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P.-M. Schumm-Draeger1 , L. Burgess2 , L. Kornyi3 , V. Hruba4 , J. E. Hamer-Maansson5 & T. W. A. de Bruin6
1 Clinic for Endocrinology, Diabetology, Angiology, Academic Teaching Hospital, Munich, Germany
2 TREAD Research, Cardiology Unit, Department of Internal Medicine, Tygerberg Hospital and Stellenbosch University, Parow, South Africa
3 Clinical Pharmacology Unit, Drug Research Center Gygyszervizsgl Kzpont, Balatonfred, Hungary
4 Global Medicines Department, AstraZeneca, Prague, Czech Republic
5 Biostatistics Department, AstraZeneca R&D, Wilmington, DE, USA
6 Global Medicines Department, AstraZeneca, Gaithersburg, MD, USA
Aims: To evaluate the efficacy and safety of twice-daily dosing of dapagliflozin and metformin, exploring the feasibility of a fixed-dose combination.
Methods: In this 16-week, phase III, randomized, double-blind placebo-controlled study, adults who were receiving metformin administered twice
daily (1500 mg/day) and had inadequate glycaemic control were randomized 1 : 1 : 1 : 1 to receive dapagliflozin twice daily (2.5 or 5 mg), placebo or
dapagliflozin 10 mg once daily (which was included as a benchmark). The primary endpoint was change from baseline glycated haemoglobin (HbA1c)
level. Secondary endpoints included changes in fasting plasma glucose (FPG) level and body weight.
Results: Four hundred adults were randomized to dapagliflozin (2.5 mg twice daily, 5 mg twice daily, 10 mg once daily) or placebo co-administered with
metformin twice daily. At 16 weeks, the adjusted mean change in HbA1c from baseline was significantly reduced in the dapagliflozin 2.5 mg twice daily
and 5 mg twice daily groups versus placebo (0.52 vs. 0.30%, p = 0.0106 and 0.65% vs. 0.30%, p < 0.0001). There were also significantly greater
improvements for dapagliflozin twice daily groups versus placebo in FPG body weight and achievement of HbA1c level of <7%. Efficacy outcomes for
dapagliflozin twice daily were numerically similar to those for dapagliflozin once daily. Dapagliflozin twice daily was well tolerated.
Conclusions: Dapagliflozin 2.5 or 5 mg twice daily added to metformin was effective in reducing glycaemic levels in patients with type 2 diabetes
inadequately controlled with metformin alone. This study supports the development of a fixed-dose combination regimen.
Keywords: metformin, phase III study, SGLT2 inhibitor, type 2 diabetes
Date submitted 15 May 2014; date of first decision 20 June 2014; date of final acceptance 30 August 2014
week 16 were to be replaced by last observation carried for- reduction from baseline for dapagliflozin 10 mg once daily was
ward (LOCF). The study had a power of 90% to detect a 0.5% 0.59% [95% confidence interval (CI) 0.70, 0.47].
difference in mean change from baseline in HbA1c using a There were significant differences in adjusted mean reduc-
two-sample t-test at a 0.025 two-sided significance level (in the tion from baseline in FPG at week 1 and week 16 for both
conservative case where only one treatment group reached sta- dapagliflozin 2.5 and 5 mg twice daily treatment groups ver-
tistical significance). The Hochberg procedure [25] was used sus placebo (p < 0.0001; Table 2, Figure 2B). Among patients
to control the overall type I error rate 0.050 for the com- with HbA1c levels 7% at baseline, significantly more patients
parisons of the two dapagliflozin twice daily groups versus in the dapagliflozin 2.5 and 5 mg twice daily treatment groups
placebo + metformin for the primary efficacy variable. If the achieved an HbA1c level <7% at week 16 than patients in the
test of the primary endpoint was significant for a treatment placebo group (Table 2).
group, statistical significance of secondary outcomes proceeded The adjusted mean percent change in body weight was
for the same treatment group and was evaluated using a hier- also significantly greater in the dapagliflozin 2.5 and 5 mg
archical, fixed-sequence testing procedure (per order of end- twice daily treatment groups than placebo: 2.84, 3.20
points listed above) for the treatment groups, with demon- and 1.04%, respectively (both p < 0.0001 vs. placebo). For
strated statistical significance for the primary outcome; this dapagliflozin 10 mg once daily, the adjusted mean percent
was to protect the global type I error rate for each treatment change in body weight was 2.76% (95% CI 3.36, 2.15).
