelationshiptohispeoplewillnotbepersonal,
butmediatedbylaw.Thisiswhyhereignsinhisfathersname:
he calls himself Rex II. Rex only retroactively becomes Rex I,
whenheisrememberedasthefounderofadynastythat,infact,
didnotexistwhenhewasalive.34
Hart emphasizes that just because the people obeyed the
individualnamedRexdoesnotguaranteethattheywillobeythe
individual who styles himself Rex II.35 When Rex II gives his
first order, we cannot yet say that this was the act of a
sovereign.36 We shall have to wait and see whether such
obedience will be accorded to Rex II . . . .37 What makes the
sovereign sovereign is the fact that he is actually obeyed. In
Harts formulation, sovereignty seems to be a brute factthe
effectivepowertocauseotherstoobey.Kingship,incontrast,isa
legal statusthe recognized authority to make law. For the
moment,betweenthedeathofRexIandRexIIsfirsttremulous
order, there will be an interregnum in which no law can be
made.38RexIdidmakelaw,butitisnotyetclearwhetherRex
IIswordwillbelaw.
Interregnum is a bad thing. Even absolute monarchies need
successionrulesthatmakesRexIIkingbeforeheannounceshis
firstcommand.Ifthiswerethecase,thenRexIIwouldhavethe
righttomakelawonhisfathersdeath,andwhenhisfirstorders
are issued we may have good reason for saying that they are
already law . . . .39 Suppose a law of succession exists. Upon
Rexs death, Rex II is recognized as king. He issues his first
order.Butbeforehecanseewhetherthepeopleobeyornot,Rex
34
HartdoesnotrefertoRexasRexIuntilafterheannouncesRexsdeath.
Id.at53Ofcourse,thisiscorrect. Wecannotknow whetherornotheisthe
founderofa dynasty until hissonis not merelyobeyed,butisrecognizedas
RexII,Rexssuccessor.
35
HART,CONCEPTOFLAW,supranote1,at53.
36
Id.
37
Id.
38
Id.
39
Id.at54.
http://openscholarship.wustl.edu/law_jurisprudence/vol1/iss1/4
2009] Totem,TabooandtheConceptofLaw 147
40
Id.
41
Id.at5455.
42
HART,CONCEPTOFLAW,supranote1,at58.
43
WILLIAMSHAKESPEARE,RICHARDIIact4,sc.1.
iektranslatesthisintoamodernidiom,inthemodeofthe(in)
famousandsometimesquitedelightfulJohnDubrand[].44
Noandno,no!OK,ifyouinsist,Illdoit,butfirstI
would like to draw your attention to a slight
problem: your demand involves an untenable
pragmatic paradox! You want me to give you the
crownandthusmakeyoualegitimateruler,butthe
very situation in which you put me reduces me to
nobody and nothing and thus deprives me of the
very authority that would make the gesture you
want me to perform a working performative! So,
sinceyoucalltheshotsandholdmeinyourpower,
whynot,IlljustgiveyouthedamnedcrownbutI
warn you, this act of mine is merely a bodily
gesture, not a true performative that would make
youaking!45
Inotherwords,bysayingHenryiskingoutofobediencetoHenry,
Richard ceases to be king and his words become meaningless. If
Richard still retained authority after speaking these words, then
Henrys kingship would be dependent on, and subservient to,
Richard. Consequently, although Bolingbroke eventually rules
EnglandasHenryIV,heisausurper,notasuccessor.
Forwellweknownohandofbloodandbone
Cangripethesacredhandleofoursceptre
Unlesshedoprofane,steal,orusurp.46
At least at the beginning of his reign, Henry is more like Rex I
than Rex II. After a period of troubles, Henry established a
personal relationship with the nobles who, thereafter, habitually
obeyedhim.He(oratleasthisidiotgrandson,HenryVI)would
cometoresembletheuncertainRexII.
So if the people accept even the most simple rule of
successionsuch as rule by Rexs eldest child47their
44
SLAVOJIEK,HOWTOREADLACAN71(2007).
45
Id.
46
WILLIAMSHAKESPEARE,RICHARDIIact3,sc.3.
47
Ofcourse,patrilinealsuccessionishardlysimpleornatural.Theidentity
of fatherhood is, obviously, always fraught which is why psychoanalysis
http://openscholarship.wustl.edu/law_jurisprudence/vol1/iss1/4
2009] Totem,TabooandtheConceptofLaw 149
relationshipwithRexIIisdiversefromthatwithRex.Moreover,
even their memory of their relationship with Rex is now
retroactively changed from an immediate, personal one to a
mediated,legalone.ThemomentthepeoplerecognizeRexIIas
Rex Is legitimate successor, Rex I is also recognized as a Rex
IIspredecessor.
Thuswemayfinditgeneralacceptedbythegroup,
duringthelifetimeofRexI,thatthepersonwhose
wordistobeobeyedisnotlimitedtotheindividual
Rex I but is that person who . . . is . . . the eldest
living descendant in the direct line of a certain
ancestor: Rex I is merely the particular person so
qualifiedataparticulartime.48
Thatistosay,thesubjectnolongerobeysRex,whomhefeared
andperhapsloved.Rather,heobeystheking.Themonarchloses
his individual status. When he dies, the individual dies. But the
herald will not say that the individual died, but will announce,
Thekingisdead,longlivetheking!Theroleofkingcontinues
despitethedeathofanyspecificking.
Consequently, Rex is retroactively institutionalizedhe was
merelythefirst ofmanywhocontingentlysitson,nolonger his
throne,butthethrone.Moreover,hissuccessorsruleinhisname.
Indeed, Harts example implies the process by which the word
Rexistransformedfromapersonalnametoatitleofking,just
asinancientRomewhenthenameCaesarwastransformedfrom
the personal name of the famous Julius, to the title given to the
emperor.49 Kingship is no longer a fact, it is a position or, in
Hartsterminology,atitle.50
Thismeansthat,althoughHartintroducesRexasanabsolute
monarch,51thisistechnicallyincorrectbecauseHartinsiststhat
Rexdoesnothaveatitletorule.Monarch,king,chief,andso
forth are all terms given to legitimate rulerspersons who a
societyrecognizesashavingarighttohisposition.Theconcept
of legitimacy (which derives from legitimatesto make lawful)
only comes about through the adoption of rules of succession
whenRexIIisrecognizedasarex.Eachsubjectdidasamatter
of fact obey Rex, whether out of fear or love, but did not
necessarily care whether his neighbors did. The concept of
legitimacy,incontrast,meansasubjectbelievesnotonlythathe
shouldobeyRexII,butthathisneighborsshoulddosoaswell.
Legitimacyentailsconceptsofrightandwrong.
InoteinpassingherethatHartsmythofRexIIcanbeseenasa
restatementoftheseparationthesisthatistheheartofhispositivist
theory.Theseparationthesisholdsthatthestatusofalawaslawis
logicallyindependentfromitssubstantivecontent.52Ifalawcannot
necessarily be identified as such from its content, society must
develop another way of distinguishing law from nonlawit must
developrulesofrecognition.53Similarly,therelationshipofRex II
(andhisfellowsuccessors)tothepeopleisnotpersonal.Hisstatus
as king is logically independent from his personal characteristics.
We recognize Rex II as king solely through rules of succession,
not through his personal qualities. Rex II, therefore, could be
(and,historically,sometimeswas)literallyanidiot.54
Harts myth does not explain the exact process by which
recognitionoccurs.Theadventofrulessimplyhappens.Weneed
only note that a rule of succession presumes a social, inter
subjective, symbolic relationship that Hart calls the internal
aspect. Under Rex, each subject personally obeyed Rex on his
51
Id.at52.
52
AlthoughintheConceptofLawHartexpresslypurportstoseparatelaw
from morality, I argue elsewhere that the separation is more accurately and
strongly stated in terms of a distinction between laws status and content.
SCHROEDER, THE FOUR LACANIAN DISCOURSES, supra note 22, at 3436
(2008).
