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Abstract
Modern theological discussions of the Trinity have at least shown, in my opinion, that the
tension, in both East and West, between the different possible ways of theologizing about the
Trinity has not so much to do with underlying personalist or essentialist tendencies, but to a
greater or lesser degree with our way of understanding the inner connection between the
different levels and dimensions of Divine Being. For example, is the person ontologically
detached from nature as freedom is from necessity? Are the divine energies, logoi, or wills
identical with divine nature or not, and in what sense are they or are they not identical? Do
the divine Persons possess the divine nature or are they included in it and identical to it, etc.?
Following twenty years of study, I am more and more convinced that one of the most crucial
factors concerning our ways of understanding the Trinity is the concept of consubstantiality.
The form this concept acquired in the works of the Cappadocians and Maximus the Confessor
is so explicitly neglected or even rejected by modern Orthodox personalists and, at the same
time, ignored by many of the contemporary Augustinian or Thomist scholars, or even,
perhaps, by Augustine and Thomas themselves. However, the Patristic understanding of
homoousion offers broader perspectives to our cognizance of perichoresis and has something
important to suggest to our understanding of the Filioque.
Introduction
polarization between Eastern and Western Trinitarian theologies. What seemed to be at stake
supposedly essentialist West and vice versa, and without any real possibility of synthesizing
the two. Today we know that this was a rather schematic way of understanding the
difference, resulting in an unfair opposition between East and West. Following twenty years
of study, I am more and more convinced that one of the most crucial factors concerning our
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ways of understanding the Trinity is the concept of consubstantiality. The form this concept
acquired in the works of the Cappadocians and Maximus the Confessor is so explicitly
neglected or even rejected by modern Orthodox personalists and, at the same time, ignored by
and Thomas themselves, as we shall see below. Nevertheless, the Patristic understanding of
homoousion offers broader perspectives to our cognizance of perichoresis and has something
between the Plotinian triad of the Three Primordial Hypostases (One, Nous, Psyche) and the
Christian Trinity. The Plotinian Hypostases represent three non-consubstantial fragments and
parts of Being. Consequently, Being is ultimately the sum of all these parts. It is impossible
for the three parts to exist in free communion because they necessarily have to be added
together in order to constitute the wholeness of Being, i.e. in order to make sense as
representing Being per se. Conversely, each consubstantial person of the Divine Trinity
represents Divine Essence in its wholeness. This consubstantial wholeness composes the base
of a personal dynamic communion of the Divine Hypostases that is absolutely free. Since
each hypostasis possesses the whole of divine being in himself, each is in communion with
the others exclusively out of free love. According to Basil the Great, the essence does not
merely represent the identity of the properties of the Three Hypostases, Their similarity, but
also shows the inexpressible unity, the reciprocity or inter-penetration of the Three Persons.
Indeed, consubstantiality is a very great discovery on the part of Patristic theology, and it is
simply impossible to approach the mystery of the person properly unless we investigate it.
entirely unique notion of nature in Orthodox theology, have created specific problems for the
ontology of the person in recent years. And these will not be overcome merely by good
will. Rather, a reinvigoration of interest in homoousion seems to offer the greatest potential
for the rectification of these difficulties. Indeed, the Patristic notion of consubstantiality
represents the discovery of a balance of essence and person within a subject, which does not
require either the over-elevation or the diminution of any of its ontological parts.
