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L11

Slope Stability Analysis


(Including Unsaturated Soil Behaviour)

Indra Noer Hamdhan 1) and Helmut F. Schweiger 2)

1) Civil Engineering Department


National Institute of Technology (Itenas) Bandung
2) Computational Geotechnics Group
Institute for Soil Mechanics and Foundation Engineering
Graz University of Technology

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

2 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

CONTENTS

 Introduction
 Simple slope with MC (check mesh dependency)
 FEM vs. LEM
 Unsaturated soil slope subjected to rainfall infiltration
 Summary and conclusions

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

1
Slope Stability Analysis

3 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Definition of safety factor obtained by FEM


(available = characteristic value)

tan available cavailable


fe = =
tan failure c failure
Basically 2 possibilities to obtain factor of safety:

1: Calculation with characteristic parameters > automatic


reduction of strength parameters of soil until equilibrium is no
longer achieved in numerical analysis
Some FE-codes do this automatically > strength-reduction technique

2: Calculation with reduced parameters > perform new calculation


with different factors until equilibrium is no longer achieved in
numerical analysis
Some codes do this automatically
see also: e.g. Griffiths (1980), Naylor (1981), Brinkgreve & Bakker (1991), Matsui & San (1992)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

4 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Homogeneous, drained soil layer


Inclination of slope: 2:1

20,00 20,00 20,00

2
1
15,00

5,00

60,00

Soil parameters (Mohr-Coulomb failure criterion):


= 20.0 [] , c = 10.0 [kN/m]
E = 105 [kN/m] , = 0.3 [-] , = 20.0 [kN/m]

Example from: Griffiths and Lane, Slope stability analysis by finite elements, Geotechnique 49, 387-403, 1999

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

2
Slope Stability Analysis

5 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Check of Mesh Dependency:


Incremental shear strains after /c-reduction

650 elements
Coarse Mesh (650 elements): (6-noded)
FOS: 1.37

650 elements
(15-noded)
FOS: 1.33

Fine Mesh (3233 elements): 3233 elements


(15-noded)
FOS: 1.32

Method 1

3233 elements
(15-noded)
Reduced Factor: 1.32
No difference in results for
Method 2
Method 1 and 2
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

6 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Advantage of FEM vs. LEM for Slope Stability Analysis

1. In the FEM, failure occurs naturally through the zones within the soil
mass wherein the shear strength of the soil is not capable to resist the
applied shear stress, so there is no need to make assumption about
the shape or location of the failure surface.
2. There is no theory of slices in the FEM, so no need to make
assumption about slide side forces. The FEM maintains overall
equilibrium until failure is reached.
3. As long as the compressibility data of soils is available, the FEM will
provide deformations result at the working stress levels.
4. The FEM is capable to check the progressive failure up to and
including shear failure.

Source: Griffiths and Lane, Slope stability analysis by finite elements, Geotechnique 49, 387-403, 1999

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

3
Slope Stability Analysis

7 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(1) Homogeneous slope with no foundation layer FEM


Geometry and mesh:

Failure mechanism:
Incremental strains:
FOS = 1.348

Soil parameters with Mohr-Coulomb model:


Description Symbol Unit Value

Unit weight [kN/m3] 20


Incremental displacement:
Effective secant
E [kPa] 100.000
modulus
Effective poisson's ratio ' [-] 0.3
Cohesion (effective
c' [kPa] 10
shear strength)
Friction angle (effective
' [o] 20
shear strength)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

8 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(1) Homogeneous slope with no foundation layer LEM


Ordinary Method of Slice: 1.344
Janbus Simplified Method 1.330
:
11 11
1 2 1 2
10 10
9
8
FOS = 1.344 9
8
FOS = 1.330
Model: Mohr-Coulomb
Elevation

Elevation

7 7 Model: Mohr-Coulomb
6
Unit Weight: 20 kN/m 6
Unit Weight: 20 kN/m
5
Cohesion: 10 kPa Cohesion: 10 kPa
5
Phi: 20 1 Phi: 20 1
4 4
3 3
2 2
1 1
3 4 3 4
0 0
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34

Distance Distance

Bishops Simplified Method1.388


: Morgenstern and Price Method
1.386
:
11 11
1 2 1 2
10 10
9
8
FOS = 1.388 9
8
FOS = 1.386
Model: Mohr-Coulomb Model: Mohr-Coulomb
Elevation

