HTW-3rd Session PDF

E
SUB-COMMITTEE ON HUMAN ELEMENT, HTW 3/WP.1

TRAINING AND WATCHKEEPING 5 February 2016
3rd session Original: ENGLISH
Agenda item 19
DISCLAIMER
As at its date of issue, this document, in whole or in part, is subject to consideration by the IMO organ
to which it has been submitted. Accordingly, its contents are subject to approval and amendment
of a substantive and drafting nature, which may be agreed after that date.
DRAFT REPORT TO THE MARITIME SAFETY COMMITTEE
1 GENERAL
1.1 The Sub-Committee on Human Element, Training and Watchkeeping (HTW) held its
third session from 1 to 5 February 2016 under the Chairmanship of the Vice-Chairman of the
Sub-Committee, Ms. Mayte Medina (United States), as Mr. Bradley Groves (Australia), the
Chairman of the HTW Sub-Committee, who had been elected as Chairman of the Maritime
Safety Committee was not available to chair this session.
1.2 The session was attended by delegations from Member Governments and Associate
Members of IMO; by representatives from United Nations and specialized agencies; by
observers from intergovernmental organizations; and by observers from non-governmental
organizations in consultative status, as listed in document HTW 3/INF.1.
Secretary-General's opening address
1.3 The Secretary-General welcomed participants and delivered his opening address, the
full text of which can be downloaded from the IMO website at the following link:
http://www.imo.org/MediaCentre/SecretaryGeneral/Secretary-GeneralsSpeechesToMeetings
Chairman's remarks
1.4 In responding, the Vice-Chairman thanked the Secretary-General for his words of
welcome, the confidence he had expressed in her to chair the deliberations of the
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Sub-Committee and for his advice; and assured him that his advice and requests would be
given every consideration by the Sub-Committee.
Adoption of the agenda and related matters
1.5 The Sub-Committee adopted the agenda (HTW 3/1), and agreed to be guided in its
work, in general, by the annotations to the provisional agenda contained in document
HTW 3/1/1 and Corr.1 and arrangements in document HTW 3/1/2/Rev.1. The agenda, as
adopted, with the list of documents considered under each agenda item, is set out in document
HTW 3/INF.[].
2 DECISIONS OF OTHER IMO BODIES
2.1 The Sub-Committee noted the decisions and comments pertaining to its work by
MEPC 68, MSC 95, SSE 2 and III 2 as reported in document HTW 3/2 (Secretariat); and the
outcome of SDC 3 relating to the draft amendments to SOLAS chapter II-1 and associated
guidelines on damage control drills for passenger ships in document HTW 3/WP.7, and took
them into account in its deliberations under the relevant agenda items.
3 VALIDATED MODEL TRAINING COURSES
Preliminary review and report on the model courses
3.1 The Sub-Committee considered document HTW 3/3 (Secretariat) providing a

preliminary review of IMO model courses with the aim of identifying the Sub-Committee that
should be primarily responsible for reviewing, updating and developing each model course in
accordance with the Revised Guidelines (MSC-MEPC.2/Circ.15), and noted the anticipated
workload and resources required of the Secretariat to review those courses which are older
than five years and derived from requirements of the STCW Convention and Code.
3.2 In the ensuing discussion the following views were expressed that:
.1 a further column should be inserted to indicate if the knowledge,

understanding and proficiency of a model course remained valid with current
provisions;
.2 the Secretariat should not be overburdened with extra tasks that may not add
value;

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.3 the Secretariat should continue to report progress with reviewing and

updating of model courses; and
.4 the prioritization categories recommended by the Secretariat should be

endorsed.
3.3 The Sub-Committee agreed:
.1 to the prioritization categories assigned to those model courses which are

older than 5 years, taking into account the expert advice and justification
provided, as set out in HTW 3/3, annex 1; and
.2 with the modifications made to the list of all model courses (document
HTW 2/WP.3, annex 5), as set out in annex 2, with a view to using the revised
format for future reports to the Sub-Committee.
3.4 The Sub-Committee urged interested Member States and international organizations
to assist the Organization in developing, reviewing and updating IMO model courses for which
the Sub-Committee had assigned prioritization category I (new model courses to be developed
as a result of new or amended IMO instruments) and II (existing model courses that require
significant changes, either individual or cumulative, due to amendments to IMO instruments
and/or significant industry/technological changes).
Validation of model courses
3.5 The Sub-Committee noted that the draft revised model courses, submitted by the
Secretariat to this session in documents HTW 3/3/1 on Advanced Chemical Tanker Training,
HTW 3/3/2 on Radar Navigation, HTW 3/3/3 on Personal Survival and Social Responsibilities
and HTW 3/3/4 on Engine room Simulator, had been revised and updated in accordance with
the guidelines in force prior to the approval of MSC-MEPC.2/Circ.15 on Revised Guidelines
for the development, review and validation of model courses, as the work on them commenced
prior to adoption of the Revised Guidelines.

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Revised model course 1.03 on Advanced training for chemical tanker cargo operations
3.6 The Sub-Committee gave preliminary consideration to the draft revised model course
related to training in Advanced Training for chemical tanker cargo operations (HTW 3/3/1,
annex).
3.7 In this context, the Sub-Committee recalled that, due to significant inconsistencies in
alignment with the STCW Code, HTW 2 was unable to finalize the review of the model course
and had established a correspondence group under the coordination of the United States to
continue this work intersessionally, for finalization with a view to validation at this session.
3.8 In the ensuing discussion, the following views were expressed that:
.1 significant work has been done to address the concerns raised at HTW 2;
.2 the review of the model course should focus only on Part D as the aspects
had already been considered at HTW 2; and
.3 the absence in this draft model course of a reference to the need to cease
operations on flammable cargoes in the proximity of electrical storms.
3.9 After some discussion, the Sub-Committee referred document HTW 3/3/1 to the
Drafting Group to be established on validation of model courses, for detailed consideration and
to compare the scope of the provisions in the STCW Code related to Advanced training for
chemical tanker cargo operations and the contents of the draft model course as presented,
with a view to its validation by the Sub-Committee.
Revised model course 1.07 on Radar navigation at operational level
related to training in Radar navigation at operational level (HTW 3/3/2, annex) which was
revised/updated following the adoption of the 2010 Manila Amendments to the STCW
Convention and Code. The draft model course was forwarded to the validation panel for their
comments, which were incorporated, as appropriate.

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3.11 In the absence of comments, the Sub-Committee referred document HTW 3/3/2 to
the Drafting Group to be established on validation of model courses, for detailed consideration
and to compare the scope of the provisions in the STCW Code related to training in Radar
navigation at operational level and the contents of the draft model course as presented, with a
view to its validation by the Sub-Committee.
Revised model course on 1.21 on Personal safety and social responsibilities
related to training in Personal safety and social responsibility (HTW 3/3/3), which was revised
following the adoption of the 2010 Manila Amendments to the STCW Convention and Code.
The draft model course was forwarded to the validation panel for their comments, which were
incorporated, as appropriate.
3.13 In the absence of comments, the Sub-Committee referred document HTW 3/3/3 to
the Drafting Group to be established on validation of model courses, for detailed consideration
and to compare the scope of the provisions in the STCW Code related to training in Personal
safety and social responsibility and the contents of the draft model course as presented, with
a view to its validation by the Sub-Committee.
Revised model course 2.07 on Engine-Room Simulators
related to training in Engine-Room Simulators (HTW 3/3/4) which had been further
revised/updated as instructed by HTW 2, consequent to the adoption of the 2010 Manila
Amendments to the STCW Convention and Code. The draft model course was forwarded to
the validation panel for their comments but, due to time constraints, comments received could
not be incorporated prior to submission for consideration by the Sub-Committee.
3.15 In the ensuing discussion, the views were expressed that:
.1 this model course had been submitted for validation under the existing
process before the approval of the Revised Guidelines for the development,
review and validation of model courses as set out in MSC-MEPC. 2/Circ.15;
.2 the contents should be aligned with the requirements of the STCW Code;

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.3 the advanced level course should reflect the KUP in the STCW Code; and
.4 the content of the model course should take into account the international
nature and IMO model courses and the delivery of such courses globally
through different maritime education and training providers.
3.16 After some discussion, the Sub-Committee referred document HTW 3/3/4 to the
Drafting Group to be established for finalization of the model courses, for detailed
consideration and to compare the scope of the provisions in the STCW Code related to training
in Engine-Room Simulators and the contents of the draft model course as presented, with a
view to its validation by the Sub-Committee.
Model course on On-board Assessment (2001 Edition)
3.17 The Sub-Committee, having noted document HTW 3/INF.3 (IAMU and IMLA),
accepted with appreciation the offer to revise the model course on On-board Assessment
(2001 Edition) in parallel with model course 3.12 on Assessment, Examination and Certification
of Seafarers and model course 6.09 on Training course for Instructors, and invited them to
submit the draft model courses for consideration by the Sub-Committee at its next session.
Basic and Advanced training for masters, officers, ratings and other personnel on ships
subject to the IGF Code
3.18 The Sub-Committee noted with appreciation the information from Norway on their
progress in preparing the draft model courses on Basic and Advanced training for masters,
officers, ratings and other personnel on ships subject to the IGF Code, and invited them to
finalize the draft model courses and submit them for consideration by the Sub-Committee at
its next session.
Development of model courses on Basic training and Advanced training for personnel
serving on ships operating in polar waters
3.19 The Sub-Committee noted with appreciation the offer by Argentina, Canada, Chile,
Finland, Norway, the United States and CLIA to develop model courses on Basic training and
Advanced training for personnel serving on ships operating in polar waters, under the
coordination of Canada, and invited them to submit the draft revised model courses for
consideration by the Sub-Committee.

