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Threedimensionalsimulationforfastforward
flightofacalliopehummingbird
JialeiSong,BretW.Tobalske,DonaldR.Powers,TysonL.Hedrick,
HaoxiangLuo
Published8June2016.DOI:10.1098/rsos.160230
Abstract
Wepresentacomputationalstudyofflappingwingaerodynamicsofacalliopehummingbird(Selasphorus
calliope)duringfastforwardflight.Threedimensionalwingkinematicswereincorporatedintothemodelby
extractingtimedependentwingpositionfromhighspeedvideosofthebirdflyinginawindtunnelat8.3ms
1.Theadvanceratio,i.e.theratiobetweenflightspeedandaveragewingtipspeed,isaroundone.An
immersedboundarymethodwasusedtosimulateflowaroundthewingsandbirdbody.Theresultshows
thatbothdownstrokeandupstrokeinawingbeatcycleproducesignificantthrustforthebirdtoovercome
dragonthebody,andsuchthrustproductioncomesatpriceofnegativeliftinducedduringupstroke.This
featuremightbesharedwithbats,whilebeingdistinctfrominsectsandotherbirds,includingcloselyrelated
swifts.
1.Introduction
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Hummingbirdsaredistinguishedandextremelyagileflyersamongbirds.Theyarecapableofnotonly
sustainedhoveringflight,butalsofastforwardflightandvariousrapidmanoeuvers.Recentstudiesoffluid
dynamicshavemainlyfocusedonhummingbirdsuniquehoveringcapabilityandunsteadyaerodynamics
associatedwiththewingsthatmoveinarelativelyhorizontalplane[16].Thesestudiesincludeboth
experimentalmeasurementusingdigitalparticleimagevelocimetry(PIV)[14]andcomputationalfluid
dynamicssimulations[5,6].Despitehavingavertebratemusculoskeletalconfiguration,hummingbirdsin
hoveringmovetheirwingsforwardduringdownstrokeandbackwardwithaninvertedangleofattackduring
upstroke,i.e.aflightstrategythatisusedbymanyinsects(e.g.fruitfliesandbumblebees)aswellasbats.
Asaresult,bothdownstrokeandupstrokeofthewingsgenerateweightsupport,eventhoughithasbeen
shownforsomeofthehummingbirdsthatdownstrokeproducesapproximatelytwiceasmuchasweight
supportasupstroke[2,5].Closelyassociatedwiththetranslationandpitchingmotionsofthewings,the
unsteadyflowaroundhummingbirdshassimilarfeaturesasthoseoftheinsectwings[710].Forexample,
theflowislargelyseparatedfromthetopwingsurfaceleadingedgevorticesareformednearthewing
surfaceduringbothdownstrokeandupstroke,andtheyplayanimportantroleintheforceproduction.From
abiologicalperspective,suchsimilaritywithinsectsappearstobeowing,inpart,toevolvedspecializationfor
hightransmissionratio(i.e.theratioofcontractilevelocityofthemuscletotangentialvelocityofthewingtip)
inthehummingbirdwing[11].
Comparedwithhoveringflight,theforwardflightofhummingbirdsanditsfluiddynamicshavebeenmuch
lessstudied.Tobalskeetal.[12]performedcomprehensivemeasurementoftheflightkinematicsofthe
rufoushummingbirdsinawindtunnelatspeedsrangingfromzero(hovering)to12ms1.Thedatathey
obtainedincludethebodyorientationangle,wingbeatfrequency,wingbeatamplitude,strokeplaneangle,
wingtiptrajectoryandtimedependentvariablessuchasthewingchordangleandwingarea.Ingeneral,as
theflightspeedincreases,thebirdsaligntheirbodiesmoreparalleltotheflowtoreducedrag,andthe
strokeplanebecomesmorevertical,whichisbeneficialforthrustproduction.Basedontheirdata,the
advanceratio,J,definedastheratiobetweentheflightspeed,U,andtheaveragewingtipspeed,Utip,is
betweenJ=0forhoveringandJ=1.5forthemaximumspeedat12ms1.Incomparison,insectstypically
haveanadvanceratioofJ<1[13,14].Forexample,fruitfliesandbumblebeeshavetheadvanceratioat0.25
and0.6,respectively[15,14]sotheirwingspeedismuchfasterthantheflightspeed.Suchadifferencein
theflightdynamicsimpliesthatthereshouldexistasignificantlydifferentforceproductionmechanisminthe
hummingbirdwingsthanthatofthoseinsectwingsduringforwardflight.
Amonganimalflyers,thereareseveraltypesofthrustproductionmechanismsfortheforwardflightmode.