Elevation

7 7
6
Unit Weight: 20 kN/m 6
Unit Weight: 20 kN/m
5
Cohesion: 10 kPa Cohesion: 10 kPa
5
Phi: 20 1 Phi: 20 1
4 4
3 3
2 2
1 1
3 4 3 4
0 0
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34

Distance Distance

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

4
Slope Stability Analysis

9 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(2) Homogeneous slope with foundation layer FEM


Geometry and mesh:

Failure mechanism:
Incremental strains:

FOS = 1.339

Soil parameters with Mohr-Coulomb model:


Description Symbol Unit Value

Unit weight [kN/m3] 20


Incremental displacement:
Effective secant
E [kPa] 100.000
modulus
Effective poisson's ratio ' [-] 0.3
Cohesion (effective
c' [kPa] 10
shear strength)
Friction angle (effective
' [o] 20
shear strength)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

10 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(2) Homogeneous slope with foundation layer LEM


Ordinary Method of Slice: Janbus Simplified Method :
1.346 1.332
16 1 16 1
FOS = 1.346
2 2

14
12 Model: Mohr-Coulomb
14
12 Model: Mohr-Coulomb
FOS = 1.332
Elevation

Elevation

10 Unit Weight: 20 kN/m 10 Unit Weight: 20 kN/m


8 Cohesion: 10 kPa 8 Cohesion: 10 kPa
6
Phi: 20 1

6
Phi: 20 1

3 4 3 4

4 4
2 2
5 6 5 6
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50 60

Distance Distance

Bishops Simplified Method : Morgenstern and Price Method :


1.388 1.386
16 1 2
16 1 2

14
12 Model: Mohr-Coulomb
FOS = 1.388 14
12 Model: Mohr-Coulomb
FOS = 1.386
Elevation

Elevation

10 Unit Weight: 20 kN/m 10 Unit Weight: 20 kN/m


8 Cohesion: 10 kPa 8 Cohesion: 10 kPa
6
Phi: 20 1

6
Phi: 20 1

3 4 3 4

4 4
2 2
5 6 5 6
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50 60

Distance Distance

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

5
Slope Stability Analysis

11 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(3) An Undrained Clay Slope with a Thin Weak Layer FEM


Geometry and mesh:

Soil parameters with Mohr-Coulomb model:


Description Symbol Unit Value
The analysis are carried out
Unit weight [kN/m3] 20 using a constant value of
Effective secant modulus E [kPa] 100.000
undrained shear strength of soil
(cu1) and five different values of
Effective poisson's ratio ' [-] 0.3 undrained shear strength of the
Cohesion (undrained thin layer (cu2) with ratio cu2/cu1
cu1 [kPa] 50
shear strength)
Friction angle (undrained equal to 1, 0.8, 0.6, 0.4, and
u [o] 0
shear strength) 0.2.
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

12 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(3) An Undrained Clay Slope with a Thin Weak Layer FEM


Failure mechanism (incremental strains):
cu2/cu1 = 1.0
FOS = 1.451

cu2/cu1 = 0.4
FOS = 0.954

cu2/cu1 = 0.8
FOS = 1.424

cu2/cu1 = 0.2
FOS = 0.505
cu2/cu1 = 0.6
FOS = 1.366

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

6
Slope Stability Analysis

13 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(3) An Undrained Clay Slope with a Thin Weak Layer LEM


1.488
22
20 FOS = 1.488
18
Model: Undrained (Phi=0)
16
Unit Weight: 20 kN/m Morgenstern and Price Method :
Elevation

14
12
Cohesion: 50 kPa
10
8
Model: Undrained (Phi=0)
6
Unit Weight: 20 kN/m 1.354
4 22
Cohesion: 50 kPa
2 cu2/cu1 = 1.0 20 FOS = 1.354
0 18
0 10 20 30 40 50 60 Model: Undrained (Phi=0)
16
Distance Unit Weight: 20 kN/m

Elevation
1.446 14
22 Cohesion: 20 kPa
20 FOS = 1.446 12
10
18
Model: Undrained (Phi=0) 8
16
Unit Weight: 20 kN/m Model: Undrained (Phi=0)
6
Elevation

