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Solar Energy 77 (2004) 635648

www.elsevier.com/locate/solener

Field solar E. coli inactivation in the absence and presence


of TiO2: is UV solar dose an appropriate parameter
for standardization of water solar disinfection?
Angela-Guiovana Rincon, Cesar Pulgarin *

Laboratory for Environmental Biotechnology, Department of Civil and Environmental Engineering,


Environmental Science and Technology Institute, Swiss Federal Institute of Technology (EPFL) School of Architecture,
CH-1015 Lausanne, Switzerland

Received 7 January 2004; revised in revised form 31 March 2004; accepted 5 August 2004
Available online 17 September 2004

Communicated by: Associate Editor Sixto Malato-Rodrguez

Abstract

Evaluation of solar treatment in the absence and presence of TiO2 has been made to assess its eectiveness in reduc-
ing bacterial load with respect to drinking water standards.
Field experiments under direct solar radiation were carried out using a compound parabolic collector (CPC) placed
at the Swiss Federal Institute of Technology (EPFL), Lausanne, Switzerland. Water contaminated with E. coli K12 was
exposed to sunlight in dierent seasons. The obtained results indicate that the presence of TiO2 accelerates the detri-
mental action of light. Total photocatalytic disinfection was obtained in both periods of year and no bacterial recovery
was observed during 24 h after stopping sunlight exposure. In the absence of TiO2, total disinfection was not always
reached; and bacterial recovery was observed, especially when inactivation was not complete. Bacterial decay was
mainly dependent on light intensity. It was also demonstrated that solar UV dose is not a pertinent parameter to stand-
ardize solar disinfection. The inuence of the following topics on solar water disinfection is also studied in this paper:
(a) UV and total solar spectra characteristics (b) volume of phototreated water (c) post-irradiation events.
2004 Elsevier Ltd. All rights reserved.

Keywords: Solar disinfection; Heterogeneous photocatalysis; TiO2; Escherichia coli; Culturability

1. Introduction pathogenic bacteria. In many places, this problem is


made harder by the fact that many of the available
A primary concern of people living in developing water sources are unpotable without some form of
countries is that of obtaining drinking water free of treatment. The most common water treatment tech-
niques are not always available to the local population
*
Corresponding author. Tel.: +41 216 934 720; fax: +41 216
since the practice of chopping down trees for rewood
934 722. to boil water has been discouraged in many countries
E-mail addresses: angela.ricon-benavides@ep.ch (A.-G. for environmental health reasons and the cost of chlo-
Rincon), cesar.pulgarin@ep.ch (C. Pulgarin). rination may be considered prohibitive. In addition,

0038-092X/$ - see front matter 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.solener.2004.08.002
636 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

combined with organic compounds naturally present of authors and reviewed by Blake et al (Blake et al.,
in water, chlorine yields harmful by-products like 1999). Results from the above studies suggest that the
trihalomethanes (THMs) which are mutagenic (Jolley, cell membrane is the primary site of reactive oxygen spe-
1990). cies attack. Oxidative attack of the cell membrane leads
Sunlight has been recently used as a method of to lipid peroxidation. The bacterial cell membrane pro-
water disinfection where in addition to the heating ef- vides an attachment site for cellular respiration and
fect the mechanism of treatment has been attributed when damaged beyond repair respiration ceases (Halli-
to the production of reactive oxygen species by the well and Gutteridge, 1999). The combination of cell
UV-A photosensitization of oxygen within the water membrane damage, and further oxidative attack of
sample (Acra et al., 1990). Most of the research into internal cellular components, ultimately results in cell
the eectiveness of solar disinfection has focused either death (Blake et al., 1999).
into the pasteurizing eects of solar radiation at tem- Removal of several organic pollutants by photocat-
peratures higher than 4550 C, or on the synergistic alytic treatment has been successfully tested using a
interaction, between temperature (4550 C) and solar real sunlight and pilot photoreactors having capacities
radiation (Wegelin et al., 1994; McGuigan et al., of several liters (Fallmann et al., 1999; Gimenez et al.,
1998). One small scale approach that has gained sup- 1999; Herrmann et al., 1999). However, very few
port in recent years makes use of the disinfectant prop- studies on photocatalytic bacterial inactivation at the
erties of sunlight to treat contaminated water in similar eld pilot scale as that used for organic sub-
transparent plastic bottles or plastic bags, in a process stances have been made (Vidal et al., 1999; Vidal
termed solar disinfection (Joyce et al., 1996; Wegelin and Daz, 2000). Vidal et al, reported that eld test
et al., 2001). Experimental studies have demonstrated have showed successful destruction of Escherichia coli
that this approach is eective under conditions such and Enterococcus faecalis and have provided data for
as (1) water with low levels of turbidity, (2) favorable full-scale design of water treatment systems. Some
climate to provide sucient sunlight, (3) if the lled authors (Block et al., 1997) have studied in small pho-
bottle is left undisturbed during solar exposure, (4) toreactors (25250 ml), the antibacterial eect of solar
low volume, between 500 and 2000 ml (Kehoe et al., photocatalytic reaction and the conditions that aect
2001), (5) if the bottle is not completely lled and is it. Their work showed that several common bacteria
agitated for at least 1 min prior to exposure in order such as Serratia marcescens, E. coli and Staphylococcus
to guarantee maximum starting dissolved oxygen level aureus, were killed promptly in the presence compared
(Reed, 1997), (6) solar disinfected water is consumed to the experiments in the absence of TiO2 (Goswami,
as soon as possible after exposure. 1995).
On the other hand, heterogeneous photocatalysis is In precedent works, our group has studied the pho-
considered one of the new Advanced Oxidation Tech- tocatalytic bacterial inactivation via TiO2 catalyst by
nologies (AOT) for air and water purication treat- using a solar simulated lamp and a batch photoreactor.
ment. Some books (Serpone and Pelizzetti, 1989; Deionized water, tap water and wastewater type have
Bahnemann et al., 1994), and reviews (Mills and Le been used to test the photocatalytic disinfection. It
Hunte, 1997) have been devoted to this technique. Tita- was found that the eectiveness of the process depends
nium dioxide (TiO2) photocatalysis is a possible alterna- on the physico-chemical (Rincon et al., 2001; Rincon
tive or complementary technology to current drinking and Pulgarin, 2003, 2004a,b) and biological (Rincon
water treatment processes. TiO2 photocatalysis does and Pulgarin, 2004a,b) characteristics of treated water.
not require the addition of consumable chemicals and In the present study, eld experiments under direct
does not produce hazardous waste products. There have solar radiation were carried out using a compound par-
been many publications reporting the application of abolic collector (CPC) placed at the Swiss Federal
photocatalysis towards water remediation with recent Institute of Technology (EPFL), Lausanne, Switzer-
review papers summarizing the photocatalytic removal land. Water contaminated with E. coli K12 was ex-
of organic, inorganic (Homann et al., 1995) and micro- posed to sunlight and the bacterial cultivability was
bial pollutants (Mills and Le Hunte, 1997). When TiO2 monitored.
particles are illuminated with near UV irradiation The goal of this work is to evaluate the solar treat-
(<400 nm), electron hole pairs are generated within the ment in the absence and presence of TiO2 to assess its
metal oxide semiconductor. The valence band hole has eectiveness in reducing bacterial load respecting to
a very positive reduction potential and is capable of oxi- drinking water standards. The following topics are stud-
dising water, or hydroxide anions, to form hydroxyl rad- ied in this paper: (a) bacterial inactivation by sunlight in
icals in water (Homann et al., 1995). Hydroxyl radicals the presence and absence of TiO2, (b) the inuence of
(OH) are known to be powerful, indiscriminate oxidis- volume of phototreated water (c) the inuence of light
ing agents. Mechanisms for the bactericidal action of intensity and dose applied (d) the durability of the disin-
TiO2 photocatalysis have been proposed by a number fection (post-irradiation events).
A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648 637

