Académique Documents
Professionnel Documents
Culture Documents
Petitioner
v.
Patent Owner
B. Related Matters......................................................................................1
C. Lead and Back-Up Counsel and Service Information ..........................1
1. Smith............................................................................................7
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2. Parekh .........................................................................................8
3. Stewart ........................................................................................9
4. Short ..........................................................................................10
5. Hosea.........................................................................................11
6. Mathai .......................................................................................11
7. Gupta .........................................................................................12
B. Smith and Parekh Render Obvious Claims 1-3, 5-10, 13, 15-17,
19-22, and 24 .......................................................................................12
7. Claim 8 ......................................................................................36
8. Claim 9 ......................................................................................36
9. Claim 10 ....................................................................................37
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6. Claim 7 ......................................................................................64
7. Claim 8 ......................................................................................65
8. Claim 9 ......................................................................................65
9. Claim 10 ....................................................................................65
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TABLE OF AUTHORITIES
Page(s)
Federal Statutes
35 U.S.C. 102 .................................................................................................... 7-12
Regulations
37 C.F.R. 42.8(b)(1) ................................................................................................1
37 C.F.R. 42.15(a)...................................................................................................2
37 C.F.R. 42.24 .....................................................................................................71
37 C.F.R. 42.103(a).................................................................................................2
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LIST OF EXHIBITS
Exhibit 1001 U.S. Patent No. 7,657,594 B2 to Banga et al. (the 594 patent)
Exhibit 1011 Amendment and Response to Final Office Action Dated June
18, 2008 and Request for Continued Examination Under 37
CFR 1.114
Exhibit 1012 Amendment and Response to Office Action dated October 19,
2007
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I. MANDATORY NOTICES
A. Real Party-in-Interest
Pursuant to 37 C.F.R. 42.8(b)(1), Unified Patents Inc. (Petitioner)
certifies that Unified is the real party-in-interest and no other party exercised
the filing of this petition, or the conduct of any ensuing trial. In this regard, Unified
B. Related Matters
U.S. Patent 7,657,594 (594 Patent (EX1001)) is owned by Bridge and
Post, Inc. (Bridge and Post or Patent Owner). Petitioner is aware of the
following case: Bridge and Post, Inc. v. Verizon Commcns, Inc., 3:17-cv-00094-
and service information for each petitioner. Unified designates Lionel M. Lavenue
(Reg. No. 46,859) as lead counsel and designates Roshan Mansinghani (Reg. No.
62,429) as back up counsel. Unified also designates Cory Bell (Reg. No. 75,096),
Robert High (Reg. No. 75,786), and Sterling Waite (Reg. No. 74,875) as backup
counsel. All can be reached at Finnegan, Henderson, Farabow, Garrett & Dunner,
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UnifiedPatentsIPRs@finnegan.com.
If any additional fees are due during this proceeding, the Office may charge such
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available for inter partes review and that Petitioner is not barred or estopped from
requesting inter partes review challenging the patent claims on the grounds
2:66, which may include advertisement, coupons, video, music, or any other
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Id., Fig. 1.
device identifier, id., 2:67-3:4, 3:33-36, which identifies the users network access
device. Id. This device includes any digital device capable of communications
over [a] network, id., and may connect to the network through an access point.
Id., 4:54-55.
network access device, including the number, date, and time of network accesses.
Id., 7:57-8:2. A profile engine generates user profiles based on the collected
information and associates it with the persistent device identifier. Id., 5:66-6:5,
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6:64-7:1. The profile engine can incorporate into the profiles group characteristics,
which have group identifiers indicating the associated group. Id., 6:24-27.
on the user profile. Id., 2:15-30. The directed media is then provided to the users
Hall et al. (Hall) and U.S. Patent Publication 2007/0099701 by Simon et al.
(Simon). The applicant twice amended the claims with features allegedly missing
from Hall and Simon to no avail. See EX1011 at 7-9 and EX1012 at 9-11. In its last
response, the applicant argued for the first time that Hall failed to disclose placing
This apparently secured allowance. EX1014 at 8. But this feature was explicitly
skill in the art (POSITA) as of that date would have had at least a bachelors
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for communication with other computers over a network. See EX1002, 35.
purposes of this Petition, no explicit construction is needed for any claim term not
addressed below.