It would be helpful, perhaps, to begin with Athanasios the Great. In the face of the
Arian danger, which casts doubt upon the equality of the Hypostases of the Trinity,
Athanasios stands out with astonishing positions such as this: necessarily we say that what is
from the essence of the Father, and proper to Him, is entirely the Son; for it is all one to say
that God is wholly participated in and that He begets; and what does begetting signify but a
Son? (1) The ancient axiomatic unity of the essence is distributed here. Through an activated
event of complete participation, the Son is the only being in whom the Father participates,
because if the offspring be not always with the Father, this is a flaw in the perfection of
His essence (2). So the perfection of the Paternal Essence lies in the fact that it is
everlastingly and completely participated in by the Son. This event of essential participation
timeless and inconceivable mutual giving. It is not merely what Florensky called a
as Basil the Great so profoundly puts it.(4) The fact that diversity is shown in the identity of
the essence really does constitute a new ontology, an uncreated, supra-metaphysical ontology
which alone is capable of explaining precisely the distinction between essence and hypostasis
through which this profound paradoxology of this self-other is expressed. If we are not
mindful of the fact that essence and hypostasis are identical as terms in reality, and if we
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place the hypostasis at a distance from the essence, no matter how slight, the paradoxical then
disappears and becomes rationalized. We might then hasten to affirm that the hypostasis is
inseparable, that it sees the hypostasis as fundamentally in relation to the essence, and not
above, before, or after it. Thus the mystery of hypostasis is grounded in the notion that the
whole nature of the Father is impressed upon the Son as with a stamp.(5) This is why, when
Basil the Great affirms the name Father a term of affinity, he hastens to add by nature.
(6) The Son constitutes a character of the Fathers hypostasis so that we can understand
consubstantiality well.(7) Saint Basil goes on to explain that the Son exists in the form of
Godas Paul says (Phil. 2:6)because He is in the essence of God.(8) The Father is the
principle and cause in the Trinity, but the only-begotten Son is an image of the essence of the
Father (9) as wisdom, power, and justice, i.e. as living and active essence. (10) And this is
the case precisely because the essence of the Father is free of all condition or eternal and
necessity with the whole, and the divine Essence is only given as an entirety, (11) which is
why every union is in the communion of the divinity (12). In this way, the Fathers and the
in the sense that every participation by the other is true to the extent that it is contemplated in
and through the essence. Consequently, the hypostatic distinction of the other is grounded in
(referring to me) that those, therefore, who refer to the ousia (or the homoousion) as such
and build an ontology on that basis have departed fundamentally from the spirit of the Greek
Fathers. It is essential to emphasize that I do not claim that homoousion somehow pre-exists
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in God such that it creates or causes the hypostatic communion. On the contrary, what I have
argued since 1999 (first in my Closed Spirituality and the Meaning of the Self, which is
written in Greek) is that for the Greek Fathers, and especially for Maximus the Confessor, it
is impossible to speak of the Trinitarian hypostatic communion without taking into account
the active role of nature in it. It is equally impossible to speak of a supposed overcoming of
nature, understood either as blind necessity, or, which is no different, as static sameness.
Nevertheless, it is precisely in this fashion that Zizioulas writes in his last published article on
Trinitarian freedom:
Trinitarian freedom is, negatively speaking, freedom from the given and,
Here divine nature is simply a passive and static given of necessity/sameness from which the
person must escape, which cannot actively be included in hypostatic otherness. Due to the
personal capacity to be other, nature cannot participate in the very definition of divine
otherness, a position that stands in opposition to that of the Cappadocians, as we have already
seen, and of Maximus the Confessor, as we shall see below. The ontological scheme as a
whole would appear to be Levinasian rather than Patristic: freedom from Sameness/Totality,
and subsequently freedom from selfhood for the sake of the Infinity/Other. The Father is the
first to emerge from this necessity/sameness, and then He draws out the two other persons.
admit that this position entails an even more decisive subjectivism, as it shows an initial will
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of self-enclosure and separation from the other (moment of ecstasis from sameness) in
order for the other to be understood as radical exteriority (the moment of freedom from
selfhood and individuality). (15) It is precisely this danger of an ecstatic and separated
subjectivism from which the Patristic notion of the Trinitarian homoousion saves us. Without
it we are left with a subject who never really meets the other, as he, first, avoids the others
existence (ecstasis above sameness), and then he avoids his own existence and denies his
selfhood. In both cases either the other is absent or the self is missing.
