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NO. 29 1998
INTERNATIONAL RICE RESEARCH INSTITUTE System-Wide Initiative on Water Management International Irrigation Management Institute
The International Rice Research Institute (IRRI) was established in 1960
by the Ford and Rockefeller Foundations with the help and approval of the
Government of the Philippines. Today IRRI is one of the 16 nonprofit in-
ternational research centers supported by the Consultative Group on Inter-
national Agricultural Research (CGIAR). The CGIAR is cosponsored by
the Food and Agriculture Organization of the United Nations (FAO), the
International Bank for Reconstruction and Development (World Bank),
the United Nations Development Programme (UNDP), and the United
Nations Environment Programme (UNEP). Its membership comprises
donor countries, international and regional organizations, and private
foundations.
As listed in its most recent Corporate Report, IRRI receives support,
through the CGIAR, from a number of donors including UNDP, World
Bank, European Union, Asian Development Bank, Rockefeller Founda-
tion, and the international aid agencies of the following governments:
Australia, Belgium, Canada, People’s Republic of China, Denmark, France,
Germany, India, Indonesia, Islamic Republic of Iran, Japan, Republic of
Korea, The Netherlands, Norway, Philippines, Spain, Sweden, Switzer-
land, United Kingdom, and United States.
The responsibility for this publication rests with the International Rice
Research Institute.
TAC designated IIMI, the lead CGIAR institute for research on irri-
gation and water management, as the convening center for the System-
Wide Initiative on Water Management (SWIM). Improving water manage-
ment requires dealing with a range of policy, institutional, and technical
issues. For many of these issues to be addressed, no single center has the
range of expertise required. IIMI focuses on the management of water at
the system or basin level while the commodity centers are concerned with
water at the farm and field plot levels. IFPRI focuses on policy issues re-
lated to water. As the NARS are becoming increasingly involved in water
management issues related to crop production, there is strong
complementarity between their work and many of the CGIAR centers that
encourages strong collaborative research ties among CGIAR centers,
NARS, and NGOs.
The IRRI Discussion Paper Series was created as a flexible means for IRRI
scientists to share information with specialized institutions and individu-
als. Each paper is produced from camera-ready copy supplied by the au-
thor and is processed through IRRI’s Communication and Publications
Services.
The series is intended to be a fast means of presenting preliminary
results of research still in progress, but which could be of immediate use to
others. The series also contains special project reports, consortia and net-
work reports, short proceedings or reports of meetings and workshops,
recommendations from a particular workshop, and similar materials.
IRRI invites feedback from readers, which will be useful to the au-
thors when they are refining their materials for formal publication in jour-
nals or as monographs.
Over the past decade, we have witnessed a growing scarcity of and competition for water around the
world. As the demand for water for domestic, municipal, industrial, and environmental purposes rises
in the future, less water will be available for agriculture. But the potentials for new water resource
development projects and expanding irrigated area are limited. We must therefore find ways to in-
crease the productivity of water used for irrigation. This paper reviews the literature on irrigation
efficiency and on the potential for increasing the productivity of water in rice-based systems. It identi-
fies the reasons for the wide gap between water requirement and actual water input in irrigated rice
production systems and discusses opportunities for bridging the gap both on-farm and at the system
level. The potentials for water savings in rice production appear to be very large. But we do not know
the degree to which various farm and system inter ventions will lead to sustainable water savings in the
water basin until we can quantify the downstream impact of the interventions. Studies on the eco-
nomic benefits and costs of alternative interventions are also lacking. Without this additional informa-
tion, it will be difficult to identify the potential benefits and the most appropriate strategies for increas-
ing irrigation water productivity in rice-based systems. This paper emphasizes the need for integrating
various water-saving measures into practical models and for conducting holistic assessments of their
impact within and outside irrigation systems in the water basin.