2. Experimental catalytic experiments is done by the application of


Eq. (1).
2.1. Reactors ACPC
QUV;n QUV;n1 Dtn UVG;n 1
V TOT
Two dierent reactors were used in this work:
where Dtn = tn  tn1, tn is the experimental time for
2.1.1. Solar photoreactor each sample, UVG;n is the average UVG (global UV radi-
The conguration of the CPC is the same as that at ation) during tn, ACPC = 3.08 m2, VTOT = 70, 90 or 57 l,
the PSA (Malato et al., 2001). CPC is a static collector and QUV,n is the accumulated energy incident on the
with a reective surface describing an in-volute around photoreactor for each sample during the experiment
a cylindrical reactor tube (Fig. 1a). Due to the reector per unit of volume (kJ/l). For some experiments, the to-
design shown in Fig. 1b, almost all the UV radiation tal solar radiation was measured by means of a radio-
arriving at the CPC aperture area (not only direct, but meter KIPP & ZONEN, model CUV4, also mounted
also diuse) can be collected and so be available for on a 46 xed-angle platform.
the process in the reactor. The UV light reected by
the CPC is distributed around the back of the tubular 2.1.2. Suntest lamp
photoreactor and as a result, most of the reactor tube A Pyrex glass bottle of 50 ml (3 cm in diameter and
circumference is illuminated. 5 cm high) was used as batch reactor and illuminated
The CPC has three modules (collector surface by a solar simulated lamp, Hanau Suntest (AM1) lamp.
3.08 m2, photoreactor volume 24 l, and total reactor vol- This lamp has a k spectral distribution with about 0.5%
ume ranging between 5790 l) whereas one module con- of the emitted photons at wavelengths shorter than 300
sists of eight tubes and mounted on a xed platform 46 nm (UV-C range) and about 7% between 300 and
tilted (local latitude). The three modules are connected 400 nm (UV-B, A range). The emission spectrum be-
in series with water directly owing through them at tween 400 and 800 nm follows the solar spectrum. Radi-
20.5 l/min for some experiments and 13 l/min for the ation measurements were carried out with a YSI
other ones, leading nally to a recirculation tank con- corporation powermeter. The irradiation experiments
nected to a centrifugal pump. were started at room temperature (25 C) and progres-
Solar ultraviolet radiation is determined during the sively; the temperature of the solution increases up to
experiments by means of a global UV radiometer (KIPP 32 C during irradiation.
& ZONEN, model CUV3) shown in Fig. 1c, also
mounted on a 46 xed-angle platform (the same angle 2.2. Materials
as the CPC). It provides data in terms of global UV
solar energy power incident per unit area, WUV m2. The photocatalyst was TiO2 Degussa P-25 (Ger-
Solar-UV power varies during experiments, especially many), which contains mainly anatase, and a specic
when clouds are passing by. Data combination from surface area of 50 m2/g. TiO2 in suspension was used in
several days and their comparison with other photo- disinfection experiments at laboratory and large scale.

Fig. 1. (a) View of the photoreactor used at the EPFL, Compound Parabolic Collector (CPC); (b) reective surface describing an
in-volute around a cylindrical tube on the CPC, the units of measurement are mm, and (c) view of the solar UV radiometer.
638 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

Sodium chloride was supplied by Fluka (Buchs, Switzer- 1.E+05

land). Yeast extract and tryptone were supplied by dark 1000 33


Merck AG (Darmstadt, Germany). 900

Total radiation W/m 2

UV radiation W/m2
29
1.E+04 800 UV 25
700 21
600 17
2.3. Bacterial strain and growth media 500 13

Bacterial survival (CFU/ml)


total rad.
400 9
1.E+03 300 5
11 12 13 14 15 16 17
The bacterial strain used was E. coli K12 (ATCC Real time (h)

23716) and was supplied by DSM, German Collection 1.E+02


of Microorganisms and Cell Cultures. E. coli K12 was
inoculated into Luria Bertani (LB) medium and grown Without TiO 2
overnight at 37 C by constant agitation under aerobic 1.E+01
th
8 August 2003
conditions. Components of LB medium included so-
dium chloride (10 g), tryptone (10 g) and yeast extract 1.E+00
(5 g) in 1 l of deionized water; this solution was then ster- 0 2.5 5 7.5 10 12.5 15
(a) Q ( kJ/l )
ilized by autoclaving for 20 min at 121 C. Aliquots of
the overnight culture were inoculated into fresh LB med- 1.E+05

ium and incubated aerobically at 37 C. Bacterial growth


was monitored by optical density at 600 nm. At an expo- 1.E+04 dark
nential growth phase, bacterial cells were collected by 1000
UV 34