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Model Courses on Ratings as able seafarer engine in a manned engine-room or

designated to perform duties in a periodically unmanned engine room, and Ratings
forming part of a watch in a manned engine-room or designated to perform duties in a
periodically unmanned engine-room
3.20 The Sub-Committee appreciated the initiative of Singapore to develop model courses
for Ratings as able seafarer engine in a manned engine-room or designated to perform duties
in a periodically unmanned engine room, and for Ratings forming part of a watch in a manned
engine-room or designated to perform duties in a periodically unmanned engine-room, as set
out in documents HTW 3/3/5 and HTW 3/3/6.
3.21 In the ensuing discussion the following views were expressed that:
.1 the above model courses have not been circulated in advance and should
therefore be validated at the next session;
.2 they should be validated in accordance with the Revised Guidelines set out
in MSC-MEPC.2/Circ.15;
.3 the model courses for ratings in the deck and engine departments should
preferably be developed by the same course developers;
.4 if deck and engine ratings and able seafarers courses are developed by
different developers, the developers should work in close cooperation to
ensure that the contents are harmonized;
.5 there was no need for model courses for ratings and able seafarers (deck
and engine) as their training was based on sea-going service; and
.6 the Convention already provided an alternative to part of the sea service

through attendance at an approved training course.
3.22 After some discussion, the Sub-Committee agreed that there is a need for model
courses for Able seafarer deck and Ratings forming part of a navigational watch to facilitate
training of able seafarers and ratings.
3.23 In this context, the delegation of Germany offered to develop the model courses for
able seafarer deck and ratings forming part of a navigational watch.

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3.24 The Sub-Committee noted with appreciation the offer by Germany to develop model
courses for Able seafarer deck and Ratings forming part of a navigational watch, and invited
Germany and Singapore to submit the draft revised model courses for deck and engine
department Able seafarers and Ratings for consideration by the Sub-Committee at its next
session.
[Revision of model course 1.08 on Radar navigation at management level
3.25 The delegation of China, having revised the model course on Radar navigation at
operational level, offered to revise the model course on Radar Navigation at management
level. The Sub-Committee accepted with appreciation the offer by China and invited them to
submit the revised model course, in accordance with the Revised Guidelines
(MSC-MEPC.2/Circ.15), to the next session of the Sub-Committee for validation.]
Review of model courses and validation in accordance with the Revised Guidelines
(MSC-MEPC.2/Circ.15)
Review Groups
3.26 The Sub-Committee considered document HTW 3/3/7 (Secretariat) and, in

accordance with paragraph 2.1.3 of the Revised Guidelines for the development, review and
validation of model courses (MSC-MEPC.2/Circ.15), agreed to establish Review Groups,
which will be tasked to review the content of model courses against the specific
instructions/terms of reference provided to the course developers, and resolve as many
elements found within model courses, prior to their submission to the Sub-Committee for
validation.
3.27 The Sub-Committee recalled that Review Groups should include all stakeholders from
Member States, international organizations, representatives from the maritime industry,
maritime training and education establishments, seafarer representatives and other relevant
professional organizations, to allow wide participation of experts.
.1 although not explicitly stated in the revised guidelines, a Review Group

should be comprised of at least five members;

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.2 terms of reference for course developers should be prepared in accordance

with the format in the revised guidelines; and
.3 timelines for completion of course development prior to submission to the

Sub-Committee must be developed.
3.29 The Sub-Committee acknowledged the expressions of interest by delegations to

participate in the review groups and established the following Review Groups, which will work
intersessionally based on the terms of reference (see paragraph 3..):
.1 Review Group on model course "Ratings as Able seafarer engine in a

manned engine-room or designated to perform duties in a periodically
unmanned engine-room" (document HTW 3/3/5);
.2 Review Group on model course "Ratings forming part of a watch in a manned

engine-room or designated to perform duties in a periodically unmanned
engine-room" (document HTW 3/3/6);
.3 Review Group on model course 3.12 "Assessment, Examination and

Certification of Seafarers";
.4 Review Group on model course 6.09 "Training course for Instructors";
.5 Review Group on model course 1.30 "On-board Assessment";
.6 Review Group on model course on Basic training for masters, officers,

ratings and other personnel on ships subject to the IGF Code;
.7 Review Group on model course on Advanced training for masters, officers,

ratings and other personnel on ships subject to the IGF Code;
.8 Review Group on model course on Basic training for masters, officers,

ratings and other personnel on ships operating in Polar Waters;
.9 Review Group on model course on Advanced training for masters, officers,

ratings and other personnel on ships operating in Polar Waters; and
.10 Review Group on model course for Ratings as Able seafarer deck.

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3.30 The Sub-Committee invited interested delegations to submit their contact details to
the Secretariat. The composition of the Review Groups established at this session is set out in
annex [...].
3.31 After some discussion, the Sub-Committee, taking into account the urgent need for
updated model courses by STCW Parties to implement the 2010 Manila Amendments to the
STCW Convention and Code, referred document HTW 3/3/7 to the Drafting Group to be
established on validation of model courses, for the preparation of the terms of reference for
course developers and the review groups identified in paragraph [3....] above.
Establishment of Drafting Group
3.32 The Sub-Committee established the Drafting Group on Validation of model courses,
under the chairmanship of Capt. Kersee Deboo (India), and instructed it, taking into account
decisions and comments in plenary, to consider documents HTW 3/3/1, HTW 3/3/2,
HTW 3/3/3, HTW 3/3/4 and HTW 3/3/7 and:
.1 compare the scope of the provisions in the STCW Code related to training in
documents HTW 3/3/1 (Advanced Training for chemical tanker cargo
operations), HTW 3/3/2 (Radar navigation at operational level),
HTW 3/3/3 (Personal Safety and Social Responsibilities) and
HTW 3/3/4 (Engine-Room Simulator) and the contents of the aforementioned
draft model courses as presented, with a view to validation by the
Sub-Committee;
.2 taking into account the annex to document HTW 3/3/7 (Secretariat) that
provides a template, prepare draft terms of reference for course developers
and Review Groups in accordance with MSC-MEPC.2/Circ.15, annex 2, for
the following model courses which have been authorized by the
Sub-Committee to be developed or reviewed with a view to validation by
HTW 4:
.1 draft model course on "Ratings as Able seafarer engine in a manned

engine-room or designated to perform duties in a periodically

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.2 draft model course on "Ratings forming part of a watch in a manned

engine-room or designated to perform duties in a periodically
.3 draft revised model course 3.12 on Assessment, Examination and

Certification of Seafarers;
.4 draft revised model course 6.09 on Training course for Instructors;
.5 draft revised model course 1.30 on On-board assessment;
.6 draft model course on Basic training for masters, officers, ratings

and other personnel on ships subject to the IGF Code;
.7 model course on Advanced training for masters, officers, ratings and

other personnel on ships subject to the IGF Code;
.8 draft model course on Basic training for masters, officers, ratings

and other personnel on ships operating in Polar Waters;
.9 draft model course on Advanced training for masters, officers,

ratings and other personnel on ships operating in Polar Waters;
.10 draft model course for Ratings as Able seafarer deck, and
.3 submit its report on Thursday, 4 February 2016.
[Report of the drafting group
3.33 On receipt of the report of drafting group (HTW 3/WP.6), the Sub-Committee
approved it in general, and took action as summarized in the following paragraphs:
[to be prepared by the Secretariat in consultation with the Chairman after the session, based
on the group's report and the actions requested therein, taking into account the
decisions taken by the Sub-Committee during subsequent discussions]