A. Proposed Constructions
1. a group identifier (claims 1, 14, 15, 23, 24)
The 594 Patent states that a group identifier indicat[es] a group type that
the user is associated with, EX1001, 6:26-27, and provides examples where the
common characteristic shared by the user and one or more of the plurality of
users. Id., 13:4-6 (emphases added). Hence, a group identifier should be construed
identifier, which is persistent (e.g., may not be deleted nor changed), EX1001,
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construed as any . . . information which may be obtained from the access point.
type, and may indicate [e.g] that an advertisement that is directed to a male
1. Smith
U.S. Patent Application Publication 2003/0083938 by Smith et al. (Smith)
is prior art at least under pre-AIA 102(a), (b), and (e) because it was filed on
October 20, 2001, and published on May 1, 2003, while the priority date of the
1
The 594 Patent defines an access point as a device that couples that network
access devices 110 to the network 130, such as a base station, router, hub, or
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device, EX1003, [0034]; extracting user activity from a session log to compile
profile history from the extracted profile data[;] and associat[ing] it with the
advertising content that corresponds to the identified user, id., [0014], and
us[ing] the profile data to select viewing content such as banner advertising that
may be of interest to the user and provid[ing] this content to CGI 70 or web server
60 for inclusion in the documents and other data returned to a client, id., [0038].
Thus, Smith discloses what was alleged as missing from the prior art during
prosecution.
2. Parekh
International Publication WO 00/67450 by Parekh et al. (Parekh) is prior
art at least under pre-AIA 102(a) and (b) because it was filed on May 2, 2000,
and published on November 9, 2000, while the priority date of the 594 Patent is
Parekh discloses a system that can infer that a certain group of visitors
requesting a page or sequence of pages has a particular interest and can target an
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EX1004, 3:21-4:3.
information, about specific IP addresses based upon the Internet users Internet
activity. Id., 31:10-14. It also checks whether the host has a MAC address, id.,
EX1004, 32:13-16, which sends [the user] a web page that is tailored for her
geographic location, such as the weather forecast and the new headlines
discloses what was alleged as missing from the prior art during prosecution.
3. Stewart
U.S. Patent Application Publication 2002/0173981 by Stewart (Stewart) is
prior art at least under pre-AIA 102(a), (b), and (e) because it was filed on May
18, 2001, and published on November 21, 2002, while the priority date of the 594
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access point, the PCD may provide the identification information [such as a MAC
ID] to the access point, which may transmit the identification information to the
businesss web site. Id., [0014]. [A] customer may be presented with
4. Short
U.S. Patent Application 2005/0172154 by Short et al. (Short) is prior art at
least under pre-AIA 102(e) because it was filed on January 28, 2005, and claims
priority to January 29, 2004, while the priority date of the 594 Patent is May 12,
2005.
enabled devices. EX1006, Abstract. Shorts method includes encrypting the first
uniquely associated with the client device. Id., [0009]-[0010]. The unique
Id., [0105].
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5. Hosea
U.S. Patent Application Publication 2002/0059094 by Hosea et al.
(Hosea) is prior art under at least 35 U.S.C. 102(a), (b), and (e) because it was
filed on June 7, 2001, and published on May 16, 2002, while the priority date of
Hosea discloses a method for profiling iTV users or clients based on their
viewing habits, interactions with the iTV, and Internet surfing habits, and for
[T]argeted advertisements may be banner ads displayed when the user is using the
6. Mathai
International Publication WO 00/67092 to Mathai et al. (Mathai) is prior
art at least under pre-AIA 102(a) and (b) because it published on November 9,
2000 while the priority date of the 594 Patent is May 12, 2005.
Mathai discloses a method for directly engag[ing] actual and potential user-
profile and usage history. EX1008, 6:13-15. [T]he users physical location and
the time of day are identified by the system each time the user logs on, and the
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user profile and user history, along with the users physical location and time of
using the system, provides pinpoint advertising capability in real time. Id., 9:6-9.
7. Gupta
U.S. Patent Number 6,487,538 by Gupta et al. (Gupta) is prior art at least
under pre-AIA 102(a), (b), and (e) because it was filed on November 16, 1998,
and issued on November 26, 2002 while the priority date of the 594 Patent is May
12, 2005.
from a web host to a client. EX1009, Abstract. [C]lient 400 requests a URL from
web server 404 that is intercepted by proxy 402 which retrieves the relevant
information excluding the advertisements from web server 404 and inserts
advertisements and forwards the completed package to client 400. Id., 10:64-11:2.
user that the advertisement will be presented to. Id., 15:57-65. Thus, Gupta also
discloses what was alleged as missing from the prior art during prosecution.