Let me substantiate this by using Maximus texts. Maximus, in continuity with the
Cappadocians, speaks of a sort of movement of nature within the Trinity but which,
nevertheless, does not imply time. And this is precisely what constitutes homoousion! This
timeless movement also permits divine nature to participate in the very definition of divine
otherness. Concerning divine essence, the Confessor avers that though it stays in immovable
rest, the divine essence seems to move, moving towards each other (
movement; it is an affirmation by the Son of His nature as the Fathers nature, an affirmation
by the Spirit of His nature as the Fathers nature, and a reciprocal affirmation by the Son and
the Spirit of their essence as that of the Fathers together with each others, timelessly
following the causal affirmation made by the Father of his nature as the Sons and the
Spirits nature through generation and ekporeusis. This reciprocal affirmation of nature as
/convergence between the Three, is initiated by the Father. And this initiation of
reciprocal affirmation is the principle of the Monarchy of the Fathera point on which we
all agreei.e. the Fathers absolute monocausality , which, in the same moment, timelessly
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and actively but not passively is reciprocally affirmed by the two Others. This affirmation is
not of course automatic, since it represents the intra-Trinitarian love, i.e. the free natural
dialogical reciprocity between the Three Persons. We could, perhaps, also refer to this event
as a reciprocal inter-giveness in the sense that it happens not as a static sameness but
reciprocal essential dialogue on the ontological level, constituting the very mode of being of
God. All these are names for this dynamic and personal understanding of homoousion, which
expresses the mystery of the personal and natural Trinitarian communion in such a way that
renders the latter inconceivable without the former and vice versa. In this way, Maximus
succeeds in affirming the absolute and active onticity of the three divine Persons, while
simultaneously avoiding passivity on the part of any one of them. Beginning with St Gregory
Greek Patristic position affirms that the Spirit is eternally spirated only by the Father but
through the Son. This view, however, can be properly fathomed only in light of this
that we can avoid any instrumentalization, i.e. any degradation of the Spirit through His
between the Father and the Son. According to Maximus, the Spirit is fully integral and active
in his eternal procession by the Father alone and not simply the servant of the Father-Son
sort of Hegelian kenosis, since it represents precisely the opposite, a timeless plerosis, i.e. the
divine homoousion does not exclusively mean sameness, but is a pre-eternally achieved and
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subjectivism and the affirmation of Gods nature as passive sameness or to the Spirit
Let us now switch to Augustine. I think that I am perhaps the first Orthodox
theologian who claimed some sixteen years ago (20) that it is unfair to treat Augustine as an
essentialist. A thorough and unbiased reading of his De Trinitate demonstrates that his basic
arguments concerning hypostasis/person in the Trinity are in line with the Cappadocians.
However, there are also some decisive differences, the most important of which has to do
with the way Augustine conceives of the divine homoousion. As he writes in Book 6 of the
De Trinitate:
Whether [the Holy Spirit] is the unity between [Father and Son], or their holiness,
or their love, or whether the unity, therefore, because he is the love, it is obvious
that he is not one of the two. Through him both are joined together; through him
the begotten is loved by the begetter, and in turn loves him who begot him; in him
they preserve the unity of spirit in the bond of peace, not by participation, but by
their own essence, not by the gift of anyone superior to themselves, but by their
own gift.[]. Whatever the Holy Spirit is, it is something common between the
Father and the Son, or rather it is this very communion [between them] , which is
consubstantial and co-eternal; which can be properly called friendship, or, even
better, love; and this again is a substance, because God is substance and God is
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love, as it is written (Spiritus ergo sanctus commune aliquid est patris et filii,
quoque substantia quia dues substantia et deus caritas sicut scriptum est). (21)
Here Augustine clearly identifies the Spirit, first, with divine love, second, with Gods
substance, and, third, with consubstantiality. If this is true, then the Triune God is somehow
given His essential divinity by the Spirit. Even some of the most important Augustinian
scholars, such as Lewis Ayres, (22) seem to be puzzled by this passage. This perplexity
personal essence of the persons; Father, Son and the Spirit have an essence that is their own,
which is eternally one, and also which is the Spirit.(23) Augustine is right, of course, to
identify generally God with love. But if this personal essence of Father and Son is the Spirit,
then, first, we risk confusing the personal/hypostatic properties of the three divine persons,
since the essential modes of the former two are reduced to that of the latter, i.e. of the Spirit.