Bacterial survival (CFU/ml)

Total Radiation W/m 2

UV Radiation W/m2
centrifugation at 500 g for 10 min at 4 C and the bac- 960 32
30
920
1.E+03
terial pellet was washed three times with a tryptone 880
28
26

solution (1% W/V). Finally, the bacterial pellet was 840


24
22
resuspended in tryptone solution and diluted in natural 1.E+02 800 20
11 11.5 12 12.5 13 13.5 14 14.5 15
water to the required cell density corresponding to Real time (h)

104106 colony forming units per milliliter (CFU/ml).


1.E+01
Thereafter, bacterial suspension was exposed to the sun- With TiO2
th
light irradiation in the presence or absence of TiO2. 13 August 2003

Samples were taken during illumination period and after 1.E+00


0 2.5 5 7.5 10 12.5 15
24 h in the subsequent dark period. Serial dilutions were
(b) Q ( kJ/l )
prepared if necessary in tryptone solution and the sam-
ples plated on agar Plate-Count-Agar (PCA, Merck, Fig. 2. Inactivation of E. coli by sunlight with (b) and without
Germany) plates; samples were not ltered prior to plat- (a) TiO2. The inset contains the UV () and total (. . ..)
ing. Colonies were enumerated after a 24 h incubation irradiation measured during the period of the experiments. 8th
at 37 C. The detection limit was 1 CFU/ml. (a) and 13th (b) August, 2003, in Lausanne, Switzerland. Dark
In the curves of the experiments performed under control (p) with and without TiO2 (w). Conditions:
TiO2 = 0.02 g/l, VTOT = 70 l, recirculation rate = 13.5 l/min, illu-
sunlight irradiation, the reported results are the arithme-
mination time = 4.5 h on August 8th, 2003 (a), 3 h on August
tic means of values from four samples collected at the 13th, 2003 (b). Each point represents an average value of four
same time interval. The error bars (Figs. 26) indicate samples taken at the same time. The bars show the standard
standard deviation (SD) of these samples. Experiments deviation.
performed under articial sunlight were carried out
three times and each point in the Figs. 7 and 8 represents
the average of the repetitions. SD was calculated as chemical characteristics of this water source. For indoor
follows: experiments, both deionized and natural water were
s used.
P
X  X 2
SD
n
P 3. Results
where = sum of; X = each value in the data set,
X = average of all values in the data set and n = the 3.1. E. coli inactivation by sunlight with a CPC reactor
number of value in the data set.
E. coli inactivation by sunlight occurs in the absence
2.4. Water sources or presence of the catalyst as shown in Fig. 2a and b.
The bacterial inactivation by sunlight is strongly en-
Two dierent water types were used in this work. For hanced by the presence of TiO2 (Fig. 2b). In the latter
outdoor experiments, natural water coming from the case, the number of active (cultivable) bacteria decreases
Leman Lake was tested. Table 1 shows some physico- to non-detectable levels (<1 CFU/ml) when an accumu-
A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648 639

1.E+06 dark 800 18

Total radiation W/m 2


700

UV radiation W/m2
40 1.E+04 600 13

UV radiation W/m 2
35 500
1.E+05 30 UV
400 8
25 300

Bacterial survival (CFU/ml)


20 1.E+03
Bacterial survival (CFU/ml)

200 3
15 100
1.E+04
10 0 -2
12 13 14 15 16 17 18 16.5 17 17.5 18 18.5 19 19.5 20
Real time (h) Real time (h)
1.E+02
1.E+03

1.E+01 With TiO 2


1.E+02
th
13 August 2003
Without TiO2 1.E+00
1.E+01
th
16 May 2002
0 1 2 3
Q ( kJ/l )
1.E+00
0 5 10 15 20 25 Fig. 4. Inactivation of E. coli by sunlight with TiO2 (q). The
(a) Q ( kJ/l ) insert contains the UV () and total irradiation (- -) measured
1.E+06 during the period of the experiment. Conditions: TiO2 = 0.02 g/
dark l, VTOT = 70 l. Recirculation rate = 13.5 l/min, illumination
40
time = 3 h on August 13th, 2003. Each point represents an
1.E+05
average value of four samples taken at the same time. The bars
UV radiation W/m2

30

20 show the standard deviation.


10
1.E+04
Bacterial survival (CFU/ml)