Onecommontypeisthesocalledbackwardflick[16],whichisusedbymanyinsects,e.g.
bumblebees[14,15,17],alsobybats[18]andbirdsthathaverelativelypointedwings(e.g.doves)[19]during
slowflightwithJ<1.Inthistype,thestrokeplanetiltsforwardandthebackwardspeedofthewingduring
upstrokeisfasterthantheflightspeed.Thus,theaerodynamicliftgeneratedbythewingsisdirectedforward
duringupstrokeandfunctionsasthrust.Anothertypeisthepaddlingmodefoundinarecentstudyoffruit
fliesatspeedof0.43ms1[20].TheadvanceratiooffruitfliesisnearJ=0.25[14].Inthiscase,thestroke
planeoftheinsectsremainsnearlyhorizontal,andtheangleofattackofthewingsatupstrokeismuch
greaterthanthatatdownstroke.Thus,largedragisproducedintheforwarddirectionasadragbasedthrust
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mechanism.Forlargebirdsatcruisingflight,theadvanceratioisusuallyaboveone[21],andthrustis
typicallygeneratedduringdownstrokewhentheleadingedgetiltsdownwardtoredirecttheaerodynamiclift
forwardforsimultaneousweightsupportandthrustproduction[22]duringupstroke,birdswithrounded
wingstendtofullyflexandfeathertheirwings,thusproducinglittleforce[2225],butthosewithpointed
wingssuchaspigeons,doves,cockatielsandparakeetssweeptheirwingsonupstrokeinfastflightand
continuetoproduceweightsupport,albeitatareducedlevelcomparedwithdownstroke[26,27].
Sincetheadvanceratioofhummingbirdsvariesfromzerotoaboveone,itispossiblethattheyusedisparate
forceproductionmechanismsatdifferentflightspeeds.FromTobalskeetal.[12],thetiptrajectoryofthe
hummingbirdsatslowflightspeedsishighlyskewed,whenviewedfromaglobalcoordinatesystem,and
resemblesthatofinsects.Thus,thebackwardflickmodeisprobablyemployedforthrustproduction.
However,atfastspeeds,itisnotclearwhetherthehummingbirdsbecomemorelikeotherbirds,orifthey
adoptadifferentflightstrategy.Toanswerthisquestion,itisnecessarytoexaminethedetailedwingmotion
atthosespeeds.Inadditiontothekinematicanalysis,accuratecalculationoftheforcesisneeded,asthe
flowunderconsiderationishighlythreedimensionalandinvolvesunsteadyeffectsbeyondlimitationsof
quasisteadymodels.
Inthecurrentstudy,weaimtounderstandliftandthrustproductionofhummingbirdsduringfastforward
flight.Theflowfieldandbehaviourofvorticeswillbeinvestigatedalongwithaerodynamicforces.Inaddition,
wewillcompareforcegenerationmechanismsbetweenhummingbirdsandinsects,otherbirdsincludingthe
closestrelatives,swifts,aswellasbats.Followingtheapproachinapreviousstudyofhoveringflightofthe
hummingbird[5],wedevelopahighfidelitycomputationalmodelthatincorporatestherealistickinematicsof
thebirdwingsandadoptthreedimensionalnumericalsimulationstoresolvetheunsteadyflow.
2.Modelconfigurationandsimulationapproach
2.1Reconstructionofthewingkinematics
Afemalecalliopehummingbird(Selasphoruscalliope)wasthestudysubject,whosebasicmorphological
dataareprovidedintable1.Theexperimentalstudywasconductedtoobtainthewingkinematicsata
sustainedflightspeedofU=8.3ms1,atwhichthewingbeatfrequencyis45.5Hzwhilethestrokeplane
anglebetweenthestrokeplaneandthehorizontalis67.9.Intheexperiment,thebirdwasplacedinan
opencircuit,variablespeedwindtunnelwithafeederatthemiddleofthetunnel,anditwastrainedtoadapt
tothewindwhilefeeding.Werecordedflightkinematicsofthehummingbirdusingthreehighspeedcameras
distributedoutsidethewindtunnel:1PhotronSA3(PhotronUSAInc.,SanDiego,CA,USA)and2two
Photron1024PCI,allwithelectronicallysynchronizedshuttertiming.Twocameraswereplaceddorsallyto
thebird,andonewasplacedlaterally,asshownbytheviewsinfigure1.Videorecordingsweremadeat
1000Hzwithashutterspeedof1/10000s.Theworkingsectionofthetunnelis85cminlength,squarein
crosssection,6060cm2attheinletandincreasingto61.561.5cm2attheoutlettoaccommodate
boundarylayerthickening[28].Maximumdeviationsinvelocitywithinacrosssectionarelessthan10%of
themeantheboundarylayerislessthan1cmthickandturbulenceis1.2%.
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Figure1.
Cameraviewsofthehummingbirdflyinginthewindtunnel.
Table1. Viewinline
Morphologicalandbasickinematicsdataofthehummingbirdusedinthestudy.
Afterthevideosweretaken,acustomMATLABprogram[29]wasusedtotrackthemarkersframebyframe
andtoextracttheirthreedimensionalcoordinates.Thesemarkerswereprelabelledonthewingsusingnon
toxicpaint,andtheyincludedfivepointsontheleadingedge,onatthewingtipandthreeonthetrailing
edge,asshowninfigure2,whereacomparisonofthereconstructedmodelwiththecameraviewshows
thattheinstantaneouswingpositionanddeformationarewellcaptured.Inasimilarstudyforthehovering
hummingbird[5],aprincipalcomponentsanalysisverifiesthatthesepointsaresufficienttocharacterizethe
wingmotion.Thewinggeometryreconstructionprocessissimilartothatinthepreviousstudy[5].Thewing
profilewasconstructedusingsplineinterpolationthroughthemarkerpoints,andthewingsurfacewasthen
builtusingtriangularelementswithintheprofile.Thebirdbodywasreconstructedusingthecameraviewsof
thehummingbird.Inthecurrentreconstruction,asinglewingconsistsof1335elementsand718nodes,
whilethebodysurfaceconsistsof3560elementsand1782nodes.Atotalof13cyclesofwingbeatsduring
steadyflightwerecaptured,andeachcyclecontainsapproximated22frames.Toincreasethetime
resolutionofthewingposition,thetrajectoriesofthewingmeshnodesarealsorefinedbyspline
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interpolationintime.Sevencyclesofwingbeatswerereconstructedfromtheimagingdataandusedforthe
simulation.Figure3showsasequenceofwingpositionswithinacycleandalsothewingtiptrajectory(see
theelectronicsupplementarymaterialforananimation).