group. The primary efficacy variable and other continuous effi- The greatest decreases were seen in the first week of treat-
cacy variables were analysed using an analysis of covariance ment. Placebo-subtracted changes in total body weight for the
(ancova) model with treatment group as a fixed effect and dapagliflozin 2.5 and 5 mg twice daily treatment groups were
baseline HbA1c as a covariate. Proportions were analysed using 1.62 and 1.88 kg, respectively (Figure 2C).
the logistic regression methodology described by Zhang et al. Compared with placebo, all dapagliflozin groups showed a
[26] and Tsiatis et al. [27], with adjustment for baseline value. reduction in seated systolic blood pressure, but not in diastolic
Sensitivity analyses included a completers analysis and one that blood pressure (Table S1, Supporting Information).
excluded outliers.
The safety analysis set included all patients who received Safety
one or more doses of double-blind study medication. Safety A summary of AEs reported during the present trial is shown in
variables were to be summarized descriptively. Table 3. The proportions of patients with AEs were low and sim-
ilar across the dapagliflozin 2.5 mg twice daily and 5 mg twice
daily treatment groups (3340.0%); the proportion was slightly
Results higher in the dapagliflozin 10 mg once daily group (46.5%). The
Patients rate of discontinuations attributable to AEs was also low and
similar across all treatment groups. Serious AEs (SAEs) were
A total of 520 patients were enrolled in the study (Figure 1); 400 rare and slightly more frequent in the dapagliflozin 2.5 and 5 mg
were randomly assigned to one of four treatments as add-on twice daily treatment groups (4 and 1%, respectively) than in
to metformin: placebo (n = 101), dapagliflozin 2.5 mg twice the placebo group (0%). No SAEs were treatment-related; SAEs
daily (n = 100), dapagliflozin 5 mg twice daily (n = 100) or were evenly distributed across several system organ classes and
dapagliflozin 10 mg once daily (n = 99). Baseline demographics none led to discontinuation. No deaths or malignancies were
and other characteristics were generally similar across treat- reported during the treatment period.
ment groups (Table 1). The median background dose of met- In total, only three hypoglycaemic events were reported
formin at enrolment and at randomization was 2000 mg/day in dapagliflozin-treated patients. None of these events
across treatment groups. Completion rates were similar across was considered major [i.e. a symptomatic event requiring
treatment groups [between 91% (for dapagliflozin 10 mg once third-party assistance with a capillary or plasma glucose value
daily) and 94% (for dapagliflozin 5 mg twice daily)]. The most (<3.0 mmol/l (<54 mg/dl))], and none led to discontinuation.
frequent reasons for discontinuation were study-specific dis- Other events of special interest generally occurred at low rates
continuation criteria (n = 19), the most commonly reported in all patient groups. Proportions of patients reporting events
being decreased CrCl (n = 12; distributed evenly across the suggestive of urinary tract infection were low and similar
treatment groups), and the other being inadequate glycaemic across treatment groups (5%), with all events considered
control (n = 7; five from the placebo group). mild to moderate. There were no reports of kidney infection.
Events suggestive of genital infections were infrequent (5%)
and reported only in female patients; events were mild or
Efficacy moderate in intensity. Reports of other AEs of special interest
The adjusted mean reduction in HbA1c level was signifi- were absent (e.g. hypotension, dehydration or hypovolaemia,
cantly greater for the dapagliflozin 2.5 and 5 mg twice daily renal impairment, renal failure, fractures or kidney infection)
treatment groups than placebo: 0.52% (p = 0.0106), 0.65% or indicated no increased risk associated with dapagliflozin
(p < 0.0001) and 0.30%, respectively (Table 2, Figure 2A). (AEs of renal impairment, renal failure or urinary stones).
Sensitivity analyses were similar to the main analysis; the Gastrointestinal AEs, which are associated with metformin
adjusted mean reduction in HbA1c level was within 0.03% treatment, were similar across treatment groups and did not
of each main result (data not shown). The adjusted mean increase with the addition of dapagliflozin.