0
11 13 15 17 19
Real time (h)
1.E+03 In the absence of TiO2 (Fig. 2a) active E. coli concen-
tration decreases as the accumulated energy increases up
1.E+02
to 7.5 kJ/l, thereafter, bacterial concentration slightly re-
increases. This tendency has been conrmed in several
Without TiO2
15
th
August 2002
supplementary experiments not shown here and carried
1.E+01
out in conditions dierent from those of Fig. 2a, some
of these results are illustrated in Fig. 3a and b.
1.E+00
0 5 10 15 20 25 30
In the absence of TiO2 (Fig. 2a), water temperature
(b) Q (kJ/l ) increased from 36.6 C (at 11:52), up 38.6 C (at 16:26)
and in the presence of TiO2 (Fig. 2b) from 32.6 C (at
Fig. 3. Inactivation of E. coli by sunlight: (a) May 16th 2002 in
11:45), up to 39.0 C (at 14:45). The pH increases from
Lausanne, Switzerland ( ). Dark control (d). Conditions:
7.2 to 7.5 during both phototreatments.
VTOT = 70 l, Recirculation rate = 20.5 l/min, illumination
time = 5 h. Inset contains a UV radiation vs. time from 12:20
to 17:20. Each point represents an average value of four 3.1.1. Discussion about the eect of sunlight on E. coli in
samples taken at the same time. The bars show the standard the absence of TiO2
deviation. (b) On August 15th, 2002. Summer in Lausanne, In the absence of TiO2 active E. coli decreases with
Switzerland ( ). Dark control (d). Conditions: VTOT = 70 l, the amount of accumulated energy up to a plateau and
Recirculation rate = 20.5 l/min, illumination time = 5 h. Inset reincrease thereafter as shown Figs. 2a and 3a and b.
contains a UV radiation vs. time from 11:30 to 17:30. Each It is well known that sunlight is able to inactivate micro-
point represents an average value of four samples taken at the organisms due to the synergistic eect of the UV and
same time. The bars shows the standard deviation.
heating of water by infrared radiation. Very little dier-
ence in water temperature was measured throughout.
Therefore, inactivation was predominantly due to opti-
lated solar energy incident on the photoreactor per unit cal, rather than thermal eects.
of volume of 12.5 kJ/l is applied, contrary to that ob- UV wavelengths which reach the earths surface are
served when TiO2 is absent The inset contains the plot classied as UV-A (320400 nm) and UV-B (290
of solar spectra corresponding to each experiment. Con- 320 nm). The UV-A (or far-UV) wavelengths typically
trol experiments of Fig. 2a and b shows that after 4 h of cause only indirect damage to cellular DNA through
stirring, in the dark, all E. coli survive in the presence or catalyzing the formation of chemical intermediates such
absence of TiO2. This indicates that disinfection with as reactive oxygen species such as  O 
2 , H2O2 and OH.
TiO2 in the dark does not occur. These controls also In contrast, UV-B (or near-UV) radiation can cause di-
showed that the transfer of E. coli from the culture rect DNA damage by inducing the formation of DNA
media to the lake water do not cause a detrimental photoproducts, of which the cyclobutane pyrimidine
impact on their cultivability. dimer (CPD) and the pyrimidine(64) pyrimidinone
640 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

1.E+01 0.8

Bacterial survival N/N 0


0.6

1.E+00 0.4

0.2

0
1.E-01 0 30 60 90
Time (min)
Bacterial survival N/No

1.E-02
90 l

1.E-03
70 l

1.E-04

1.E-05

1.E-06 57 l

1.E-07
0 1 2 3 4 5 6 7 8 9 10 11 12
Q ( kJ/l )

Fig. 5. E. coli inactivation by sunlight using a CPC photoreactor in Lausanne, Switzerland. Conditions: VTOT = 70 l (d), 57 l ( ), 90 l
( ). Recirculation rate = 20.5 l/min, illumination time = 1.5 h. Insert contains a plot of the quotient of active bacteria and initial
bacterial load vs. time. Each point represents an average value of four samples taken at the same time. The bars show the standard
deviation.

(64PP) are the most common (Pfeifer, 1997). The accu- the non-culturable cells are in a viable but non-cultur-
mulation of DNA photoproducts can be lethal to cells able (VBNC) state in which they remain viable but can-
through the blockage of DNA replication and RNA not be cultured. Figs. 2a and 3 show that during the rst
transcription (Harm, 1980; Britt, 1996). Bacteria have stage of illumination, bacteria lost their culturability due
evolved four main mechanisms in the repair or damage to the stress induced by light. But these non-culturable
tolerance of UV radiation-damaged DNA, including cells of E. coli could not be dead, they are damaged
photoreactivation, nucleotide excision repair (NER), and their cellular damage is reversed probably favored
mutagenic DNA repair (MDR), and recombinational by the decrease of light intensity (see inserts of Figs.
DNA repair (Friedberg et al., 1995). 2b and 3) to enable the injured cell to resume growth.
In the absence of TiO2 (i.e. in Figs. 2 and Fig. 3), the Therefore, there was probably a conversion of non-cul-
concentration of active (culturable) bacteria decreased turable cells into culturable ones without any change
as the energy increased up to a certain amount of accu- in overall cell numbers due to regrowth.
mulated solar energy but the concentration of active E. Moreover, some bacteria are susceptible to counter-
coli increased again from this point even if the illumina- act the UV-B photoinactivation of dierent cell process
tion was continued. Note that, the light intensity (insert (i.e. respiration, reproduction) by a UV-A phoreactiva-
in Figs. 2a and 3) diminishes approximately to 50% at tion. Photoreactivation is thought to be an important
the end of each experiment; which is one of the reasons component of the bacterial arsenal in the repair or rever-
why the complete E. coli inactivation was not reached sal of UV-B-mediated DNA damage (Harm, 1980). Pho-
(Rincon and Pulgarin, 2003). An increase of E. coli con- toreactivation in bacteria involves a single enzyme called
centration was observed after a certain treatment time photolyase which binds CPDs and, in a light-dependent
even without stopping of illumination, which could be step, monomerizes the CPD and dissociates from the re-
due to dierent reasons summarized as: paired lesion (Yasui and Eker, 1998). Therefore, UV-A
(a) Some bacteria recover their culturability after a is essential for photoreactivation, although it also has
certain time of phototreatment. Recently, it has been lethal and sublethal eects on organisms. Most strains
suggested that some readily culturable species of bacte- of E. coli, are known to be capable of photoreactivation.
ria, when subjected to prolonged starvation or other (b) Decrease in UV intensity and modication of the
stress, may enter a survival state in which they are not visible spectral composition of sunlight. This point sug-
detectable by culturability tests (Bogosian and Bour- gests that there is a disinfection mechanism associated
neuf, 2001). Authors (Bogosian et al., 1996) suggest that with the visible part of the spectrum. Light eects at
A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648 641

Sample Illumination
1.E+05
time ( h )

Bacterial survival (CFU/ml)


before dark period
1.E+04 1 0.00
24h after dark period
2 0.50
1.E+03
3 0.72
4 1.00
1.E+02 5 1.50
6 2.00
1.E+01
7 2.50
8 3.00
9 4.20
1.E+00
1 2 3 4 5 6 7 8 9 10 10 4.53
(a) Samples

Sample Illumination
1.E+05 time ( h )
before dark period
1 0.00
Bacterial survival (CFU/ml)

