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International Conferences on Recent Advances in 1991 - Second International Conference on Recent
Geotechnical Earthquake Engineering and Soil Advances in Geotechnical Earthquake Engineering
Dynamics & Soil Dynamics
Recommended Citation
Idriss, I. M., "Earthquake Ground Motions at Soft Soil Sites" (1991). International Conferences on Recent Advances in Geotechnical
Earthquake Engineering and Soil Dynamics. 3.
http://scholarsmine.mst.edu/icrageesd/02icrageesd/session12/3
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Proceedings: Second International Conference on Recent Advances In Geotechnical Earthquake Engineering and Soli Dynamics,
March 11-15, 1991 St. Louis, Missouri, lnvHed Paper LP01
2265
This Special Session of this Conference is dedicated to summarizing Ground motion were recorded at stations installed by the California
the lessons learned from the recent Lorna Prieta earthquake. This Strong Motion Instrumentation Program (CSMIP) [Shakal et al
earthquake has been designated the "geotechnical earthquake" and two (1989), CSMIP(1989) and Huang et al (1990)] and at stations installed
issues were particularly highlighted in this earthquake. One issue by the U.S. Geological Survey (USGS) [Maley et al (1989)]. Figure 1
pertained to liquefaction, which was wide-spread in San Francisco, in shows the location of the CSMIP stations that recorded this
Oakland and many other locations from Moss Landing in the south to earthquake, together with the segment of the San Andreas fault on
Richmond in the north. The other issue was the variations of recorded which this earthquake occurred.
ground mo.tions with the local site conditions.
Professor H. Bolton Seed made giant contributions to both issues. The peak horizontal accelerations recorded at 33 rock and 70 soil sites
Thus, it is very appropriate that this Special Session of this Conference (other than soft soil sites) are presented in Fig. 2a; the peak horizontal
is dedicated to the Memory of Professor H. Bolton Seed and to accelerations recorded at 9 soft soil sites are presented in Fig. 2b.
honoring Professor Seed and his contributions to the art and science of (Note that both horizontal components from each station are shown in
geotechnical earthquake engineering. Figs. 2a and 2b). Also shown in both Fig. 2a and Fig. 2b are the
median and the median one standard deviation from attenuation
The remainder of my presentation at this Special Session is devoted to studies at rock sites for Mw = 7 (using the equations presented later in
providing an assessment of the recordings obtained during this this paper). Examination of Fig. 2a indicates that the variations of
earthquake, with particular emphasis to those recorded at soft soil peak horizontal accelerations at rock and at soil sites (other than those
sites. underlain by soft soils) can be reasonably estimated using typical
GROUND MOTIONS RECORDED DURING THE LOMA attenuation relations. The peak horizontal accelerations recorded at
PRIETA EARTHQUAKE soft soil sites, however, are significantly greater than those recorded at
the other sites at distances of about 45 to 100 km as shown in Fig. 2b.
The Lorna Prieta earthquake occurred on 17 October 1989 at 5:04pm
PDT along a segment of the San Andreas fault in the Santa Cruz
Mountains. The extent of the rupture zone was about 45 km. The ....,, M> A '
hypocenter of the earthquake was at a depth of about 18 km; the
rupture plane dips to the southwest at about 70 degrees thus the
epicenter is located several kilometers west of the San Andreas fault
trace (Fig. 1). The earthquake was assigned a surface wave
0.
c:
0
:;::
E
-
Median and z 1 standard
-..;;;.,
r-,-+
I
if+-- ~~
!e~~
~A'J
'
. '1!1
.,...,
~ ~ ~ ~ ~~*
~ II
II
magnitude, Ms = 7.1, and a moment magnitude, Mw = 7. The rupture Q)
0
0
deviation from attenuation
studies - rock sites & M = 7
!
I
was bilateral and thus the duration of shaking was only about one half <(
0.1
what might be expected during a magnitude 7 earthquake. ~
c:
0
~
-
COMO C8UIP"""'"' - - 0
e<loound l: ~
"".. f'.
-
IS!om!!p! - Values Recorded at:
Q)
Cl.
r- Rock Sites
A Soil Sites
0.01 I
1 10 100
Distance km
0. -I ............ I
c:
,g
..."'
r---;_
I
,_, rt ......