53
Id.at37.
54
AsIargueelsewhere,HartsconceptoflawiswhatLacanwouldcalla
mastersdiscourse.Ina mastersdiscourse,oneobeysacommandnotourof
fear,asinAstinianpositivisism,andnotbecauseofthepersonalcharacteristics
of the master or content of the rule, but merely because one decides to
recognize the master (or positive law) as such. Indeed, the master is
functionallyanidiot.Id.at12,3839.
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2009] Totem,TabooandtheConceptofLaw 151
55
HART,CONCEPTOFLAW,supranote1,at53.
56
Id.at54.
57
Id.at56.
58
FREUD,T&T,supranote3,at141.
59
Id. Freudadmitsthat[t]hisearlieststateofsociety hasneverbeenan
objectofobservation.Themostprimitivekindoforganizationthatweactually
come across . . . consists of bands of males these bands are composed of
memberswithequalrights....Id.Asweshallsee,Freudapparentlythinks
that we have not observed this society because it is almost prehuman. We
mustinterpolateitasanecessarymissinglinkbetweencontemporaryprimitive
menandoursimiancousins.
TheDarwiniantermhordeismisleadingbecause,atleastinEnglish,it
isusuallyreservedforlargegroupsofpeople,aswhenwerefertotheMongol
horde.FreudreadsDarwinasreferringtosmallgroups,likeextendedfamilies
ortroopsofapes.
60
InLacanswords:[t]heprimordialfatheristhefatherfrombeforethe
incest taboo, before the appearance of law, of the structures of marriage and
kinship, in a word, of culture. Lacan, NamesoftheFather, supra note 6, at
88.
61
Lacanpointsoutthatthe murderattheoriginofculture...[isofa]
figureaboutwhomonecansaynothing,afearfulandfearedaswellasdubious
http://openscholarship.wustl.edu/law_jurisprudence/vol1/iss1/4
2009] Totem,TabooandtheConceptofLaw 153
figure,anallpowerful,halfanimalcreature....LACAN,SEMINARVII,supra
note7,at176.
62
Consequently, Freud asserts that [t]he turning from the mother to the
father,however,signifiesaboveallavictoryofspiritualityoverthesenses
thatistosay,astepforwardinculturesincematernityisprovedbythesenses
whereaspaternityisasurmisebasedonadeductionandapremiss.FREUD,M
&M,supranote4,at14546.
63
This trend has only been exacerbated recently when science has made
fatherhood biologically real in a way it hadnt been before. Of course, one
might respond, that psychoanalysis should also suggest that this belief that
there was ever a time when symbolic paternal authority was not in a state of
crisisisitselfafantasy.
64
As Lacan explains, this is why Freud should call him a totem . . . .
Lacan,NamesoftheFather,supranote6,at88.
65
JACQUES LACAN, THE SEMINAR OF JACQUES LACAN: BOOK III: THE
PSYCHOSES 306, 195556 (JacquesAlain Miller ed., Russell Grigg trans.,
1993).
and demanded that none of the other men have access to the
women of the horde. In Lacanian thought he is sometimes
referredtoastheobsceneFatherEnjoyment.
Underthereignof FatherEnjoyment,only Fatherenjoyed.66
Herapedthewomenandchildrenandoppressedthemen.67The
father is the head of that hoard [sic] whose satisfaction, in
accordancewiththeanimalmyth,knowsnobounds.68
Eventually,forreasonsunknown,thesonsgainedthecourage
tobandtogether.TheyroseupandkilledFathersothattheytoo
couldenjoy.69Butthatwasnotwhathappenednext.
66
In Totem & Taboo, Freuds attitude towards homosexuality is, as
always, fraughtbothadmittedanddenied.Freuddoesnoteven mentionthe
obvious that, if Father Enjoyment was, in fact, the obscene enjoyer of his
imagination,hewouldhaverapedthemenandchildrenaswellasthewomen.
That Freud recognized homosexual desire prior to the imposition of societal
tabooscanbeseeninthefactthatherecognizesthatthesons,whoroseupand
killedtheFather,mayhavehadhomosexualrelationswitheachother.
Ofcourse,fromatwentyfirstcenturyfeminist(orLacanian)perspective,
one of the things most striking in his original retelling of the myth is the
compete passivity, to the extreme of nonhumanityof the women in this
narrative.Indeed,atonemoment,Freudsuggeststhattheoppressedsonsmight
havehadpolyandrousrelationshipswithalonefemalethattheyhadcaptured
tosatisfytheirluststhereisnosuggestionthatthefemalesmayhaveexercised
anyinputintothe choice of mates. This latterpointbeliesFreudsclaimthat
his description of the primal horde is follows Darwinian science Darwin
insistedonthecrucialruleoffemalechoiceinevolution.
67
AsFreudrecounts:
The strong male was the master and father of the
whole horde, unlimited in his power, which he used
brutally.Allfemaleswerehisproperty,thewivesand
daughters in his own horde as well as perhaps also
those stolen from other hordes. The fate of the sons
was a hard one if the excited the fathers jealousy
theywerekilledorcastratedordrivenout.
FREUD,M&M,supranote4,at102.
68
Lacan,NamesoftheFather,supranote6,at88.
69
One day the brothers who had been driven out came
together,killedanddevouredtheirfatherandsomade
an end of the patriarchal horde. United, they had the
couragetodoandsucceededindoingwhatwouldhave
beenimpossibleforthemindividually.(Somecultural
advance, perhaps, command over some new weapon,
hadgiventhemasenseofsuperiorstrength).
FREUD,T&T,supranote3,at141142.
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2009] Totem,TabooandtheConceptofLaw 155
With Father dead, they did not know what to do. They felt
lost.Theyfeltguilty,becausetheylovedFatherasmuchasthey
hatedandfearedhim.70Buthowcouldtheybeguiltywhenthere
was no law to transgress?71 Without Father to give orders, the
sonshadtowritealawtotellthemselveswhattodo.Inthename
of the dead father they wrote the law. The first law was thou
shalt not kill Father. The second was thou shalt not enjoy
women.
Theyrevokedtheirdeedbyforbiddingthekillingof
the totem, the substitute for their father and they
renounced its fruits by resigning their claim to the
women who had now been set free. They thus
created out of their filial sense of guilt the two
fundamental taboos of totemism, which for that
very reason inevitably corresponded to the two
repressedwishesoftheOedipuscomplex.Whoever
contravenedthosetaboosbecameguiltyoftheonly
twocrimeswithwhichprimitivesocietyconcerned
itself.72
Thatis,thehordetransformedthefactofFatherspowerintoaset
of rules. These laws explained why they retroactively felt
guiltytheykilledFathertogetaccesstothewomeninviolation
of his orders.73 Consequently, they would agree that they would
70
[W]e need only suppose that the tumultuous mob of
brothers were filled with the same contradictory
feelings which we can see at work in the ambivalent
fathercomplexes of our children and of our neurotic
patients.Theyhatedtheirfather,whopresentedsucha
formidableobstacletotheircravingforpowerandtheir
sexualdesiresbuttheylovedandadmiredhimtoo.
Id.at143.
71
As St. Paul puts it, "the law entered in so that transgression might
increase....Romans5:20(NewAmericanBible).
72
FREUD,T&T,supranote3,at143.
73
AsLacanpointsout:
All the mystery is in that act. It is designed to hide
something, namely, that not only does the murder of
the father not open the path to jouissance that the
presenceofthefatherwassupposedtoprohibit,butit,
infact,strengthenstheprohibition.Thewholeproblem
istherethats where,infactas wellasintheory,the
faultlies.Althoughtheobstacleisremovedasaresult
ofthemurder,jouissanceisstillprohibitednotonly
that,buttheprohibitionisreinforced.
LACAN,SEMINARXVII,supranote7,at176.
