Académique Documents
Professionnel Documents
Culture Documents
several fundamental ones, namely the highest genera of substances. The hier-
archy therefore has a double structure. To each highest substantial genus, first
of all, there correspond a series of genera of accidentsbeings which can
exist only by inhering (perhaps indirectly) in a substance as substrate. But,
secondly, there is a hierarchy among the substantial genera themselves, in
which some are (causally) prior to others. Finally, the entire structure depends
on something which is not a member of any genus, and in a sense not a being
at all, called God or the One.
Each special science studies a single sphere or region of being: that is, a
single highest genus of substance, along with its dependent accidental genera.
Traditional metaphysicians disagree on just what such spheres there are, but
perhaps the most popular answer is (in order from prior to posterior): intellect
(nous) (sometimes called spirit [pneuma]), soul (psuche), nature (phusis).
In addition, there is a discipline of logic, which studies the analogous struc-
ture of genera found in every sphere. Finally, there is metaphysics. Meta-
physics is, in a sense, simply the special science of the most prior sphere
i.e., first philosophy. Because, however, of the causal dependence of all
other spheres on the first one, metaphysics is also the science of the first and
most universal principles (archai) and causes of being as such. In knowing
that first region, in other words, the metaphysician knows all subject matters
together; the metaphysician knows all beings, in particular, just insofar as
they are beingsknows them, that is, with respect to their transcenden-
tal predicates. Metaphysical knowledge, finally, because it is transcendental
knowledge, is also knowledge of the possibility of science: of each special
science individually, and of science in general as a unified whole. The prac-
titioners of each special science know the members of a certain region of
being, but only the metaphysician, who knows the first causes and principles
of those beings, can say why that science is possible. And because those first
causes and principles belong in every case to the single, primary region, the
metaphysician at the same time knows the unity of all sciences with respect
to their essential ground.
Kant, as is well known, comes to this traditional system as an all-destroyer.
The objects of our knowledge, he says, must be given to us in intuition. But
we human beings have only sensible, not intellectual, intuition. Hence the
objects of theoretical knowledge may be physical (objects of outer sense) or
psychological (objects of inner sense), but they cannot be noumenal (purely
intelligible).3 Metaphysics as first philosophythe theoretical science of the
supersensibleis thus not a possible (human) science.
But Kant does not therefore deny the validity of a certain kind of meta-
physics. He holds that sensible things are phenomenawhich is to say, that
their mode of being is essentially that of appearance to creatures like us. This
is an extremely defective mode of being. Its very defectiveness, however,
is also what makes metaphysical knowledge about such phenomenal beings
possible for us. To be, for them, is to be a possible object of our cognitive
faculties; their transcendental predicates thus derive from the form of those
faculties. Phenomenal beings, in other words, are transcendentally ideal: the
form of our cognitive faculties is for them the principle and cause of being
as such. Thus we can have the part of metaphysics which concerns itself
with nature (with the metaphysical principles and causesAnfangsgrunde
of natural science). But this metaphysics is based, ultimately, on showing the
possibility of an objective consciousness (of an object for us), rather than the
possibility of an object per se (an sich), and it therefore is not based on and
does not form a part of a more general discipline which could claim the proud
name of an ontologya discipline which would know the first principles and
causes of all beings in general.
Why did Kant want thus to destroy metaphysics while at the same time
saving it? Kant believes, of course, that traditional metaphysics fails in a the-
oretical sense, on its own terms: it falls into contradictions. One might expect,
then, that the main motive behind his project would be to combat the impres-
sion, created by that failure, that perhaps science is after all impossiblei.e.,
to defend us against the threat of theoretical skepticism. But, although Kant
does indeed worry about the scandal to philosophy which that threat rep-
resents, he makes it clear, at least by the time of the B edition of the first
Critique, that there is a far more important motive, having to do not with the-
oretical but with practical philosophy: he needs to show that human freedom,
and thus human morality, is at least thinkable without contradiction.
The problem is that human beings have bodies, which is to say that the
actions of a human being are physical actions of its body and that physical
passions of that body cause pleasure and paini.e., that a human being has
a private interest in a certain body. Morality, however, on Kants analysis,
involves judging (according to law) how one ought to act independently of
ones private interests. The very same human being, in other words, whose
will is pathological (determinable by physical passions) must also be able
to issue commands which contradict those determinations. Since, however, a
command cannot be valid if issued to someone unable to fulfill it, morality
requires freedomthat is, the ability to act independently of physical efficient
causation.