19.4
19.4
350
19.2
19.2
19.0
19.0
18.8
18.8
300
18.6
18.6
18.4
18.4
18.2
18.2
250
250 18.0
18.0
1962
1962 1966
1966 1970 1974
1974 1978 1982
1982 1986
1986 1990
1990
YEAR Year
Fig. 1. World cereal production per capita and irrigated land per 1,000 people.
the irrigation system. In the next section, we discuss the efficiency, water-application efficiency, and others (Israelsen
concepts of efficiency and productivity for the use of 1950, Jensen 1980). Although these terms appear to be
irrigation water. We then analyze the gaps, and their causes, simple, failure to describe clearly the intended purpose of
between water requirement (evapotranspiration demand of the water supply and the boundaries of the domain of
the rice crop) and water use on-farm and in the irrigation interest can lead to misuses and a misunderstanding of the
system. Options to reduce or control losses and to increase term “efficiency.”
on-farm water productivity are discussed in part 4, and For food production, the ultimate purpose of supplying
those at the system level in part 5. While using the basin water is to satisfy crop evapotranspiration demand. On-farm
context in the analyses, the paper will not discuss in detail water components such as seepage and percolation (S&P)
water efficiency and productivity in the basin because of the are losses, because they flow out of the farm without being
lack of data at the basin level. We lack sufficient data to consumed by the intended crop. Reducing the amount of
quantify the interactions among different scales; these S&P would lead to an improvement in water efficiency on-
interactions determine the main “research needs” (part 6) for farm. But if this water can be recovered for crop consump-
improving the efficiency and productivity of water in tion at some point downstream, these are not losses of the
irrigated rice-based systems. irrigation system. By the same token, losses of an irrigation
system may not contribute to losses in the water basin.
2. WATER EFFICIENCY AND PRODUCTIVITY: Based on these premises, and from a basin perspective, a
FUNDAMENTAL BUT LESS WELL UNDERSTOOD CONCEPTS number of recent reports argued that improvements in local
One of the most extensively used terms to evaluate the efficiency, where lost water is recovered downstream, result
performance of an irrigation system is “water efficiency.” In only in “paper” or “dry” water savings (Seckler 1996, Keller
general terms, water efficiency is defined as the ratio et al 1996). According to these reports, it is only useful to
between the amount of water that is used for an intended save water (“real” water savings) that would otherwise be
purpose and the total amount of water input within a spatial lost to a sink (a saline water body) or the atmosphere.
domain of interest. In this context, the amount of water Globally, water cannot be created or destroyed, so there
supplied to a domain of interest but not used for the is no such thing as true water loss. Though we may not lose
intended purpose is a “loss” from that domain. Clearly, to water itself, we can lose control over it for a particular
increase the efficiency of a domain of interest, it is important purpose. The concept of “wet” and “dry” water savings may
to identify losses and minimize them. Depending on the be valid when it costs nothing to gain control, to supply
intended purpose and the domain of interest, many “effi- water, or to recycle water. In reality, developing irrigation
ciency” concepts are involved, such as crop water-use facilities always entails labor, capital, or energy costs. Losses
1.61 0.68 (0.42)b 0.39 (0.24) Bhuiyan et al (1995), wet-seeded rice Philipinnes
1.39 0.48 (0.35) 0.29 (0.22) Bhuiyan et al (1995), transplanted rice Philipinnes
1.10 0.45 (0.41) Sandhu et al (1980) India
0.95 0.66 (0.69) 0.58 (0.61) Kitamura (1990), dry season Malaysia
0.95 0.48 (0.50) 0.33 (0.35) Kitamura (1990), wet season Malaysia
0.88 0.34 (0.36) Mishra et al (1990), continuous flooding India
0.89 0.37 (0.42) Mishra et al (1990), alternate wet and dry India
a
ET = evapotranspiration, S&P = seepage and percolation, LpR = land preparation requirement.
b
Numbers in parentheses are water-use efficiency (ratio of ET to water input).
Tuong et al (1996) reported that in fields with relatively system is unreliable, farmers try to store much more water in
permeable subsoils, 45% of the water applied for land the field than needed as insurance against a possible short-
soaking moved through the cracks, bypassing the topsoil age in the future. In rice irrigation systems where the plot-
matrix, and flowed to the surroundings through lateral to-plot method of water distribution predominates, farmers
drainage. The amount of water that flows out of the field have to build up the water head at the upper end of the
may become very high when farmers take a long time to farm to ensure the flow of water, which is often accompa-
complete land preparation. Long land preparation can be nied by excessive percolation.
caused by inadequate canal discharge, and by the farmers’ Underbund percolation could cause a further 2-5-fold
practice of soaking the field while they prepare the seedbed increase in percolation rate, depending on the size of the
where seeds are germinated and nurtured for about 1 mo field. Underbund percolation results from lateral movement
until transplanting. It can also be caused by socioeconomic of ponded water into the bunds and then (because of the
problems such as nonavailability of labor and use of animals absence of a semi-impermeable layer under the bunds)
for draft power. Valera (1977) reported that in Central Luzon, vertically down to the water table (Tuong et al 1994).