74
But the second rule, the prohibition of incest, has a
powerful practical basis as well. Sexual desires do
not unite men but divide them. Though the brothers
had banded together in order to overcome their
father,theywerealloneanothersrivalsinregardto
the women. . . . The new organization would have
collapsed in a struggle of all against all, for none of
them was of such overmastering strength as to be
able to take on his fathers part with success. Thus
the brothers had no alternative, if they were to live
together, butnot, perhaps, until they had passed
through many dangerous crisesto institute the law
againstincest,by whichtheyallalikerenouncedthe
women whom they desired and who had been their
chiefmotivefordespatchingtheirfather.Inthisway
they rescued the organization which had made them
strong....
FREUD,T&T,supranote3,at144.
75
Lacanstates:
Thatistosaythatthemythismorelikeafable.And
then,theyalldecide,withonemind,thatnoonewill
touchthelittlemummies.Becausethereismorethan
oneofthem,totopitoff.Theycouldexchange,since
the old father had them all. They could sleep with
their brothers mother, specifically, since they are
onlybrothersthroughtheirfather.
LACAN,SEMINARXVII,supranote7,at115.
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2009] Totem,TabooandtheConceptofLaw 157
Thedeadfatherbecamestrongerthanthelivingone
hadbeen....Whathaduptothenbeenprevented
byhisactualexistencewasthenceforwardprohibited
by the sons themselves, in accordance with the
psychologicalproceduresofamiliartousinpsycho
analysisunderthenameofdeferredobedience.76
The real Father Enjoyment who, in fact, ruled and enjoyed, had
been replaced by the symbolic role of fatherhood.77 Just as in
HartsaccountwhereRexIIclaimedtobethelegitimateruler,in
Freuds story men claimed to be the legitimate fathers of their
children. The urFathers relationship with his children was like
motherhoodimmediateandreal.Incontrast,untilveryrecently,
fatherhoodhasbeenonlyalegalstatusthatcannotbeknown,but
only recognized through legal rules. It is a status that was
originally recognized by the populace, most notably by the wife
andkinfolk.Astimewenton,however,therightsandobligations
offatherhoodbecamemorecomplex.Societyorganizeditselfinto
monarchies and adopted religion, so that legal relations were
mediated by kings, officials, and priests. In thus guaranteeing
one anothers lives, the brothers were declaring that no one of
them must be treated by another as their father was treated by
them all jointly. They were precluding the possibility of a
repetitionoftheirfathersfate.78
I note some crucial aspects of Freuds original story. First,
Freud argues that the myth of Totem and Taboo is historically
trueaboutsocietaldevelopmentinthesamewaythattheOedipal
complexisbiographicallytrueofchildhooddevelopment.79That
76
FREUD,T&T,supranote3,at143.
77
Lacan explains this in terms of the mens new understanding of their
relationshiptooneanother.Whentheykilledthefatheritisincrediblethey
discover that they are brothers. Well, that may give you some idea of what
brotherhoodisabout....LACAN,SEMINARVII,supranote7,at114.
78
FREUD,T&T,supranote3,at146.
79
Hestates:
Anessentialpartoftheargumentisthatallprimeval
men, including, therefore, all our ancestors,
underwentthefateIshallnowdescribe.
Thestoryistoldinaverycondensed way,asif
what in reality took centuries to achieve, and during
that long time was repeated innumerably, it had
is, although we can never prove it, something like it must have
happened to explain how we came to be what we are.80
Accordingly,asthenameofthetitleindicates,Freudincludesit
as one essay in a book analyzing anthropological studies of
contemporary primitive people, most notably Australian
Aborigines.
Second, the grouping of Father and the primal horde is not
socialit is presocial, if we think of the social in terms of
culture.TherelationshipofeachmemberofthehordetoFatheris
immediate and personal. Freud insists that contemporary
primitivessuchastheAborigines,infact,liveincomplex,law
boundsocietiesfaradvancedoverthehorde.Theprimalhordeis,
actually,atroopofapemen,orperhapsapes.81TheurFatheris
not one historical man. Rather, Freud depicts Father as the
unending chain of indistinguishable dominant males who
temporarily impose power over a family group of females and
younguntilsupplantedbyyoungerrivals.Thesealphamalesare
not successors to each other, in that they only establish their
temporaryreignthroughbruteforcewhatHartalludestoasthe
timeoftroublesthatexistedatthebeginningofRexsreignand
againduringinterregnums.82And,indeed,FreudagreeswithHart
thatitispreciselytheviolencethatoccurredafterFathersmurder
thatledthepeopletocreatelaws:
Itisareasonablesurmisethatafterthekillingofthe
father a time followed when the brothers quarreled
amongthemselvesforthesuccession,whicheachof
themwantedforhimselfalone.Theycametoseethat
happenedonlyonce.
FREUD,M&M,supranote4,at102.
80
Aneventsuchastheeliminationoftheprimalfatherbythecompany
of his sons must inevitably have left ineradicable traces in the history of
humanityandthelessititselfwasrecollected,themorenumerousmusthave
beenthesubstitutestowhichitgaverise.FREUD,T&T,supranote3,at155.
AftertheseconsiderationsIhavenoqualmsinsayingthatmenhavealways
knownin this particular waythat once upon a time they had a primeval
fatherandkilledhim.FREUD,M&M,supranote4,at129.
81
Freudinsiststhatthe talethathe firsttoldin TotemandTaboo,wasa
part of prehistory when our ancestors were barely human. FREUD, M & M,
supra note 4, at10102. Indeed, [i]t is likely that mankind was not very far
advancedintheartofspeech.Id.at102.
82
SeeHART,CONCEPTOFLAW,supranote1,at5253.
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2009] Totem,TabooandtheConceptofLaw 159
83
FREUD,M&M,supranote4,at10304.
84
Id.at104.OneshouldnotehereonesignificantdifferencebetweenHart
andFreud.HartsuggestsanimmediatetransitionfromthestrongmanRextoa
monarchywithrulesofsuccession.Freudarguesthatthechangefromtherule
of father to modern patriarchal governmental form is a very, very long one.
Indeed,inwhenherepeatshistheoryfirstsetforthinTotemandTaboomore
than twenty yearslaterin MosesandMonotheismhesuggeststhatthere may
have been a long period of matriarchy between the primal and the modern
patriarchalperiods.Id.
85
Lacan,NamesoftheFather,supranote6,at88.
86
The next decisive step towards changing this first kind of social
organizationliesinthefollowingsuggestion:thebrotherswhohadbeendrivenout
and lived together in a community clubbed together, overcame the father . . . .
FREUD,M&M,supranote3,at103.
state.87
One should also note Freuds fantasy of hominid family
organization. Relying on his (mis)reading of nineteenthcentury
Darwinianprimatology,Freudassumesthatthetroopconsistsof
one dominant male, and his harem and offspring.88 Whether or
not this roughly describes troops of gorillas, with their large
silverbackmales,itobviouslydoesnotremotelydescribethoseof
ourothergreatapecousinsthecomplex,familialchimpanzees,
the semisolitary orangutans, or the promiscuous, female
dominatedbonobos.ItisoneofLacanspoints,expressedinhis
terminologyFatherEnjoyment,thatFreudsanthropologyisnot
anactualreconstructionofanyprimitiveorsimianorganization,89
87
Hartstatesthat[t]hesocietyinwhichthiswassomightbedeplorably
sheeplikethesheepmightendupintheslaughterhouse.HART,CONCEPT OF
LAW,supranote1,at117.AsFitzpatrickhaspointedoutbeforeme,whatisso
inexplicable about this passage is that, earlier in Hart suggested, that the
internal aspect of rules [is] distinctive . . . of human thought, speech and
action. FITZPATRICK, supra note 2, at 200. Accordingly, when Hart calls
these people sheeplike he is not merely resorting to cliche. By his own
definition,personswholackaninternalpointofviewarenotfullyhuman.See
infranotes21314andaccompanyingtext.
88
InMosesandMonotheism,Freudinsistedonthetruthofhismythwhichhe
claimedwasbasedonDarwinianevolutionarytheoryandanthropologicalstudies
ofprimitivetribesdespitemoremodernstudiesthatwouldseemtodebunkit.