B. Smith and Parekh Render Obvious Claims 1-3, 5-10, 13, 15-17, 19-
22, and 24
1. Claims 1, 15, and 24
The limitations of independent claims 15 and 24 are substantially similar to
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Content for these information requests may come from other client users or from
content communication sites such as Web server 60, and Universal Resource
Locators (URL) are included in the request and reply messages from client
devices. EX1003, [0033]. An Internet Service Provider (ISP) can receive such
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hardware interfaces that can be used, such as Ethernet and TCP/IP. EX1003,
[0044]. Similarly, Parekh discloses check[ing] whether the host has a MAC
address and, if so, attempt[ing] to determine machine type and connection speed
identifiers do not change and are not deleted in Smith and Parekh. EX1002, 73-
74.
address with Smiths terminal identification data because the MAC address helps
determine machine type and connection speed, EX1004, 37:21-38:1, which can
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be used to dynamically adapt and tailor Internet advertising for targeting specific
would have understood this passage as indicating that a MAC address would yield
configured to perform this step. A POSITA would have understood this engine
75. Smith discloses this element because its process is implemented in software.
EX1003, [0041].
with the network access device used by the user. EX1001, 12:58-60.
configured to perform this step. A POSITA would have understood this engine
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78. Smith discloses this element because its process is implemented in software.
EX1003, [0041].
recites determine, and Element [15.4] recites retrieve, the above information.
interface that a user 5 has to view the web site 60 so that the web site 60 [can]
tailor[] the information that is being sent to the user 5. EX1004, 36:4-13. For
example, Personal Digital Assistant (PDA) users are shown a web site 60 with
the interface database to retrieve[] the type of interface associated with [the
users] particular IP address and then inform[ing] the web site 60 of the [users]
display interface. Id., 36:9-12. The user interface information may be placed in
the database 84E through a registration process, may be known from the ISP, or
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computers, work stations, desktop, portable, handheld, set top, personal digital
network access device by a network service provider. Elements [1.5] and [24.5]
Smith discloses these elements by disclosing that the ISP [i.e., network
network access device] each time a user accesses the ISP hub [i.e., network access
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with the initial access of the ISP hub and the users logout from the ISP hub,
including the user activity data that has occurred between a user and the various
content communication sites visited by the user during the browse period.
EX1003, [0015].
Smith discloses the historic information including patterns of usage for the
network access device because it discloses extracted profile data may then be
compared to a profile history previously generated and associated with the terminal
identifier. EX1003, [0014]. Further, Smith discloses that known systems have
evaluated the collected data using Bayesian model analysis or [o]ther known
statistical and probabilistic models to construct a user profile for a single user
88.
upon the Internet users interactions with the various web sites 60 and other
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60 visited and actions taken within each site 60, EX1004, 31:15-18.
allows for more customized experiences for users, which also applies to Smith.
disclosing that [known] systems for generating user profiles collected the user
activity data such as length and time of a session [i.e., times of network access],
which is a database of user activity beginning with the initial access of the ISP
hub and the users logout from the ISP hub containing user activity data that has
occurred between a user and the various content communication sites visited by the
user during the browse period. EX1003, [0015]. A POSITA would have
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recognized that such logs would indicate the number of previous network
[geographic] information about specific IP addresses based upon the Internet users
interactions with the various web sites 60 and other requestors 40. EX1004,
network access to Smith to allow for more effective marketing to advertisers and
[i.e., a location from which the user is accessing the network,] [to] send[] Alice a
web page that is tailored for her geographic location, for instance it contains the
Atlanta weather forecast [i.e., location-centric information] and the new headlines
for Atlanta. EX1004, 32:16-18. The 594 Patent explains that location-centric
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effective[] market[ing of] the site to potential Internet site advertisers and external
the above step. A POSITA would have understood this component to merely be
POSITA would understand Smith to disclose this element because its process is
component does not appear in the 594 patent other than in Claim 15.
Smith discloses build[ing] a profile history from the extracted profile data
[i.e., the historic information for the user;] associat[ing] it with the terminal
identifier; and comparing the profile data extracted from the user activity to the
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additional information in the user profile, including locations of network access for
VII.B.1.i; and characteristics of the access device, supra VII.B.1.e. EX1002, 103.
address. EX1004, 31:10-17; see id., 32:9-18, 36:4-11. To the extent that the
different databases included in database 84 are not a part of the same user
profile, it would have been obvious to a POSITA to combine the databases into a
single user profile. EX1002, 103. Further, the 594 Patent does not disclose
believed this level of detail was all that was needed to support the claim given the
VII.B.1.i, just as the example disclosed in the 594 Patent. See EX1001, 11:1-12;
EX1002, 103. Thus, the combination of Smith and Parekh renders this element
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Smiths profile history. See supra VII.B.1.e, VII.B.1.h, and VII.B.1.i. EX1002,
105.