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3.34 The Sub-Committee recalled that validation of model courses by the Sub-Committee
in this context meant that it found no grounds to object to their contents. In doing so, the
Sub-Committee did not approve the documents and, they could therefore, not be regarded as
official interpretations of the Convention.]
4 REPORTS ON UNLAWFUL PRACTICES ASSOCIATED WITH CERTIFICATES OF

COMPETENCY
Reports on fraudulent certificates as reported to the Secretariat
4.1 The Sub-Committee noted the information provided by the Secretariat (HTW 3/4),
detailing fraudulent certificates found on board ships during inspections or reportedly being
used, as reported to the Secretariat for the year 2014 and 2015, and urged Member
Governments to report details of fraudulent certificates detected in the revised reporting format
(STW 38/17, annex 1).
4.2 The Sub-Committee, noting the large number of fraudulent certificates reported by
Parties, reiterated the invitation to Member Governments and international organizations, to
submit proposals on a strategy to address the problems associated with fraudulent certificates
of competency to the next session.
4.3 The statement by the delegation of Ukraine is set out in annex [].
Certification verification facility
4.4 The Sub-Committee noted the information provided by the Secretariat that the
certification verification facility through the IMO website had been used 12,486 times during
the year 2015.
4.5 In this context, the Sub-Committee urged Member Governments to provide the
Secretariat with updated information to facilitate verification of certificates, and to respond in a
timely manner to requests for verification of certificates.
4.6 The delegation of the Bahamas requested clarification regarding any follow-up action
taken if the information provided was incorrect, and the Sub-Committee clarified that Parties
are required to have in place electronic databases and proper point of contact
after 1 January 2017.

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4.7 In this context, the delegation of India informed the Sub-Committee that they had
introduced an electronic certificate verification system and invited Member States to contact
them when necessary.
5 GUIDANCE FOR THE IMPLEMENTATION OF THE 2010 MANILA AMENDMENTS
5.1 The Sub-Committee recalled that MSC 93, taking into account the need for further
guidance on implementation of the 2010 Manila Amendments, had extended the target
completion date of the output on "Development of guidance for the implementation of
the 2010 Manila Amendments", until the end of the transitional arrangements, i.e. 2017.
Implementation of the 2010 Manila Amendments
5.2 The Bahamas (HTW 3/5) provided information outlining its experience with the
implementation of the 2010 Manila Amendments to the STCW Convention and Code, in
particular, in issuing certification to seafarers and conducting STCW audits of training centres,
and identified the need for developing appropriate STCW guidance to avoid unnecessary
delays, administrative burden and cost to seafarers, ships, companies and STCW Parties due
to an absence of such guidance on the application of the STCW Convention's requirements.
5.3 In the ensuing discussion, the following general views were expressed:
.1 some of the issues raised in the document refer to possible amendments to

the STCW Convention or Code that are beyond the remit of the assigned
output;
.2 if the guidance in STCW Code, part B needs improvement, an appropriate

proposal should be submitted to the Committee;
.3 some of the issues raised in the document needed further clarity; and
.4 caution is urged when addressing issues that may be outside the 2010
Manila Amendments.
5.4 The Sub-Committee agreed to the request of the delegation of the Bahamas to
consider issues relating to "Training" or "Instruction" and the phrase "Before being assigned to
any shipboard duties" in sections 5 and 6, respectively, of document HTW 3/5 also under

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agenda item 10, as they would have a bearing on the discussions relating to passenger
ship-specific training in document HTW 3/10 (see also paragraph 10.8).
"Training" or "Instruction"
5.5 The following views were expressed during the discussion on the clarification of the
difference between the terms "training" and "instruction":
.1 with regard to training or instruction, the Convention establishes appropriate

training or methods for receiving appropriate instructions in the guidance
provided in section A-VI/1, and therefore it is not able to see any confusion;
.2 any issues not relating to the 2010 Manila Amendments were outside the
mandate of the present output on "Guidance for the implementation of
the 2010 Manila Amendments" and should therefore not be discussed by the
Sub-Committee;
.3 the issue is also related to passenger ship-specific training;
.4 there is no need for any guidance; and
.5 familiarization training does not require the issuance of a CoC or CoP but
only requires documentary evidence.
5.6 After some discussion, the Sub-Committee agreed to refer the above issues to
Working Group 1 on Training Matters, established under agenda item 10, to consider them
from the perspective of passenger ships and to advise the Sub-Committee as appropriate. The
Sub-Committee further agreed that the term "training" and "instruction" were clear and does
not require additional clarification.
Before being assigned to any shipboard duties
5.7 The following views were expressed during the discussion on the clarification of the
phrase "Before being assigned to any shipboard duties":
.1 the phrase "before being assigned to any shipboard duties" has been in use
and its intent was quite clear;

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.2 personnel who have designated duties on a muster list should have

undergone relevant training before being assigned to any shipboard duties;
.3 large numbers of personnel without operational duties have emergency

duties on muster lists; and
.4 the requirement is very clear and there was no need to provide any further
clarification.
5.8 The Sub-Committee agreed that as this phrase has been in use and its intent was
clear, there was no need to provide any further clarification.
5.9 The Sub-Committee, during its consideration of the remaining issues in document
HTW 3/5, invited general comments on the following issues therein:
.1 revalidation of certificates;
.2 validity of certificates exceeds five (5) years;
.3 Electro-Technical Officer (ETO) certification;
.4 offshore training and certification guidance;
.5 documentary evidence issued STCW I/10.5; and
.6 updating MSC.1/Circ.1174 based on completion of audit.
Revalidation of certificates
.1 some Administrations were of the view that revalidation of certificates could

only be carried out based on shore-based training;
.2 guidance should be developed for the implementation of the STCW

Convention but only on those issues that are within the remit of the assigned
output;

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.3 the proposal is not in line the Convention provisions;
.4 this was an issue relating to the 2010 Manila Amendments;
.5 this highlighted the difficulties in interpretation of the requirement but was

outside the remit of the planned output assigned to the Sub-Committee; and
.6 any discussion on this issue required the approval of a new output by the
Maritime Safety Committee.
5.11 The Sub-Committee agreed that this issue was outside the mandate of the assigned
output on "Guidance for the implementation of the 2010 Manila Amendments" and that would
require the approval of a new output for the agenda of the Sub-Committee by the Maritime
Safety Committee.
Validity of certificates exceeds five (5) years
.1 this issue had been addressed in an earlier guidance; and
.2 the Convention was clear.
5.13 The Sub-Committee agreed that this issue did not require further clarification since
the requirements are clear.
Electro-Technical Officer (ETO) certification
5.14 The Sub-Committee agreed that this issue did not require additional clarification, and
Administrations are reminded that the Electro-Technical Officer requirements will come into
force by 1 January 2017 and seafarers serving as ETOs must be trained and certified
accordingly.

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Offshore training and certification guidance
5.15 During the discussion on Offshore training and certification guidance the following
views were expressed that:
.1 resolution A.1079(28) on Recommendation for the training and certification

of personnel on Mobile Offshore Units (MOUs) required familiarization
training every five years;
.2 familiarization training in the STCW Convention did not specify any frequency
for the training;
.3 the requirement in the aforementioned resolution was not consistent with the
requirements in the STCW Code; and
.4 familiarization training in the STCW Convention does not require issuance of

a certificate of proficiency, certificate of competency or documentary
evidence.
5.16 The Sub-Committee recognized that there was an inconsistency in the provisions
relating to familiarization training requirements in the STCW Code and in
resolution A.1079(28). In view of the 2010 Manila Amendments to the STCW Convention and
STCW Code, consequential amendment to resolution A.1079(28) would be required to align
the familiarization training requirements.
5.17 The Sub-Committee agreed that this was a consequential amendment and, therefore,
further agreed to recommend to the Maritime Safety Committee that this inconsistency needed
to be aligned to harmonize the aforementioned familiarization training requirements. The
Sub-Committee proposed the deletion of paragraphs 5.3.3 and 5.3.4 of resolution A.1079(28),
for consideration by the Committee.
Documentary evidence issued in accordance with STCW Convention, regulation I/10.5
5.18 The Sub-Committee agreed that there were explicit requirements for certification
under regulation I/2 of the Convention, where Administrations would need to establish
electronic verification by 1 January 2017, and there was no need for further clarifications in this
regard.