Istilladheretothissequenceofthought.Ihaveoften
been vehemently reproached for not changing my
opinions in later editions of my book, since more
recent ethnologists have without exception discarded
[thestudiesonwhichFreudclaimedtorely]andhave
in part replaced them by others which differ
extensively.Iwouldreplythattheseallegedadvances
insciencearewellknowntome.YetIhavenotbeen
convincedeitherof theircorrectnessorof[theearlier
studies]errors.Contradictionisnotalwaysrefutation
anewtheorydoesnotnecessarilydenoteprogress.
FREUD,M&M,supranote4,at169.
89
Lacaninsists:
Thefatherofthehordeasiftherehaseverbeenthe
slightesttraceofit,thisfatherofthehorde.Wehave
seen orangutans. But not the slightest trace has ever
beenseenofthefatherofthehumanhorde.
LACAN,SEMINARXVII,supranote7,at11213.He continues: Freudholds
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2009] Totem,TabooandtheConceptofLaw 161
butafantasy.90Thisfantasyisnotasimplistic,adolescent,literal
minded, dream of unlimited sexual activity.91 It is the more
radical nightmareof completesatisfaction,integrity,immediacy,
and freedom from constraints. To use the psychoanalytic
terminology, Father Enjoyment was the only person, male or
female,whowasnotcastrated.
iek calls Freuds father, Father Enjoyment. On the simple
levelthisisbecauseheistheobscene,nightmare,incestuousfather
who rapes his children. But, enjoyment is a literal, but
inadequate translation of Lacans term jouissance.92 Jouissance
does not refer to pleasure, or even to experiences which are
conventionallyenjoyable.Jouissancecanbeaperversejoyinpain
that one is driven to repeat. As Freud anticipates, enjoyment or
jouissanceispresocialimmediacyitisatemporaryescapefrom
the sometimes unbearable pressures of the social obligations
imposeduponusbythesymbolicorderoflawbyreturningtothe
real. Real is immediacy imagined as joining with the feminine
eitherinthesenseofregressionbackintothematernalwomborof
ecstatic sexual union. To achieve jouissance is to lose
thatthiswasreal.Heclingstoit.HewrotetheentireTotemandTabooinorder
to say itit necessarily happened, and its where everything began . . . .
Anyway, be that as it may, it has never happened . . . . LACAN, SEMINAR
XVII,supranote7,at113.
90
Lacan says I said that it was the paternal metaphor, whereas this is
neverthelessnothowFreudpresentsthingstous.Aboveallheclingsstrongly
towhatactuallyhappened,thisblessedstoryofthemurderofthefatherofthe
horde, this Darwinian buffoonery. LACAN, SEMINAR XVII, supra note 7, at
112.
91
Lacan questions Freuds literalminded notion of Father Enjoyment,
The old daddy had the women all to himself, which already is incredible
whywouldhehavethemalltohimself?Id.at114.
92
Although jouissance can be translated as
enjoyment, translators of Lacan often leave it in
French in order to render palpable its excessive,
properlytraumaticcharacter:wearenotdealingwith
simple pleasures, but with a violent intrusion that
bringsmorepainthanpleasure.Nowonder,then,that
Lacan posited an equation between jouissance and
the superego: to enjoy is not a matter of following
ones spontaneous tendencies it is rather something
wedoasakindofweirdandtwistedethicalduty.
SLAVOJ IEK, IN DEFENSE OF LOST CAUSES 343 (2008) [hereinafter IEK,
LOSTCAUSES].
93
See, e.g., FREUD,T & T, supra note 3, at156 (I should like to insist
thatitsoutcomeshowsthatthebeginningsofreligion,morals,andsocietyand
artconvergeintheOedipuscomplex.).
94
Id.at142.InTotemandTaboo,Freudistryingtoexplainthesourceof
a rite that he claims anthropological studies indicate are typical of primitive
societies.Thisistheannualtotemfeastatwhichthetribeeatsthefleshofits
totem animal that is, at all other times, taboo (hence the title of the book).
Freudclaimsthatthetotemanimalisasymbolicfatherwhoisthereturnofthe
repressed memory of the actual father murdered by the tribes ancestors. He
opinesthatthe totem feastis therepresentationofthecannibalizationofthe
father that founded the law of the tribe. Of course, the problem with Freuds
reasoningisthathepresumesthehistoricityofthefoundingcrimeinorderto
explain the primitive rite. As I discuss, Lacan and iek realize that Freuds
historyisobviouslyimaginaryandaskswhyarewedrawntosuchstories.
95
HART,CONCEPTOFLAW,supranote1,at52.
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2009] Totem,TabooandtheConceptofLaw 163
again,thattherewasaninitialperiodoftrouble.96Thissuggests
that Rex took the throne through violence from some other
brute.Similarly,whenhissonseekstoberecognizedasRexII
there is a time of uncertainty, an interregnum in which no law
canbemade.97 This hashappenedbeforein troubledtimes.98
Thedangersofdiscontinuityareobvious.99 It isprecisely fear
ofthisviolencethatcausedthemonadicsubjectsofRextoband
togetherlike Freuds band of brothersand agree on rules of
succession.
But even during the reign of the recognized king, violence
threatens.Althoughthelegitimacyofthekingsauthorityrequires
ageneralconsensus,therealwaysexistsaminorityofhardened
offenders....100The questionofhowmanysociopathswould
destroy the kings authority need not worry us more than the
question as to the number of hairs a man may have and still be
bald.101ButthiswouldbeaconstantpracticalworryofRexand
hisminions.Indeed,Hartdoesconsiderthepossibilitythatthere
will be intermediate confused stages, when it is not clear
whether we are faced with a mere insurrection or temporary
interruptionoftheoldrule,orafullscaleeffectiveabandonment
ofit.102Asjustmentioned,itwasoneofthesetroubledtimes
thatbroughtRextopowerandoccasionallybrokeoutduringhis
reign.
Uneasy lies the head that wears the crown. Even as Rex II
triestoasserthisauthority,HartwarnsthatRexIImayhimself
dieimmediatelyafterissuinghisfirstorders....103Soitseems
thatRexsreignbeganinviolence,anditispossiblethathisdeath
will again result in violence. This raises the suspicion, one that
Freudmakesexpress,thatRexsreigndidendinviolence.IsRex
II a parricide? Is that one reason why he is so uncertain as to
whetherthepeoplewillaccepthim?
Asnotedabove,despiteHartsunfortunateterminology,Rex
was not a monarch insofar as that term implies a legitimate,
recognized status. As Hart himself implies, the concept of a
96
Id.at52.
97
Id.at53.
98
Id.at53.
99
Id.at53.
100
Id.at56.
101
Id.
102
HART,CONCEPTOFLAW,supranote1,at59.
103
Id.at54.
104
Lacan,NamesoftheFather,supranote6,at88.
105
LACAN,SEMINARVII,supranote7,at309.Inthissentence,Lacanis
referring specifically to the man whom Oedipus killed. However, in this
passage, Lacan is explaining the interrelationships between the Oedipus and
Totem andTaboomythssothatthisstatement wouldapplyequallytoFather
Enjoyment.
106
Inhisclassicstudyofmythologyandfolkcustom,TheGoldenBough,
JamesFrazerrevealsthe widespreadcustomthroughouttheworldinwhicha
symbolickingissacrificedatanannualcustom.AlthoughFrazersuggeststhat
therewasatimewhenthekingwasreallykilledbyhissuccessor,thisshould
not be confused with the bloody history that Freud recounts. Frazers kings
were priests, if not gods, who were thought to embody the spirit of the corn
thatwassacrificedintheharvestandrebornthroughtheirsuccessorsinthe
Spring crop. This is a highly mediated, symbolic understanding of kingship
and fatherhood that is far from the land of Rex and the primal horde. JAMES
GEORGEFRAZER,THEGOLDENBOUGH(2009).