14
Cohesion: 40 kPa Unit Weight: 20 kN/m
12 4
Cohesion: 50 kPa
10 2 cu2/cu1 = 0.4
8 0
Model: Undrained (Phi=0) 0 10 20 30 40 50 60
6
Unit Weight: 20 kN/m
4 Distance
2
Cohesion: 50 kPa cu2/cu1 = 0.8 1.238
0 22
0 10 20 30 40 50 60 20 FOS = 1.238
18
Distance 1.400 Model: Undrained (Phi=0)
22 16
Unit Weight: 20 kN/m
FOS = 1.400
Elevation

20 14
18 12
Cohesion: 10 kPa
Model: Undrained (Phi=0)
16 10
Unit Weight: 20 kN/m
Elevation

14 8
12
Cohesion: 30 kPa Model: Undrained (Phi=0)
6
10 Unit Weight: 20 kN/m
4
Cohesion: 50 kPa
8
6
Model: Undrained (Phi=0) 2 cu2/cu1 = 0.2
Unit Weight: 20 kN/m 0
4 0 10 20 30 40 50 60
Cohesion: 50 kPa
2 cu2/cu1 = 0.6
0 Distance
0 10 20 30 40 50 60

Distance
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

14 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(3) An Undrained Clay Slope with a Thin Weak Layer


Computed FOS for an undrained clay slope with a
thin weak layer with variations of cu2/cu1: FEM vs. LEM

1.6

1.4

1.2
FOS

1.0

0.8
Finite Element Method
Limit Equilibrium Method
0.6

0.4
0.0 0.2 0.4 0.6 0.8 1.0

cu2/cu1

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

7
Slope Stability Analysis

15 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(4) An Undrained Clay Slope with a Weak Foundation Layer FEM


Geometry and mesh:

Soil parameters with Mohr-Coulomb model:


Description Symbol Unit Value
The analysis are carried out
Unit weight [kN/m3] 20 using a constant value of
Effective secant modulus E [kPa] 100.000
undrained shear strength of soil
(cu1) and six different values of
Effective poisson's ratio ' [-] 0.3 undrained shear strength of the
Cohesion (undrained foundation layer (cu2) with ratio
cu1 [kPa] 50
shear strength)
Friction angle (undrained cu2/cu1 equal to 0.5, 1.0, 1.5,
u [o] 0
shear strength) 1.75, 2.0 and 2.5.
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

16 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(4) An Undrained Clay Slope with a Weak Foundation Layer FEM


Failure mechanism (incremental strains):
cu2/cu1 = 0.5 cu2/cu1 = 1.75
FOS = 0.892 FOS = 2.069

cu2/cu1 = 1.0 cu2/cu1 = 2.0


FOS = 1.454 FOS = 2.076

cu2/cu1 = 1.5 cu2/cu1 = 2.5


FOS = 2.032 FOS = 2.069

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

8
Slope Stability Analysis

17 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(4) An Undrained Clay Slope with a Weak Foundation Layer LEM


0.934 2.052
22
20 Morgenstern and 22
20
18
16
Model: Undrained (Phi=0)
Unit Weight: 20 kN/m
Price Method : 18
16
Model: Undrained (Phi=0)
Unit Weight: 20 kN/m

Elevation
Elevation

14
12
Cohesion: 50 kPa
FOS = 0.934
14
12
Cohesion: 50 kPa
FOS = 2.052
10 10
8 8
Model: Undrained (Phi=0) Model: Undrained (Phi=0)
6 Unit Weight: 20 kN/m 6 Unit Weight: 20 kN/m
4 Cohesion: 25 kPa 4 Cohesion: 87.5 kPa
2 cu2/cu1 = 0.5 2 cu2/cu1 = 1.75
0 0
0 10 20 30 1.485 40 50 60 0 10 20 30 2.064 40 50 60
22 22
20
Distance 20
Distance
18 18
Model: Undrained (Phi=0) Model: Undrained (Phi=0)
16 Unit Weight: 20 kN/m 16 Unit Weight: 20 kN/m
Elevation

Elevation
14
12
Cohesion: 50 kPa
FOS = 1.485 14
12
Cohesion: 50 kPa
FOS = 2.064
10 10
8 8
Model: Undrained (Phi=0) Model: Undrained (Phi=0)
6 Unit Weight: 20 kN/m 6 Unit Weight: 20 kN/m
4 Cohesion: 50 kPa 4 Cohesion: 100 kPa
2 cu2/cu1 = 1.0 2 cu2/cu1 = 2.0
0 0
0 10 20 30 2.052 40 50 60 0 10 20 30 2.064 40 50 60
22 22
Distance 20
Distance
20
18 18
Model: Undrained (Phi=0) Model: Undrained (Phi=0)
16 Unit Weight: 20 kN/m 16 Unit Weight: 20 kN/m
FOS = 2.064
Elevation