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Article
Figure2.
Abstract
Reconstructedwingpositionsandcorrespondingsnapshotsfromthecameraview.
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
Acknowledgements
References
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Figures&Data
Info&Metrics Downloadfigure
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Figure3.
Reconstructedwingpositionofthehummingbirdwithinonebeatcycle:(a)downstroke,(b)upstrokeand
(c)theleftwingtiptrajectoryasviewedinabodyfixedcoordinatesystem,wherethethicklineisthe
phaseaveragedandthethindashedlineistheinstantaneousdata.
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2.2Wingkinematics
Figure4showsboththeinstantaneousandphaseaveragedwingtipvelocityofthehummingbird.The
upstrokehasslightlyhighervelocitythandownstroke.Thepeakvalueisat11.22ms1fordownstrokeand
12.18ms1forupstroke.Thewingtipvelocityaveragedthroughoutthecyclesis8.14ms1,whichgivesthe
advanceratioJ=1.02.Thewingareacanbecalculatedfromthereconstructedkinematicsanditvaries
between5.34cm2duringdownstrokeand5.03cm2duringupstroke,withaverageatS=5.18cm2.
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Article
Abstract
Openinnewtab
1.Introduction
2.Modelconfigurationandsimulationapproach
Downloadpowerpoint
3.Resultsanddiscussion
Figure4.
4.Conclusion
Instantaneous(thindashedlines)andaverage(thickline)wingtipvelocity.Inallfigures,greybackground
Ethics
representsdownstrokeandwhiterepresentsupstroke.
Dataaccessibility
Competinginterests
Fromfigure3,wingtwistalongtheaxisandspanwisebendinginacycleareevident.Tocharacterizethe
Funding
positionofacrosssectionofthewings,wedefinethechordangleastheinstantaneousanglebetweenthe
Acknowledgements
chordandtheflightdirection.Theangleofattack,,isdefinedastheanglebetweenthechordandthe
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relativeflowdirectionthatcombinesboththefreestreamvelocityandthetranslationalvelocityofthechordat
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theleadingedge.Thesetwoanglesareplottedinfigure5fortwochordsandfivecycles,oneproximal
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chordatdimensionlesslocationr^ = r/R = 0.15 andonedistalchordatr^ = 0.9 ,whicharedenotedby
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subscriptspandd,respectively.
PDF
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Abstract
Figure5.
1.Introduction
Chordangle(a,b)andeffectiveangleofattack(c,d)foraproximalchordatr^ = 0.15 (a,c)anda
distalchordat ^ = 0.90 (b,d).
2.Modelconfigurationandsimulationapproach
r
3.Resultsanddiscussion
Fromtheseplots,wecanseelargedifferencesbetweentheproximalchordanddistalchord.Forthe
4.Conclusion
proximalchord,thechordangle
Ethics pandangleofattackparebothpositiveduringtheentirecycle.Forthe
distalchord,theseangleschangethesignandvarysignificantly.Duringthedownstroke,
Dataaccessibility disnegative,i.e.
theleadingedgetiltingdownward,but
Competinginterests dispositiveowingtofasttranslationofthechord.Duringupstroke,
dispositive,i.e.theleadingedgetiltingupward,butthe
Funding disnegative,indicatingthatthepressuresurface
Acknowledgements
andthesuctionsurfaceareswappedatthatmoment.Wingtwistcanbedescribedbythedifferencebetween
References
thetwochordangles,dp,whichisplottedinfigure6.Itisshownthatthetwistanglereachesitsextreme
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valueduringmiddownstrokeandmidupstrokehowever,itismorepronouncedduringupstroke(near40)
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thanduringdownstroke(near25).Thesedifferencesbetweentheproximalsectionandthedistalsection
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leadtohighlynonuniformpressuredistributiononthewingsurfaceasshownlater.
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Article
Abstract Openinnewtab
1.Introduction
Downloadpowerpoint
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
Figure6.
4.Conclusion
Wingtwistasmeasuredusingthedifferencebetweentwochordangles.
Ethics
Dataaccessibility
2.3Simulationsetupandverification
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Inthemodel,theReynoldsnumber,definedasU c
/ ,issettobeRe=3000,where c
istheaveragechord
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lengthandisthekinematicviscosity.Theflowisassumedtobegovernedbytheviscousincompressible
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NavierStokesequation,whichissolvedbyaninhousecodethatadoptsasecondorderimmersed
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boundaryfinitedifferencemethod.Thecodeisabletohandlelargedisplacementofthemoving
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boundaries[30].Afixed,nonuniform,singleblockCartesiangridisemployedtodiscretizethedomain
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(figure7a).Therectangulardomainis252016cm3.Forthesimulation,704842560(333million)points
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areusedforthebaselinesimulation.Afinermeshisalsousedinthesimulationtoverifygridconvergence.