~I
~
J ~ 't
~
Med;an and + 1 standard
rI '
......
~ """ "I'-
~ t--
Ql deviation from attenuation
0 studies - rock sites & M = 7
""
0
<(
~
c:
0.1 I !
'
0 I
'
-~
0
I
I I I I
'I
I I "' ' I
f'\.
l:
.. I I ! t "
! I
"
.>c i I '
! ' i
I
Q)
Cl.
- Vs/uas Recorded at:
i I
I
I I I !
2266
Selection of Input Rock Motions for Use in Site Response Studies
The peak horizontal acceleration recorded at these soft sites during this
earthquake ranged from slightly less than 0.1 g to a little over 0.3 g at When conducting site response studies, it is essential that the
distances ranging from about 4S to about 100 km. At comparable appropriate input rock motion be selected for use in such studies. The
distances, the peak horizontal accelerations at rock sites ranged from key parameters that seem to affect the output .inc.Iude both the P.eak
about O.OS g to about 0.18 g (Fig. 2a). These ranges are presented in acceleration and the frequency content of th1s mput rock motion.
Fig. 3 to illustrate the fact that there are no recorded data at soft soil These parameters depend on the magnitude of the earthquake under
sites where the peak accelerations at nearby rock sites exceed 0.2 g. consideration as well as the distance of the site to the earthquake
Thus, to estimate levels of shaking at such soft soil sites for higher source. Seed et al (1969) suggested the use of "predominant period"
levels of shaking, it is necessary at this time to utilize results of to represent the frequency content of the. input ro~k motion. The
analytical procedures to extend the range shown in Fig. 3. predominant period is defined as the. penod at wh1ch the resp~nse
0.4 spectrum (typically, at spectral dampmg of about 0.05) of a giVen
accelerogram has the largest peak. For e~ample, the t.wo
accelerograms shown in Fig. Sa were both obtamed at rock s1tes
during the Lorna Prieta earthquake. The ~op accelerogram was
~ 0.3 recorded at Rincon Hill in San Francisco at a distance of about 80 km,
~ and the lower accelerogram was recorded in Santa Cruz at a distance
15 of about 20 Ian from the source. As can be readily noted in Fig. Sa,
II)
the two accelerograms appear to have significantly different frequency
characteristics in addition to having significantly different peak
accelerations.
0.1
to)
Rincon Hill
0.1 0.2 0.3 0.4 I
~
.~ -o. 1 0
Acceleration at Rock Sites - g 10 15 20 25 30
Soil Sitesand at Nearby Rock Sites during the Lorna Prieta Earthquake ~
~ 0.2
GROUND RESPONSE ANALYSES ~
i
~
E
~ 2.0
,. I
rl
I I I
,, I
I I
~ 0.4 1----+ ----r: '
0
' for Motions
"(
, ' l.rfAver6ge
Recorded a/ sbou/ 80 km 1:
~0
0
II) 1\ '
,,
I '
7.5
~ ~~--J
1\
Q)
II) 0.3
~
'li '0
~ 1.0
I I I
:
10.2 ~
e I l
I'
I \
I
I '
'
I
!
-~
I
I
'
''
I
I
I
iI
I
)
I
I
I
i
~ 0.5
J --- ,---_, ___ -r--
I
I i
J
~~
I I
i I
0.1
I I I I
-1"---
0
o. 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0
2267
Similar characteristics were observed for other rock accelerograms Estimates of Response of Soft Soil Sites at Hieher Levels of
near the source (within about 20 km) and for other accelerograms Shakine
recorded at distances of about 80 km. The average normalized
spectral accelerations (ie, spectral acceleration divided by the peak Rock motions obtained at a distance of about 80 km were used to
acceleration) for these two sets of recordings are shown in Fig. Sb. calculate the response at several soft sites in the San Francisco-
(The accelerograms recorded at Corralitos, at Gilroy No. 1 and at Oakland area for levels of shaking up to about 0.25 g in rock. For
Santa Cruz were used to obtain the average spectral shape for motions higher levels of input rock motion, the earthquake was considered to
near the source. The accelerograms recorded at Diamond Heights, occur closer to the site and recordings at rock sites obtained at closer
Rincon Hill, Pacific Heights, Telegraph Hill, Golden Gate, Cliff distances were used for these calculations (including the
House, Presidio and Yerba Buena were used to obtain the average accelerograms recorded at Santa Cruz and those recorded at Gilroy
spectral shape for motions at a distance of about 80 km). No. I). The results of these analyses are presented in Fig. 8; note that
these and similar results were used in developing the range designated
The predominant period for the recordings obtained within 20 km of as "range based on analytical studies" in Fig. 4. The results shown in
the source is about 0.32 sec and that for the recordings at about 80 km Fig. 8 are for an earthquake magnitude of 7.