Figure 1. Patient disposition. Incorrect enrolment included subjects not meeting inclusion criteria or developing an exclusion criterion after being
correctly enrolled. No longer met study criteria refers to protocol-specified discontinuation criteria (e.g. inadequate glycaemic control, decreased creatinine
clearance). BID, twice daily; MET-IR, metformin immediate release.
Laboratory evaluations are shown in Table S1. Dapagli- and to evaluate the safety and tolerability of these treatment
flozin-treated patients showed a large mean increase in urine regimens. Dapagliflozin 2.5 and 5 mg twice-daily doses, which
glucose excretion as measured by spot urine tests, as expected are equivalent to the daily doses of 5 and 10 mg, respectively,
from the mechanism of action (glucuresis); this effect was evi- co-administered with metformin, resulted in statistically
dent at week 1. A mean increase in blood urea nitrogen was significant and clinically meaningful glycaemic reductions
observed from baseline to week 16 in dapagliflozin-treated compared with placebo, measured as reductions in HbA1c
patients (0.180.64 mmol/l). Follow-up monitoring indicated levels and FPG levels after 1 week and 16 weeks, and a greater
that these changes were reversible. No meaningful changes proportion of patients achieving an HbA1c target of <7.0%.
in blood urea nitrogen were observed in the placebo group. Reductions in FPG levels at week 16 in both dapagliflozin
Patients in the dapagliflozin 2.5 and 5 mg twice daily groups twice daily groups approached the recommended therapeutic
showed a slight mean decrease in eGFR from baseline to week targets of 3.97.2 mmol/l [1,2]. Overall, the FPG outcomes for
8 that remained stable until week 16 (change from baseline of dapagliflozin 2.5 and 5 mg twice daily were consistent with the
2.1 and 3.5 ml/min/1.73 m2 at week 16). In the dapagliflozin dapagliflozin 10 mg once daily treatment arm, and were similar
10 mg once daily group, eGFR showed a slight recovery at to those reported previously for dapagliflozin 10 mg once daily
weeks 12 and 16 from the initial decrease. No hepatic impair- in combination with metformin [5,15,16]. Statistically signifi-
ment or increase in liver enzymes was evident in any treatment cant reductions in body weight reported in both dapagliflozin
group. Marked abnormalities of electrolytes were rare. Three twice daily treatment groups were consistent with the weight
patients receiving dapagliflozin 5 mg twice daily and one receiv-
reduction reported with dapagliflozin 10 mg once daily plus
ing placebo showed one or more marked abnormalities of crea-
metformin [5,16].
tine kinase >5 the upper limit of normal. Two patients in the
Marked increases in urine glucose excretion levels were
dapagliflozin 5 mg twice daily group showed marked abnormal-
measured in all dapagliflozin treatment groups, consistent
ities in creatine kinase >10 the upper limit of normal; both
with dapagliflozins mechanism of action and providing
patients reported excessive physical work or exercise.
an explanation for the observed efficacy and weight loss.
Co-administration of dapagliflozin and metformin is expected
Discussion to exert a complementary therapeutic effect on hyperglycaemia
The present study was designed to determine whether in type 2 diabetes because dapagliflozin inhibits renal glucose
twice-daily dosing of dapagliflozin co-administered with reabsorption and metformin decreases hepatic glucose output,
metformin showed better efficacy compared with placebo which explains the glycaemic efficacy observed. Previously,
co-administered with metformin in patients with type 2 dia- dapagliflozin 10 mg once daily co-administered with met-
betes with inadequate glycaemic control on metformin alone, formin in patients with a similar HbA1c range was found to
eGFR was calculated using the Modification in Diet and Renal Disease formula and is adjusted for body surface area. eGFR, estimated glomerular filtration
rate; HbA1c, glycated haemoglobin; s.d., standard deviation.
*Includes Native Hawaiian or other Pacific Islander, American Indian/Alaska Native or other.