1.E+04 24h after dark 2 0.083


3 0.25
1.E+03 4 0.33
5 0.50
1.E+02 6 0.75
7 1.00
8 1.25
1.E+01 9 1.50
10 2.00
1.E+00 11 2.50
1 2 3 4 5 6 7 8 9 10 11 12 12 2.75
(b) Samples

Fig. 6. (a) Durability of solar disinfection without TiO2. On August 8th, 2003. E. coli concentration of illuminated samples ( ) and the
same samples after 24 h in the dark ( ). Each point represents an average value of four samples taken at the same time. The average
standard deviation was 3%, between four samples taken at the same time. Sample 1 was not illuminated (time zero). (b) Durability of
solar disinfection with TiO2. On August 13th, 2003. E. coli concentration of illuminated samples ( ) and the same samples after 24 h in
the dark ( ). TiO2 0.02 g/l. Each point represents an average value of four samples taken at the same time. The average standard
deviation was 3%, between four samples taken at the same time. Sample 1 is not illuminated (time zero).

1.E+07 1.E+09
control in the dark
dark
1.E+06 1.E+08
Bacterial survival CFU/ml

1.E+05 1.E+07 control in dark


Bacterial survival CFU/ml

1.E+04 1.E+06 2
400 W/m
1.E+03 1.E+05
1.E+02
1.E+04
1.E+01
1.E+03
1.E+00
8h 24h 48h 1.E+02
0 20 40 60 80 100
Time (min) 1.E+01 2
1000 W/m

Fig. 7. Photocatalytic disinfection of water coming from the 1.E+00


0 40 80 120 160 200 240 280 320 360 1500 3500
Leman lake, contaminated with E. coli (q). Conditions: 0.5 g/l
Total time (min)
TiO2, solar simulator adjusted at 1000 W/m2 of light intensity.
Control in the dark (p). Illumination time of 2 h. Monitoring of Fig. 8. Continuous irradiation of E. coli during 30 min in solar
the durability of solar disinfection in the dark (8, 24 and 48 h). simulator, at 400 and 1000 W/m2 of light intensity. Durability
The bars show the standard deviation of three experiments. of disinfection in the dark (24 and 60 h). Conditions:
Black dotted line signies commencement of dark incubation. VTOT = 40 ml, TiO2 = 0.5 g/l, suntest lamp, deionized water.
Black dotted line signies commencement of dark incubation.
The error data was between 28%, on three experiments.
these longer wavelengths are mediated by sensitizers
rather than by direct absorption of the energy by the
lightsensitive cellular components. Authors reported a light components of sunlight during the E. coli exposure
synergistic interaction of the UV-B, UV-A and visible to simulated solar radiation (Muela et al., 2000). Other
642 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

Table 1 are applied (2.5 h of treatment). Note that in the absence


Some physicochemical characteristics of water coming from the of TiO2, total inactivation of bacteria is not reached
Leman Lake even if the same quantity of energy is accumulated (com-
Parameter Unit Value pare the point at 12.5 kJ/l in Fig. 2a and b). This shows
Turbidity FTU 0.18 that the action of photocatalytic process was more eec-
Conductivity at 20C lS/cm 252 tive that the action of only sunlight.
Absorbance 254 nm 1.079 There is a synergistic eect of sunlight and supple-
pH 7.83 mentary oxidative species generated by the photoactiva-
Chloride mg Cl /l 8.0 tion of TiO2. The action of the radicals and other
Nitrate mg NO 3 /l 2.7 oxidative species on the bacterial cell membrane leads
Sulfate mg SO24 /l 48 to the perturbation of dierent cellular processes and -
Hydrogencarbonates mg HCO 3 /l 107 nally to bacterial inactivation and death (Huang et al.,
Total organic carbon (TOC) mg C/l 0.8
2000). In the last period of photocatalytic treatment
Orthophosphates mg PO34 /l 0.010
Aluminium mg Al+3/l 14
(Fig. 2b), inactivation of bacteria becomes slow because
Nitrites mg NO of the reactivation mechanisms discussed above as well
2 /l 0.002
Ammonium mg NH4/l 0.001 as to the fact that a few active bacteria remaining in
the irradiated water are in competition for oxidative spe-
Water is ltrated on sand before distribution without signicant
cies with both the inactivated bacteria and the metabo-
modication of its chemical characteristics. The values corre-
spond to the average of three samples taken on February and lites leaked out during bacterial lysis (Rincon and
October, 2002 at Haute-Pierre depart. Pulgarin, 2003).
However, the eectiveness of solar photocatalytic dis-
infection is also inuenced by the UV light intensity and
the relative composition of visible wavelength arriving
authors suggest that the photoinactivation of bacteria is to the ground at dierent seasons and dierent moments
mainly induced by endogenous photosensitizers such as of the day. Photocatalytic disinfection was carried out in
porphyrin derivatives (Merchat et al., 1995) or some summer and winter; but disinfection below 1 CFU/ml
carotenoids which generate oxidative species after visible was only ever attained in summer. In winter, a quantity
light absorption. Similarly, a variety of chromophores of remaining active bacteria between 10 and 103 CFU/ml
exist inside the cell which absorb in the UV-A and are was observed after 4 h of photocatalytic treatment (solar
able to sensitize cells to light (Herbert and Codd, energy between 7 and 12 kJ/l) probably due to the low
1986). The experiments illustrated in Figs. 2a and 3a UV intensity that composes the solar spectra of winter
and b, were prolonged up the late afternoon when the days.
spectra of sunlight arriving to the earth surface is signif- The inuence of solar spectra was conrmed when a
icantly modied. It is well known that, the atmospheric similar experiment to that shown in Fig. 2b was carried
gases disperse shorter wavelengths (violet and blue) out the same day but starting in the late afternoon (Fig.
more than the long wavelengths (red and orange). This 4).
explains the blue color of the sky, which is known as In this latter case, because of the low initial concen-
Rayleigh Scattering, and the colors red and orange of trations of bacteria, E. coli arrive quickly to undetecta-
the early morning and late afternoon, known as Tyndall ble level but the E. coli increase again during the more
scattering. Probably not only the relative low UV inten- advanced state of treatment. The inuence of initial con-
sity but also the spectral characteristics of visible part of centration of bacteria on photocatalytic bacterial inacti-
sunlight in the late afternoon could favor the E. coli vation has been systematically reported elsewhere (Wei
photoreactivation. et al., 1994; Rincon and Pulgarin, 2004b).
(c) There is possibly a replication of the remaining
culturable cells. 3.2. Inuence of the volume of treated water during E. coli
The nal result of factors a, b and c is that, there is an inactivation in the absence of TiO2
equilibrium between bacterial inactivation, reactivation
and growth, that leads in Figs. 2a and 3a and b to a qua- Fig. 5 shows that the experiment carried out using a
si-stationary state where undetectable level of bacteria volume of 57 l shows an E. coli inactivation rate higher
(<1 CFU/ml) was not reached. than those where 70 and 90 l were used. That is also illus-
trated in the insert of Fig. 5 (i.e. at 30 min). The resi-
3.1.2. Discussion about the eect of sunlight on E. coli in dence time of water in a solar reactor is of primary
the presence of TiO2 importance to any water treatment process. In CPC
In the presence of TiO2 (Fig. 2b), active E. coli de- photoreactors, this parameter is mathematically dened
creases as the accumulated energy increases and arrives as the quotient of the photoreactor volume and the ow
to a non-detectable levels (<1 CFU/ml) when 12.5 kJ/l rate. Flow rate was obtained in our experiments, as the
A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648 643