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Updating MSC.1/Circ.1174
5.19 The Sub-Committee agreed that this issue was outside the mandate of the assigned
output on "Guidance for the implementation of the 2010 Manila Amendments", and would
require the approval of a new planned output for the Sub-Committee by the Maritime Safety
Committee to update the circular.
STCW-related information to be communicated through GISIS to reduce administrative

burden
5.20 New Zealand (HTW 3/5/1) commented on the proposal in document HTW 2/6/1
(China) which provided information on its analysis of various reporting and information
communication obligations of Parties under article IV, VIII, IX of the STCW Convention and
section A-1/7 of the STCW Code from the perspectives of transparency and legal effect, and
suggested that a future practical application of a GISIS module could reduce the administrative
burden for the implementation of the STCW Convention.
.1 GISIS should provide access to the information to all States under

regulation I/8;
.2 the module would contribute to greater transparency for reporting

requirements under regulation I/8;
.3 caution must be exercised not to include reports that were not required by
the Convention;
.4 the module should not be overloaded with information;
.5 it was not clear how much the GISIS module will be utilized;
.6 access rights must be a part of the functionality of the module;
.7 use of a module if approved should be voluntary; and
.8 take account of the organizational impact on the Secretariat.

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5.22 The Sub-Committee referred document HTW 3/5/1 to Working Group 2 on Training
Matters, to be established, for further consideration, together with the annex of document
HTW 2/6/1 (China).
Standard for colour vision and eyesight acuity
5.23 The Sub-Committee recalled that MSC 95 (MSC 95/22, paragraphs 9.12 to 9.14) had
instructed the Sub-Committee to consider the existing standards of colour vision and eyesight
acuity for seafarers and:
.1 provide clarification, if necessary, under the Sub-Committee's existing output

on "Guidance for the implementation of the 2010 Manila Amendments", and
.2 advise the Committee on the best way forward for the development of a
long-term solution to colour vision and eye-sight acuity standards for
seafarers.
5.24 The Sub-Committee noted with appreciation the information provided by Japan in
document HTW 3/INF.2 on a testing method for colour vision acuity for Japanese engineering
personnel.
5.25 The Sub-Committee, in accordance with the instructions of the Committee, invited
Member States and international organizations to submit comments and proposals related to
standards of colour vision and eyesight acuity to HTW 4 for consideration.
Grounding accident of M.V. Rena
5.26 The Sub-Committee noted with appreciation the information provided by New Zealand
in document HTW 3/INF.4 on a recommendation made by the Transport Accident Investigation
Commission of New Zealand in relation to the grounding of the vessel M.V. Rena
(IMO No.8806802).
Establishment of Working Group 2
5.27 The Sub-Committee established Working Group 2 on Training Matters and instructed
it, taking into account comments and decisions made in the plenary, to:
.1 consider documents HTW 3/5/1 and HTW 2/6/1, and advise the
Sub-Committee, as appropriate; and

HTW 3/WP.1
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[Report of the working group
5.28 On receipt of the report of Working Group 2 (HTW 3/WP.4), the Sub-Committee
decisions taken by the Sub-Committee during subsequent discussions]]
6 COMPREHENSIVE REVIEW OF THE 1995 STCW-F CONVENTION
6.1 The Sub-Committee recalled that MSC 95, having considered document MSC 95/19/3
(Canada et al.), proposing the review of the annex to the 1995 STCW-F Convention to align
the standards of the Convention with the current state of the fishing industry, included in
the 2016-2017 biennial agenda of the HTW Sub-Committee and the provisional agenda of
HTW 3, a new output on "Comprehensive review of the 1995 STCW-F Convention" with a
target completion year of 2018 (MSC 95/22, paragraph 19.41 and annex 23).
Defining the scope for the comprehensive review of the STCW-F Convention
6.2 Iceland, Japan and Norway (HTW 3/6) provided information on the proposed areas of
the annex to the 1995 STCW-F Convention that need to be considered to define the scope of
the comprehensive review of the STCW-F Convention to align the structure of the STCW-F
with that of the STCW Convention, including regulations and Code.
.1 revised structure should be limited to the annex;
.2 the convention should be harmonized with the Cape Town Agreement;
.3 downscaling of standards should be avoided;
.4 standards should also be based on tonnage of fishing vessel, as an

alternative to length as at present;
.5 the comprehensive review should be carried out in a logical and systematic

manner;

HTW 3/WP.1
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.6 the STCW-F Convention should be aligned with the STCW Convention;
.7 objective of the review should be to update the training requirements;
.8 the review should not introduce requirements of other IMO instruments and
should not be aligned with other IMO instruments that are not yet in force;
.9 the review should take account of the reality and difficulties in the fishing
industry;
.10 the Convention should be brought up to date taking into account of technical
developments in the industry;
.11 the principles and scope for the review must be clearly defined; and
.12 the fast-tracked development of the STCW-F Convention may have

introduced impediments to its wider ratification.
6.4 After an in-depth discussion, the Sub-Committee agreed that there was a need, as a
first step, to establish the principles and the scope of the review.
Instruction to Working Group 2
6.5 The Sub-Committee instructed Working Group 2 on Training Matters, established

under agenda item 5, to consider document MSC 95/9/6 as the base document and taking into
account document HTW 3/6 and define as a first step, the principles and scope of the review
of the 1995 STCW-F Convention, including a list of issues, for endorsement by the
Sub-Committee with a view to approval by the Committee, before undertaking, as a second
step, the authorized review in a systematic and organized manner.
[Report of the Working Group
6.6 On receipt of the relevant part of the report of Working Group 2 (HTW 3/WP.4), the
Sub-Committee approved it in general, and took action as summarized in the following
paragraphs:

HTW 3/WP.1
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7 ROLE OF THE HUMAN ELEMENT
Minimum Manning and Seafarer Fatigue
7.1 The Nautical Institute and InterManager (HTW 3/7) provided, for preliminary
consideration by the Sub-Committee, information on fatigue and its relation to the major area
of concern to seafarers, in particular the Master/Chief Mate two-watch watchkeeping system,
whereby the navigation of the ship is solely conducted by the master and one watchkeeping
officer, and proposed to amend annex 5 of resolution A.1047(27) on Principles of minimum
safe manning, so as to exclude the master from regular watchkeeping duties.
7.2 The Sub-Committee recalled that MSC 95 (MSC 95/22, paragraphs 9.18 and 9.19),
when considering the proposal by the United Kingdom (document MSC 95/9/3) in relation to
revising the Guidance on fatigue mitigation and management (MSC/Circ.1014), had agreed
that SOLAS regulation V/14 and resolution A.1047(27) on Principles of minimum safe manning
should not be amended.
.1 fatigue has a linkage to manning levels on ships;
.2 flag States understood the implications of fatigue when agreeing manning

levels with companies;
.3 the linkage between fatigue and manning to be taken into account during the
revision of the guidelines on fatigue mitigation;
.4 the proposal lacked proper justification;
.5 the issue of manning of ships was outside the scope of the assigned output;
and
.6 the Sub-Committee must adhere to the clear instruction of the Committee

that the principles of minimum safe manning should not be amended.

HTW 3/WP.1
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7.4 After some discussion, the Sub-Committee did not agree to amend annex 5 of
resolution A.1047(27), as proposed in document HTW 3/7, as it was not consistent with the
instructions from MSC 95.
Poster related to passage under pilotage
7.5 The Sub-Committee noted with appreciation the information contained in document
HTW 3/INF.5 (MAIIF and IMPA) relating to the dissemination of an educational poster with
simple graphics and text, to improve understanding and awareness during passage under
pilotage.
Seafarers' lookout information processing at sea and related training
HTW 3/INF.6 (China) on a research project conducted by the China Ocean Shipping (Group)
Company training centre on seafarers' lookout information processing at sea and related
training.
8 REVISION OF THE GUIDELINES ON FATIGUE
8.1 The Sub-Committee recalled that MSC 95:
.1 considered document MSC 95/9/3 (United Kingdom) providing comments

related to the scope of the review and update of the Guidance on fatigue
mitigation and management (MSC/Circ.1014) agreed by HTW 2, and
proposing clarification of the scope in relation to manning; and
.2 agreed with the clarification of the scope in relation to manning proposed by

the United Kingdom, as set out in paragraph 11 of document MSC 95/9/3,
and instructed the HTW Sub-Committee to take this into account when
revising the Guidance on fatigue mitigation and management
(MSC/Circ.1014), and also agreed that SOLAS regulation V/14 and
resolution A.1047(27) on Principles of minimum safe manning should not be
amended.