All patients had creatinine clearance 60 ml/min at randomization.
result in improvements in glycaemic control and reductions in brief lead-in period of 4 weeks, which may have limited opti-
body weight, which were maintained over 102 weeks [15]. mum stabilization of the background metformin treatment and
Compared with other dapagliflozin studies [5,10,13], there delayed capture of HbA1c response, and natural study-to-study
was a lower magnitude of placebo-corrected HbA1c reduction variation in outcomes [30,31].
in the present study. The most likely reason for this is that Dapagliflozin 2.5 and 5 mg twice-daily doses were both
because dapagliflozins efficacy is dependent on renal filtration well tolerated, and the incidence of AEs was low. Although
of glucose, the relatively low baseline HbA1c of the patients the relatively short trial duration may limit the extrapolation
in the present study may have affected this result. Baseline of safety assessments to long-term studies, the reported out-
HbA1c has been strongly associated with reduction in HbA1c comes were in keeping with those documented throughout
in studies of oral agents, including dapagliflozin, for the treat- the dapagliflozin clinical development programme, especially
ment of type 2 diabetes [28,29]. Moreover, the HbA1c reduc- long-term studies of >2 years of dapagliflozin co-administered
tion observed in the placebo group, perhaps attributable to the with metformin. Markedly fewer AEs were reported with
reinforcement of diet and lifestyle guidelines, tends to dimin- dapagliflozin 5 mg twice daily than with dapagliflozin 10 mg
ish over time, whereas the benefit from dapagliflozin does not once daily (33.0 and 46.5%, respectively). Discontinuation
[14,15]. Nonetheless, compared with placebo, a significantly rates were low across treatment groups. Despite glycaemic
higher percentage of patients in both dapagliflozin twice daily reductions in a type 2 diabetes mellitus patient population with
groups achieved an HbA1c concentration of <7%, which is the a relatively low HbA1c at baseline, hypoglycaemic events were
recommended target for HbA1c. Other possible contributing rare, and none were major. SAEs were also rare, with no specific
factors to the smaller difference in HbA1c reduction between pattern or trend being evident. In the present study, we closely
dapagliflozin- and placebo-treated patients are the relatively monitored gastrointestinal events, as metformin is associated
CI, confidence interval; FPG, fasting plasma glucose; HbA1c, glycated haemoglobin; LOCF, last observation carried forward; MET-IR, metformin
immediate release; s.d., standard deviation; s.e., standard error.
*Difference in adjusted mean change from baseline versus placebo + MET-IR.
Population with HbA1c >7% at baseline.
Nominal p values; formal statistical comparisons versus placebo were not conducted.
Figure 2. Adjusted mean changes over 16 weeks in: (A) glycated haemoglobin (HbA1c) %; (B) fasting plasma glucose (FPG), mmol/l; and (C) total body
weight (kg). Data are adjusted mean changes from baseline over time (last observation carried forward) for the 16-week double-blind treatment period
(full analysis set). Mean value based on analysis of covariance model with treatment group and stratum as effects and baseline value as covariate. Error
bars represent 95% confidence intervals (CIs) for the adjusted mean change from baseline. Treatment symbols shifted horizontally to prevent error bars
overlapping. BID, twice daily; DAPA, dapagliflozin; HbA1c, glycated haemoglobin; MET, metformin; PBO, placebo; QD, once daily.
Includes non-serious AEs with onset on or after the first date of double-blind treatment and on or before the last day of double-blind treatment plus 4 days
or up to follow-up visit if earlier. Includes SAEs with onset on or after the first date of double-blind treatment and on or before the last day of double-blind
treatment plus 30 days or up to follow-up visit if earlier. Events reported based on preferred terms from Medical Dictionary for Regulatory Activities, version
14.0. AE terms of renal impairment/failure were prespecified in the protocol. Hypoglycaemia was defined as a low blood glucose reading [<3.5 mmol/l
(<63 mg/dl)], with or without symptoms; a symptomatic event without a blood glucose reading was considered suggestive of hypoglycaemia. AE, adverse
event; SAE, serious adverse event.
with gastrointestinal AEs; there was no increase reported with <7%, a goal recently emphasized in treatment guidelines [1],
the co-administration of dapagliflozin 2.5 or 5 mg twice daily shows that this combination therapy can be of clinical value.
with metformin. In summary, the data from the present study provide evi-
The decrease in CrCl reported in the dapagliflozin treatment dence that twice-daily co-administration of dapagliflozin and
groups may be a reflection of weight as a factor in the calcu- metformin is effective in reducing HbA1c, FPG and body
lation. A treatment that produces weight loss would result in weight to levels numerically similar to those obtained with
a reduction in calculated CrCl. It has been shown previously dapagliflozin once daily added to metformin. The improvement
that dapagliflozin is associated with a small decrease in eGFR in glycaemic control observed with dapagliflozin twice daily
at week 1 that returns to baseline by week 24 and is then main- co-administered with metformin shows that the combination
tained during further treatment [32]. Similarly, in the present can offer better outcomes to patients without concern for hypo-
study, a small initial decrease in eGFR with dapagliflozin was glycaemic events.