Table 2
E. coli inactivation by sunlight as a function of the treated volume of water
Total volume (l) 57 70 90
Illuminated volume (l) 24 24 24
Temperature range (C) 3132.5 24.632.5 3133
Initial bacterial load (CFU/ml) 2240000 220000 506666
Time of treatment (h) 1.5 1.5 1.5
Flow (l/h) 38.00 46.67 60.00
Recirculation rate (l/min) 20.5 20.5 20.5
Residence time in illuminated part (h) 0.632 0.514 0.400
Bacterial elimination after 1.5 h (%) 99.9990 99.9320 99.6980
UV average (W/m2) 28 31.0 32.0

quotient of treated volume and the treatment time. Re- the eectiveness of treatment (Rincon and Pulgarin,
sults obtained in Fig. 5, and summarized in Table 2 2003).
show that the residence time in the illuminated part of
the system decreases when the total volume increases 3.3. Dose in solar disinfection
while residence time of bacteria in the non-illuminated
part of the system increases favoring the cell repair proc- As with chemical disinfection, the performance of
ess in the dark. Dark repair is a mode of reactivation UV irradiation systems (especially with 254 nm lamps)
constituted by processes of excision-resynthesis and is determined by the disinfectant UV dose. A typical
post-replication repair. As in the case of photoreactiva- method of comparing the inactivation response of dier-
tion, dark process involves dierent enzymes which ent microorganisms to the UV intensity is to report the
reverse the detrimental UV photodimerization of pyrim- values of UV intensity and exposure (or residence) time
idines by reforming the monomeric pyrimidine (Harm, together as UV dose. In our case, dose can then be cal-
1980; Oguma et al., 2001). culated from the average solar UV intensity and the res-
Furthermore, it is known that bacteria can attach to idence time in the irradiated part of the reactor, Eq. (2).
the surfaces forming biolms (Markku et al., 2002; Note that only the UV part of the solar spectra is taken
Tenorio et al., 2003). Biolm formation will be more in account.
favorable in the non-illuminated part of the reactor; dose I  tr 2
and a part of these bacteria will be continuously released
2
in the bulk of treated water. Biolm formation as the where dose is the solar UV dose, Wh/m , I is the average
dark repair depend on the residence time in the dark. intensity, W/m2, and tr is the residence time, h.
This subject would need more attention if the goal is In this part of the paper we investigate the pertinence
to disinfect water for drinking water purposes. of using the dose concept when a solar illumination is
Temperature gradients are thought to be dependent applied. In order to compare the eect of solar illumina-
on residence time in the illuminated part of reactor. tion applied at dierent seasons of the year and at dier-
However, a variation from 24.6 up 32 C observed in ent moment of the day (Table 3), we calculated for
the experiments (Table 2) does not aect signicantly each period the solar UV dose necessary to reach

Table 3
Solar UV dose necessary to inactivate approximately 99.9900% of E. coli using a CPC reactor in Lausanne Switzerland
Experiment date TiO2 (g/l) VTOT (l) Bacterial load UV average % bacterial UVa dose Period of
(CFU/ml) (W/m2) inactivation (Wh/m2) treatment (h:min)
1 January 17, 2003b 0.1 70 1200000 7.20 99.99167 9.87 12:0016:00
2 January 20, 2003b 0.1 70 807000 4.92 99.99876 6.75 12:3016:30
3 August 19, 2003b 0.1 70 295000 18.98 99.8986 19.52 15:3018:30
4 September 4, 2003 0.1 70 514000 33.83 99.9961 23.20 13:0515:05
5 August 21, 2003 0.1 70 414000 37.28 99.9976 17.04 12:2013:40
6 August 15, 2002b 70 220000 36.24 99.9909 37.28 11:3014:30
7 May 16, 2002b 70 400000 36.77 99.9405 37.82 12:2015:20
8 September 20, 2003b 70 365000 23.92 99.4247 43.74 10:5016:10
a
Dose was calculated as; d tUV G;n VV TOT
ILL
; where VILL: illuminated volume; VTOT: total volume; UVG;n average UV light; t:
treatment time.
b
Undetectable value (<1 CFU/ml) was not reached during irradiation.
644 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