Elevation

14 Cohesion: 50 kPa 14 Cohesion: 50 kPa


12 FOS = 2.052 12
10 10
8 8
Model: Undrained (Phi=0) Model: Undrained (Phi=0)
6 Unit Weight: 20 kN/m 6 Unit Weight: 20 kN/m
4 Cohesion: 75 kPa 4 Cohesion: 125 kPa
2 cu2/cu1 = 1.5 2 cu2/cu1 = 2.5
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50 60

Distance Distance
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

18 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(4) An Undrained Clay Slope with a Weak Foundation Layer


Computed FOS for an undrained clay slope with a
weak foundation layer with variations of cu2/cu1: FEM vs. LEM

2.2

2.0

1.8

1.6
FOS

1.4

1.2

1.0

Finite Element Method


0.8 Limit Equilibrium Method

0.6
0.0 0.5 1.0 1.5 2.0 2.5

cu2/cu1

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

9
Slope Stability Analysis

19 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(5) Homogeneous Slope with Horizontal Free-Surface FEM


Geometry and mesh:

Soil parameters with Mohr-Coulomb model:


Description Symbol Unit Value
In this analysis, a slope with
Unit weight [kN/m3] 20 different drawdown ratio, L/H
Effective secant
E [kPa] 100.000
which has been varied from 0.0
modulus (slope completely submerged
Effective poisson's ratio ' [-] 0.3 with water level at the crest of
Cohesion (effective
c' [kPa] 10 the slope) to 1.0 (water level at
shear strength)
Friction angle (effective
the toe of the slope) were
' [o] 20 considered
shear strength)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

20 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(5) Homogeneous Slope with Horizontal Free-Surface FEM


Failure mechanism (incremental strains):
L/H = 0.0 L/H = 0.6
FOS = 1.815 FOS = 1.276

L/H = 0.2 L/H = 0.8


FOS = 1.552 FOS = 1.273

L/H = 0.4 L/H = 1.0


FOS = 1.336 FOS = 1.349

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

10
Slope Stability Analysis

21 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(5) Homogeneous Slope with Horizontal Free-Surface LEM


1.848 Morgenstern and Price Method : 1.341

11 11
1 2 1 2
10 10
9
9
8
L/H = 0.0 8 L/H = 0.6

Elevation
Elevation

7 7
Model: Mohr-Coulomb 6 Model: Mohr-Coulomb
6
Unit Weight: 20 kN/m 5
Unit Weight: 20 kN/m
5
Cohesion: 10 kPa 1 4
Cohesion: 10 kPa 1
4
Phi: 20 Phi: 20
3 3
2 2
1 1
3 4 3 4
0 0
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34
1.600 1.339
Distance Distance
11 11
1 2 1 2
10 10
9
9
8
L/H = 0.2 8 L/H = 0.8

Elevation
Elevation

7 7
Model: Mohr-Coulomb 6 Model: Mohr-Coulomb
6
Unit Weight: 20 kN/m 5
Unit Weight: 20 kN/m
5
Cohesion: 10 kPa 1 4
Cohesion: 10 kPa 1
4 Phi: 20
Phi: 20 3
3
2 2
1 1
3 4 3 4
0 0
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34
1.437 1.386
Distance Distance
11 11
1 2 1 2
10 10
9 9
8 L/H = 0.4 8 L/H = 1.0
Elevation
Elevation

7 7
Model: Mohr-Coulomb 6 Model: Mohr-Coulomb
6
Unit Weight: 20 kN/m 5
Unit Weight: 20 kN/m
5
Cohesion: 10 kPa 1 4
Cohesion: 10 kPa 1
4
Phi: 20 Phi: 20
3 3
2 2
1 1
3 4 3 4
0 0
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34

Distance Distance
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

22 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

(5) Homogeneous Slope with Horizontal Free-Surface


Computed FOS for homogeneous slope with
horizontal free-surface with variations of L/H: FEM vs. LEM

2.0

Finite Element Method


Limit Equlibrium Method
1.8

1.6
FOS

1.4

1.2

1.0
-0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0

L/H

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

11
Slope Stability Analysis

23 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Unsaturated soil slope subjected to rainfall infiltration


In slope stability analysis, the effect of negative pore water pressure or suction is
usually not taken into account because suction will reduce with rainfall infiltration
and therefore it can be assumed that matric suction does not influence the long
term stability of the slope.