HTW 3/WP.1
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Revision of the Guidelines on Fatigue in the annex to MSC/Circ.1014
8.2 Australia (document HTW 3/8) provided a proposal for the revision of the Guidelines
on Fatigue in the annex to MSC/Circ.1014, which took into account the outcome of discussions
at HTW 2 and MSC 95, and was based on contemporary fatigue and sleep research, that
included a risk-based approach to managing fatigue at sea.
8.3 The United States (document HTW 3/8/1) provided general support for the proposed
draft revised Guidelines on fatigue in the annex to MSC/Circ.1014 (document HTW 3/8), and
provided an alternative proposal for Module 2 set out in its annex.
8.4 ICS (document HTW 3/8/2) provided comments on the proposal for revised
Guidelines on Fatigue in document HTW 3/8, and proposed general principles relating to the
scope, style, structure and content of the guidance to be taken into account during the revision
of the Guidelines on Fatigue, as annexed to MSC/Circ.1014.
8.5 The Nautical Institute (document HTW 3/8/3) provided comments on the proposal for
revised Guidelines on Fatigue in document HTW 3/8, which aimed to complement the
guidelines by introducing the concept of Human Performance and Limitation (HPL) developed
by them as a means to enhance safety for the maritime domain.
.1 document HTW/3/8 should be used as the base document taking into

account document HTW 3/8/1;
.2 the principle of user-friendliness should be taken into account in the revision

of the guidelines;
.3 the concept of human performance and limitation is interesting but more

information is required to consider them for the revision of the guidelines;
.4 module 2 of the draft revised guidelines provide comprehensive risk

management approach that can be used by seafarers as appropriate to their
circumstances;
.5 the guidance is not intended to provide a stand-alone fatigue risk

management system (FRMS);

HTW 3/WP.1
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.6 document HTW 3/8 provides a more robust basis for the review;
.7 fatigue at all levels should be taken of account;
.8 FRMS should be only one of the tools and not the only tool for fatigue
management;
.9 the administrative workload could have an impact on fatigue;
.10 guidance should be practical and provide flexibility to manage fatigue for all
stakeholders, be easy to read and not too academic;
.11 the guidelines should not be mandatory;
.12 the diversity of ships and shipping companies should be taken into account;
.13 a holistic view of all factors related to fatigue mitigation must be considered;
.14 the instructions of the Committee not to amend principles of manning and
SOLAS regulation V/14 must be adhered;
.15 managing fatigue is a two-pronged problem requiring both adequate human

resources that match the operational workload, and effective management
of those resources;
.16 draft proposal places primary responsibility on the master and seafarers with
a Fatigue Risk Management System (FRMS) that is subject to the
documentation requirements of the ISM Code Safety Management System;
.17 increased administrative burdens on the master and seafarers may be

counterproductive to reducing fatigue;
.18 fatigue should be managed through company safety management

procedures;
.19 review of MSC/Circ.1014 should take into account the principles in document
HTW 3/8/2;
.20 Module 6 should not include issues related to administrative burdens; and
.21 Module 6 should include issues related to administrative burdens.

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8.7 The Sub-Committee agreed that:
.1 there is general support for amending circular MSC/Circ.1014;
.2 there is general support for the principles in HTW 3/8/2 (ICS);
.1 guidelines should be practical;
.2 guidelines should be drafted using non-mandatory language;
.3 guidelines should be non-academic and user-friendly, and use

simple language;
.3 the guidelines should include a module for Administrations;
.4 HTW 3/8 should be the base document;
.5 the FMRS, as proposed in document HTW 3/8, is not the only way to address
fatigue (Module 2) and, therefore, should take into account document
HTW 3/8/1 when amending Module 2.
8.8 The Sub-Committee agreed not to send document HTW 3/8/3 to the working group
since there was a need for a more concrete proposal, and encouraged the Nautical Institute to
submit a proposal to HTW 4.
Study regarding compliance with minimum requirements for rest hours
8.9 The Sub-Committee noted with appreciation the information provided by France in
document HTW 3/INF.8 on a study regarding compliance with minimum requirements
concerning rest hours on board coastal trade ships using a 6 hour on / 6 hour off two-watch
system.

HTW 3/WP.1
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8.10 After an in-depth discussion, the Sub-Committee established Working Group 3 on

Human Element Issues and instructed it, taking into account comments and decisions in the
plenary, to:
.1 consider documents HTW 3/8, HTW 3/8/1 and HTW 3/8/2, together with
document MSC 95/9/3, and develop draft revised Guidelines on Fatigue, for
consideration by the Sub-Committee; and
8.11 Having considered the report of Working Group 3 (HTW 2/WP.5), the Sub-Committee
9 REVISED GUIDELINES ON THE IMPLEMENTATION OF THE ISM CODE BY

ADMINISTRATIONS (RESOLUTION A.1071(28)) ON TRAINING AUDITS
9.1 The Sub-Committee recalled that MSC 95, having considered document MSC 95/19/6
(Canada et al.), included the new output "Revised guidelines on the implementation of the
International Safety Management (ISM) Code by Administrations (resolution A.1071(28)) on
training audits", on the agenda of the HTW Sub-Committee for the 2016-2017 biennium with a
target completion year of 2016.
9.2 Document MSC 95/19/6 proposed that all routine ISM audits (initial, annual,
intermediate and renewal) should provide practical training opportunities for trainee auditors
and proposed amendments to the Revised guidelines on the implementation of the ISM Code
by Administrations (resolution A.1071(28)), as set out in the annex to document MSC 95/19/6.
.1 the Revised guidelines should be fully aligned with IACS guidelines;

HTW 3/WP.1
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.2 formal training of auditors should continue to be carried out;
.3 all Administrations did not delegate their responsibility to recognized

organizations (RO);
.4 the work and responsibilities of Administrations and ROs are not the same
and therefore the requirements should not be aligned; and
.5 the proposal makes no distinction between the scope of audits in terms of

the depth of verifications, and also training of auditors.
Instruction to the working group
9.4 After some discussion, the Sub-Committee instructed Working Group 3 on Human
Element Issues, established under agenda item 8, to consider document MSC 95/19/6 and to
prepare draft amendments to the Revised guidelines on the implementation of the International
Safety Management (ISM) Code by Administrations (resolution A.1071(28)) for consideration
by the Sub-Committee, with a view to subsequent approval by the Committees.
[Report of the working group
9.5 Having considered the part of the report of Working Group 3 (HTW 2/WP.5), the
Sub-Committee approved it in general, and took action, as summarized in the following
paragraphs:
on the group's report and the actions requested therein, taking into account the decisions
taken by the Sub-Committee during subsequent discussions]]
10 REVIEW OF STCW PASSENGER SHIP-SPECIFIC SAFETY TRAINING
10.1 The Sub-Committee recalled that HTW 2 had:
.1 agreed on the following principles:
.1 there should be no downgrading of existing training requirements;
.2 a three-tiered training approach should be adopted;

HTW 3/WP.1
Page 29
.3 there should be no duplication of existing training requirements and

consistency of standards should be ensured;
.4 documentary evidence was sufficient as proof of training;
.5 no tables of competence were required for tier one, while tiers two
and three should include tables of competence; and
.6 training should be undertaken prior to duties being assigned on

board;
.2 endorsed, in principle, the draft amendments to STCW regulation V/2 and

section A-V/2 of the STCW Code and invited interested Member States and
international organizations to submit comments and proposals, based on the
text set out in document HTW 2/WP.4, annex 1, to HTW 3 for consideration;
and
.3 invited the Committee to extend the target completion year for the output
"Review of the STCW passenger ship-specific safety training" to 2016.
Amendments to the STCW Convention on passenger ship specific safety training
10.2 The United States and CLIA (HTW 3/10) proposed a revision of the draft amendments
to the STCW Convention and Code related to the training requirements for personnel on
passenger ships as part of an active approach to enhance passenger ship safety in light of
significant industry changes.
10.3 ICS and INTERFERRY (HTW 3/10/1) proposed a different text for amending the
STCW Convention and Code relating to the special training for personnel on passenger ships,
a key principle of which was that personnel were only required to complete training that was
relevant to their designated capacity, duty and responsibility.
10.4 In the ensuing discussion, the following views relating to documents HTW 3/10 and
HTW 3/10/1 were expressed that:
.1 document HTW 3/10:

HTW 3/WP.1
Page 30
.1 reflected closely the outcome of discussions at HTW 2 on this

matter;
.2 recognized the global diversity of passenger ships;
.3 addressed the duplications and clarifications, identifed at HTW 2;
.4 suported the four-tier system of training;
.5 transitional provisions for emergency familiarization need to be

addressed;
.6 proposed approval of training;
.7 proposed that, before being assigned shipboard duties, all persons

employed or engaged on a seagoing ship shall meet the standard
of competence specified in section A-VI/1 of the STCW Code; and
.8 should be the base document for discussion in the working group.
.2 document HTW 3/10/1:
.1 proposed the downscaling of training;
.2 proposed that there was a need for ship-specific training;
.3 proposed that seafarers on certain voyages should be granted

exemptions by administrations;
.4 did not provide clear and concise references; and
.5 proposed that ro-ro passenger ship training should not be identified

as a distinctly different type of training.