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2009] Totem,TabooandtheConceptofLaw 165
107
LACAN,SEMINARVII,supranote7,at309.
108
FREUD,M&M,supranote4,at5759.
109
IEK,LOSTCAUSES,supranote92,at8384(alterationinoriginal).
momentofthecreationoftheLaw.110Asiekexplains:
WhatthematrixofTotem &Tabooaccountsforis
thus the structural necessity of the parricide: the
passage from direct brutal force to the rule of
symbolic authority, of the prohibitory Law, is
alwaysgroundedina(disavowed)actofprimordial
crime. That is the dialectic of You can prove that
you love me only by betraying me: the father is
elevated into the venerated symbol of Law only
afterhisbetrayalandmurder.111
The psychoanalytic account completely agrees with Harts
argument against John Austins theory of positivism. According
to Hart, Austin held that law consisted of habitual obedience
created by a fear of punishment. This is the myth of Rex. But,
suchadirectpersonalrelationshipofhabitandfearbetweenthe
people and its leader is not sustainable. The authority of law is
symbolic,notrealthatis,modernauthorityismediatedbylaw,
ratherthananimmediaterelationshipwithaleader.Theauthority
ofleadersspringsfromthelegitimacyoftheirsuccession,which
is logically distinct from the content of their personal
characteristics.
Nevertheless, psychoanalysis goes beyond Hart to suggest
that, to be effective, subjects subjected to the rule of law must
(likeAustin)repressthepurelysymbolicnatureofleadershipand
pretend that the leader not merely has authority, but that he
deserveshisauthority.Whatthefaithfulfollowershouldconceal
from the paternal figure of the Leader is precisely this gap
between the Leader in the immediacy of his personality and the
symbolic place he occupies, the gap on account of which father
quaeffectivepersonisutterlyimpotentandridiculous....112In
other words, although Rex II only becomes a king when the
peopleallowhimtositonRexsthronetobeeffective,hemust
believethathesitsonRexsthronebecauseheisaking.
110
ThedifferencesbetweenMosesandMonotheismandboththeOedipal
complex and Totem and Taboo are very interesting, but beyond the scope of
thisArticle.
111
SLAVOJIEK,TICKLISHSUBJECT:THEABSENTCENTEROFPOLITICAL
ONTOLOGY316(1999).
112
Id.
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2009] Totem,TabooandtheConceptofLaw 167
IV. PRIMITIVESOCIETY
InterwovenwithHartsmythofRexisasecondmyth,thatof
primitivesociety.Rexsruleisnotprimitivesociety.Aswehave
seen, under Rex each subject obeyed for his own part only, and
did not care about whether others did so as well. In contrast,
primitives have pronounced views as to the rightness of
obedience . . . .113 In other words, they are sane under the
MNaghtentest:114theyknowrightfromwrong.
Butprimitivesocietyhasnolegislature,courtsorofficialsof
any kind.115 Like international law, it is a questionable or
challengeable case[] of law . . . because of [its] . . . lack of a
legislature, courts with compulsory jurisdiction, and centrally
organized sanctions.116 Hart says that primitive society is pre
legallike Rexs rule.117 But it is perhaps more accurate to say
that primitive society is protolegal. It is a society that has
primary rules of general applicability, but not a fully developed
legalsystemwithofficialsandsecondaryrules.
Inprimitivesociety,theonlymeansofsocialcontrolisthat
general attitude of the group toward its own standard modes of
behaviour in terms of which we have characterized rules of
obligation.118 Hart resists calling these rules custom.119
Customary rules are old and are supported with less social
pressure than other rules.120 Instead, the social structure of
primitive society is one of primary rules of obligation.121
Primary rules are concerned with the actions that individuals
must or must not do . . . .122 These rules are said to be
unofficial.123Theydonotformasystem,butwillsimplybea
set of separate standards, without any identifying or common
mark,except ofcoursethat they aretheruleswhichaparticular
113
HART,CONCEPTOFLAW,supranote1,at53.
114
M'Naghten'sCase(1843)10C&F200.
115
HART,CONCEPTOFLAW,supranote1,at91.
116
Id. at 156. Presumably these last items are intended to apply to
international,ratherthanprimitive,law.
117
Id.at94.
118
Id.at91.
119
Id.
120
Id.at91.
121
Id.
122
HART,CONCEPTOFLAW,supranote1,at94.
123
Id.at92.
124
Id.
125
Id.at92,234.
126
On intensive versus extensive theories, see Robert Hackett, Reflective
Intension: Two Fundamental DecisionPoints in Mathematics, Law and
Economics,29CARDOZOL.REV.1967,207682(2008).
127
HART,CONCEPTOFLAW,supranote1,at169.
128
Id.at16970.
129
Id.at91.
130
Id.at92.
131
Id.
132
Id.
133
Id.at92.
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2009] Totem,TabooandtheConceptofLaw 169
134
HART,CONCEPTOFLAW,supranote1,at94.
135
Id.
136
Id.
137
Id.
138
Id.at235.
139
Id.at236.
140
Id.
141
HART,CONCEPTOFLAW,supranote1,at236.
142
Id.at9394.
143
Id.at94.
144
Exodus17:14(NewAmericanBible).
145
Arthur J. Jacobson, The Idolatry of Rules: Writing Law According to
Moses, With Reference to Other Jurisprudences, 11 CARDOZO L. REV. 1079,
110207(1990).
146
JACQUESDERRIDA,POSITIONS2425(AlanBasstrans.,1981).
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2009] Totem,TabooandtheConceptofLaw 171
147
HART,CONCEPTOFLAW,supranote1,at92.
148
Id.
149
Id.at94.
150
Id.
151
Id.at92.
152
Id.at95.
Someofthesearenotappropriatetoasocietythatisintheearly
stageoftransitionfromprimitivenesstomodernity.Forexample,
aprimitivesocietywillalmostcertainlynothavealegislaturethat
enacts rules nor a judiciary that legislates or at least reports a
primary rules. An appropriate mark might be long customary
practice.153
To illustrate, imagine a small primitive society of cattle
herders.Eachmemberwouldhavepersonalknowledgeofwhich
cow belongs to whomfor example, the red heifer belongs to
JeannewhilethewhitebullockbelongstoDavid.Indeed,itcould
beexpectedthatmuchoftheconversationinsuchasocietywould
revolve around the cattle, their lineage, and ownership. As the
tribe grows larger and its herds increase, it will no longer be
possible for each member to have personal relationships with
every other member, let alone immediate knowledge of their
respective livestock. In order to avoid disputes, it would not be
surprisingforthetribetoeventuallyadoptamarkingsystemsuch
asbranding.
This adoption could come quicklythe members of society
could have a discussionand come to an express agreement that,
thereafter, all cattle must be branded. But, it could come about
through gradual changes in custom. For example, imagine that
Jeannemayjusthaveanidiosyncratichabitofnotchinghercows
earsinadistinctivewaybecauseshethinksitmakesthemmore
attractive. Her neighbor might notice that all of Jeannes cows
have notched ears. Jeannes daughters and granddaughters copy
her habit. Over generations this habit becomes the custom of
Jeannes clan. Eventually, the community will recognize not
merelythatthecowsofJeannesclanhavenotchedears,butthat
havingnotchedearsmeansthatacowbelongstothatclan.
That is, although originally, ownership of each cow was not
determined by a mark, once the cattle have been branded,
ownershipisretroactivelyestablishedbythebrand.Sotheruleof
recognitionisnotinducedfromthesetofprimitiveprimaryrules.
Rather, the rule of recognition inscribes as wellas describes the
primaryrules.