Second, the Father and the Son appear to depend wholly upon the Spirit for their existence;
in a sense they really exist only through the Spirit, Who is their real existence. In other
words, God is the Spirit. Thus, without a dynamic conception of homoousionthe likes of
of the three. This essentializing occurs in order ensure the existence of Gods essence, but
three persons. In order to overcome this, Ayres asserts that the Spirit gives himself as the
Fathers gift and as the Sons gift. Father and Son are one because the Spirit gives himself in
the begetting of the Son and gives himself as the Sons love for the Father.(24) But, if this is
the case, we either diminish the Spirits integritysince we understand Him to be the one
who serves the Father and the Sons need to stay united, according to Augustine, in the unity
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of spirit and the bond of peaceor we reduce the two others reciprocal givenness to the
homoousion with one of the Trinitarian persons. Conversely, according to the Maximian
perspective, divine love is expressed through this pre-eternal and timeless mutual inter-
givenness of essence, initiated by the Father and timelessly reciprocated by the two Others.
This reciprocity in love realizes the pre-eternal consubstantial communion of the three
Persons, without reducing this love to the hypostasis of only one person or identifying divine
essence with this person and thereby risking a confusion of the non-communicable hypostatic
properties of the divine Trinity. It seems to me that if Augustine had been familiar with
of Trinitarian communion.
Trinity. For Thomas, the Trinitarian persons are distinguished exclusively by relations. With
the exception of the opposition between them, which is expressed in their relations, they are
identical with regards to essence. (25) Thus, distinction in God is only by relation of origin,
while relation in God is not as an accident in a subject, but it is the divine essence itself [].
Therefore a divine person signifies the subsistence of relation, and, in so doing, signifies
relation by way of substance. Such a relation is a hypostasis subsisting in the divine nature,
although in truth that which subsists in the divine nature is the divine nature itself. Thus, it is
true to say that the name person signifies relation directly, and the essence indirectly.(26)
this conversely means that even the relation between the Son and the Holy Spiritsince it is
a relation of oppositionhas to be a relation of origin, and thus it is manifest that the Holy
Ghost proceeds from the Son. (28) This seems to be the theo-logical foundation of the
Filioque.
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concerning our discussion of the way in which the Trinitarian persons are connected. It
seems that the Spirit is, in a clearly Augustinian fashion, the personal essential unity of the
two other Persons after their personal opposition: if the Holy Ghost, Who is the union of the
two, be excluded, we cannot understand the oneness of the union between the Father and the
Son. So all are connected by reason of the Holy Ghost; because given the Holy Ghost, we
find whence the Father and the Son are said to be united. (29) Commenting upon this
passage, W. J. Hankey argues that the structure of the Godhead just exposed is in fact the
application to it of the Neoplatonic logic of exitus and reditus, present from the beginning of
Western Trinitarian theology. (30) Hankey brings the witness of a series of modern scholars
in order to prove this, beginning with B. de Margerie, who speaks of Augustine as using the
Neoplatonic concept of epistroph, the conversion towards the principle in order to describe
the loving return of the Son to the Father through the Spirit. Hankey continues:
The intellectualizing of the Trinity in this way brings the Stoic and Neoplatonic
Trinitate of Boethius a treatise on the divisions and methods of the sciences. The
Neoplatonists carry forward the Stoic division of science into physics, logic, and
Augustine picks up this tradition, but for him the interior relations of the persons
Thus the Father becomes the principle of being, the Son of the intellect, and the Spirit of the
unifying love. Thomas also employs another Augustinian triad of Neoplatonic provenance,
as Pierre Hadot also notes, that of natura, doctrina, usus, claiming that use, whereby the
Father and the Son enjoy each other, agrees with the property of the Holy Ghost, as
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Love.(32) So the inner logic of this gathering-in of the opposed persons through the Spirit
The difference between Augustine and Thomas on this point is that Thomas, as far as
I am aware, does not identify the Holy Spirit with divine consubstantiality. Thomas indicates
his position when he analyses John 16:14, saying, He shall glorify me: because he shall
receive of mine and shall show it to you. (33) According to Gilles Emery,
The expression of mine indicates the consubstantiality of the Son and the Holy
Spirit; the Spirit receives the whole substance of Father and Son, that is, the divine
substance in its plenitude. In receiving what belongs to Father and Son, then Spirit
properties of the divine persons, but he does receive the nature; and the nature is
This last detail (i.e. that the nature is actually identical to the personal property) is perhaps
the weak point of the Thomist understanding of consubstantiality. Homoousion for Thomas
means simply of one essence, as he explains elsewhere (35), and his view precludes any
as Emery rightly notes, consubstantiality in Thomas has nothing to do with perichoresis, and,
since it is understood simply as unity of nature, it is included in that much richer concept of
that gives the persons full onticity and simultaneously explains the mutual hypostatic
Augustinian or Thomist context in the sense given to this term by Maximus. Though modern
Western theology seeks to follow St John Damascene(37) and likes very much talking about
broader than consubstantiality, precisely because of the static conception of the latter term.