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Bothofthesemesheshavemaximumresolutionaroundthewing,whichis 60
1
cminallthreedirectionsfor
thebaselinecaseand 1
cm fortherefinedcase.Thesimulationwasruninparallelusingdomain
70
decompositionandMessagePassingInterface(MPI).Thetimestepist=5s,whichleadstoapproximately
4400stepsperwingbeatcycle.AmultigridmethodwasemployedtoaccelerateconvergenceofthePoisson
solver.Atotalof96processorcoreswereusedforthebaselinecase,and128coresfortherefinedcase.
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Downloadfigure
Article
Abstract Openinnewtab
1.Introduction
Downloadpowerpoint
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
Figure7.
4.Conclusion
(a)Baselinemesharoundthebird(onlyoneoutofevery12pointsineachdirectionisshown).(b)Force
comparisonbetweenbaselinesimulationandfinemeshsimulation.
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Dataaccessibility
TheverticalforceF ZandthrustF T=F Xgeneratedbyonewingarenormalizedbythefluiddensity,,the
Competinginterests
flightspeed,U,andthesurfaceareaofthewingaccordingto
Funding
Acknowledgements FZ FT
CZ = and CT = .
References (1/2)U
2
S (1/2)U
2
S
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(2.1)
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Theliftanddragonthebirdbody,F Z andF D ,arenormalizedinthesamemanner.Theaerodynamicpower
Info&Metrics b b
coefficientofonewingisdefinedas
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f u dA
CP = .
3
(1/2)U S
(2.2)
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Thesimulationresultsfortwowingbeatcyclesfrombothmeshesareshowninfigure7andtable2for
comparison.Infigure7andalsootherfiguresfromherein,theshadedareaindicatesdownstroke,whilethe
whiteareaindicatesupstroke.Theseresultsincludethetimeaveragedliftandthrustofonewingandalsolift
anddragofthebirdbody.Fromthetable,weseethatthemaximumdifferenceofalltheforcesislessthan
5%.Thus,thebaselineresolutionisdeemedsatisfactoryforthecurrentstudy.
Table2. Viewinline
Comparisonoftheforcecoefficientsforthewingsandbodyfromthetwodifferentmeshes,whereCZand
CTarefortheverticalforceandthrustofonewing,respectively,andCZ,bandCD,bareforthevertical
forceanddragofthebody,respectively.
3.Resultsanddiscussion
3.1Aerodynamicforces
Theforceandpowercoefficientsareshowninfigure8,whichincludebothinstantaneousandphase
averageddata.Thecycleaverageddataarelistedintable3foranentirecycleandfordownstroke/upstroke
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separately.Figure8ashowsthattheweightsupportismostlygeneratedduringdownstrokewhereCZis
positive.Middownstrokecorrespondstothemaximumliftproduction.Duringsupinationandearlyupstroke,
Article
thewingsarestillabletogeneratesomeweightsupport.Aroundmidupstroke,verticalforcebecomes
Abstract
negativeeventhoughitsamplitudeisnotparticularlyhigh.
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
Acknowledgements
References
Leaveacomment
Figures&Data
Info&Metrics
PDF
Downloadfigure
Openinnewtab
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Figure8.
Forceproductionandaerodynamicpowerconsumptionofeachhummingbirdwing:(a)verticalforce
coefficient,(b)thrustcoefficientand(c)powercoefficient.Ineachcase,thethindashedlinesarethe
instantaneousdata,andthethicklineisthephaseaverageddata.
Table3. Viewinline
Forceproductionandpowerofupstroke,downstrokeandentirecycle(i.e.averagebetweenupstroke
anddownstroke).
Ontheotherhand,figure8bshowsthatthrustismostlypositiveduringbothdownstrokeandupstroke.
Furthermore,thrusthasagreaterpeakduringupstrokethanduringdownstroke.However,thedatain
table3showthatdownstrokeonaverageproducesmorethrustthanupstroke.
Figure8cshowsthatthepowerconsumptionduringbothhalfwingbeatsaresignificant.However,the
powerrequirementisgreaterfordownstroke,abouttwiceashighasupstroke.Thisfeatureissimilarto
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hovering,wheredownstrokepowerisnearly2.8timesofupstrokepoweraccordingtoSongetal.[5],who
studiedtherubythroatedhummingbird.UsingtheequationP =
1
CP U
3
(2S ) fortheaerodynamic
2
Article
power,P,wehaveP=94.5mWforthecalliopehummingbird,andbodymassspecificpower34Wkg 1.Thus,
Abstract
massspecificpoweroutputofthehummingbirdiswithintherangereportedforlargerbirdspecies.For
1.Introduction 1at5ms1to47Wkg1at14ms1,anddovepower
example,cockatielpoweroutputrangesfrom17Wkg
2.Modelconfigurationandsimulationapproach
outputrangesfrom31Wkg1at7ms1to54Wkg1at17ms1[31].Comparedwiththehoveringruby
3.Resultsanddiscussion
throatedhummingbirdat55Wkg1[5],forwardflightinthecalliopehummingbirdrequireslesspower,which
4.Conclusion
isexpectedsincehoveringgenerallyismoreenergydemandingthanforwardflight.Ontheotherhand,
Ethics
forwardflightat8.3ms1isnotnecessarilyminimumpowerspeedforthehummingbird,asthemechanical
Dataaccessibility
poweroutputofbirdscanbedescribedasaUshapedcurvefunctionoftheflightspeed[3133].