Customarypracticeisapossiblemarkbywhichprimaryrules
153
For international law, however, custom cannot serve as a rule of
recognition. [I]nternational law simply consists of a set of separate primary
rules of obligation which are not united [by a rule of recognition]. It is, in the
usualterminologyofinternationallawyers,asetofcustomaryrules....Id.at
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2009] Totem,TabooandtheConceptofLaw 173
might be recognized. Yet, for the primitives, the law like the
cattle was unmarked. The primitives were unaware that their
primary rules were venerable. So the introduction of the rule of
recognition must also presage an introduction of time itself,
wherebyprimitivesocietycomestoseethattheprimaryrulesare
not simply omnipresent but somehow diachronic. This idea
coheres with the introduction of writing. Writing also implies
time.Firstthereweretheprimaryrulestheywerewrittendown,
andthentheywereforgotten.Whatispresenttodayisthewriting,
not a memory of rules apart from the writing. What is absent is
the set of primary rules that can be remembered only through
writing.Whereasprimitivesociety'sjurisprudencewasextensive
innature,modernjurisprudenceisintensive.
B.TheSecondDefectofStasis
The second defect of primitive society is that the set of
primaryrulesisstatic,oratleastsubjecttotheslowprocessof
growth . . . .154 That is, over time, some customs may solidify
into law, presumably by some semievolutionary process by
whichsimplebehaviorbecomesincreasinglycomplexassociety
develops.Accordingtothisprocess,conductthatatfirstwasseen
as optional becomes habitual, and eventually obligatory.155
Alternately, other rules might eventually fall by the wayside as
conditionschangesothatviolationsofcertainprimaryrulesthat
wereoriginallyseverelydealtwith156becometoleratedandthen
not even noticedat most existing as vestigial origins like the
human appendix.157 In primitive society, we must wait and see
whetherarulegetsacceptedasaruleornot....158Meanwhile,
there is neither forgiveness nor assignment of payment
intangiblesinprimitivesocietyforsuchoperationsofreleaseor
transfercreatechangesintheinitialpositionsofindividualsunder
theprimaryrules....159Forgivenessandtradingclaimsrequire
rulesofasortdifferentfromtheprimaryrules.160
The remedy for the second defect is the rules of change.161
233.
154
HART,CONCEPTOFLAW,supranote1,at92.
155
Id.
156
Id.
157
Id.
158
Id.at235.
159
Id.at93.
160
Id.
161
HART,CONCEPTOFLAW,supranote1,at95.
162
Id.at93.
163
Id.
164
Id.
165
Id.
166
Id.at9394.
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2009] Totem,TabooandtheConceptofLaw 175
168
FREUD,M&M,supranote4,at6571.
169
Id.at150,165.
170
MoseswasnotonlythepoliticalleaderoftheJewssettledinEgypthe
wasalsotheirlawgiverand educator andthe man who forcedthemtoadopta
newreligion,whichisstilltodaycalledMosaicafterhim.Id.at18.
171
Id.at13.
172
Id.at1013.
173
[I]f Moses, who gave them a new religion, was an Egyptian, then the
surmisecannotberejectedthatthisothernewreligionwastheEgyptianone.Id.
at18.
174
Touse Freuds.ThePharaohs name is more usuallytransliteratedinto
EnglishasAkhenaten,andthegodasAten.
175
I venture now to draw the following conclusion: if Moses was an
EgyptianandifhetransmittedtotheJewshisownreligion,thenit wasthatof
Ikhnaton,theAtonreligion.Id.at27.InFreudsdescription,Mosessreligion
isagrandiouslyrigidmonotheism.ThereisonlyoneGod,unique,omnipotent,
unapproachable. The sight of his countenance cannot be borne one must not
makeanimageofhim,noreitherbreathehisname.Id.at18.
176
FREUD,M&M,supranote4,at21.Famously,hisimmediatesuccessor,
Tutankaton,changedhisnametoTutankhamenreplacingthereferencetothe
sungodsnamewiththatofoneofthetraditionalgods.
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2009] Totem,TabooandtheConceptofLaw 177
177
Let us assume that Moses was a noble and
distinguished man, perhaps indeed a member of the
royal house, as the myth has it. He must have been
conscious of his great abilities, ambitions, and
energetic perhaps he saw himself in a dim future as
theleaderofhispeople,thegovernoroftheEmpire.In
closecontactwithPharaoh,hewasconvincedadherent
of the new religion, whose basic principles he fully
understood and had made his own. With the kings
deathandthesubsequentreactionhesawallhishopes
andprospectsdestroyed.
Id.at31.
178
[I]t is probable enough that Moses, trained in
Ikhnatonsschool,employedthesamemethodsasthe
king he gave commands and forced his religion on
the people. Perhaps Moses doctrine was still more
uncompromising than that of his master . . . . The
JewishpeopleofMoseswerequiteasunabletobear
such a highly spiritualized religion . . . as were the
EgyptiansoftheEighteenthDynasty....Butwhile
thetameEgyptianswaiteduntilfatehadremovedthe
sacred person of their Pharaoh, the savage Semites
tooktheirdestinyintotheirownhandsanddidaway
withtheirtyrant.
Id.at5758.
179
[T]hefounderoftheirreligion,Moses,metaviolentendina
rebellion of his stubborn and refractory people. The religion he had
institutedwasatthesametimeabandoned.Id.at42.
180
Id.at4344.
181
FreudcallsthisgodJahve.IusethemorecommonAnglicization.
182
FREUD,M&M,supranote4,at39.
183
Id.
184
ThesecondleaderwasthesoninlawoftheMidianitepriestJethro...
.Id.HewasnotanEgyptianandPharaohsgrandson,butashepherdtowhom
Jahve reveals himself id. at 41, quite a different person from the Egyptian
Moses.Id.
185
Id.at41.
186
SincetheMosespeopleattachedsuchgreatimportance
totheirexperienceoftheExodusfromEgypt,thedeed
offreeingthem hadtobeascribedtoJahveithadto
be adorned with features that proved the terrible
grandeurofthisvolcanogod,suchas,forexample,the
pillarofsmokewhichchangedtooneoffirebynight,
orthestormthatpartedthewaterssothatthepursuers
were drowned by the returning floods of water. The
Exodusandthefoundingofthenewreligionwerethus
brought close together in time, the long interval
between them denied. The bestowal of the Ten
Commandmentstoowassaidtohavetakenplace,not
at Qades, but at the foot of the holy mountain amid
signsofavolcaniceruption.
Id.at48.
187
Imaynowexpressmyconclusionintheshortestformula:Tothewell
known duality of that historytwo peoples who fuse together to form one
nation,twokingdomsintowhichthisnationdivides,twonamesfortheDeityin
the source of the Biblewe add two new ones: the founding of two new
religions,the firstoneoutedbythe secondand yetreappearing victorious,two
foundersofreligion,whoarebothcalledbythesamename,Moses,andwhose
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2009] Totem,TabooandtheConceptofLaw 179
(nowknownasElohimorAdonai).
FreudstheorydoesreflectawidelyheldviewamongBiblical
exegetes that our modern Bible was redacted from a number of
sources.Itisalsoalmostirresistiblytemptingtolinktogetherthe
twoexamplesofmonotheismintheancientworld.Nevertheless,
mostscholarsthinkthatFreudsspecificsurmiseisabsurd,forno
otherreasonthattheperiodizationmakesnosense.
Freud claims that an obscure German scholar named Ernst
Sellinmadeadiscoveryofdecisiveimportance.Hefoundinthe
bookoftheProphetHosea...unmistakabletracesofatradition
to the effect that the founder of their religion, Moses, met was
violent end in a rebellion of his stubborn and refractory
people.188 Most scholars find no textual direct support for this
thesis. Freud, in effect, was performing a psychoanalysis of the
Biblicaltextitselflookingforhidden,suppressedmeaning.AsI
shall discuss, Lacanianism will warn against assuming that the
storiesuncoveredare literally,ratherthanmythically,true.Most
disturbingly, Freuds claim that the Hebrew people came into
being through the murder of their greatest prophet seems
uncomfortably to echo the most vile claims of antiSemites that
JewsareChristkillers.