HTW 3/WP.1
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10.5 The Sub-Committee also noted the following views that:
.1 the legal context of the proposed amendments to section A-I/14 and

B-I/14 should be clarified and aligned;
.2 training requirements should not be too prescriptive; and
.3 flexibility for training should be provided to account for the difference

in ship sizes and areas of operation through implementation of the
ISM Code.
.1 document HTW 3/10 should be the base document for discussion

in the working group to be established;
.2 there should be four levels of training;
.3 there should be no course approvals for crowd management

training;
.4 no exemptions should be granted;
.5 flexibility must be provided through the training standards to account

for different types of ships and these standards should not be too
prescriptive;
.6 sections A-I/14 and B-I/14 should be aligned;
.7 the text should include a reference to compliance with the

appropriate requirements in chapter VI; and
.8 duplication of requirements should be avoided.

HTW 3/WP.1
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10.7 In this regard, and in the context of passenger ship-specific training, the
Sub-Committee also considered the proposals in sections 5 and 6 of document HTW 3/5. (see
also paragraphs 5.4 to 5.6).
10.8 In the ensuing discussion the following views were expressed, in particular related to
this agenda item, that:
.1 familiarization training for passenger ships should be retained as presently

existing in the STCW Convention;
.2 there is no requirement for a COP, CoC or documentary evidence to

establish familiarization training;
.3 the proposal in section 5 should be considered by the working group tasked

with discussing passenger ship-specific training;
.4 the intent of the phrase "before being assigned to any shipboard duties" is
clear and does not need any further guidance.
10.9 After an in-depth discussion, the Sub-Committee referred document HTW 3/10 as the
base document, and, taking into account some points from document HTW 3/10/1 and
section 5 of document HTW 3/5 relating to 'Training and Instructions', to Working Group 1 on
Training Matters to be established, for detailed consideration and prepare draft amendments
to the STCW Convention and Code relating to revised training requirements for passenger
ships, for consideration by the Sub-Committee, with a view to approval by the Committee.
Enhanced damage stability training
10.10 CLIA (HTW 3/10/3) recalled the output from the Cruise Ship Safety Forum related to
enhanced damage stability training programme, and provided comments which they
considered could be a basis for discussion on enhanced damage stability training during the
review of STCW passenger ship-specific safety training.

HTW 3/WP.1
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10.11 In this context, the Sub-Committee was informed that the third session of the
Sub-Committee for Ship Design and Construction (SDC 3) (HTW 3/WP.7):
.1 had finalized the draft amendments to SOLAS regulations III/1.4, III/30

and III/37 but retained the drill frequency requirements in square brackets in
regulation II-1/19-1.2, and had agreed that HTW should be requested to
further consider and to take into account the damage control drill frequency
requirements proposed in the draft SOLAS regulation II-1/19-1.2, bearing in
mind crew workload and fatigue issues, and submit the finalized draft
amendment to the ninety-sixth session of the Maritime Safety Committee
(MSC 96) for approval and subsequent adoption (see also paragraph 11.);
and
.2 due to lack of time, SDC 3 was unable to finalize the draft Explanatory Notes
to the SOLAS chapter II-1 subdivision and damage stability regulations, and
had decided to further consider this issue with a view to it being finalized at
SDC 4.
10.12 After some discussion, the Sub-Committee did not support the proposals in document
HTW 3/10/2 and the methodology for passenger ship-specific safety training for seafarers
therein.
10.13 The Sub-Committee established Working Group 1 on Training Matters and instructed
it, taking into account comments and decisions made in the plenary, to:
.1 consider document HTW 3/10 as the base document, taking into account
section 5 of document HTW 3/5 relating to Training and Instructions and
some points from document HTW 3/10/1, and prepare draft amendments to
the STCW Convention related to passenger ship-specific safety training for
consideration by the Sub-Committee, with a view to approval by the
Committee; and

HTW 3/WP.1
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10.14 Having considered the report of Working Group 1 (HTW 2/WP.3), the Sub-Committee
approved it in general, and took action, as summarized in the following paragraphs:
11 AMENDMENTS TO SOLAS CHAPTER II-1 AND ASSOCIATED GUIDELINES ON

DAMAGE CONTROL DRILLS FOR PASSENGER SHIPS
11.1 The Sub-Committee recalled that MSC 93 included a new unplanned output in the
provisional agenda of SDC 2 on "Amendments to SOLAS chapter II-1 and associated
guidelines on damage control drills for passenger ships", with a target completion year of 2016,
in association with the HTW Sub-Committee (MSC 93/22, paragraph 20.5).
Outcome of SDC 3
11.2 The Sub-Committee considered document HTW 3/WP.7 (Secretariat) informing that
the Sub-Committee on Ship Design and Construction, at its third session (SDC 3), had:
.1 finalized the draft new SOLAS regulation II-1/19-1, leaving the drill frequency
requirements in square brackets, and finalized the draft amendments to
SOLAS regulations III/1.4, III/30 and III/37 (document SDC 3/WP.4, annex 3),
as reproduced in the annex to HTW 3/WP.7; and
.2 requested the HTW Sub-Committee to further consider and to take into

account the damage control drill frequency requirements proposed in the
draft SOLAS regulation II-1/19-1.2 in square brackets, bearing in mind crew
workload and fatigue issues, and submit the finalized draft amendment to the
ninety-sixth session of the Maritime Safety Committee (MSC 96) for approval
and subsequent adoption (see SDC 3/WP.4, paragraph 47.7).
11.3 The Chairman of the SDC Sub-Committee clarified that:
.1 the SDC Sub-Committee requested the HTW Sub-Committee to review only

the frequency of drills that were retained in square brackets;

HTW 3/WP.1
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.2 the amendments were part of a comprehensive package that will be

submitted to MSC 96 for approval;
.3 the drill frequency did not intend to place a burden on seafarers and cause
fatigue; and
.4 the HTW Sub-Committee should provide a swift decision to facilitate the

submission of the package to the Committee for approval.
.1 consideration should be given to minimize fatigue during drills on board;
.2 familiarization training should be dealt within STCW regulation I/14 and the
ISM Code; and
.3 a frequency needs to be specified for drills on board.
11.5 After some discussion, the Sub-Committee instructed Working Group 1 on Training
Matters, established under agenda item 10, taking into account comments and decisions made
in the plenary, to:
.1 consider document HTW 3/WP.7, annex, containing draft new SOLAS

regulation II-1/19-1.2, relating to the drill frequency requirements in square
brackets, and finalize the draft amendments thereon;

HTW 3/WP.1
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paragraphs:
12 COMPLETION OF THE DETAILED REVIEW OF THE GLOBAL MARITIME

DISTRESS AND SAFETY SYSTEM (GMDSS)
12.1 The Sub-Committee recalled that HTW 2 had considered the relevant output under
the agenda item on "First outline of the detailed review of the Global Maritime Distress and
Safety System (GMDSS)", for which the NCSR Sub-Committee had been assigned as the
coordinating organ and the HTW Sub-Committee as an associated organ. HTW 2, noting that
no documents had been submitted, had deferred further consideration to this session, pending
further input/referral from NCSR 3.
12.2 The Sub-Committee was informed that MSC 94:
.1 having considered the outcome of NCSR 2, approved the revised plan of

work (i.e. modifying the name of the output) and extended the target
completion year of this output to 2016; and
.2 also approved a new output on "Draft Modernization Plan of the Global

Maritime Distress and Safety System (GMDSS)", with the target completion
year of 2018, assigning the NCSR Sub-Committee as the coordinating organ
and the HTW Sub-Committee as an associated organ.
12.3 The Sub-Committee noted that the target completion year of this output was this year,
and the relevant new output was assigned to the Sub-Committee as an associated organ.
12.4 The Sub-Committee, noting that no documents had been submitted for consideration
or referred to the Sub-Committee by NCSR 2 for review, agreed to consider the relevant matter
under the new output at the next session, pending further input/referral from NCSR 3.