observed for all treatment groups and this did not appear to
affect renal function. Follow-up data beyond week 16 were not
available for eGFR in the present study, although follow-up data Acknowledgements
for calculated CrCl indicated that the observed initial decreases The present study was funded by Bristol-Myers Squibb and
were reversible. Genital infections and urinary tract infections AstraZeneca. Medical writing assistance was provided by Ann
would be expected to increase with dapagliflozin treatment L. Davis, MPH, CMPP, an employee of Bristol-Myers Squibb,
because of the resultant glucosuria; however, the incidences of and Caroline Allinson, BSc, of PPSI (a PAREXEL company).
each were low overall and did not exceed incidences in other Medical writing assistance was funded by Bristol-Myers Squibb
dapagliflozin studies. No events of kidney infection or upper and AstraZeneca.
urinary tract infection were reported, and there were no reports
of renal failure or injury.
The present population of patients with type 2 diabetes melli- Conflict of Interest
tus treated with metformin monotherapy represents an impor- P.-M. S.-D. has received funds for speaking from Sanofi, Novo-
tant target group for the evaluation of combination therapies in Nordisk, Eli Lilly, Novartis, Bristol-Myers Squibb, AstraZeneca,
light of the frequency of suboptimum or inadequate glycaemic MSD and Boehringer Ingelheim. She has also received sup-
control. The greater proportion of patients in the present trial port for advisory boards and clinical trials from Sanofi,
treated with dapagliflozin and metformin who achieved HbA1c NovoNordisk, Bristol-Myers Squibb, AstraZeneca, Boehringer
Ingelheim, Novartis, GlaxoSmithKline and Eli Lilly. L. B. and 12. Rosenstock J, Vico M, Wei L, Salsali A, List JF. Effects of dapagliflozin, an SGLT2
L. K. do not have any conflicts of interest to declare. T. W. inhibitor, on HbA(1c), body weight, and hypoglycemia risk in patients with type
2 diabetes inadequately controlled on pioglitazone monotherapy. Diabetes Care
A. d. B. is an employee of AstraZeneca. J. E. H.-M. and V.
2012; 35: 14731478.
H. were employees of AstraZeneca at the time the study was
conducted. 13. Strojek K, Yoon K, Hruba V, Elze M, Langkilde A, Parikh S. Effect of dapagliflozin
in patients with type 2 diabetes who have inadequate glycaemic control with
T. W. A. d. B., J. E. H.-M. and V. H. participated in the study
glimepiride: a randomised, 24-week, double-blind, placebo-controlled trial.
concept and design. P.-M. S.-D., L. B. and L. K. participated in Diabetes Obes Metab 2011; 13: 928938.
acquisition of data. All authors participated in the analysis and
14. Wilding JP, Woo V, Soler NG et al. Long-term efficacy of dapagliflozin in patients
interpretation of data. J. E. H.-M. participated in the statistical
with type 2 diabetes mellitus receiving high doses of insulin: a randomized trial.
verification of data. V. H. participated in study supervision. Ann Intern Med 2012; 156: 405415.
All authors provided critical review of the manuscript and
15. Bailey CJ, Gross JL, Hennicken D, Iqbal N, Mansfield TA, List JF. Dapagliflozin
approved the final version for submission.
add-on to metformin in type 2 diabetes inadequately controlled with met-
formin: a randomized, double-blind, placebo-controlled 102-week trial. BMC
Med 2013; 11: 43.
Supporting Information 16. Bolinder J, Ljunggren O, Kullberg J et al. Effects of dapagliflozin on body weight,
Additional Supporting Information may be found in the online total fat mass, and regional adipose tissue distribution in patients with type
version of this article: 2 diabetes mellitus with inadequate glycemic control on metformin. J Clin
Table S1. Changes from baseline in laboratory measurements Endocrinol Metab 2012; 97: 10201031.
and blood pressure at week 16 (safety analysis set). 17. Garber AJ, Duncan TG, Goodman AM, Mills DJ, Rohlf JL. Efficacy of metformin
in type II diabetes: results of a double-blind, placebo-controlled, dose-response
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