However, to reduce matric suction from the soil, the rainfall needs to be sustained
over a significant time period and also the rainfall intensity needs to approximate
the saturated coefficient of permeability of the soil at the ground surface.

Hydraulic characteristics such as saturated coefficient of permeability and initial


degree of saturation, intensity and duration of rainfall are parameters which are
important in the analysis of slope stability considering rain infiltration.

According to Biots theory of consolidation, to analyze the behaviour of


unsaturated soils, is required to simultaneously compute deformation and
groundwater flow with time dependent boundary conditions (fully coupled flow
deformation analysis).

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

24 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Hydraulic Models
Van Genuchten (1980) presented a set of closed-form equations of hydraulic
characteristics for unsaturated soils which is based on the capillary model of
Mualem (1976). The Van Genuchten model introduced the relation between
saturation and suction pore pressure head (p):

gn gc
S p =Sresidu+Ssat -Sresidu 1+ ga p
uw
p =-
w g

where Sresidu is the residual degree saturation of the soil that describes the part of
water that remains in the soil even at high suction heads. Ssat is the degree
saturation of the soil when the pores are filled with water. ga, gn and gc are
empirical parameters, and it is assumed that:
1-gn
gc =
gn

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

12
Slope Stability Analysis

25 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Hydraulic Models
The Van Genuchten Model is used in which the effective degree of saturation (Se)
is obtained as:
S-Sresidu
Se =
Ssat- Sresidu

The relative permeability in relation to Mualem Van Genuchten is:


gn-1 2

krel S=Segl 1- 1-Se


gn gn
gn -1

where gl is an empirical parameter.

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

26 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Shear Strength of Unsaturated Soil


The principle of effective stress is applicable for saturated soils. For unsaturated
soils, the water phase fills only parts of the pore volume, whereas the remainder
is occupied by air. Bishop (1959) has modified Terzaghis classical effective
stress theory and presented the matric suction coefficient () for the effective
stress of unsaturated soils:
' = - ua + ua - uw

where and are the effective and total stress respectively, ua is the pore air
pressure, and uw is pore water pressure. The term (ua uw) is called matric
suction and is the matric suction coefficient and varies from 0 to 1 covering the
range from dry to fully saturated conditions.
By assuming that the pore air pressure is constant and is small enough to be
neglected (ua 0), consequently for a dry soil, effective stress and total stress
are the same. The matric suction coefficient () is usually obtained from
laboratory tests on both saturated and unsaturated samples.

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

13
Slope Stability Analysis

27 Introduction Hydraulic Models Shear Strength of Unsaturated Soils Numerical Modelling Conclusions

Oberg and Sallfors (1997) and 1.0 Silt, drained test (Donald, 1961)

Vanapalli et al. (1996) 0.8 Silt, constant water


Content test (Donald, 1961)

suggested that the factor can 0.6


3
Madrid gray clay (Escario and Juca, 1989)

Madrid silty clay (Escario and Juca, 1989)


approximately be replaced by 0.4
Madrid clay sand (Escario and Juca, 1989)

the degree of saturation or the 0.2 4 1 Moraine (Blight, 1961)
effective degree of saturation, 0.0 2 Boulder clay (Blight, 1961)

because the shear strength of 3 Boulder clay (Blight, 1961)

unsaturated soils is strongly 1


2 4 Clay-Shale (Blight, 1961)

related to the amount of water


0 20 40 60 80 100
in voids of soils and in turn to Degree of Saturation (%)
the matric suction. 1.0 Silt, drained test (Donald, 1961)

Silt, constant water


0.8
Content test (Donald, 1961)

Consequently, the effective 0.6 Madrid gray clay (Escario and Juca, 1989)
3
stress equation can be 0.4
Madrid silty clay (Escario and Juca, 1989)

Madrid clay sand (Escario and Juca, 1989)


simplified to:
0.2 4 1 Moraine (Blight, 1961)

' = - S uw 0.0 2 Boulder clay (Blight, 1961)