HTW 3/WP.1
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13 REVISION OF REQUIREMENTS FOR ESCAPE ROUTE SIGNS AND EQUIPMENT

LOCATION MARKINGS IN SOLAS AND RELATED INSTRUMENTS
13.1 The Sub-Committee recalled that MSC 94 had:
.1 considered document MSC 94/18/6 (United States and ISO), proposing to

clarify and harmonize existing requirements for escape route signs and
equipment location markings in SOLAS regulations II-2/13, III/11 and III/20,
to develop a new chapter of the FSS Code for this purpose, and to review
related non-mandatory instruments for potential consolidation or
consequential amendment; and
.2 included, in the 2014-2015 biennial agenda of the SSE Sub-Committee and

in the provisional agenda for SSE 2, a new unplanned output on "Revision of
requirements for escape route signs and equipment location markings in
SOLAS and related instruments", with a target completion date of 2016,
assigning the SSE Sub-Committee as the coordinating organ, in association
with the HTW Sub-Committee.
or referred to the Sub-Committee by SSE 2 for review, deferred consideration to HTW 4
pending further input/referral from SSE 3.
14 AMENDMENTS TO THE IGF CODE AND DEVELOPMENT OF GUIDELINES FOR

LOW-FLASHPOINT FUELS
14.1 The Sub-Committee recalled that:
.1 MSC 94 approved the extension of target completion year to 2016 and

changed the description of the output to "Amendments to the IGF Code and
development of guidelines for low-flashpoint fuels", assigning the
CCC Sub-Committee as the coordinating organ and the HTW as an
associated organ;
.2 MSC 95 adopted the IGF Code, together with the associated SOLAS
amendments; and the related amendments to the STCW Convention and
Code and approved the associated STCW Circular; and

HTW 3/WP.1
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.3 the Sub-Committee on Carriage of Cargoes and Containers (CCC) is

currently developing amendments to the IGF Code and Guidelines for
Low-flashpoint fuels and that this is a work in progress.
or referred to the Sub-Committee by CCC 2, deferred consideration to HTW 4 pending further
input from CCC 3.
15 REVIEW MODU CODE, LSA CODE AND MSC.1/CIRC.1206/REV.1
15.1 The Sub-Committee recalled that MSC 93 included an unplanned output on "Review
of the MODU Code, LSA Code and MSC.1/Circ.1206/Rev.1" in the provisional agenda of
SSE 2 with a target completion date of 2016, in association with the HTW Sub-Committee, as
and when requested by the SSE Sub-Committee.
15.2 The Sub-Committee noted that SSE 2 had referred the proposals and comments
related to manning, as contained in documents SSE 2/12 (annex, paragraphs 12 and 13) and
SSE 2/12/1 (paragraph 12), to HTW 3 for consideration, with a view to providing general advice
and input to SSE 3.
15.3 The United States (document SSE 2/12, annex) had proposed:
.1 draft amendments to the MODU Code and to resolution A.1079(28) on

Recommendations for the training and certification of personnel on mobile
offshore units (MOUs), in order to establish that the master should be
designated as the Person In Charge (PIC) at all times when using dynamic
positioning systems as a sole means of position-keeping (paragraph 12); and
.2 amendments to the MODU Code to establish fire and explosion strategies

for the disconnection or shutdown of specific systems in response to gas
detection system alarms (paragraph 13).
15.4 Liberia et al. (document SSE 2/12/1), commenting on document SSE 2/12,
paragraph 12, proposed that the designation of the master as the PIC at all times, when using
dynamic positioning systems as a sole means of position-keeping, may conflict with the rights
of the coastal State over units engaged in the exploration of natural resources.

HTW 3/WP.1
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.1 the issues referred could be more than operational issues, and maybe
outside the scope of the Sub-Committee;
.2 the scope of both issues presented in the document must be verified to

assess if they fall within the remit of the Sub-Committee; and
.3 in document SSE 2/12/1, paragraph 12, the question of responsibility should

be given due flexibility in order to be able to comply with the procedures
established by coastal States and companies, particularly in emergency
situations.
15.6 After some discussion, the Sub-Committee instructed Working Group 3 on

Human Element Issues, established under agenda item 8, taking into account comments and
decisions made in the plenary to:
.1 consider the proposals and comments related to manning, as contained in

paragraphs 12 and 13 of the annex of document SSE 2/12, and paragraph 12
of document SSE 2/12/1, with a view to providing general advice and input
to SSE 3; and
paragraphs:

HTW 3/WP.1
Page 40
16 BIENNIAL STATUS REPORT AND PROVISIONAL AGENDA FOR HTW 4
[Outcome of MSC 95
16.1 The Sub-Committee recalled that MSC 95 had approved the Sub-Committee's revised
biennial agenda for 2016-2017 and the provisional agenda for HTW 3, as set out in annexes 19
and 20 to document MSC 95/22.
Outcome of A 29
16.2 The Sub-Committee also recalled that the Assembly, at its twenty-ninth session
(A 29), adopted resolutions A.1097(29) on Strategic plan for the Organization (for the six-year
period 2016 to 2021) and A.1098(29) on High-Level Action Plan of the Organization and
priorities for the 2016-2017 biennium.
Biennial status report for the 2016-2017 biennium
16.3 Taking into account the progress made at the session, the Sub-Committee prepared
the biennial status report (see document HTW 3/WP.2, annex 1), as set out in annex [], for
consideration by MSC 96.
Proposed provisional agenda for HTW 4
16.4 Taking into account the progress made at the session, the Sub-Committee prepared
its proposed provisional agenda for HTW 4 (see HTW 3/WP.2, annex 2), as set out in
annex [], for consideration by MSC 96.
Correspondence groups established at the session
16.5 The Sub-Committee established a correspondence group (see HTW 3/WP.2,

annex 3) on the following subject, due to report to HTW 4:
[to be completed by the Secretariat after the session]]
Arrangements for the next session
16.6 The Sub-Committee agreed to establish at its next session working/drafting groups
on subjects to be selected from the following (see document HTW 3/WP.2, annex 3):
[to be completed by the Secretariat after the session],
whereby the Chairman, taking into account the submissions received on the respective
subjects, would advise the Sub-Committee before HTW 4 on the final selection of such groups.

HTW 3/WP.1
Page 41
Date of the next session
16.7 The Sub-Committee noted that the fourth session of the Sub-Committee has been
tentatively scheduled to take place from [30 January to 3 February] 2017.]
17 ELECTION OF CHAIRMAN AND VICE-CHAIRMAN FOR 2017
17.1 In accordance with the Rules of Procedure of the Maritime Safety Committee, the
Sub-Committee unanimously elected Ms. Mayte Medina (United States) as Chairman and
Ms. Farrah Fadil (Singapore) as Vice-Chairman for the year 2017.]
18 ANY OTHER BUSINESS
Guidelines for port State control officers on certification of seafarers' rest hours
18.1 The Sub-Committee recalled that:
.1 III 1 agreed to the draft MSC circular on Guidelines for port State control
officers on certification of seafarers' rest hours based on the International
Convention on Standards of Training, Certification and Watchkeeping for
Seafarers (STCW), 1978, as amended, and manning requirements from the
flag State (III 1/18, annex 5) and referred it to HTW 2 for review; and
.2 HTW 2 reviewed the draft MSC circular and advised that further work on the
Guidelines was necessary at HTW 3, and the United States had offered to
prepare a document for submission to HTW 3, in collaboration with interested
Member Governments and international organizations on this matter.
18.2 The United States (document HTW 3/18/1) proposed changes to the draft guidelines
for port State control officers on certification of seafarers' rest hours by restructuring the original
draft guidelines to highlight the three disparate areas of inspection: 1. seafarer certification; 2.
vessel manning; and 3. seafarers' hours of rest, and also indicated that the tables found in the
annexes of the original draft guidelines contained duplications and inconsistencies and, if
retained, they required a thorough review to confirm their correctness.
.1 particular attention should be paid to matters related to STCW Convention

certification and manning issues;

HTW 3/WP.1
Page 42
.2 any concerns of port State control officers relating to manning issue should
be referred back to flag State authorities;
.3 the proposal extends beyond the framework of the request from the
III Sub-Committee;
.4 The HTW Sub-Committee should only focus on the technical proposals in

document III/1, annex 5;
.5 communication in English is beyond STCW requirements;
.6 no certificate is required for seafarers' rest hours;
.7 the guidelines related to seafarers hours of rest are within the purview of the
HTW Sub-Committee;
.8 a number of erroneous references to STCW Convention were included in the

original draft provided by the III Sub-Committee;
.9 intention of the draft guidelines was to replace annex 11 of the existing

guidelines;
.10 guidelines should be drafted to harmonize the rest of the requirements and
not focus on detention of vessels;
.11 the guiding principles for port State control of the manning of a foreign ship
should be verification that the vessel and its personnel conform to the
international provisions as laid down in SOLAS, STCW and in the Principles
of minimum safe manning (resolution A.1047(27); and
.12 guidance on manning should include information on how to handle persons

over and above the minimum manning requirements.