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Funding
Usingthepresentforcecoefficientsandequation Ftotal =
1
(2CZ + CZ,b )U
2
S ,weobtainthetotal
2
Acknowledgements
verticalliftproducedbythebird,whichisaround94%ofthebirdweight.Thebirdbodyitselfgeneratesabout
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22.2%ofbodyweight.Thisresultwillbediscussedlater.Thethrustgeneratedonthetwowingstogetheris
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152%ofthebodydrag.Theimbalanceoftheverticalandhorizontalforcescouldhavebeencausedby
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severalreasons:(i)theabsenceofcamberinthewingmodel,(ii)errorindigitizationofthewingposition,(iii)
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beakfeederinteractionasthebirdwasattemptingtofeedduringtherecording,(iv)interactionbetweenthe
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birdsbodyandthewakeofthefeeder,and(v)anunderestimateofdragcoefficientforthebody.
3.2Forceproductionmechanism
Overallforceproductionofthehummingbirdcanbeexplainedfromthewingkinematicsasviewedfromthe
globalcoordinatesystem,i.e.thecoordinatesystemfixedwiththeambientair.Figure9showstheproximal
anddistalchordmovingintheglobalcoordinatesystemwiththeirtrajectoriestracedout.Duringdownstroke,
theangleofattackispositiveforboththeproximalchordandthedistalchord.Therefore,bothwingsections
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generateweightsupport.Sincetheleadingedgeofthedistalsectiontiltsdownward,theaerodynamiclifthas
aforwardcomponentthatleadstothrustgenerationduringdownstroke.
Article
Abstract
1.Introduction
Downloadfigure
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
Openinnewtab
4.Conclusion
Ethics Downloadpowerpoint
Dataaccessibility
Figure9.
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Timedependentpositionofthedistalchord(a)andproximalchord(b)intheglobalcoordinatesystem
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withqualitativeforceproductionatmiddownstrokeandmidupstroke.
Acknowledgements
References
Duringupstroke,bothwingsectionsmoveforwardinair,eventhoughthestrokeplaneangleislessthan90
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andthewingsmovebackwardwithrespecttothebody.Nevertheless,positivethrustisgeneratedduringthis
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halfcyclebythedistalsection.Asshowninfigure9,theangleofattackofthedistalchordisnegativeat
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upstroke,andtheoverallforceonthesectionpointsdownwardandforward.
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Figure10showsthepressuredistributionwithinfourselectedverticalslicesatmiddownstrokeandmid
upstroke.Itcanbeseenthattherolesofthedistalsectionandproximalsectionaredifferent.Forboth
downstrokeandupstroke,theproximalwinghaspressuresurfaceontheventralsideandsuctionsurfaceon
thedorsalside.Thus,itsmainroleisforverticalforcegeneration.However,thedistalwingflipsitsangleof
attackbetweenthetwohalfcycles.Thus,positive(negative)pressureisdistributedontheventral(dorsal)
sideduringdownstroke,andtheoppositeistrueduringupstroke.Thispressuredifferentialleadstoweight
supportduringdownstrokeonly,butthrustproductionduringbothdownstrokeandupstroke.
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Article
Abstract
Openinnewtab
1.Introduction
2.Modelconfigurationandsimulationapproach
Downloadpowerpoint
3.Resultsanddiscussion
Figure10.
4.Conclusion
Ethics
Pressuredistribution(inPascals)intheparasagittalplanesat(a)middownstrokeand(b)midupstroke.
Dataaccessibility
3.3Vortexstructures
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Vortexstructures,whichareinducedbythewingmotionanddominatethewake,havebeenafocalpointin
Acknowledgements
thestudyofforceproductionofflappingwingsandfishfins.Theycanalsobeusedtoevaluatewhethera
References
birdadoptsslowgaitorfastgait[22].Ashasbeenpointedoutbypreviousresearchers,atslowgaitthe
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trailingedgevortices(TEVs)formringsaftereachdownstroke,andthesequencewouldlooklikeaseriesof
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smokerings[34,35]whileatfastgait,thetipvortices(TVs)formundulatingvortextubesfromthetip,and
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theTEVsformcylindersfromthetrailingedges,bothbeingconvecteddownstream[24,25,36].
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Inthecurrentstudyofhummingbirdflight,weusedtheisosurfacetoshowthevortexstructures.Thescalar
quantityisdefinedasthemaximumvalueoftheimaginarypartoftheeigenvalueofthevelocitygradient
tensoru,anditdescribesthestrengthofthelocalrotationoffluid[37].ItisfoundthattheTVsare
continuouslyshedfromthewingtip,andtheTEVsshedwiththeshapeofseparatecylinders.Suchladder
typevortexstructureswerealsoobservedinthemeasurementofforwardflightofswifts[25],whichare
closelyrelatedtohummingbirds,andlikehummingbirds,donotflextheirwingsduringflight.Aspointedout
bytheauthors[25],theladdertypewakeisformedbycontinuoussheddingofthespanwisevorticesfrom
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thewingsurfaceandisdifferentfromanearlierspeculationthatforswiftsandhummingbirds,aladderlike
wakewouldbegeneratedbyadistinctvortexineachofdownstrokeandupstroke[38].Eventhoughthey
bothgeneratecontinuousladderlikevortexstructures,swiftsdonotforegoweightsupportonupstrokelike
wereportforhummingbirds.