givenness, our Trinitarian theology either tends to regard the person as ecstatic vis--vis the
Accordingly, divine unity and, along with it, perichoresis, is more personalistic in
Augustine, while Thomas sense of divine unity and perichoresis hovers between
personalism and essentialism. Persons are now either intra-divine relations or personal modes
of divine being, as Karl Barth liked to call them, (38) a position that comes dangerously close
ontological holism, the time of which has, perhaps, not yet come for modern Christian
theology.
is only through this dynamic understanding of homoousion (as opposed to its understanding
as simply the divine unity of nature, which occurs in Augustine or Thomas as well as in
many modern theologians) that true perichoresis can occur. In this sense, consubstantiality is
a more advanced concept than perichoresis, insofar as it gives the latter term its true
meaning. Without this sort of consubstantialityand since it may be plausibly claimed that
we need something more than the unity of essence in order to understand the mode of the
divine mutual indwellingperichoresis can happen only through the activity of persons,
above (in the Augustinian version) or within (in the Thomist version) the essential sameness,
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i.e. between the hypostases of the Father and the Son and exclusively through the hypostasis
of the Spirit, as some Western theologians insist today.(39) According to this perspective,
perichoresis, in the words of Durand, affirms the immanence of generation and the
reciprocity of the relation between the Father and the Son. (40) On the one hand, the Spirit
proceeds from the Father as his hypostatic love for the Son, while, on the other, the Son is
himself fully Son in the very fact that He returns this same Love to the Father in eternal
thanksgiving. This returning of a received filial Love to its paternal Source achieves the
Trinitarian cycle of eternal life. (41) However, if we follow this way, we risk turning the
Trinity into a fundamental Duality through a sort of psychologism in which this passive and,
communion of the Father-Son relation, in the very relation of the Father to the Spirit. (42)
Thus we affirm again the Filioque by asserting that the Spirit is like a hypostatic sign of the
sharing between the Father and the Son, in so far as the Spirit proceeds from their mutual
love. The quality of his paternal and filial origin appears in the Spirit, the Person who
proceeds from the love of the Father and the Son. (43) It is difficult for anyone who has a
certain knowledge of the Greek Patristic tradition not to discern here a tendency towards a
de-personalizing of the Spirit, inasmuch as no principle of love or unity (see the similar
expression tanquam ex uno principio of the Council of Lyon) can be put above the clearly
distinguished Hypostases as a not clearly hypostatic source of the Spirit, which is in turn
coupled with a reduction of the Spirit to a sort of common energy between the Father and the
Son, to use the aforementioned expression of Palamas. The Spirit, according to the old
Photian argument, would then at least have to proceed hypostatically also from Himself in
On this basis, we can argue that the traditional Greek understanding of Gregory of
Nyssas or John Damascenes expression concerning the eternal procession of the Spirit by
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the Father through the Son does not provide theological support for the Filioque, as some
Roman Catholic theologians now argue. It is Palamas who in an exemplary fashion describes
and articulates the traditional way in which this expression was understood in the East. For
him, we affirm the procession through the Son only because when one pronounces the term
Father the first thing that comes to his mind is the Son, and, only as a second step, when
one hears that this Son is Logos, then the concept of the Spirit also comes into his mind.(44)
Consequently, this expression simply describes the ineffable order of divine generation and
as a real priority of the Son over the Spirit. Even when Palamas speaks in an Augustinian
fashion of the Spirit as the mystical love ( ) of the Father for the Son, (45)
he nevertheless insists that the only principle of the Spirit is the Father and avoids reducing it
to a reciprocal gift between the two other persons. The Spirit expresses Gods absolutely
koinonetic/relational nature, which cannot be reduced to a dialectic between the Father and
the Son. In any case, the idea that the Spirit manifests the perfection of the relation between
Father and Sonan idea that is not wrong in a certain sensehas never implied in the
context of the Greek Patristic tradition a reduction of Him to a sort of reciprocal gift,
circulated by both the others. This notion would imply that, according to Palamas, the
procession from the Father is imperfect on an ontological level and must be complemented
A possible way for Orthodox theology to accept the aforementioned Augustinian and
referring to divine economia, which is paradoxically always identified with theologia, i.e.