In Kants system this is prevented from being a contradiction by tran-
scendental idealism. Our metaphysical knowledge, in particular of causal
necessity, is knowledge, not about beings per se, but about phenomena. The
very act of delimitation, moreover, by which (through the faculty of reason)
we come to know both the legitimacy and the limits of our metaphysical
knowledge, is one which requires us already to take up the standpoint of an
intelligible being. Hence when we think of a human body acting because it is
acted upon (pathologically), we are indeed applying an a priori principle of
universal causal necessity: without such a principle, we could not understand
action and passion at all. But, because that principle applies only to phenom-
ena and yields the necessity of a merely phenomenal relationship, it is not
inconsistent with an independent, prior, noumenal causation by the will. This
solution requires an analysis of natural causation which is in a certain sense
universal and a priori, but at the same time limited (for theoretical purposes)
to the natural, sensible world alone. That is: it requires that metaphysics be
preserved, but only in a limited form.
We can take Kants procedure as paradigmatic of what it means to over-
come metaphysics. It has three important features. (I) Far from simply re-
jecting it, Kant explains what is right about traditional metaphysics: that the
knowledge of transcendental causes and principles is a knowledge of the pos-
sibility and unity of science. But (II) he limits the scope and pretensions of
this metaphysical knowledge, denying that it has its own supersensible sphere
of subject matter. And (III) he does so in order to save practical philosophy, by
establishing our right to think freedom and morality for practical purposes
or, as he puts it, by eliminating knowledge (Wissen) to leave room for faith
(Glauben) (Kant, 1990, Bxxx).
Kants successors, however, mostly agreed that his solution leaves some-
thing to be desired, in two respects. First, the idea of an in-principle unknow-
able realm of Dinge an sich seemed to them absurd. Second, metaphysics of
nature is allegedly possible for us because it is concerned merely with the
form of our own cognitive faculties. But what are these faculties, and why
doesnt our knowledge of them itself require justification?
Husserl is one of many philosophers who face this post-Kantian problem
situation. Like many of them, he tries to solve both the above problems at
once by in some way identifying our knowledge about our own faculties
with our understanding of the way appearances depend on Dinge an sich. His
strategy is distinctive, however, in that he literally restores a sphere of neces-
sary, supersensible being as the subject matter of first philosophy. He agrees
that objects of the special sciences are phenomenal. But a phenomenon, he
maintains, is not the appearing of an unknowable Ding an sich; it is just that
whose being depends on its appearing to usthat is, on its being rationally
posited by us, on the basis of an intentional interpretation of sense data, as
existing. It follows that the principles and causes of all beings as such are the
states of pure consciousness (Erlebnisse) in which such intentional interpre-
tations take place. Phenomenology, the science of essence in the region of
pure consciousness, is therefore the one science by which all special sciences
are unified and by which their possibility is absolutely demonstrated, i.e. by
which they are absolutely grounded. In it,
an ascent occurs from their [i.e., the special sciences] beginnings and
grounds to the primal grounds [Urgrunden], the primal beginnings [Ur-
anfangen], the true archai. But these lie, one and all, in pure conscious-
ness, in which every possible being [alles moglicherweise Seiende] . . .
kinds of explanation or justification, stems in large part from the fact that
those kinds of clarity are in conflict with the kind that each considers philo-
sophically imperative: what seems like clarity to us would be condemned
by them as involving an abuse of language. Their obscurity, in other words,
is largely essential to their positions. One cannot sayor cannot coherently
saythe same things they do, only with the obscurity removed. Any clarifica-
tion on our part is therefore likely to involve either a (perhaps unrecognized)
disagreement with the position in question or a (perhaps unintentional) failure
of coherence.
So we should not expect that phrases such as free deportment of human
existence can be harmlessly replaced with something clearer. Still, I will, at
both of the risks just mentioned, say one thing about it, namely that it points
to the possibility and unity of science as ultimately practical issues. What is
essential to each of the sciences, and to all the sciences in common, is some-
thing freely chosen by human beings qua scientists: a certain deportment or
attitude towards the world. But it turns out, then, that there is, indeed, nothing
to ground and unify the special sciences other than the practical positing of
ends. Or: what grounds and unifies the special sciences is a practical unity,
and, other than thati.e., from the point of view of theorynothing. If there
is a discipline of metaphysics, then, its subject matter is nothing.
But something seems to have gone wrong here. How did we get from the
claim that, from a theoretical point of view, nothing grounds and unifies the
special sciences, to the conclusion that a (theoretical?) discipline which stud-
ies nothing could demonstrate their unity and possibility? One might rather
think to conclude that something demonstrates the possibility of each special
science, only not the same thing in each case. And yet there are independent
grounds for thinking that the possibility of science is explained by nothing.
We can best see this by beginning with Husserls description of the theo-
retical attitudethat is, of the purely objective attitude appropriate to science.