3 Boulder clay (Blight, 1961)

where S is the degree saturation 1


2 4 Clay-Shale (Blight, 1961)

of the soil. 0 20 40 60 80 100 Figure : Determination of


Degree of Saturation (%) matric suction coefficient.
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

28 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Matric Suction Profile


The matric suction profile will come to Evaporation / Precipitation/
Evapotranspiration Infiltration
equilibrium at a hydrostatic condition
when there is a zero net flux from the
ground surface. If moisture is extracted
from the ground surface such as Upward flux / Downward flux / infiltration
evaporation, the matric suction profile evaporation suction profile
suction profile
will be drawn to the left. If moisture Negative Unsaturated
enters at the groundwater surface such pore-water soil
pressure Hydrostatic
as infiltration, the matric suction profile suction profile

will be drawn to the right.


Groundwater level

Positive
Saturated soil pore-water
pressure

Figure : Matric suction profile in horizontally layered unsaturated soil profiles

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

14
Slope Stability Analysis

29 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Example of Unsaturated Soil Slope


In this part slope stability analysis of unsaturated soils due to rain infiltration will be
discussed. A simple case of a homogeneous slope has been chosen. The
international soil classification system USDA series is used for determining the
hydraulic data for the analysis. The mechanical and hydraulic models used in the
analysis are the Mohr Coulomb failure criterion and the Van Genuchten model
respectively. The height of the slope is 10 m and the gradient (horizontal to vertical)
is 2:1.
20m 20m 20m

10m

15m

Figure : Geometry and two dimensional finite element mesh (4800 15-noded elements)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

30 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Soil Parameters
Soil parameters for the Mohr Coulomb model used in the analysis:

Description Symbol Unit Value

Unit weight kN/m3 20

Elasticity modulus E kPa 7500

Effective poisson's ratio ' - 0.35

Effective cohesion c' kPa 20

Effective friction angle ' o 20

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

15
Slope Stability Analysis

31 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Hydraulic Parameters
Texture Ksat (m/s) ga (1/m) gn (-) gl (-)
Four different hydraulic parameter
sets of the USDA series for the Van Sand 8.25E-05 14.50 2.68 0.50
Genuchten Models are used to Loamy Sand 4.05E-05 12.40 2.28 0.50
evaluate the effect of these
Sandy Loam 1.23E-05 7.50 1.89 0.50
parameters in slope stability during
rain infiltration: Loam 2.89E-06 3.60 1.56 0.50

Silt 6.94E-06 1.60 1.37 0.50

Silty Loam 1.25E-06 2.00 1.41 0.50

Sandy Clay Loam 3.63E-06 5.90 1.48 0.50

Clayey Loam 7.22E-06 1.90 1.31 0.50

Silty Clay Loam 1.94E-06 1.00 1.23 0.50

Sandy Clay 3.33E-06 2.70 1.23 0.50

Silty Clay 5.50E-07 0.50 1.09 0.50

Clay 5.50E-08 0.80 1.09 0.50

Source: Plaxis 2D Reference Manual 2010 Beta

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

32 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Boundary Conditions
The initial ground water level was assumed to be horizontal at level of the toe of
the slope. A rainfall with intensity of 10 mm/hour lasting 3 days (72 hours) was
applied on the crest and the slope. The minimum and the maximum pore pressure
head respectively are -0.1 m (min) and 0.1m (max). The left boundary, right
boundary and lower boundary of the model were assumed impervious boundaries.
Rainfall 10 mm/hour

General

Figure : Boundary conditions of the model.

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

16
Slope Stability Analysis

33 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Initial Degree of Saturation


Initial degree of saturation for the four different hydraulic parameters leading to
different initial degree of saturation at the same suction:
85.43% 60.73%

100.00% saturation
100.00%
(%)
100.00
95.00
90.00
85,00
80.00
75,00
70.00
(a) Clay (b) Sandy Clay 65,00
60.00
55,00
50.00
45,00
40.39% 14.08% 40.00
35,00
30.00
25,00
100.00% 100.00% 20.00
15,00
10.00
5.00
0.00

(c) Silt (d) Loamy Sand

Figure : Initial conditions: degree of saturation.

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

34 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Initial Suction
Initial suction in the model is 100 kN/m2
(kN/m2)

100.00

assumed to increase linearly 90.00


80.00

above ground water level 70.00


60.00
0 kN/m2
until ground surface. 50.00
40.00
30.00
20.00
10.00
0.00

0 kN/m2 -10.00

Figure : Initial conditions: suction.