Nevertheless,Freudinsistedthathisextraordinaryproposition
musthavebeentruebecauseitistheonlyonethatcouldoffera
psychoanalyticallycoherentexplanationoftheoddeventsofthat
booknamely, the writing, forgetting and reinstatement of the
law. It is a hidden truth brought out by psychoanalyzing the
authorsoftheTorah.Indeed,Freudgoessofartosuggestthatthis
antiSemitic accusation of deicide might reflect a deep,
suppressedculturalmemoryoftheJewstruecrime.Thatis,just
as the murder of Moses was a reenactment of the murder of
FatherEnjoymentbythebandofbrothers,theexecutionofJesus
wasareenactmentofthemurderofMoses.189
Freud,aJew,triestoseparatehimselffromanypotentialanti
Semitic misinterpretations of his theory. He believes that
Judaism, after the reintroduction of the law, constituted a great
spiritual revolution in human development. He argues that
Christsmurderwasthecollectiveresponsibilityofmankind,but
thattheJews,burdenedwiththeculturalmemoryoftheirmurder
ofMoses,arealonetobeadmiredforrecognizingtheirownguilt.
personalitieswehavetoseparatefromeachother.Id.at64.
188
Id.at42.
B.HartwithFreud
ThecoreofbothHartsstoryofprimitivesocietyandFreuds
of Moses & Monotheism concerns the development of law after
the initial law is written. Both are stories about the process
through which a sophisticated legal system supplants a more
primitiveone.Both envision asocietywherethepeopleinitially
havebutlosedirectknowledgeofthelaw.190
1.ForgettingtheLaw
UnansweredquestionsinHartsaccountarewhyandhowthe
people forgot the law. Hart just asserts that they just did,
obliquely referring to the increasing complexity of society.
Nevertheless,thelossofdirectknowledgeofthelawisnecessary
to Hart because it seems to offer an explanation as to why it
becomesnecessarythatofficialsmediatethelaw.
Freuds tale, in contrast, is about the forgetting. That is,
althoughMoses&Monotheismisataleofmurder,whatFreuds
finds most significant about Exodus is not the execution of the
deed, but . . . the doing away with the traces.191 Indeed, Freud
makes a jumpone that he admits is questionablefrom his
observations of individual psychology to group sociology.
Psychoanalytictheoryholdsthatindividualsdonotjustpassively
forget.192Freudheresuggeststhat,perhaps,thesamethingoccurs
withrespecttosocieties.
That is, if a society forgets an historic event, it must be
because it suppressed a painful memory it does not want to
remember or acknowledge. The things that one suppresses are
called traumas.193 To oversimplify, for Freud, traumas are
terrible things that occur sometime early in the subjects
development that the subject has not been able to integrate into
her symbolic world and cannot bear to face. They are literally
unspeakable in the sense that she cannot figure out how to put
themintowords.194
FreudspeculatesthatiftheHebrewpeoplecollectivelyforgot
189
FREUD,M&M,supranote4,at129.
190
Seeid.
191
Id.at52.
192
BRUCE FINK, A CLINICAL INTRODUCTION TO LACANIAN
PSYCHOANALYSIS7677,11215(1999).
193
SCHROEDER,THEFOURLACANIANDISCOURSES,supranote22,at4445.
SeealsoFREUDM&M,supranote4,at9194.
194
SCHROEDER,THEFOURLACANIANDISCOURSES,supranote22,at109
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thelawgiventothemonMt.Sinai,itmustbebecauseofashared
traumatic event associated with the law.195 The forgetting of the
law must be the communitys collective repression of the facts
surrounding its origins. Consequently, Freud leaps on Sellins
analysis of traces supposedly hidden in the book of Hosea and
concludes that the trauma was the revolt that ended in the
assassinationofthelawgiver.
There came a time when the people regretted the
murder of Moses and tried to forget it . . . . If,
however,theExoduswerebroughtnearerintimeto
the founding of their religion in the oasis, and one
allowedMoses,insteadoftheotherfounder,tohelp
in it, then not only were the claims of the Moses
people satisfied, but the painful fact of his violent
removalwasalsosuccessfullydenied.196
Assuggestedabove,althoughHartdidnotexplicitlysuggest
that Rex was murdered by his successor, he suggested both the
existenceofpastviolenceatthebeginningofRexsreign,andthe
fear of violence at its end. Freud makes the implicit violence
expressinTotem&Taboo.Adirect,personalrulebyastrongman
likeRexnodoubtisestablishedandendedonlybyabattletothe
death.
InMoses&Monotheism,Freudsuggeststhatanextraordinary
eventsuchastheforgettingofthelawcanonlybeexplainedby
trauma. He also suggests that one reason to believe that the
trauma that occurred at the writing of a new law was the
collectivemurderofthe lawgiveris preciselybecauseitechoes
the primal trauma of the collective murder of Father Enjoyment
thatsparkedthewritingofthefirstlaw.
Inpsychoanalysis,atraumaisnotmerelyabadevent.Abad
eventonlyhasthestatusofatraumaifitreappearsinsymptoms.
ToinvokeFreudsmetaphor,thesubjectbuildsaprotectivelayer
ofsymptomsinavainattempttoprotectherselffromthepainof
hertrauma,inthesamewayasanoysterbuildsaprotectivelayer
of pearl to protect itself from the pain of an irritant grain of
111.
195
They[thedecedentsofthemurderers]hadgoodreasons,however,for
repressingthememoryofthefatethathadbefallentheirleaderandlawgiver.
FREUD,M&M,supranote4,at85.
sand.197Similarly,aclassicformofsymptomistheperformance
of repetitive acts that to some extent reenact the original
trauma.198 Consequently, the murder of Moses was not only a
trauma itself it would be a symptom of mankinds original
trauma,themurderofFatherEnjoyment.Freudgoessofarasto
suggestthatthelaterexecutionofJesuswho,asinterpretedby
St. Paul, brought a new reading of the lawis not only another
trauma,butasymptomofthetwoearliertraumas.199
Does this suggest that a psychoanalytic reading of Harts
story of primitive society would conclude that another murder
must have proceeded the peoples forgetting of the law and the
institution of the rule by officials? No. Indeed, from a Lacanian
perspective,Freudisbeingmuchtooliteralminded.
Lacan agrees with Freud that a trauma must appear through
symptoms.But,LacanslogicismuchmoreradicalthanFreuds.
Freud thinks that traumas cause symptoms. Lacan, in contrast,
thinks that causation is retroactive. That is, Lacan argues that
whenweseeasymptom,wehypothesizethatatraumamusthave
occurred.Inpsychoanalysis,theanalysandtriestoreintegrateher
symbolic order that has been shattered by symptoms by
articulating a story that would retroactively seem to explain the
symptoms.200 Once the cause of the symptom has been
articulated,thesymptomthatisitsresultshoulddissolve.201
In Moses & Monotheism, Freud seems to think that the
murderofMosesexplainsthesymptomsthatheseesinExodus
ergo the murder must have occurred. Psychoanalysis is not a
judicial hearing or an objective scientific inquiry. The story the
analysandtellsherselfisanhypothesisinthelanguageoflogic,
it is an abduction (and not an induction or deduction).202 In
196
Id.at5859.
197
Ellie Ragland, The Psychical Nature of Trauma: Freuds Dora, The
Young Homosexual Woman, and theFort! Da! Paradigm, in 11 POSTMODERN
CULTURE: ANELECTRONICJOURNAL OFINTERDISCIPLINARYCRITICISM,http://
muse.jhu.edu/journals/pmc/v011/11.2ragland.html (referring to Sigmund Freud,
FragmentofanAnalysisofaCaseofHysteria,in7STANDARDEDITION3,83
(JamesStracheyetal.trans.,1953)).
198
SCHROEDER,THEFOURLACANIANDISCOURSES,supranote22,at44.
199
FREUD,M&M,supranote4,at10910.
200
SCHROEDER,THEFOURLACANIANDISCOURSES,supranote22,at44.
201
Lacanlearnedthat,inpractice,frequentlysymptomsdonotdissolveeven
afterarticulatedinasuccessfulanalysis.Thisledtohistheoryofthesinthome,
whichisbeyondthescopeofthispaper.Id.at110111.