According to Husserl, this is the attitude in which the subject has posited an
object merely as being, without carrying out any additional act (for exam-
ple, of valuing). According to Husserl himself, then, the fact that nothing
grounds and unifies the special sciences can be seen as deriving from the
essential feature of objective consciousness in general. For if we look for
something essential to the attitude or deportment of science, what we find is
not a peculiar presence but a peculiar absence: not a something, but a nothing.
Heidegger simply follows Husserl, then, when he says that, while there are
many ways in which human beings deport themselves towards beings, what
is unique to science is that its deportment is only towards a being: toward
the being itselfand beyond that, nothing (26), and concludes that it is
this beyond that, nothing which unifies science and makes it possible. But
then, if metaphysics knows all beings as such (the objects of all sciences)
by knowing such a grounding and unifying principle, the proper concern
transition to not-x is itself made possible only by an encounter with the noth-
ing: since a being is not-nothing before it is not-something-else, the nothing
is more primordial than the not and negation (Heidegger, 1969, 28). Second,
that this prior encounter with the nothing is not due to a faculty of ours, i.e. is
not a matter of anything like positing.
To establish the latter point, he introduces the concept of mood (Stim-
mung), as a way of encountering the world which does not involve a faculty,
and in particular a fundamental mood (Grundstimmung) of indeterminate
unease or dread, which (following Kierkegaard) he calls Angst. In this mood
all things and we ourselves sink into indifference (32). In Husserlian terms
we might say: it is a mood in which the beings themselves that we have
posited (including ourselves) do not support our further, valuing acts.10 Thus
this is a mood in which we encounter beings in general, in their finitude,
through a kind of encounter with the form of our facultiesnot, however, in
Husserls way, by showing that those beings depend on our act of positing
and that we are therefore free to annihilate them. The encounter with the
finitude of beings is rather by way of an encounter with our own finitude
with, so to speak, our un-facultyin the face of the nothing: In Angst there
occurs no annihilation [Vernichtung] of the whole of beings per se, but just as
little do we carry out a negation of beings as a whole in order first to attain
the nothing. . . . The nothing itself nihilates [nichtet] (Heidegger, 1969, 34).
And, again, Heidegger claims that we have already said this. We say: that
before which and about which we had Angst was actuallynothing. In fact,
the nothing itselfas suchwas there (33).
The nothing encountered in this way, however, is the very nothing that
demonstrates the possibility and unity of the sciences. What threatens, in
Angst, to sink into insignificance, is not any particular being or region of
beings, but all beings as a whole. And it is this general threat of insignificance
which makes science possible: without it, there could not be the beyond that
nothing of the theoretical attitude, by which a being is encountered merely
as itself, rather than as valuable or significant for us:
Only because the nothing is revealed can science make beings themselves
into the object of inquiry. Only if science exists out of metaphysics, is it
capable of continually attaining anew to its essential task. (4041)
But the nothing encountered in Angst is also, on the other hand, what is essen-
tial to every being as such. Before a being can be itself rather than another, it
must be a being rather than nothing. What belongs to beings (Seiende) simply
as such, then, rather than as this or that particular being, is this relation to the
nothing of beings as a whole (35). The condition of possibility of beings as
such, theni.e., the being (Sein) of beings per seis this very same nothing.
Heideggers overcoming of metaphysics thus fulfills our criterion (I), and
at the same time also criterion (II), but in a way which avoids the problems
with Kants. It does not limit metaphysics by drawing, within the realm of
beings, a line around the range of our cognitive faculties, and then showing
that the supersensible beings which would be the subject matter of meta-
physics lie outside. We do know the nothingonly, not by a faculty, i.e.
not as a being; the nothing is always, with respect to any being or region
of beings, the beyond that, nothing: neither an object, nor a being at all
(35). Whereas for Kant, in other words, the limitation of metaphysics was at
the same time a limitation of science, for Heidegger, metaphysics is limited,
but science is not. Science will answer every question we have about beings.
It follows that we were wrong to think of metaphysics as a kind of science or
theoretical discipline which is about nothing in the sense of having nothing
as its subject matter. Since the nothing is not a being, metaphysics, which is
about nothing, is not a science (41).
If metaphysicsi.e., philosophy, strictly speakingis not a science, then
what is it, and in what sense is it about the nothing? This brings us to point
(III). In Sein und Zeit, Heidegger seems so clearly, and at such length, to treat
of practical issues, that that book has often been mistaken for a moralizing
book of (existentialist) ethics.11 Here in Was ist Metaphysik? he is much
briefer, but the nature and standpoint of the ethical concern is clearer. The
overcoming of metaphysics is necessary to establish the very possibility of
freedom,12 thus of morality, for a being like us (the kind of being Heidegger
calls Dasein):
Abiding by itself out [sichhineinhaltend] into the nothing, Dasein is
always already out beyond beings as a whole. We call this being-out
beyond beings transcendence. If Dasein were not, in the ground of its
essence, transcending, which now means: if it did not in advance abide
by itself out [sich nicht im vornhinein . . . hineinhalten] into the nothing,
then it could never relate to beings, thus also not to itself.