approximately 99.9900% of E. coli inactivation. In the the case with 17.04 Wh/m2 in experiment 5. Some papers
absence of TiO2 a high variability of the required dose have reported the positive inuence of the increase of
can be observed. Thus, on August 15 (experiment 6) a UV light intensity on photocatalytic bacterial inactiva-
dose of 37.28 Wh/m2 inactivated 99.9909% of bacteria tion (Lee et al., 1997). However, a non-linear correlation
while in September 20 (experiment 8), 43.74 Wh/m2 inac- between light intensity and deactivation of bacteria was
tivated only 99.4247%. Note that these experiments were found; that could be due to the fact that excessive OH
carried out in dierent seasons of year and consequently radical generation at high intensity leads to their self-
under a solar irradiation which had a dierent spectral recombination, which lead to a decrease in the attack
composition. to target organism (Rincon and Pulgarin, 2003). More-
As expected, the dose necessary to inactivate a simi- over, when a high photonic ux is applied, high concen-
lar quantity of bacteria is higher in the absence (experi- tration of electrons and holes is generated in the
ments 6, 7 and 8) than in the presence of TiO2 semiconductor which results in a high recombination
(experiments 4 and 5). Notice that in winter (experi- rate.
ments 1 and 2) it was possible to attain similar level of Consequently, the solar UV dose is not a good
solar photocatalytic inactivation with a much lower dose parameter to accurately predict and standardize the im-
than in summer (experiment 3) and autumn (experi- pact of the solar photocatalytic process on bacteria. In-
ments 4 and 5) with a much lower dose. It is possible deed, the relative UV and visible wavelengths intensities,
that the water temperature (between 6 and 10 C) in win- characteristics of each season and day period signi-
ter increased the susceptibility of bacteria to photocata- cantly aect the solar photoinactivation, and photoreac-
lytic treatment. Authors have reported that E. coli tivation as well as the bacterial behavior in the
subjected to low-temperature storage results in an in- subsequent dark period.
crease in susceptibility to the subsequent environmental
stresses (Ingraham, 1999). 3.4. Durability of solar disinfection: post-irradiation
In addition, it is known that equilibrated level of dis- events
solved oxygen is inversely proportional to water temper-
ature. Bactericidal action of sunlight on water is Sensitivity of bacteria to solar disinfection in the ab-
dependent on dissolved oxygen levels and on the other sence and presence of TiO2 can vary for each species of
hand, oxygen is an electron acceptor which accelerates microorganism according to strain, stage of the culture,
the photocatalytic process. growth medium, initial bacterial load and type of plating
It has been reported in the context of UV disinfection medium used for bacterial cultivation and counting
in the absence of TiO2, a greater eectiveness of apply- (Acra et al., 1990; Rincon and Pulgarin, 2004a,b).
ing a high UV intensity for a short time than applying Physicochemical parameters and reactor design amongst
a lower intensity for a longer period of time (Sommer others also inuence the process. However, to comply
et al., 1998). Authors suggest that this eect may be with requirements in the disinfection systems, it is
due to the action of repair enzymes in the cell which important to determine for each condition the length
are more negatively inuenced by high UV intensities of the irradiation period or eective disinfection time
(Sommer et al., 1998). Because of the similarity of the (EDT) that ensures death of the bacteria and conse-
process it is possible that this phenomenon occurs also quently the end of the treatment. In this section, the
in our experiments. For example, note that in the exper- behavior of an E. coli suspension during the subsequent
iment 3 (August 19) a dose of 19.52 Wh/m2 achieved less dark period is discussed in order to estimate the poten-
bacterial inactivation (active E. coli  1 CFU/ml) than tial of using the solar (photo)catalytic treatment process
in the experiment 5 with a dose of only 17.04 Wh/m2. in real water disinfection situations.
In experiment 3, the photocatalytic water disinfection Each sample taken during the experiment carried out
curve showed a similar tendency (not shown here) to on August 8 and 13, (showed in Fig. 2a and b) were
that observed for the phototreatment in the absence of incubated in dark conditions at 37 C for 24 h. As shown
TiO2 (experiments 68), where E. coli concentration in Fig. 6a, the concentration of active E. coli photo-
reincreases at the end of phototreatment. That could treated in the absence of TiO2, decreases during illumi-
be due to two reasons: the rst is that the experiment nation but increases again during the subsequent dark
3 began in the late afternoon when visible light has spec- period. As expected, bacterial growth was observed for
tral characteristics less favorable for E. coli inactivation all illuminated samples, possibly because the photoinac-
as discussed in Section 2. The second reason is that the tivation was not complete, and hence some still active
average of solar UV intensity on August 19, 2003 (exper- (cultivable) E. coli continue to be active and replicate
iments 3) was lower (18.98 W/m2) than that of the exper- in the dark. Conditions are favorable for E. coli replica-
iment 5 of August 21, 2003 (37.28 W/m2). Therefore, a tion since even the non-illuminated sample 1 undergoes
dose of 19.52 Wh/m2 reached in experiment 3, was not a growth (Fig. 6a) although the low concentration of
enough to attain total inactivation of E. coli, as was dissolved organic carbon (0.8 mg/l) of water limits the
A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648 645