Severalsnapshotsoftheflowfieldareshowninfigure11.Thesesnapshotsshowroughlytheshapeofthe
TVsthatfollowthetrajectoryofthewingtips.Inaddition,vortexsheddingfromthetrailingedgeisevident.
Formationoftheleadingedgevortices(LEVs)duringbothdownstrokeandupstrokeisvisible,andtheLEVs
arestableforbothdownstrokeandupstroke.ThebehaviouroftheLEVshastodowithboththe
instantaneousangleofattackandpitchingrotationofthewing[39].Fromfigure5d,theangleofattackof
thedistalsectionkeepsamaximumvaluearound25forasignificantperiodoftime,whichwouldhave
causedLEVsheddingandstall,ifthewingsimplytranslatedwithoutchangingitspitch.However,thewings
arealsoperformingrapidpitchingaroundtheiraxes,asseenfromvariationofthechordangleplottedin
figure5b.Thatis,thechordanglemagnitudedecreasesduringdownstrokeaftert/T>0.2,andquickly
increasesduringupstrokebeforemidupstroke.Suchrotationalmotionhasbeenknowntomaintainstability
ofLEVsandtoenhanceliftproductionofthewings[39].
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Article
Abstract
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
Acknowledgements
References
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Figure11.
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Vortexstructuresintheflow:(a)pronation,(b)middownstroke,(c)supinationand(d)midupstroke.See
theelectronicsupplementarymaterialforananimation.
3.4Forcesonthebirdbody
Liftanddragonthebirdbodyareaffectedbytheorientationofthebirdduringflight.Ingeneral,the
inclinationangleofthebodydecreaseswiththeincreaseofflightspeed[12,23,27,40,41].Inthecurrent
study,thebodyangleofthehummingbirdisb=12,whichisclosetotheangleoftherufoushummingbirdat
aspeedof8ms1,whereb=11[12].Figure12showsboththeinstantaneousandphaseaverageddataof
theforcesonthebody.Downstroke,upstrokeandcycleaverageddataarelistedintable3.Theseresults
showthattheliftonthebodyprovides22.2%oftheweightsupport.Furthermore,liftonthebodyduring
downstrokeis1.76timesofthatduringupstroke.Infigure12a,liftonthebodyoscillatessignificantlyduring
awingbeatcycle.Ontheotherhand,dragonthebodydoesnotvaryverymuchinacycleandisnearly
equalonaveragebetweendownstrokeandupstroke,whicharereflectedinfigure12bandtable3.
Article
Abstract
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
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Figure12.
Instantaneous(thindashedlines)andphaseaveraged(thickline)lift(a)anddrag(b)onthebirdbody.
Thinsolidlinesdenotedatafromtheisolatedbodysimulation.
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Thehighpercentageofliftproducedbythebodyandtheoscillationsofthebodyliftinacyclemaybe
attributedtoaerodynamicinteractionbetweenthewingsandthebodythatisassumedtobestationaryinthe
currentstudy.Toverifythispossibility,wealsosimulatedseparatelythesameflowaroundtheisolatedbody
withoutthewingsattached.Theshapeandorientationofthebodyremainthesameinthetest.
Figure13ashowsthepressuredistributiononthebirdbodyfromtheisolatedbodysimulation,whichcanbe
comparedwiththeresultfromthefullbodysimulationshowninfigure13bandcformiddownstrokeand
midupstroke,respectively.Fortheisolatedbody,eventhoughahighpressurezoneisestablishedbelowthe
bodyandnearthehead,theflowpassesaroundthebodyintheabsenceofthewingsandmergesbehind
andabovethebody,wherethepressureispartiallyrecovered.Asaresult,theoverallliftbythebodyis
small.Whenthewingsarepresent,theflowfrombelowispreventedfrompassingaroundthebodybythe
wings.Furthermore,thewingwinginteractionmechanism,similartothatproposedbyLehmannetal.[42],
apparentlyhasplayedarolehere.Thatis,whenthetwowingsareseparatingfromoneanotherfrom
pronationtomiddownstroke,theycreatealowpressurezoneabovethebirdbody,asshowninfigure13b,
thusleadingtoanetupwardforce.Thismechanismalsoexplainswhyduringupstroke,thelowpressure
zoneabovethebody,asplottedinfigure13c,issignificantlysmallerwhencomparedwithdownstroke.Close
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Article
Abstract
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
Acknowledgements
References
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Figures&Data
Info&Metrics
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Figure13.
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19/09/2016 Threedimensionalsimulationforfastforwardflightofacalliopehummingbird|OpenScience
PressuredistributiononthebodysurfaceinPascals:(a)isolatedbodysimulation,(b)bodywithwingsat
middownstrokeand(c)bodywithwingsatmidupstroke.