Without primordial revelation of the nothing, no being-oneself and
no freedom. (Heidegger, 1969, 35)
Sichhineinhalten is a (very unusual) verb which means literally to hold one-
self out into. But etwas einhalten means to abide by or conform to or com-
ply with something, and is thus connected with Haltung (deportment) and
Verhaltung (behavior). That metaphysics is about nothing means: that the
possibility and unity of science is demonstrated only in Daseins encounter
with its own un-faculty, with its own possible inability to take up a Haltung
(in which, as Heidegger puts it, it finds that it sich an nichts halten kann
[32]): that is, with its own possible insignificance to itself. But to know one-
self as possibly insignificant to oneself is at the same time to know oneself
as ultimately responsible for ones own significance. Knowing ourselves as
finite, as beings among beings, we also know ourselves as having a finite
interest, in pursuit of which we have already spoken carelessly (have taken
no responsibility for our word). But we can know this only because we find
ourselves to be commanded (or called), and therefore to be (possibly) free.
What metaphysics offers is not a theory, but a demand, and the demand itself
is the demonstration of our freedom: that we are free to listen to, and take
responsibility for, what we have really said; to abide by the necessity of our
own language, our own self-legislation as rational (i.e., speaking) beings; to
abide by ourselves out into the nothing; to comply with our own finite nature.
That is: that we are free to be our own (true, proper) selveswhich, if you
like, you could call the categorical imperative.
3. Carnaps Alternative
pp. 1389; 21, p. 27; Foreword, pp. xixxx). In other words, it establishes
the right of a finite (discursive) rational being like ourselves to use all those
concepts. In so doing, it also provides an even stronger unification of the
sciences than does traditional metaphysics (i.e., Husserlian phenomenology),
because it shows how all scientific concepts can be logically derived from, or
reduced to, a common basis.16
If Carnaps project so effectively satisfies criterion (I), however, we might
begin to worry about criterion (II). If the sciences are to be unified by tracing
them all back to a fundamental realm of objects, wont the science of that
realm, as it does in Husserl, now take the place of traditional metaphysics?
But Carnap does not intend to ground posterior sciences by deriving their
authority from that of prior ones. Rather, like Heidegger, he is interested in
what the sciences as such have in common. What is to ground and unify the
sciences is not some putative science of autopsychology, but rather constitu-
tion theory, and what the constitution theorist knows is not some special facts
about the essence of Erlebnisse. Any knowledge of that kind would have to
come from empirical psychology (Carnap, 1974, 67, pp. 913). Constitution
theory concerns, rather, the possible logical relationships between concepts
in general; the real grounding and unifying powerand this becomes, if any-
thing, even clearer when the discipline is called metalogiccomes from
logic. And Carnap, like Husserl, holds that logic is not its own realm at all,
but treats of just those concepts which allow of being applied to any arbitrary
realm (154, p. 207).17
There is a worry remaining, however, similar to the problem that Heideg-
ger faces at this juncture. It is all very well to say that logic has no realm of its
own, and nevertheless applies to objects in any realm whatsoever. But Husserl
has a phenomenological explanation for that: logic applies in any realm be-
cause it derives from the most basic essential facts about theoretical positing.
Logic is therefore a dangerous ally for Carnap, as it is for Heidegger. Unless
he is careful, an appeal to logic may end up being an appeal to Husserlian
phenomenology, after allor rather: constitution theory, which is supposed
to use logic to demonstrate the unity of the sciences, may itself end up being
(a branch of) phenomenology.
As we saw above, Heideggers response to this problem is to claim that
his nothing is prior to, and presupposed by, logica precondition of (in
Husserls terms) all theoretical positing, but not itself the object of such posit-
ing, i.e. not a being. This, according to him, is why nothing unifies the sci-
ences, and why metaphysics is about nothingi.e. not about beings, not a
science. Carnaps approach appears on the surface quite different. He denies,
first of all, that the truths of logic derive from basic facts about theoretical
positing, and claims, instead, that they are true because of their form, i.e.
because of the rules of our language (see Carnap, 1974, 107, p. 150; 1931,
236). Thus, already in the Aufbau, he is committed to the idea that con-
Wissen which Kant tried to eliminate, and which Husserl reinstated. But here
we run into Carnaps version of a problem we have already encountered in
Heidegger: an explicit clarification of his target (for example, a denial that
we can speak about such necessary, supersensible causes) would itself be an
example of the kind of metaphysical nonsense Carnap is trying to eradicate,
and would invite more such nonsense in response. Instead, speaking in brief
hints, he simply chooses, apparently at random, an example of a meaningless
metaphysical term: Prinzip (for which he later gives the Greek equivalent,
arche), as it occurs in metaphysicians answer to the question, what is the
(highest) principle of the world (or of things, of being, of beings)
(224). Thus he eliminates the apparent Wissen, though without refuting it,
and makes it possible to leave room for Glauben, i.e. for freedom.