Supra VII.B.1.f. The information available to the ISP hub through its support
the example, a laptop identified by the support software. Id., [0015]; EX1002,
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107. This information could be used as keys that are used to store profiles in
profile database 84. EX1003, [0038]. The terminal identification data includes
recovered from the profile data for other data such as demographic data, which
may also be included in the profile. EX1003, [0038]. A POSITA would have
profile, a husband profile, and a wife profile, which arise[] from the similar
basis. EX1003, [0046]. A POSITA would have incorporated this disclosure from
the television embodiment into the Internet embodiments of Smith because they
have the same purpose: using data to better target advertising and further enhance
CATV system. Id., [0017]; EX1002, 111. Further, a POSITA would understand
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that [s]ome content is more desirable to particular groups, e.g., age, gender,
goods, etc. EX1004, 32:10-11. A POSITA would add Parekhs particular interest
of visitors to Smiths demographic data so that the web site can target an
advertisement associated with the inferred interest of the individual or group. Id.,
from the television embodiment into the Internet embodiments of Smith. Supra
the [profile] server 80, thereby showing a greater propensity for that group to buy
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EX1002, 119.
profile and (2) using the user profile to determine a directed media component.
does. EX1003, [0044]. This matches the 594 Patent, which discloses
recognizing the user through the device identifier. EX1001, 4:27-28. Second,
Smith discloses us[ing] the profile data to select viewing content such as banner
centric information into the user profile. See EX1003, [0015]; EX1004, -31:10-
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A POSITA would have understood steps (1) and (2) above, together to
user. EX1002, 123. A POSITA would have understood Smiths viewing content
Patent states the directed media component may be the directed media, itself.
Parekh discloses check[ing] whether the host has a MAC address and, if so,
attempt[ing] to determine machine type and connection speed [i.e., analyzing the
MAC address with Smith to dynamically adapt and tailor Internet advertising for
targeting specific Internet users based on their connection speed. EX1004, 28:20-
configured to perform the above step because Smith discloses system 80 may be
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comprised of a Pentium II processor having sufficient RAM and hard disk storage,
such as 64M of RAM and 20 GB hard drive, thus inherently disclosing one or
more circuits. EX1003, [0037]; EX1002, 126. Further, the system performs the
component to transmit to the user or the group based on a user profile. See supra
Element [15.15] recites that the user profile is associated with the device
retrieves the following: (1) a current network address of the network access
device, (2) historic information for the user, and (3) location-centric information
for a location from which the user is accessing the network, and (4) one or more
Smith in view of Parekh renders obvious a user profile associated with the
device identifier and a network address because they teach identifying a user based
user profile associated with items 2 through 4 above because they teach a user
profile including these pieces of information. Supra VII.B.1.j. Smith and Parekh
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also render obvious that the determining step is based on such a user profile
because Smith discloses us[ing] the profile data to select viewing content such as
banner advertising that may be of interest to the user. EX1003, [0038]; EX1002,
129.
media component, to CGI 70 or web server 60 for inclusion in the documents and
other data returned to a client [i.e., in the web site requested by the user request
data and selecting and including in the user-requested content advertising content
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Parekh discloses the web site can dynamically adapt and tailor Internet
content to suit the needs of Internet users 5 based on their geographic location
and/or connection speed, EX1004, 28:18-20, which are part of the user profile.
associated with the interests of a person or group will be much more effective.
2. Claims 2 and 17
Smith and Parekh render obvious obtaining user preference information for
the user based on information provided directly by the user, as recited by claim 2.
Smith discloses extract[ing] profile data such as . . . personal data from returned
forms such as campaign responses, . . . identifiers for data objects clicked by the
user, items purchased by the user, and such other data that may be used to identify
for end users 5 to register their need for certain types of information content to be
disclosure with Smiths profile data to allow[] end IP address owners to control
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the content that will be distributed and served to machines within their control.
above step, which Smith discloses because its process is implemented in software,
3. Claims 3 and 16
a. Element [3.1]: Smith in view of Parekh renders
obvious the retrieved device identifier, historic
information, and location-centric information
comprises user profile information
Smith in view of Parekh renders obvious including the device identifier,
compare new profiles to existing profiles, and merging the profile data into the
existing profiles if the comparison indicates the same user. EX1003, [0039]-
[0040]. A POSITA would have understood this to mean that each time the user
uses the terminal, the profile is updated and that storing and regularly updating a
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profile qualifies as maintaining the user profile. Id., [0040]; EX1002, 139.
The 594 Patent does not disclose that the profile engine is anything beyond a set
of software instructions configured to perform the above steps, see e.g., EX1001,
4. Claims 5 and 21
Smith discloses providing the directed media component to at least one of a
media server coupled to the network, and a content provider coupled to the
network as recited in claim 5, and a media server configured to receive the direct
recited in claim 21. Smith discloses a computer gateway interface (CGI) coupled to
a web server, a content server, and a user differentiating system. EX1001, [0031].