Gods inner life, in the West. The Spirit really and exclusively expresses the divine unity ad
extra, and He is indeed the one Who manifests Gods Tri-unity to creation, i.e. the reciprocal
love between Father and Son in which man is called to participate through grace. But when
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which, more so than perichoresis, can help us fathom the mystery of divine Tri-personal
The subject of the present paper is not of course the Filioque, but it is difficult not to
refer to it when speaking of divine unity. According to Gregory Palamas, there is also
another way to accept the Filioque, a way that is uniquely significant because it seems to
Spirit does not proceed also from the hypostasis of the Son, but we can say that the Spirit
also proceeds from the Sons essence, since the Son is homoousios with the Father; thus, the
Spirit proceeds also from the Sons essence, though through the hypostasis of the Father.
(47) It is precisely this dynamic understanding of divine essence that permits Gregory to
think of the Sons essence as , containing, moving towards the Spirit, though
without disturbing the absolute initial hypostatic monocausality of the Father. (48) There
exists an absolute and perfect relation/communion between the Son and the Spirit, but this
happens in the name of the Father and because of Him. To put it in other words: the Son
loves the Spirit as proceeding from the Father, and He also loves the Father with one and the
same love, with which the Father loves His Son in the Spirit, and the Spirit in His Son; the
Spirit loves the Father in the Son, and the Son in the Father, with the same love the Father
loves the Spirit in the Son and the Son in the Spirit. This is expressed in the theology of the
homoousion as seen above, and this, according to Greek Patristic Trinitarian theology, seems
to be the only way to maintain both the absolute communion and the absolute integrity of the
divine Persons.
Concerning now our ecumenical discussion on the Trinity, I think that the real
difference between East and West has perhaps to do with the theology of the uncreated
energies. Even the dispute over Filioque is perhaps rooted in this difference. It is precisely
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the theology of the uncreated energies that allows the Orthodox to make this clear distinction
between a theological and an economical Trinity, where, while the Filioque is totally
accepted within the context of the latter, it is rather misleading in the context of the former,
inasmuch as this would reduce the Spirit to an energy/act between the Father and the Son, as
noted above. The Spirit is active as the ontological bond between the Father and the Son in
the economia, since the Spirit manifests ad extra the divine energy; this energy is the act of
the good-willing Father, but only by the Son, Who is the , the only one Who acts
in the name of the Father, and through the Spirit, Who is the , the person Who
hypostatically manifests the one and unique essential energy of the divine hypostases of the
Father and the Son as the active bond of love between them. In the absence of such a
God for us, since it is precisely this reality, as I understand it, that in the end the Filioque ,
Footnotes:
1. Orationes adversus Arianos I.16, ed. J.P. Migne, PG 26: 44D-45A. (Paris, 1857-1912).
2. Ibid.
3. P. Florensky, Der Pfeiler und die Grundfeste der Wahrheit (Mnchen, 1925), 476.
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Persons around each other (337). The Greek word, however, reads , something
that has nothing to do with a dance.
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