Philippines, with 650 mm of irrigation water inflow to a 145-
ha block of rice fields in 48 d, land preparation was com- 3.2 The gap in the irrigation system
pleted for only half of the area. Overall irrigation efficiency (Ep) of an irrigation system can
During the crop growth period, the amount of water be defined as the ratio of water used by the crop to water
usually applied to the field is much more than the actual released at the headworks. It can be subdivided into three
field requirement. This leads to a high amount of surface components: conveyance efficiency (Ec), field channel
runoff, and seepage and percolation. S&P accounts for about efficiency (Eb), and field application efficiency (Ea). Ec is the
50–80% of the total water input to the field (Sharma 1989). ratio of water received at the inlet to a block of fields to
In large irrigated areas, seepage occurs only in peripheries, water released at the headworks. Eb is the ratio of water
but percolation occurs over the whole area. S&P rates vary received at the field inlet to water received at the inlet of the
widely depending on soil texture and other factors but block of fields, and Ea is the ratio of water used by the crop
usually increase as soil texture becomes lighter. Although to water received at the field inlet (Doorenbos and Pruitt
values of 1–5 mm d-1 are often reported for puddled clay 1992). Conveyance and field channel efficiencies are
soils, percolation rates can be as high as 24–29 mm d-1 in sometimes combined as distribution efficiency (Ed),
sandy loam or loamy sand soils (Khan LR 1992, where Ed = Ec × Eb.
Gunawardena 1992). Factors affecting conveyance efficiency are wetted area
Percolation rate increases as the depth of water standing in the canal network, size of the rotational unit, canal lining,
in the field increases. In traditional transplanted rice, farmers and managerial skills for water control. Lee Seung Chan
prefer to maintain a relatively high depth of water in order (1992) reported that in many irrigation systems in Korea,
to control weeds and reduce the frequency of irrigation (and less than 50% of the irrigation water reaches the command
hence labor cost). When water supply within the irrigation area. Percolation in earth canals accounts for about 35% in
Efficiency %
Conveyance efficiency
• Continuous supply with no substantial change in flow 90
• Rotational supply in projects of 3,000–7,000 ha and rotation areas of 70–300 ha, with effective management 80
• Rotational supply in large schemes (>10,000 ha) and small schemes (<1,000 ha) with problematic communication
and less effective management:
based on predetermined schedule 70
based on advance request 65
Distribution efficiency
Average for rotational supply with management and communication:
adequate 65
poor 30
Sources: Bos and Nugteren (1974) and Doorenbos and Pruitt (1992).
India
Canal systems, northern India 38 Ali (1983)
Tungabhadra irrigation scheme, Karnataka State 30 Bos and Wolters (1991)
Korea (Lee Seung Chan 1994) and Iran (Nickrawan and ciencies are normally evaluated separately within an irriga-
Nozari 1992), and about 25% in Bangladesh (Khan TA 1992) tion system. The proportion of the seepage and percolation
and the Indus basin system in Pakistan (Ahmad 1994). from the water distribution system that is recycled within the
Field channel efficiency is affected primarily by the whole irrigation system or basin is not often quantified.
method and control of operation, soil type in relation to Studies to evaluate overall irrigation efficiency and produc-
canal losses, length of field channels, and size of the tivity of irrigation systems using a system-level water balance
irrigation blocks and fields. Table 2 shows the effects of the accounting approach are lacking. Data on overall irrigation
various factors on conveyance, field channel, and distribu- efficiency are scarce and, when available, the method of
tion efficiencies and indicates that only 30–65% of the water derivation is often not described. Nevertheless, available
released at the headworks reaches the intended field inlets. data indicate that overall efficiency is low in rice-based
Conveyance, field channel, and field application effi- irrigation systems in Asia (Table 3).
1
The classification of irrigation schemes in India is based on the extent (size) of the cultivable command area (CCA) serviced by an irrigation work. A
scheme with a CCA of more than 10,000 ha is called major irrigation and a scheme with a CCA of more than 2,000 ha but less than 10,000 ha is
called medium irrigation.
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NOTES
Authors’ addresses: L.C. Guerra, University of the Philippines Los Baños, Laguna, Philippines;
S.I. Bhuiyan and T.P. Tuong, IRRI, P.O. Box 933, Manila, Philippines; R. Barker, IIMI,
P.O. Box 2075, Colombo, Sri Lanka.