202
JeanneL.Schroeder,AbductionFromtheSeraglio:FeministMethodologies
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abduction,oneconfrontsasurprisingthingandthentellsastory
that, if it were true, would make the thing no longer surprising.
The fact that an abduction is a plausible explanation of the
surprising thing is not, however, in and itself proof of its truth.
Rather, it is merely a good reason to engage in further
investigation.Thestoryananalysandtellsinasuccessfulanalysis
isonethatshefindssubjectivelycompellinginthatithelpsher
make sense out of her life. It is her myth. However,
psychoanalysisisnotinapositiontojudgewhetheranyparticular
storytoldbyanindividualanalysandisobjectivelytrue.
Moreover, although Lacanwouldprobablybelievethatthere
are no symptoms without an original trauma, one should not
necessarily presume that the trauma is something that someone
else would think of as traumatic. Some people are amazingly
resilientandcanexperiencehorrificevents,evenatayoungage,
andremainmentallyhealthy.Others,incontrast,cannotgetover
eventsthatseemtrivialtooutsiders.
Inotherwords,ontheonehand,itisnotnecessarytoaccept
Freuds suggestion that the peoples forgetting of the law must
havebeentriggeredbyaspecificviolentactofrevolution.Onthe
otherhand,thereplacementofaregimeinwhichthepeoplehave
immediate knowledge of the law by one in which only the
officials recognize, and have an internal view toward, is itself a
profound revolution. It is the repudiation and destruction of one
legalregimebyanother.Itishardtothinkthatsuchachangein
whichaprimitiveequalityisreplacedbyhierarchywithrespectto
thelawwouldnotbetraumatictoanysociety,evenifthechange
tookplaceoveralongperiodoftime.
Indeed,Freudsuggestssomethinglikethiswhenheretellsthe
Totem & Taboo myth in Moses & Monotheism. Freud
hypothesizesthat afterthebrotherskilledFatherEnjoymentthey
instituted a new regime governed by three laws. Two laws re
enforced the facts of Fathers regime: thou shall not kill your
father and, thou shall not commit incest.203 The third law is a
repudiationoftherulebyFather:allbrothersareequal.204Infact,
Freud proposes, it might have taken hundreds or thousands of
yearsbeforethiscameabout,anditislikelythatanotherregime
possiblyamatriarchyreignedintheinterim.Moreovertheeraof
andtheLogicofImagination,70TEX.L.REV.109,17980(1991).
203
FREUD,T&T,supranote3,at8386.
fraternalequalityeventuallywastobereplacedbypatriarchy.
In any event, although Hart passes over the reason why the
peopleforgotthelaw,theprocessbywhichtheyforgotmusthave
beentraumatic.Ofcourse,thismightbewhyHarthimselfcannot
bringhimselftodiscussit.
2.OfficialsandMediators
Unlike Harts amnesiacs, Freuds Hebrews eventually
recovered their memory of the law. After the group murdered
Moses, they gave up the strict Aton religion and the law Moses
brought them from Mt. Sinai, merged with other Semitic tribes,
adoptedthesoninlawofJethroastheirnewleader,andadopted
thepolytheisticYahwehreligion.
In three important points the later Jewish God
becameidenticalwiththeoldMosaicGod.Thefirst
and decisive point is that he was really recognized
as the only God, beside whom another god was
unthinkable. Ikhnatons monotheism was taken
seriously by an entire people indeed, this people
clung to it to such an extent that it became the
principal content of their intellectual life and
displaced all other interests. The people and the
priesthood, now the dominating part of it, were
unanimousinthatpoint....205
Psychoanalysis, however, insists that whatever is repressed
eventually returns.206 The repressed can return subconsciously
204
Id.at92.
205
FREUD,M&M,supranote4,at79.
206
[A] development which may be described as a slow
returnoftherepressed.Thetermrepressedishere
used not its technical sense. Here I mean something
past, vanished, and overcome in the life of a people,
which I venture to treat as equivalent to repressed
material in the mental life of the individual. In what
psychologicalformthepastexistedduringitsperiodof
darknesswecannotasyettell.Itisnoteasytotranslate
the concepts of individual psychology into mass
psychology,andIdonotthinkmuchistobegainedby
introducing the concept of a collective
unconsciousthe content of the unconscious is
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collectiveanyhow,ageneralpossessionofmankind..
..Wemustconcludethatthementalresidueofthose
primevaltimeshasbecomeaheritagewhich,witheach
newgeneration,needsonlytobeawakened,nottobe
reacquired.
Id.at170.
207
Two further questions must here be answered. First,
under what conditions does such a memory enter into
the archaic inheritance and, secondly, in what
circumstances can it become activethat is to say,
penetrate from its unconscious state in the Id into
consciousness,thoughinanalteredanddistortedform?
Theanswertothefirstquestioniseasytoformulate:it
happenswhentheexperienceisimportantenough,oris
repeatedoftenenough,orinbothcases.Withthefather
murder both conditions are fulfilled. To the second
question I would remark: there may be a number of
influenceswhichneednotallbeknownaspontaneous
courseisalsopossibleinanalogywithwhathappensin
some neuroses. The awakening, however, of the
memory trace through a recent real repetition of the
eventiscertainlyofdecisiveimportance.
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Moses,andthattheywerefirmbelieversintheAtonmonotheistic
faith. As such, they would not have been offended by the new
religionandstrictlawsthatMosesimposedontheHebrews.
Ifthiswerethecase,theLeviteswouldnothavetakenpartin
the revolt and assassination. As such, they would not have been
traumatized, and would have no need to repress the memory of
what really happened. Nor would they have acquiesced in the
Midianite attempt to appropriate the prestige of Aton and the
EgyptianMosesforYahwehandtheirownleader.Consequently,
theypreservedthememorynotonlyoftheirtrueorigin,butalso
thelawwrittenonMountSinai.209TheLevites,liketheofficials,
recognized the Mosaic law when the people could no longer do
so.Eventually,theyactuallybecameofficialspriestsandtemple
servants.Freudstates:
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212
Id.at127.
213
SCHROEDER,THEFOURLACANIANDISCOURSES,supranote22,at3637,
49n.47.
themselvesinoppositiontostrongtendencieswithin
the people which endeavored to revive two other
doctrines of Moses about his God. The Prophets
voices untiringly proclaimed that God disdained
ceremonial and sacrifice and asked nothing but a
belief in him and a life in truth and justice. When
theypraisedthesimplicityandholinessoftheirlife
in the desert they surely stood under the influence
ofMosaicideals.215
Iamnotatheologianbutwillacceptthisassertionforthesakeof
argument. Nevertheless, I must point out that the Biblical
prophets were haranguing not merely the priests, but the people
and the kingssuggesting that it was the people, in fact, who
practicedareligionmediatedbypriests.Moreover,Freudhimself
argued that it was the Levites, the tribe who would become the
priests and temple servants who preserved and reinstituted the
Mosaictradition. That is, thereestablishedreligionaspracticed
revolved around those things that the prophets condemned:
sacrifices in the temple, and elaborate and complicated rules of
practice promulgated by priests, i.e., officials. He says that
priests, in their rewriting of the Biblical text as we have it,
ascribemuchtoomuchtoMoses.Institutionsaswellasritualistic
rules undoubtedly belonging to later times are declared to be
Mosaic laws, with the clear intention of enhancing their
authority.216 In other words, by trying to say that the priests
betrayed the purity of the original Mosaic law, Freud
unintentionallysuggeststhattheMosaiclawaspracticedwasthat
law forgotten by the people and recognized by the priestly
officials.
VI. CONCLUSION
Both Hart and Freud try to explain the inexplicable birth of
law through myth. I have showed that they both tell a tale by
which law first comes into being as a way of assuring peaceful
successionafterthedeathofaprimoridialtyrant,RexinHart,and
Father Enjoyment in Freud. They also both suggest that in
214
FITZPATRICK,supranote2,at200.
215
FREUD,M&M,supranote4,at80.
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