The relation between suction and saturation, i.e.


the Soil Water Characteristic Curve (SWCC):

Figure : Soil Water Characteristic Curve (SWCC)


for chosen soil types.
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

17
Slope Stability Analysis

35 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Clay)
Before rain infiltration:
suction
FOS = 1.709 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 3 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.708 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 6 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.708 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

36 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Clay)
After 9 hours rain infiltration:
suction
FOS = 1.707 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 18 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.704 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 36 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.702 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

18
Slope Stability Analysis

37 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Clay)
After 48 hours rain infiltration:
suction
FOS = 1.698 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 60 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.694 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 72 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.690 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

38 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Sandy Clay)
Before rain infiltration:
suction
FOS = 1.666 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 3 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.666 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 6 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.663 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

19
Slope Stability Analysis

39 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Sandy Clay)
After 9 hours rain infiltration:
suction
FOS = 1.662 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 18 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.656 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 36 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.643 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

40 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Sandy Clay)
After 48 hours rain infiltration:
suction
FOS = 1.631 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 60 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.623 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 72 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.611 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

20
Slope Stability Analysis

41 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Silt)
Before rain infiltration:
suction
FOS = 1.654 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 3 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.649 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 6 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.642 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

42 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Silt)
After 9 hours rain infiltration:
suction
FOS = 1.636 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 18 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.618 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 36 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.573 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

21
Slope Stability Analysis

43 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Silt)
After 48 hours rain infiltration:
suction
FOS = 1.537 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 60 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.498 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 72 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.436 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

44 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Loamy Sand)
Before rain infiltration:
suction
FOS = 1.575 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 3 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.572 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 6 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.570 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

22
Slope Stability Analysis

45 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Loamy Sand)
After 9 hours rain infiltration:
suction
FOS = 1.568 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 18 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.561 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 36 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.532 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

46 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Result: Failure mechanism, distribution of suction and degree of saturation


(Loamy Sand)
After 48 hours rain infiltration:
suction
FOS = 1.479 (kN/m2)
100.00
90.00
80.00
70.00
60.00
50.00
40.00

After 60 hours rain infiltration: 30.00


20.00
10.00

FOS = 1.352 0.00


-10.00

saturation
(%)
100.00
95.00
90.00
85,00
80.00

After 72 hours rain infiltration: 75,00


70.00
65,00
60.00

FOS = 1.229 55,00


50.00
45,00
40.00
35,00
30.00
25,00
20.00
15,00
10.00
5.00
0.00
Failure mechanism Distribution of suction Degree of saturation
Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

23
Slope Stability Analysis

47 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Resume of FOS of unsaturated soil slope during rain infiltration:

FOS
Time Clay Sandy Clay Silt Loamy Sand
(hours) (ksat=5.5E-07 (ksat=3.3E-06 (ksat=6.9E-06 (ksat=4.1E-05
1.8

m/s) m/s) m/s) m/s)


0 1.709 1.666 1.654 1.575 1.7

3 1.708 1.666 1.649 1.572


1.6
6 1.708 1.663 1.642 1.570
9 1.707 1.662 1.636 1.568

FOS
1.5
12 1.706 1.660 1.631 1.565
18 1.704 1.656 1.618 1.561 1.4

24 1.702 1.653 1.606 1.556 Clay


1.3 Sandy Clay
36 1.702 1.643 1.573 1.532 Silt
Loamy Sand
48 1.698 1.631 1.537 1.479
1.2
60 1.694 1.623 1.498 1.352 0 20 40 60 80

72 1.690 1.611 1.436 1.229 time (hours)

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

Slope Stability Analysis

48 Introduction Simple Slope with MC FEM vs. LEM Unsaturated Soil Slope Conclusions

Conclusions
 Safety factors from FEM compare well with factors obtained from LEM.
 FEM for slope stability is more powerful than LEM. The failure mechanisms
in FEM are computed automatically as part of the stress equilibrium
process.
 Effect of rainfall infiltration, leading to change of suction and saturation in
slope, on factor of safety can be assessed.
 During the time of rain infiltration, suction decreases and thus the FOS of
the slope reduces, whereas the reduction is faster for soils with high
permeability than for soils with low permeability.

Computational Geotechnics Course / Bandung, Indonesia, 9-11 December 2013

24

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