This system can provide a users profile history, i.e., a directed media component,
to a content server, which can then provide targeted advertising into web pages
from the ISP or through the CGI and web server to users accessing publicly
available documents from the ISP. Id.; EX1002, 142; see EX1003, Fig. 1.
Figure 2 of Smith further discloses this system us[ing] the profile data to
select viewing content such as banner advertising that may be of interest to the user
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and provid[ing] this content [i.e., directed media component] to CGI 70 or web
server 60 [i.e., a media server,] for inclusion in the web site. EX1003, [0038].
The 594 Patent discloses that the directed media component can be a media
tag, defined supra VI.A.4, or the directed media, itself. EX1001, 9:31-42. Thus,
directed media component to the content server, CGI, or web server, which can
then provide targeted advertising to a page of a content provider that the user is
5. Claims 6 and 20
Parekh discloses the location-centric information comprises information
elements selected from the group consisting of: time, weather, special events, and
types of businesses located proximate the user, as recited in claims 6 and 20.
Parekh discloses [u]sing Alices geographic information, the web site sends Alice
a web page that is tailored for her geographic location, for instance it contains the
Atlanta weather forecast [i.e., weather located proximate the user] and the new
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6. Claim 7
Smith in view of Parekh renders obvious the directed media component is a
media tag indicating a type of media to be provided to the user. A media tag
Parekh uses the concept of tags or labels to indicate the type of media to be
user as an Atlantan or Californian and providing media based on that label (ads for
such labels could be captured as a tag-like data structure since such structures were
what a media tag does presumably because this is all a POSITA would have
example of the function of the media tag. Compare EX1004, 33:10-13, with
EX1001, 9:33-36.
A POSITA would have been motivated to combine Parekhs media tag with
Smiths directed media component because the media tag provides useful meta-
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data that can optimize the maintenance and delivery of the directed media
7. Claim 8
Smith discloses wherein the directed media component is a directed
access device because it discloses us[ing] the profile data to select viewing
interest to the user and provid[ing] this content in the user-requested web site, i.e.,
8. Claim 9
Smith discloses the assigned network address is an Internet Protocol (IP)
address associated with the network access device used by the user because it
because it discloses identifying users by IP address that do not have a stored profile
and generating a new profile and a key that further provides a user identifier as
well as a computer identifier [i.e., device identifier] for storage of the profile. Id.,
obvious, this limitation because Smith identifies the user, in part, by the IP address
before it provides a device identifier to the users device. EX1002, 154. This
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corresponds to the 594 Patents discussion of this element. See EX1001, 10:9-13;
EX1002, 154.
9. Claim 10
Parekh discloses the device identifier is a Media Access Control (MAC)
Parekhs MAC host address with Smiths terminal identification data for the same
husband profile, and a wife profile, which arise[] from the similar content
example, a parent profile comprises two users, the husband and the wife, sharing
a residence. Id. A POSITA would have incorporated this disclosure from the
EX1002, 157.
Parekh also discloses these limitations: [t]he web site . . . can target an
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32:9-11.
is closely associated with the interests of a person or group will be much more
effective, and thus more valuable to the advertisers, than an advertisement that is
blindly sent out to every visitor to the site. EX1004, 3:14-17. Thus, a POSITA
would have been motivated to combine Parekhs group characteristic data with
11. Claim 19
Smith discloses a history module configured to maintain historical
information associated with the network access device. Supra VII.B.1.j. Further,
Smith discloses session logs containing the user activity data that has occurred
between a user and the various content communication sites visited by the user
during the browse period. EX1003, [0015]. A POSITA would have understood
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which the network access device is accessing the network. Claim 4 recites
communicat[ing] with the AP [i.e., access point] in the network system, the AP
[of the AP] to the system. EX1005, [0012]. A POSITA would have understood
merely be a collection of software instructions for performing the step because the
594 Patent provides no other meaning. See EX1001, 7:51-56, 10:14-19; EX1002,
168-169. Smith and Stewart render obvious this element because Smiths and
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EX1002, 168.
obvious claim 1.
respectively.
EX1002, 172.
IMSI and IMEI numbers provide additional security by the unique and forgery-
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E. Smith, Parekh, and Hosea Render Obvious Claims 1, 14, 15, and
23
As addressed supra VII.B.1, the combination of Smith and Parekh renders
assigned to each common characteristic shared by the user and one or more of the
plurality of users, as recited in claims 14 and 23, because Hosea discloses user
177.
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for providing directed media to a user by disclosing a method and system for
profiling iTV users and for providing selective content delivery, EX1007, Title.
invention can be applied to any content delivery medium including but not limited
(Element [24.0]) performing the above step: a computer profiling an iTV user . . .
compris[ing] a memory for storing a program and a processor operative with the
Web page request from the client 10 [i.e., network access device] and
(emphases added).