We have already seen how Carnaps overcoming of metaphysics accom-
plishes that. Metaphysical unity and groundedness is replaced by logical unity
and groundedness, but Husserlian logic has also been replaced by a free
positing, a stipulation which we must choose: the rules of a language.23 The
very possibility of science thus depends on our freedom to choose a language.
But language is a finite, sensible thing, chosen by a finite (discursive) rational
being. The same subject, in other words, which knows everything, also itself,
only in science, and which therefore knows itself as finite, is, by the very
deportment which makes science possible, also free. It is free to take respon-
sibility for its choice of language, for its own self-legislation as a rational
(i.e., speaking) being. It is free, in particular, to press through with a call
to clarity: free to choose, or intend to choose, a language in which one can
assert only that which a finite rational being could legitimately assert, i.e. in
which that and only that can be said at all, which can be said clearly.24 It is
free, in other words, to abide by its own finite naturewhich, if you like, you
could call the categorical imperative.25
We have now established most of what we need to. Carnap and Heidegger,
as we have seen, are reacting against a common intellectual background
reacting against it for the same reasons and in nearly the same way. Suppose
that Carnap was aware of this. Might he not have had serious reasons for
preferring his own version, and might he not have expressed them, if only in
brief hints? It remains only to show that this is indeed the case.
Consider, first, the selection from Was ist Metaphysik? which Carnap ac-
tually chooses to quote:
What is to be researched is the being [das Seiende], and other than that
nothing; the being alone and more than thatnothing; only the being
and beyond thatnothing. How stands it with this nothing? . . . Is there
the nothing only because there is the not, i.e. negation? Or is it the re-
verse? Is there negation and the not only because there is the nothing? . . .
We claim: The nothing is more primordial that the not and negation. . . .
Where do we seek the nothing? How do we find the nothing? . . . We
know the nothing. . . . Angst reveals the nothing. . . . That before which
and about which we had Angst was actually nothing. In fact: the
nothing itselfas suchwas there. . . . How stands it with the nothing?
. . . The nothing itself nihilates.26
The sentences quoted do not occur all together in Heidegger. Nor, however,
are they merely a random selection of sentences, or of ones which happen
to sound particularly nonsensical. They are, rather, as we have seen above in
detail, sentences which express the key points of Heideggers strategy, and
moreover in such a way as to show most clearly how close it is to Carnaps
own. This selection, in other words, is not the work of someone casually
leafing through a silly book in search of some nonsense to mock: it is the
work of a thoughtful reader out to find the exact error in a potentially tempting
alternative to his own approach.
And what, according to Carnap, is that error? These examples, accord-
ing to him, show how historico-grammatical syntax allows metaphysical
nonsense, whereas logical syntax does not (229). Here he has indeed put
his finger on the most basic difference between Heidegger and himself. He
and Heidegger agree that traditional metaphysics involves a practical, not
a theoretical error; that it must therefore be overcome by a philosophical
method; and that that method is a method of analysis of language. But where
Heideggers analysis involves listening to (and taking responsibility for) what
our language, in our careless everyday use of it, already actually saysi.e.,
involves paying attention to historico-grammatical syntaxCarnaps log-
ical syntax is a matter of choosing a new, correct language into which we
will attempt to translate all of our old statements.
That this is Carnaps intent becomes clear when he goes on to offer his
detailed critique. The centerpiece is a table with three columns, of which the
key part is as follows:
A. There is rain outside. There is nothing out- There is not . . . some-
dr(Re) side. thing which is outside.
dr(N i) (x) dr(x)
B. How stands it with this How stands it with this [The equivalent] cannot
rain? (i.e.: what is the nothing? be formed at all.27
rain doing? or: what ?(N i)
else can be stated about
this rain?) ?(Re)
one could come to the supposition that the word nothing is perhaps,
in the cited treatise, supposed to have an entirely different significance
than it does elsewhere. And this supposition is further strengthened when
we read there further that the nothing itself as such is there in Angst.
Here it appears that the word nothing is supposed to indicate a certain
emotional condition [gefuhlsmaige Verfassung], perhaps of a religious
kind, or something which grounds such a feeling [Gefuhl]. (231)
Carnap allows, that is, that Heideggers talk about the nothing may be under-
stood psychologically.
Now, this kind of charitable reading would, as I have pointed out, leave
Heideggers linguistic method in a shambles, and so from that point of view
Carnap is not seriously proposing that Heidegger might be read this way.