Thepresentresultshowsthatthebirdbodyhassignificantcontributiontotheoverallweightsupport.In
comparison,previousexperimentalstudiesofinsectsandotherbirdsindicatedthatthebodyliftisonlya
smallportionoftheanimalweight,asshownintable4.However,wepointoutthatinthosepreviousstudies,
theforcewasmeasuredfortheisolatedanimalbodyonly,whileinthecurrentstudy,thewingsarepresent
andareinconstantmotion.Fortheisolatedhummingbirdbody,wealsoobservedlowliftproduction.As
shownintable4,liftoftheisolatedhummingbirdbodyisonly8%oftheweightandiscomparablewith
previousdataforinsectsandalsobirds(e.g.1520%duringflexedwingboundsinzebrafinch).
Table4. Viewinline
Liftcontributionfromthebodytoweightsupportfordifferentspecies.(Measurementfortheinsectswas
doneonisolatedbodiesandforzebrafinchwasdoneusinglivebirdswithintactbutfoldedwingsand
tails.)
3.5Comparisonofhummingbirdswithotherflyinganimals
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TheadvanceratioJandstrokeplaneanglearetwoprimaryfactorsthataffecttheforceproductionof
flappingwingsduringforwardflight.Thesetwovariablesdifferlargelyamonganimalspecies.Figure14
Article
showsafewspeciesontheJmapwiththedatadirectlycollectedorderivedfromvarioussources.Itcan
Abstract
beseenthathummingbirdslargelyfallwithintherangeoftheinsectsbutalsoextendintotherangeofother
1.Introduction
birds.Forallspecies,thestrokeplaneangleincreaseswiththeadvanceratio,whichisexpectedsinceatfast
2.Modelconfigurationandsimulationapproach
flightspeed,theanimalsnotonlyreducethebodyanglefordragreduction,whichwouldnaturallycausethe
3.Resultsanddiscussion
strokeplaneangletoincrease,butmayalsotiltthestrokeplanefurthertoenhancethrustgeneration.
4.Conclusion
Ethics
Dataaccessibility
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Figure14.
(a)Strokeplaneangleversusadvanceratio.Dataarecollectedfromtheliterature(Diptera:[48],
bumblebee:[15,17],rufoushummingbird:[12],magpie,pigeonandzebrafinch:[40,41],hawkmoth:[49],
barnswallow:[50],bat:[51]).
Forthesmallinsectslikebumblebeesandfruitflies,theadvanceratioisusuallylessthanone[14].Forsuch
slowflight,liftproductionispredominantoverthrustproduction.Sincethebacksweepingvelocityofthe
distalwingexceedstheforwardflightspeedatupstroke[15,20,33],thewingtiptrajectorytracedoutinthe
globalcoordinatesystemishighlybackwardskewedatupstroke,whichisshowninfigure15fora
bumblebeeatJ=0.6.Inthiscase,downstrokeismainlyforliftproduction,whileupstrokeismainlyforthrust
production.Iftheflightspeedisfurtherreduced,withamoreskewedtrajectory,upstrokemayevenproduce
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liftaswell.Overall,thisstrategyofusingupstrokeisalsoknownasbackwardflick[18,23,31].Anexception
isthefruitflywhichisshownbyarecentstudythatitsupstrokeusesapaddlingmodetoproducedrag
Article
basedthrust[20].
Abstract
1.Introduction
2.Modelconfigurationandsimulationapproach
3.Resultsanddiscussion
4.Conclusion
Ethics
Dataaccessibility
Competinginterests
Funding
Acknowledgements
References
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19/09/2016 Threedimensionalsimulationforfastforwardflightofacalliopehummingbird|OpenScience
Downloadpowerpoint
Figure15.
Wingtiptrajectoryandforceproductionofbumblebee,hummingbirdandpigeon.
Formostbirds,theadvanceratioissignificantlygreaterthanone,andthestrokeplaneangleiscloseto90.
Thus,thewingtiptrajectoryintheglobalcoordinatesystembecomesmuchlessbackwardskewedandthe
wavelengthtoamplituderatiobecomesgreaterasshowninfigure15forapigeon.Inthiscase,upstrokeis
notsuitableforthrustgeneration.Instead,thewingsareeitherfeatheredwithlittleforceproduced[25,24],or
sweptonupstrokewithsomeliftproduction(e.g.pigeon)[26,27].Ontheotherhand,apowerfuldownstroke
isusedtoproducebothliftandthrust.
Forthehummingbirdinthecurrentstudy,theadvanceratioisbetweenthatofinsectsandotherbirds.The
wingtiptrajectoryismoderatelyskewedasshowninfigure15.Therefore,withproperangleofattack,the
wingscanstillproducethrustduringupstroke.However,sincetheoverallforcepointsdownward,somelift
hastobesacrificed.Fromthisfigure,itcanbeseenthatthrustcanbeproducedwhenthewingspeedat
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upstrokeiscomparabletoorpossiblyevenlowerthantheflightspeed.Thisthrustmechanismisanalogous
toasailthatmovesagainstwindandthusistermedasailmodeinthiswork.Ontheotherhand,
downstrokeofthehummingbirdissimilartothatofbigbirds,asshowninfigure15,wherebothliftand
Article
thrustaregenerated.
Abstract
1.Introduction
Itshouldbepointedoutthatatslowflightspeeds,forceproductionofthehummingbirdstillappearscloseto
2.Modelconfigurationandsimulationapproach
thatofinsects.AsshownbyTobalskeetal.[12],whenJisbelow0.7,thestrokeplaneangleofthe
3.Resultsanddiscussion
hummingbirdissmallandthewingtiptrajectoryisalsohighlyskewedlikethatofinsects.Similarly,some
4.Conclusion
insectscanalsoperformfastflightatJ>1,e.g.hawkmoth,asseenfromfigure14.Itwouldbeinterestingto
Ethics
seewhethertheirforceproductionmechanismissimilartothatdescribedhereforthehummingbird.