Network Network
Access Request
Device
Id., Fig. 4 (annotations in red). The request is from the user because Hosea
discloses [a] user of a client machine 10 [i.e., a network access device] . . . can
retrieve [i.e., request] a Web page . . . of a Web site by specifying a link via the
access device operated by the user: detect[ing] and stor[ing] the users program
or URL requests if such requests pass through the ISP server 16 [i.e., over a
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[0189]-[0190].
Hosea does not teach changing or deleting it. Id. EX1002, [0191]-[0192].
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associated client 10. EX1007, [0213]. A POSITA would have understood these
by disclosing: monitor[ing] the client machine [i.e., access device] CPU usage,
the unused real estate on the display, [and] the currently active application
EX1007, [0232], and communicat[ing] to the ISP server 16 the details of a given
clients computer configuration (e.g., which multimedia plug-ins are installed, the
Hosea also discloses determining and retrieving the network access devices
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profile based on the zip code corresponding to the physical location of the client
10. Id., [0044]. A POSITA would have understood the physical location client
network addresses] are typically assigned dynamically, they are not necessarily the
same every time a client [i.e., network access device] logs into the ISP [i.e.,
have understood the current network addresses to be assigned to the client by the
network service provider for a present network access session, e.g., each time the
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network access device by disclosing user behavior that is new from what the user
has done in the past may be built into the user profile . . . [, and] [i]nterest could be
the network access device because it describes monitoring user behavior through
the users actions with the network device, e.g., client 10. See e.g., Id., [0040].
EX1002, 206.
and the time of day are identified [i.e., retrieved] by the system each time the user
logs on and the users physical location and time of using the system, provides
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A POSITA would have been motivated to modify Hosea with these aspects
209.
location from which the user is accessing the network by disclosing the local life
feature may provide opportunities for both online and brick and mortar shopping,
cultural events and activities, and local news and gossip. EX1008, 24:26-25:2.
from which the user is accessing the network. Mathai also discloses that the
users physical location and the time of day are identified by the system each time
the user logs on. Id., 9:6-7. A POSITA would have understood this to implicitly
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Hosea discloses generating a user profile: [i]f a user is new and no user
EX1002, 218. Moreover, the 594 Patent does not disclose including the location-
information along with a user profile for targeted advertising. See EX1001, 8:10-
14. Presumably, the applicant believed this level of detail was all that was needed
to support the claim given the knowledge of a POSITA. Yet this same level of
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detail was disclosed by the combination of Hosea and Mathai. See e.g., EX1008,
POSITA would have found this limitation obvious in view of Hosea and Mathai.
EX1002, 218.
characteristics of the access device because a POSITA would have understood the
content is delivered only to those client machines 10 that have the ability to easily
Gupta shows it was known in the art to include in the user profile other
characteristics of the access device by disclosing the profile may be limited to the
users recent history and information about the terminal [i.e., network access
teachings of Gupta to improve user profiles quality and thus the effectiveness of
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Hosea discloses storing the user profile as a record that identifies the user
through . . . the persistent device identifier associated with the network access
EX1007, [0214]. This users . . . ID is the same user ID cited above as the
Hosea renders obvious storing the user profile as a record that identifies the
table [i.e., a different record], which identifies the user through the current network
profile which identifies the user through the persistent device identifier, EX1007,
[0214], with the users IP address instead of using Hoseas separate cross-
reference table, id., [0213], [0230]. EX1002, 226. This would have been
obvious because it would not only reduce the systems complexity but also
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improve the methods efficiency by eliminating the extra step of querying the
[Web site] profiles include a rating in each [demographic] category that reflects the
interest in the category of persons [i.e., group characteristics] who access the . . .
Web site. EX1007, [0205]; see also id., [0045]-[0204] (listing Demographic
Hosea discloses that the group characteristics are incorporat[ed] into the
user profile by disclosing for each visit to a Web site having a stored profile, the
profile [i.e., including the ratings in each demographic category i.e., group
characteristics] for that Web site is averaged or combined [i.e., incorporated] into
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patterns of usage by disclosing for each visit to a Web site [i.e., patterns of
usage] having a stored profile, the profile for that Web site [containing
assigned to that member of the group] . . . . Id., [0205]. A POSITA would have
because the 594 Patent states one group identifier may indicate the gender and
age, while a second group identifier may indicate the city, and the third group
id., [0045]-[0204]. Updating users profiles for each visit to a web site
includes assigning the web site profiles demographic category labels (group
identifiers) based on the patterns of usage of the user visiting different web sites.
EX1002, 236.