On its own, however, the suggestion that nothing and Angst might be used
as psychological terms is by no means absurd. Indeed, Kierkegaard, from
whom both the term Angst and its connection with nothing derive in this
context, agrees with Carnap on this, as Heidegger well knows.33 In any case,
we should certainly take seriously Carnaps concession that, if this proposed
reading were correct, there would be no logical (i.e., practical) objections
to Heideggers project. We should take that seriously because Carnap himself
adopts such a strategy in the final section of the Aufbau. There he explains
that, although there is no question unanswerable by science, science nev-
ertheless cannot solve the riddles of life, because these are not actually
questions, but practical problems. He gives, as his only example of such a
riddle, the riddle of death:
The riddle of death consists in shock [Erschutterung] at the death of a
fellow human being, or in Angst before ones own death. It has nothing
to do with the questions which can be posed about death. . . . The riddle
consists rather in the task of being done with [fertig zu werden] the
life-situation, to get over [verwinden] the shock. . . . Our thesis of the
answerability of all questions has, indeed, a certain connection with this
task of overcoming, but only one so remote that with this thesis nothing
is said about whether such an overcoming is always in principle possible.
(Carnap, 1974, 183, pp. 26061)34
What is that connection, and why is it so remote? Our thesis, the the-
sis of us scientific philosophers, allows us to overcome only one particular
situation, one particular shock: the situation, the shock, of having inherited
traditional metaphysicsthe crisis which Carnap implicitly compares, in the
Foreword to the Aufbau (pp. xviixviii), to the foundation-crisis in math-
ematics (because it leads to contradictions, albeit in this case to practical
contradictions).35 This overcoming is the practical taskin Kantian terms,
the religious taskof scientific philosophy. If Heideggers talk of the nothing
and of Angst could be read as psychological, in other words, then Carnap
would accept it because it is what he himself would say.
But Heidegger, as we know, cannot possibly allow this reading. And Car-
nap, who understands that impossibility just as well as we do, is easily able to
demonstrate it in Heideggers text. Heidegger, he points out, claims that his
question and answer about the nothing, because they lead us into contradic-
tions, constitute a challenge to the sovereignty of logic within philosophy.
(Heidegger, 1969, 367, cited by Carnap, 1931, 231). Here Carnap is usually
read as attacking Heidegger for being against logic, whereas he himself was
Acknowledgements
I would like to thank Stanley Cavell, Jim Conant, Warren Goldfarb, Burt
Hopkins, David Hoy, David Hyder, Mary Leng, Charles Parsons, Hilary Put-
nam, Alan Richardson, Paul Roth, Eric Schliesser, Joshua Schwartz, and Ori
Simchen, as well as audience members at Harvard, the University of British
Columbia, the University of Illinois at Springfield, Seattle University, and at
the 2004 Husserl Circle meeting in Washington, D.C., for helpful comments
on previous versions of this paper.
Notes
1
A partial exception is Michael Friedman, who writes that Carnaps criticism is more
sophisticated and penetrating than one might expect (2000, 11). But he still seems to me to
concede too much, both with that more . . . than one might expect and with his admission
(in agreement, as he says, with James Conant) that Carnap fails to see how the twisting of the
German language is an essential part of Heideggers philosophical method (ibid., n. 16).
Given the portrait of him which Friedmans own work has done so much to establishnamely,
as a very sophisticated and penetrating thinker indeedit would, on the contrary, be surprising
to find Carnap missing something so fundamental in Heidegger. In what follows I will argue
that he understands Heideggers method very well.
2
What follows is a composite picture of the tradition in the form in which it was received
by Kant and (indirectly) by Husserl.
3
Kant further restricts the range of theoretical science to the realm of outer sense (nature)
only, for technical reasons which need not concern us here.
4
Husserl, 1956 (Erste Philosophie) is based on the manuscript of Husserls lectures in
Freiburg during the Winter semester of 1923/24 (see the editors introduction, p. xii). It was
published only posthumously, but it is very likely that Carnap was exposed to some of it, since
he was living near Freiburg at the time and attended Husserls advanced seminars on phe-
nomenology there during 1924 and 1925 (Schuhmann, 1977, 281). Heidegger at this time was
already in Marburg, but was still in close contact with Husserl and presumably also familiar
with his ongoing projects.
5
See Husserl, 1922, 76, p. 141; 49, p. 93; 46, p. 86.
6
Husserl therefore considers Kantian ethics to be absurd. See Husserl, 1988, 40318,
especially 405 ll. 218.
7
Cf. Carroll, 1872, ch. 7.
8
Not the same, obviously, as Carnaps method. There will be plenty to say about the differ-
ence (and similarities) below, but, to anticipate: roughly speaking, Carnap will look forward
(to what we ought now to say) where Heidegger looks back (to what we have said already).