Dataaccessibility
Competinginterests
Thereissignificantsimilaritybetweenthehummingbirdandbats,bothbeingcapableofhoveringand
Funding
forwardflightatJ=1[52].Recentflowvisualizationstudiesofbatshavesuggestedthataerodynamicfunction
Acknowledgements
ofupstrokechangeswithforwardflightspeed[16].Athoveringandslowspeeds,batwingsareinverted
References
duringupstroketoaidweightsupportandatfastspeeds,downstrokeproducesweightsupportandthrust,
Leaveacomment
butupstrokemaygenerateextrathrustatcostofnegativelift.Thesefeaturesaresimilartowhatwehave
Figures&Data
reportedforthehummingbird,whichisinterestinggiventhat,unlikehummingbirds,batsflextheirwings
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duringupstroke.
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Itisalsointerestingtopointoutthesimilaritiesanddifferencesbetweenthehummingbirdandtheswift,as
bothofthemkeeptheirwingsextendedduringtheentirewingbeatcycleregardlessofflightspeeds.Thisis
highlyunusualforbirds,asmostbirdsflexthewingsduringupstroke[53].Regardlessofkeepingthewings
extended,thecombinationofspanwisetwistandthestrokeplaneanglereportedhereforthehummingbird
isamechanismforpermittingflightoverawiderangeofspeed.Fortheswift,itisbelievedthatwingtwistis
animportantfactorleadingtooptimalefficiencyofflappingflight[54].Ontheotherhand,theswiftsflight
styleisdedicatedtocruisingflight,anditisnotadeptathovering,andsomeswiftspeciesareevenunableto
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19/09/2016 Threedimensionalsimulationforfastforwardflightofacalliopehummingbird|OpenScience
accelerateintoflightfromastandingstartwithoutfirstdroppinginaltitudetogainvelocity[55].Therefore,
oneconclusioncouldbethattheswiftpatternofforcedevelopmentisoptimizedformorecontinuousweight
supportduringcruisingflightinawaythatthecloselyrelatedhummingbirddoesnotachievewhileforthe
hummingbird,itsevolutionarytrajectorymayhavefavouredthecapacityforsomethrustproductionatthe
expenseofthemoreconstantweightsupportstyleintheswift[54].Thishypothesismeritstestingina
broaderphylogeneticcontext,asitisnotappropriatetoinferevolutionarytrajectoriesfromtwospecies
comparisons[56].
4.Conclusion
Threedimensionalcomputersimulationhasbeenperformedtostudyaerodynamicsofahummingbirdinfast
forwardflightandwhosewingmotionwascapturedbyfilmingthebirdflightinawindtunnel.Thefinding
placeshummingbirdsinaninterestingpositionrelativetoinsectsandlargebirds.Ataspeedof8.3ms1,the
advanceratioofthehummingbirdisbetweenthoseoftypicalinsectsandlargebirds,andthesimulation
resultsshowthatthehummingbirdusesadifferentstrategyforliftandthrustproduction.Inparticular,its
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powerdownstrokegeneratesbothweightsupportandthrustjustlikeotherbirds,butitsupstrokefurther Close
enhancesthrustbysettingthedistalwingsataproperangleofattackwithrespecttotheoncomingair,even
thoughsuchthrustenhancementcomesatcostofsomenegativeliftatupstroke.Thesefeaturesarethus
Article
similartothoseofbatsflyingatJ=1.Ultimately,cautionisnecessaryininterpretingourresultsasthey
Abstract
emanatefromthestudyofasinglebirdofonespecies.Newstudiesinaphylogeneticcontextwillbeuseful
1.Introduction
forunderstandingtheevolutionarytrajectoriesandselectivepressuresthatdrovethehummingbirdflight
2.Modelconfigurationandsimulationapproach
style. 3.Resultsanddiscussion
4.Conclusion
Ethics
Ethics
Dataaccessibility
Competinginterests
AllprotocolsassociatedwithhummingbirdcareandexperimentationwereapprovedbytheUniversityof
Funding
MontanaIACUC(06314BTDBS12914).ScientificcollectingwaspermittedbytheUSFishandWildlife
Acknowledgements
Service(SCCL771277)andMontanaDepartmentofFishWildlifeandParks(2015062).
References
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Dataaccessibility
Figures&Data
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DataavailablefromtheDryadDigitalRepository:http://dx.doi.org/10.5061/dryad.8ch1b.
PDF
Competinginterests
Wedeclarewehavenocompetinginterests.
Funding
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ThisresearchwassupportedbytheNSF(no.CBET0954381toH.L.andno.CMMI1234737toB.T.).
Acknowledgements
ThecomputingresourceswereprovidedbytheNSFXSEDEandtheVanderbiltACCRE.
ReceivedMarch31,2016.
AcceptedMay10,2016.
2016TheAuthors.PublishedbytheRoyalSocietyunderthetermsoftheCreativeCommonsAttribution
Licensehttp://creativecommons.org/licenses/by/4.0/,whichpermitsunrestricteduse,providedtheoriginal
authorandsourcearecredited.
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