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system . . . matches [advertising profile data] to user profiles from the master user
profile database 50, EX1007, [0227], and profiles of the users may be used to
match advertising content to the users profiles, id., [0224]. Hosea further states
target[ing] content for the user based on a variety of factors considered in building
because the 594 Patent explains the directed media component may be the
contains the user ID [i.e., persistent device identifier]. See EX1007, [0209]
(showing five sample user profiles identified by respective User IDs.) Hosea also
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for anonymous user IDs [i.e., device identifiers] that correspond to the local POP
[server 16] and creat[ing] the local advertisement delivery database 40 [i.e.,
determining directed media to provide to the user] on the ISP POP [server 16].
Id., [0233].
contain historic information by disclosing that the amount of time and frequency
the user visits certain web sites may be factored into the users profile so that such
centric information to the user such as opportunities for both online and brick
and mortar shopping, cultural events and activities, and local news and gossip.
information disclosed by Mathai because it would make users more likely to act
have noted that Hosea discloses several demographic categories that correspond to
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that Hoseas advertising would have been improved by including the location-
interested in the theater and providing local or online shopping options to a user
memory for storing a program and a processor [i.e., circuit] operative with the
the user or the group based on . . . the device identifier because it discloses
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analyzing the user profiles, EX1007, [0227], which contain the device identifier,
determining step is also based on a user profile associated with the device
which includes (1) a current network address of the network access device, (2)
historic information for the user, and (3) location-centric information for a location
from which the user is accessing the network, and (4) one or more characteristics
Hosea discloses a user profile associated with (1) the devices current
user through the current network address, EX1007, [0230], as addressed supra
VII.F.1.k.
Hosea and Mathai render obvious a user profile associated with items (2)
through (4) above as addressed supra VII.F.1.j and VII.F.1.n. Hosea discloses a
user profile associated with (2) historic information by disclosing, e.g., factoring
into the users profile the amount of time spent on certain websites. EX1007,
[0221].
Hosea and Mathai render obvious a user profile associated with (3) location-
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Hoseas user profile, which includes a large variety of information about the user,
Given that the 594 Patent does not disclose including the location-centric
information in the user profile and instead discloses using the location-centric
information along with the user profile to perform targeted advertising, see
EX1001, 8:10-14, a POSITA would have considered Mathai and Hosea to render
this element obvious because the combination similarly discloses using location-
POSITA would have considered it obvious to modify the user profile, which
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request and inserting advertisements in the web site, EX1009, 10:64-11:2; see also
A POSITA would have been motivated to modify Hosea with Guptas in-
website banner to prevent users from dismissing it because a pop-up window may
include a close button, which allows a user to dismiss the window if desired.
banner advertisements based on the profile of the user, EX1007, [0226], and
2. Claims 2 and 17
Hosea discloses obtaining user preference information for the user based on
interests, i.e., user preference information, from the users themselves through
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3. Claims 3 and 16
information because it discloses storing the users profile along with ID [i.e.,
device identifier] in the local user profile database 34. EX1007, [0214]; see also
id., [0209] (sample user profiles identified by User IDs). As discussed supra
VII.F.1.k, this users . . . ID, id., [0214] is the clients permanent anonymous
user ID, [0230], which is the persistent device identifier as explained supra
because it discloses that the amount of time spent on certain Web sites, i.e., historic
information, may factor into the users profile. EX1007, [0221], and for the
large variety of information about the user, EX1007, [0046]-[0205], and Mathai
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ID may be stored in the local user profile database 34 [i.e., storage system],
EX1007, [0214], and the profile for [each visited] Web site is averaged or
combined into the users profile, id., [0205]. A POSITA would have understood
combining the web site profile into the user profile to qualify as updating the
user profile and to also disclose that the profile information is inherently stored in
maintain[ed] because it is updated for each visit. Id., 267. A POSITA would
have understood the above passage to render obvious a profile engine configured
4. Claims 5 and 21
Hosea discloses providing the directed media component to . . . a media
server coupled to the network (claim 5) and a media server configured to receive
the direct media component and provide directed media to a page of a content
provider (claim 21) by disclosing tak[ing] data from the advertisement database
62, resolv[ing] any conflicts, and writ[ing] the data to the master advertisement
delivery database 54 [i.e., media server], which may be used to schedule delivery
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Media Server
[i.e., directed media component], if any, to proxy 402 [i.e., media server] which
inserts the advertisement and forwards the web page text and local advertisement
to client. EX1009, 14:15-18. The proxy 402 is coupled to the network through
the server. See EX1007, Fig. 4. EX1002, 269. A POSITA would have been
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5. Claims 6 and 20
Hosea and Mathai render obvious the location-centric information
comprises information elements selected from the group consisting of: time,
weather, special events, and types of businesses located proximate the user, as
displaying advertising banners to users based on the physical location of the user,
businesses located proximate the user because the local life [i.e., located
proximate the user] feature may provide opportunities for both online and brick
and mortar shopping [i.e., types of businesses], id., 24:26-25:2, and the menu
may provide online ticket sales for local events, id., 24:22-24.