Both methods might also be usefully compared to the method(s) of ordinary language
philosophers such as Austin and the later Wittgenstein. Heideggers call for us to recognize
what our language actually says might even seem to put him closer to that latter camp. In fact,
however, I suspect that both he and Carnap are equally far from it, and for similar reasons.
One indication of this is that Heideggers method, even if it succeeds, doesnt lead to a relaxed
sense of being once again at home with our own language, but rather produces (as, in a way,
does a pun) a sense of our alienation from it (of our distance from its true meaning). See also
Heidegger, 1993, 44b, p. 220, where Heidegger states that it is the business of philosophy
to guard the power of our most elementary words, lest they be leveled into unintelligibility by
the common understanding and thereby become a source of pseudoproblems: a thought
close to Carnaps but very distant, it seems to me, from Austins or Wittgensteins.
9
We would tend not to consider this a law of logic, but rather, perhaps, of set theory (which
we might write x({x} = {x})). But Husserl does not make that distinction (which, in its
current form, is due to Quine). (He would agree with us, incidentally, that the complement is
taken only relative to a universe: not-x is an object in the same region as x.)
10
Heidegger himself would not accept this paraphrase for various reasons, but it is not
important for our present purposes to put it into correct Heideggerian terms. (It would anyway
be difficult, since it seems there are some changes in precisely this area between Sein und
Zeit and Was ist Metaphysik?. See especially Heidegger, 1993, 40, pp. 1867, where the
nothing before which we have Angst is explicitly said to be the nothing of innerworldly beings
only, and where Angst is therefore interpreted as showing the possible insignificance only of
innerworldly beingsi.e., not of beings with the mode of being of Dasein.)
11
Despite explicit warnings to the contrary (e.g., Heidegger, 1993, 34, p. 167; 59, p. 295).
12
I.e., that by which possibility is possible for us (see Heidegger, 1993, 53, p. 262); our
Freisein fur die Freiheit (40, p. 187); our ability to choose choice (54, p. 268); our want-
ing to have a conscience (58, p. 288). Cf. Kierkegaard, 1912, 36; Kant, 1999, Ak. 4:452
(in preparation to answer the question, Wie ist ein kategorischer Imperativ moglich?): Nun
findet der Mensch in sich wirklich ein Vermogen etc.; Nietzsche, 1968, 11, p. 18: Wie sind
synthetische Urteile a priori moglich? fragte sich Kant,und was antwortete er eigentlich?
Vermoge eines Vermogens.
13
See Husserl, 1922, 17, p. 32 and 9, p. 19, and, for Tatsachen ( matters of fact in
D. Humes sense), Introduction, p. 3.
14
This reading is in agreement with Friedmans: see 2000, 67 n. 81 (although Friedmans
interpretation of Husserl is quite different from my own). Others have also noted the con-
nection between Carnap and Husserl to one degree or another. See Mayer, 1992; Richardson,
2003a and 2003b, 175, 66 n. 5; Sarkar, 2003; Roy, 2004.
15
Cf. Carnaps use of syntaktische Kategorie, together with thoroughly Husserlian lists of
examples (1931, 226, 228).
16
In the verificationist, methodologically solipsistic system of the Aufbau and the Uber-
windung, the same reduction serves both of these purposes. In later versions of his system,
where Carnap abandons both verificationism and methodological solipsism, metalogic is still
responsible both for unifying science and for establishing the legitimacy (empirical meaning-
fulness) of its concepts, but not by the same procedure. (See, for the earliest version of this,
Carnap, 1932, 4323, 440, 453, 4579.)
17
See also Carnap, 1922, 5; 1932, 433.
18
In his Intellectual Autobiography, Carnap describes this as a view about language which
developed in the Vienna Circle in opposition to Wittgenstein, first tentatively, then more and
more clearly (Carnap, 1963, 29). But the Aufbau already expresses it quite explicitly: see 19,
pp. 245; 138, pp. 1834; 141, pp. 188-9.
References
Carnap, A.: 1903, Friedrich Wilhelm Dorpfeld: Aus seinem Leben und Wirken. Gutersloh:
Bertelsmann.
Carnap, R.: 1922, Der Raum: Ein Beitrag zur Wissenschaftslehre, No. 56 in Kant-Studien
Erganzungshefte. Berlin: Reuther and Reichard.
Carnap, R.: 1924, Dreidimensionalitat des Raumes und Kausalitat: Eine Untersuchung
uber den logischen Zusammenhang zweier Fiktionen. Annalen der Philosophie und
philosphischen Kritik 4, 10530.
Carnap, R.: 1931, Uberwindung der Metaphysik durch logische Analyse der Sprache.
Erkenntnis 2, 21941.
Carnap, R.: 1932, Die physikalische Sprache als Universalsprache der Wissenschaft.