bacterial growth. Furthermore, as mentioned above the of illumination was also observed by other authors sug-
DNA damage caused to some bacteria can be repaired gesting that subsequent dark reactions can also contrib-
in the dark. This process could also contribute to the in- ute to the loss of enzyme activity (Davies, 2003). Our,
crease of the active E. coli during 24 h in the dark (after observations concerning the post-irradiation events in
illumination). the dark after photocatalytic treatment could then be
Similar experiments made with samples illuminated related with these ndings.
in the presence of TiO2 are presented in Fig. 6b. It shows In order to study the post-irradiation process without
a bacterial growth after 24 h in the dark for all samples the inuence of the chemical composition of natural
with the exception of samples 10, 11 and 12. In sample water and the wavelengths variation of the solar spectra
10 the low bacterial concentration attained during pho- in Lausanne; some experiments were carried out using a
tocatalytic treatment continues to decrease in the dark solar lamp in well controlled conditions of the labora-
and reach undetectable level (<1 CFU/ml) after 24 h. tory. After 100 min of treatment, it can be observed in
Samples 11 and 12 presented already undetectable value Fig. 7. a complete photocatalytic bacterial inactivation
at the moment of sampling; this level was maintained of the E. coli suspended in the water coming from the
during the subsequent 24 h in the dark. Other authors Leman Lake. No bacterial regrowth was observed after
have also observed a negligible E. coli regrowth during 8, 24 and 48 h of dark incubation at 37 C.
72 h in the dark after solar photocatalytic treatment Photocatalytic experiments performed using deion-
(Vidal and Daz, 2000). In this latter study tap water ized water contaminated with E. coli are shown in Fig.
was used and only the last sample was maintained in 8. Water was irradiated for 30 min thereafter the bacte-
the dark. rial suspensions were examined under permanent agita-
Thus, the behavior in the dark of sample 10 suggest tion during a subsequent dark period of 60 h. As
that during photocatalytic disinfection radicals and expected, photocatalytic inactivation was accelerated
other oxidative species produced by illuminated TiO2 in- by the increase in light intensity from 400 to 1000 W/
duce damage that can in certain cases get worse in the m2. After irradiation at 400 W/m2 (trace D), culturable
dark, generating a residual eect of the photocatalytic bacteria gradually reach 1 CFU/ml after 60 h in the dark.
treatment. For this reason in sample 10 bacterial popu- When the process was conducted at 1000 W/m2 (trace p),
lations continue to decrease in the dark. In this case, the inactivation of bacteria continuous also in the dark
sample 10, as well as in samples 11 and 12, the DNA re- as it was observed in the former experiments carried
pair mechanism becomes less active rendering the E. coli out at 400 W/m2 and in sample 10 of Fig. 6b. But at
inactivation irreversible. In other words, the bacterial in- 1000 W/m2 the post-irradiation events are drastically
jury generated by photocatalytic treatment continuous accelerated. For instance, E. coli treated at 1000 W/m2
to enhance in the dark. For this delayed process we ap- for 10 min (dose: 167 Wh/m2) reach a value of < 1 C-
ply the term of residual eect but it is not necessarily FU/ml after around 3 h in the dark. In contrast to that,
induced by the residual presence of any active oxidative if a light intensity of 400 W/m2 is applied for 30 min
compound. In a previous article we reported that that (dose: 200 Wh/m2), the total disinfection is attained only
this residual eect in the dark is dependent on the after 60 h in the dark. This fact suggests that, in our
light intensity previously applied (Rincon and Pulgarin, experimental conditions, the residual disinfecting ef-
2003). fect of the photocatalytic process observed during the
The post-irradiation events for the experiments subsequent dark period is dependent on the irradiation
shown in Table 2 were also followed during 24 and intensity, but not on the dose. To assure no bacterial
48 h in the dark only for samples taken at the end of re-growth before water consumption, the eective disin-
phototreatment. It was found (not shown here) that in fection time (EDT) required for total killing of bacteria
samples illuminated in the absence of TiO2, the concen- have to be determined during the evaluation of the solar
tration of active E. coli increases again in the dark to disinfection process (Rincon and Pulgarin, 2004a,b). In
reach a concentration of only 1 log lower than that ob- the illuminated system without catalyst (Fig. 6a), the
tained at the beginning of treatment. Samples photo- EDT was not reached. Thus, if all bacteria are not killed,
treated in the presence of TiO2 did not show growth the recovery of the damaged bacteria and/or the cellular
after 24 and 48 h of incubation in the dark; that was also reproduction of the not aected cells could occur in the
the case, even for experiments where undetectable value dark. By contrast, in the photocatalytic system (Fig. 6b),
(<1 CFU/ml) was not reached. It has been reported that the EDT was reached after about 1.5 h (samples 10, 11
exposure of some enzymes which play an important role and 12) of irradiation. EDT was also reached in Fig.
in the bacterial defense against oxidative stress (such as 8. To assess the eld experiments under direct solar irra-
catalase) to a photosensitiser in the presence of light re- diation, it is necessary to determine the EDT which
sulted in loss of enzymatic or functional activity due to avoids bacterial growth after stopping of the photocata-
direct photooxidative damage (Straight and Spikes, lytic treatment. This EDT is dependent not only on the
1985). A further decline in activity after the cessation classical parameters as chemical characteristics of water,
646 A.-G. Rincon, C. Pulgarin / Solar Energy 77 (2004) 635648

type and concentration of bacteria, reactor geometry, chemical disinfectant as chlorine could be considered
etc., but also on the UV and visible composition of sun- after the solar photocatalytic treatment. In this case
light spectra in dierent geographic locations, seasons the formation of disinfection by-products (DBPs) such
and period of day. as trihalomethanes is limited as the precedant photocat-
alytic treatment degrades an important part of the disin-
fection by products precursosrs (DBPPs), (Rincon et al.,
4. Conclusions 2001).

A CPC photoreactor was used to disinfect water be-


cause it represents an approximation to the real eld
application of solar technology for water decontamina- Acknowledgments
tion. Natural water from the Leman Lake was used to
suspend E. coli in the presence and absence of TiO2. We are pleased to thank the Swiss Academy of
TiO2 concentrations ranging between 0.02 and 0.1 g/l Engineering Sciences (SATW) for the doctoral grant
were enough to enhance the solar disinfection of 70 l of of the rst author. We especially thank to Emmanuel
E. coli contaminated water. Photocatalytic disinfection Poget, Florian Golay and Christian Marin for their
was obtained in winter and summer periods of year collaboration in the experiments with the CPC reactor.
and no bacterial regrowth was observed after stopping We thank Dr. Maricel Marin for their help in the man-
of treatment, while regrowth was observed if stopped uscript corrections of our recent publications. The
in middle of exposure. Similar post-irradiation events authors thank to OFES No 02.0030 within the SOL-
especially a residual disinfection eect were observed WATER research project No ICA4-CT-2002-10001 of
in pilot and laboratory scale experiments after solar the European community as well as AQUACAT Con-
photocatalytic treatment. tract No ICA3-CT-2002-10016 OFES No 02.0316. We
In the absence of TiO2 total disinfection was not acknowledge the cooperation project environment
reached during illumination and bacterial recovery was EPFL-Colombia and the VPF-cooperation for encour-
observed even before the illumination was stopped as aging this research.
well as in the post-irradiation period.
Eective disinfection time, EDT was dened as the
treatment time necessary to avoid some bacterial re-
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