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6. Claim 7
Hosea discloses a directed media component as explained supra VII.F.4.
Gupta discloses the directed media component is a media tag indicating a type of
advertisement [i.e., type of media] and advertisement slot are specified in tags [i.e.,
The 594 Patent states a media tag indicates the media or type of media that
should be provided to the user and may indicate that an advertisement that is
directed to a male between 18-30 who likes baseball should be provided, i.e.,
based on demographics. EX1001, 9:30-35. EX1002, 276. Guptas media tag also
ADDEMOGRAPHIC tag may specify demographic information about the user that
component with Guptas media tag because it was a well-known technique for
selecting ads based on demographics, which Hosea describes more broadly, and
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7. Claim 8
Hosea discloses the directed media component is a directed advertisement
8. Claim 9
Hosea discloses the assigned network address is an Internet Protocol (IP)
address associated with the network access device used by the user because it
9. Claim 10
Hosea discloses a device identifier as explained supra VII.F.1.c.
understand a modem to qualify as a network access device because the 594 Patent
states that the network access device 110 may comprise a cable or phone modem.
EX1001, 3:29-32.
Shorts MAC to be obvious because the MAC address was a long used, well-
Mobile Station Identity (IMSI), as recited in claim 11, and the device identifier is
the targeted advertising context because Hosea describes using a unique identifier,
a permanent anonymous user ID, in the targeted advertising context and Short
explains they are unique identifiers. A POSITA would have been motivated to
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security. EX1002, 286. Thus, A POSITA would have inferred that IMSI and
target group of said users who would be receptive to receiving certain content
based on the profiles of the target group, EX1007, [0016], and [u]ser profile
information may contain . . . demographic data (such as, e.g., the users age,
gender, income, and highest attained education level), id., [0041] (emphasis
A POSITA would have understood that the target group shar[es] a common
characteristic including age, gender, or hobby because they are selected based
to each common characteristic shared by the user and one or more of the plurality
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13. Claim 19
Hosea discloses a history module configured to maintain historical
information associated with the network access device for the reasons presented
information because it discloses for each visit to a Web site . . . combin[ing] [the
Web sites profile] into the users profile as previously discussed. EX1007,
[0205]. A POSITA would have understood repeatedly updating the user profile to
device. EX1002, 291. A POSITA would have understood this history module
291.
point information for an access point from which the user is accessing the
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bandwidth of the Internet connection, EX1007, [0230], and that the user access
the Internet through an access device, such as a cable modem. EX1007, [0033];
see EX1001, 4:54-56. The network access devices Internet connection bandwidth
is access point information because the client connects to the Internet through
the access point. See EX1007, Fig. 5; EX1001, 10:14-19. Hosea discloses
help ensure that rich-media content is delivered only to those client machines 10
that have the ability to easily and quickly display such content, EX1007, [0230],
an access point because it discloses access points 120, such as wireless access
point (AP) 120A located at a business 160, which may be operable to communicate
with a personal computing device (PCD). EX1006, [0031]; see also Fig. 1A.
technique to connect network devices with the network. Id. EX1002, 296.
configured to obtain the above information for the same reasons it discloses
obtaining it.
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VIII. CONCLUSION
For the reasons set forth above, the challenged claims 1-24 are unpatentable,
Respectfully submitted,
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IX. CERTIFICATION UNDER 37 C.F.R. 42.24(d)
This Petition complies with the requirements of 37 C.F.R. 42.24. As
calculated by the word count feature of Microsoft Word 2010 and manually
counted in the figures, it contains 13,958 words, excluding the words contained in
/Lionel M. Lavenue/
Lionel M. Lavenue, Lead Counsel
Reg. No. 46,859
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CERTIFICATE OF SERVICE
The undersigned certifies that the foregoing Petition for Inter Partes Review,
the associated Power of Attorney, and Exhibits 1001 through 1014 are being served
on May 16, 2017, by Federal Express at the following address of record for the
subject patent.
Barbara Courtney
Richard Gregory, Jr.
DERGOSITS & NOAH LLP
One Embarcadero Center
Suite 350
San Francisco, CA 94111
A courtesy copy of the same documents were also served at the following
address of record for Bridge and Posts litigation counsel for the subject patent in
the lawsuit in E.D. Va., no. 3:17-cv-00094-JAG, Bridge and Post, Inc. v. Verizon
Commcns, Inc.,
/Lisa C. Hines/
Litigation Clerk
FINNEGAN, HENDERSON, FARABOW,
GARRETT & DUNNER, LLP