Erkenntnis 2, 43265.
Carnap, R.: 1934, Logische Syntax der Sprache. Vienna: Springer.
Carnap, R.: 1935, Philosophy and Logical Syntax; reprinted New York: AMS Press, 1979.
Carnap, R.: 1963, Intellectual Autobiography. In: P. A. Schilpp (ed.): The Philosophy of
Rudolf Carnap. La Salle, Illinois: Open Court, pp. 384.
Carnap, R.: 1974, Der logische Aufbau der Welt. Hamburg: Meiner, fourth edition.
Carroll, L.: 1872, Through the Looking-Glass and what Alice Found There.
Conant, J.: 2001, Two Conceptions of Die Uberwindung der Metaphysik: Carnap and Early
Wittgenstein. In: T. McCarthy and S. C. Stidd (eds.): Wittgenstein in America. Oxford:
Clarendon, pp. 1361.
Dorpfeld, F. W.: 1895, Zur Ethik, ed. G. von Rohden, Vol. 11 of Gesammelte Schriften.
Gutersloh: Bertelsmann.
Friedman, M.: 2000, A Parting of the Ways: Carnap, Cassirer, and Heidegger. Chicago: Open
Court.
Heidegger, M.: 1954, Uberwindung der Metaphysik. In: Vortrage und Aufsatze. Pfullingen:
Neske, pp. 6795.
Heidegger, M.: 1969, Was ist Metaphysik? Frankfurt: Klostermann, tenth edition.
Heidegger, M.: 1983, Einfuhrung in die Metaphysik, Vol. 40 of Gesamtausgabe. Frankfurt:
Klostermann.
Heidegger, M.: 1993, Sein und Zeit. Tubingen: Niemeyer, seventeenth edition.
Husserl, E.: 1922, Ideen zu einer reinen Phanomenologie und phanomenologischen Philoso-
phie; reprinted Tubingen: Niemeyer, 1993, second edition.
Husserl, E.: 1956, Erste Philosophie, ed. R. Boehm, Vol. 7, no.1 of Husserliana. The Hague:
Nijhoff.
Husserl, E.: 1988, Kritik der Kantischen Ethik. In: Vorlesungen uber Ethik und Wertlehre,
19081914, ed. U. Melle, Vol. 28 of Husserliana. Boston: Kluwer.
Kant, I.: 1990, Kritik der reinen Vernunft, ed. R. Schmidt, Vol. 37a of Philosophische
Bibliothek. Hamburg: Meiner, third edition.
Kant, I.: 1999, Grundlegung zur Metaphysik der Sitten, ed. B. Kraft and D. Schonecker, Vol.
519 of Philosophische Bibliothek. Hamburg: Meiner.
Kaufer, S.: 2001, On Heidegger on Logic. Continental Philosophy Review 34, 45576.
Kaufer, S.: 2005, Logic. In: H. L. Dreyfus and M. A. Wrathall (eds.): A Companion to
Heidegger. Malden, MA: Blackwell, pp. 14155.
Kierkegaard, S.: 1912, Der Begriff der Angst: eine simple psychologisch-wegweisende Un-
tersuchung in der Richtung auf das dogmatische Problem der Erbsunde, tr. C. Schrempf,
Vol. 5 of Gesammelte Werke. Jena: Diederichs.
Mayer, V.: 1992, Carnap und Husserl. In: D. Bell and W. Vossenkuhl (eds.): Science and
Subjectivity: The Vienna Circle and Twentieth Century Philosophy. Akademie Verlag, pp.
185201.
Nietzsche, F.: 1968, Jenseits von Gut und Bose, Vol. 6, no.2 of Werke. Berlin: de Gruyter.
Nietzsche, F.: 1981, Schopenhauer als Erzieher. In: Unzeitmaige Betrachtungen. Frankfurt:
Insel.
Richardson, A. R.: 2003a, Conceiving, Experiencing, and Conceiving Experiencing: Neo-
Kantianism and the History of the Concept of Experience. Topoi 22, 5567.
Richardson, A. R.: 2003b, The Geometry of Knowledge: Becker, Carnap, and Lewis and the
Formalization of Philosophy in the 1920s. Studies in History and Philosophy of Science
34, 16582.
Roy, J.-M.: 2004, Carnaps Husserlian Reading of the Aufbau. In: S. Awodey and C. Klein
(eds.): Carnap Brought Home. Chicago: Open Court, pp. 4162.
Sarkar, S.: 2003, Husserls Role in Carnaps Der Raum. In: T. Bonk (ed.): Language, Truth
and Knowledge: Contributions to the Philosophy of Rudolf Carnap. Boston: Kluwer.
Schuhmann, K.: 1977, Husserl Chronik. The Hague: Nijhoff.