HTW 3/WP.1
Page 43
.1 document HTW 3/18/1 should be the base document for discussion in the
working group;
.2 the Sub-Committee should consider STCW issues related to certification,

hours of rest and manning issues; and
.3 the III Sub-Committee should consider issues relating to port State control.
18.5 The Sub-Committee referred document HTW 3/18/1 to Working Group 1 on Training
Matters, for detailed consideration with a view to finalization of the draft Guidelines for port
State control officers on certification of seafarers' rest hours.
18.6 After some discussion, the Sub-Committee instructed Working Group 1, established
under item 10, taking into account the comments and decisions made in the plenary, to:
.1 consider document HTW 3/18/1 and prepare the draft MSC circular on
Guidelines for port State control officers on certification of seafarers' rest
hours based on the International Convention on Standards of Training,
Certification and Watchkeeping for Seafarers (STCW), 1978, as amended,
and manning requirements from the flag State, in particular, taking into
account paragraphs 6.2.24, 6.2.26, 6.4.2.2, 7.2.7, 7.3.2.4 and 7.3.2.14 of
document III 1/18, annex 5, and document III 2/16 (paragraph 7.12) for
consideration by the Sub-Committee.
Sub-Committee approved it in general, and took action as summarized in the following
paragraphs:
taken by the Sub-Committee during subsequent discussions]

HTW 3/WP.1
Page 44
Status of footnotes in the STCW Convention
18.8 The Sub-Committee recalled that HTW 2 had instructed the Secretariat to undertake
an analysis of the status of footnotes in the STCW Convention following the approval of
MSC.1/Circ.1500 on Guidance on drafting of amendments to the 1974 SOLAS Convention
and related mandatory instruments which could also be adhered to when considering
amendments to the STCW Convention and Code.
18.9 The Sub-Committee considered document HTW 3/18/2 (Secretariat) informing the
decision at MSC 61 on the status of footnotes in the STCW Convention, i.e. they should not
be considered as part of the Convention, and advising that in accordance with the guidance in
resolution A.911(22), footnotes are not to be regarded as mandatory instruments for treaty
purposes, since they do not appear in the authentic text of the parent convention, i.e. the
authentic texts of amendments to the STCW Convention and Code, and, therefore, footnotes
should continue to be considered as being non-mandatory.
18.10 In the ensuing discussion, the views were expressed that the status of notes in
STCW Code, section A-I/9 and the footnotes reflecting the IMO model courses was unclear.
18.11 The Sub-Committee clarified that the notes in section A-I/9 were for explanatory
purposes and were part of the Code, while IMO model courses only provided guidance to
facilitate the development of training programmes to meet the objectives of the STCW Code
and are not mandatory.
18.12 The Sub-Committee agreed that footnotes should not be considered as part of the
Convention and that footnotes do not appear in the authentic text of the STCW Convention
and Code, and therefore, confirmed that footnotes should continue to be considered as being
non-mandatory.
Guidelines for Dynamic Positioning system (DP) operator training
HTW 3/INF.7 (IMCA) relating to training of dynamic positioning system (DP) operators.

HTW 3/WP.1
Page 45
Dispensations issued under Article VIII of the STCW Convention
18.14 The Sub-Committee noted information provided by the Secretariat (HTW 3/18 and
addendum) on the submissions made by the Parties in accordance with article VIII of the
STCW Convention on dispensations granted by them in the years 2014 and 2015. The
Sub-Committee also requested Member Governments to submit the information related to
dispensations issued in the format, as set out in the annex to document HTW 3/18.
18.15 In this regard, the delegation of the Bahamas requested a clarification on the purpose
of reporting dispensations, i.e. what follow-up action is taken by the Organization on receiving
these reports, and if these reports could be submitted directly to GISIS.
18.16 The Sub-Committee clarified that reporting of dispensations was an obligation of

Parties to the Convention under Article VIII, that no follow-up action is taken, and that there is
no process to facilitate submission of reports of Dispensations directly to GISIS at present.
Reports of independent evaluation pursuant to regulation I/8 of the STCW Convention

and section A-I/8 of the STCW Code
18.17 The Sub-Committee reminded Member Governments of the requirement for the
submission of the reports of independent evaluation pursuant to regulation I/8 of the
STCW Convention and section A-I/8 of the STCW Code, which requires a periodical
independent evaluation of a Party's quality standards system to be conducted at intervals of
not more than five years and for the report of this evaluation to be communicated to the
Secretary-General. In this context, the Sub-Committee urged STCW Parties to refer to
MSC.1/Circ.1164/Rev.15, with a view to ensuring that reports of independent evaluation
pursuant to regulation I/8 of the STCW Convention and section A-I/8 of the STCW Code are
submitted to the Secretary-General in a timely manner.
Expressions of appreciation
18.18 The Sub-Committee expressed appreciation to the following delegates and

observers, who had recently relinquished their duties, retired or were transferred to other duties
or were about to, for their invaluable contribution to its work and wished them a long and happy
retirement or, as the case might be, every success in their new duties:
[to be added by the Secretariat]

HTW 3/WP.1
Page 46
19 ACTION REQUESTED OF THE COMMITTEES
19.1 The Maritime Safety Committee, at its ninety-sixth session, is invited to:
[to be prepared by the Secretariat in consultation with the Chairman after the meeting]
19.2 The Marine Environment Protection Committee, at its sixty-ninth session, is invited to:
[to be prepared by the Secretariat in consultation with the Chairman after the meeting]
***
ANNEXES
[to be prepared by the Secretariat after the session]
___________

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E

SUB-COMMITTEE ON HUMAN ELEMENT, HTW 3/WP.1

DRAFT REPORT TO THE MARITIME SAFETY COMMITTEE

Secretary-General's opening address

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Adoption of the agenda and related matters

2 DECISIONS OF OTHER IMO BODIES

3 VALIDATED MODEL TRAINING COURSES

Preliminary review and report on the model courses

3.1 The Sub-Committee considered document HTW 3/3 (Secretariat) providing a

.1 a further column should be inserted to indicate if the knowledge,

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

.3 the Secretariat should continue to report progress with reviewing and

.4 the prioritization categories recommended by the Secretariat should be

3.3 The Sub-Committee agreed:

.1 to the prioritization categories assigned to those model courses which are

Validation of model courses

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Revised model course 1.07 on Radar navigation at operational level

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Revised model course on 1.21 on Personal safety and social responsibilities

Revised model course 2.07 on Engine-Room Simulators

3.15 In the ensuing discussion, the views were expressed that:

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Model course on On-board Assessment (2001 Edition)

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Model Courses on Ratings as able seafarer engine in a manned engine-room or

.6 the Convention already provided an alternative to part of the sea service

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

[Revision of model course 1.08 on Radar navigation at management level

3.26 The Sub-Committee considered document HTW 3/3/7 (Secretariat) and, in

3.28 In the ensuing discussion, the views were expressed that:

.1 although not explicitly stated in the revised guidelines, a Review Group

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

.2 terms of reference for course developers should be prepared in accordance

.3 timelines for completion of course development prior to submission to the

3.29 The Sub-Committee acknowledged the expressions of interest by delegations to

.1 Review Group on model course "Ratings as Able seafarer engine in a

.2 Review Group on model course "Ratings forming part of a watch in a manned

.3 Review Group on model course 3.12 "Assessment, Examination and

.4 Review Group on model course 6.09 "Training course for Instructors";

.5 Review Group on model course 1.30 "On-board Assessment";

.6 Review Group on model course on Basic training for masters, officers,

.7 Review Group on model course on Advanced training for masters, officers,

.8 Review Group on model course on Basic training for masters, officers,

.9 Review Group on model course on Advanced training for masters, officers,

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

Establishment of Drafting Group

.1 draft model course on "Ratings as Able seafarer engine in a manned

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

.2 draft model course on "Ratings forming part of a watch in a manned

.3 draft revised model course 3.12 on Assessment, Examination and

.4 draft revised model course 6.09 on Training course for Instructors;

.5 draft revised model course 1.30 on On-board assessment;

.6 draft model course on Basic training for masters, officers, ratings

.7 model course on Advanced training for masters, officers, ratings and

.8 draft model course on Basic training for masters, officers, ratings

.9 draft model course on Advanced training for masters, officers,

.3 submit its report on Thursday, 4 February 2016.

[Report of the drafting group

https://edocs.imo.org/Final Documents/English/HTW 3-WP.1 (E).docx

4 REPORTS ON UNLAWFUL PRACTICES ASSOCIATED WITH CERTIFICATES OF

Reports on fraudulent certificates as reported to the Secretariat