is about 0.48 sec. The range of predominant periods at these distances
0.6r-----~------~------r-------------------~
and the average values together with the relationship originally D>
proposed by Seed et al (1969) forM= 7 are shown in Fig. 6. The
results presented in this figure indicate that the values initially "'
Ill
~ o.sr---~~---1----L---~---~~-~
proposed by Seed et al (1969) are reasonable at close distances from
~
the source and that there is a significant distance-dependence of
frequency content (as expressed by the predominant period) of rock "'
~ 0.4r-------l--------+--,~--+-----~~------~-----
motions. Based on the results obtained for Lorna Prieta (as shown in "'iii
Fig. 6), the predominant periods originally proposed by Seed et al 0.3r-------l--------+-----~~------~-------4-------~
:.:;
(1969) as a function of magnitude and distance were slightly modified ~
and are presented in Fig. 7. ~
0.7
i
g0.2~--~r-1------~~------+-------+-------4-------~
I "(
0.6
xX "0
~ 0. 1 1------.1"
0 ~
XX
_...,.~oo
l3"
.!2
EtuthqutJke MtJgnitude = 7
~ 0.5 0.0 IL.._ _.l........_ __l__ ____l__ _ ...':::::::======::.l
"0
0
-~ 0.4
~ -~ ~ ~
0.0 0.1 0.2 0.3 0.4 0.5 0.6
~~
Input Rock Acceleration - g
~~
Cl
i: '
~
.E
0.3
i .:x.;Xl ~
Fig. 8 Calculated Peak Accelerations at Soft Soil Sites
Earthquake Magnitude = 7
0
~
Cl
0.2 - Mg- 7;hom
SHd t~lal, f1MS1
Estimates of Response of Soft Soil Sites durine Smaller Maenitude
~
Rang oblintld
lor LoiTHJ Pn-flf
Earthquakes
0.1
O.OL---~-----L----~----L---~-----L----~--~
Avttr8Qll /01
Loma Prie/6 The response at soft soil sites during an earthquake having a
magnitude of about 5Yz are presented in Fig. 9. The guidelines
0 20 40 60 80 100 120 140 160 discussed above for the selection of appropriate input rock motions
Distance from Source km and the predominant periods for a magnitude 5'h were used in these
analyses. (The accelerogram recorded at Golden Gate Park during the
Fig. 6 Estimated Predominant Periods for 1957 Daly City earthquake as well as somewhat modified
Rock Motions - Earthquake Magnitude = 7 accelerograms recorded near the source during the Lorna Prieta
earthquake were used in these analyses).
O.OL---L--~--~--~--~--~---L _ __
0 20 40 60 80 100 120 140 760
Distance from Source km
Fig. 9 Calculated Peak Accelerations at Soft Soil Sites Ln (ar) = -0.05 + exp(2.261 - 0.083*M) - exp(l.602 -
Earthquake Magnitude = 5'12 0.142*M)* Ln(R + 20) [Eq. la)
and, forM> 6
0.1 0.2 0.3 0.4 0.5 0.6 e = 1.39- 0.14*M forM< 7Y. [Eq. 2a)
0
= 0.38 for M ;;;: 7Y. [Eq. 2b)
Acceleratio n at Rock Sites g
Equations for estimating the median peak acceleration at soft soil sites
6 can be derived by combining the above equations (Eqs. la and lb) for
I median rock acceleration with the amplification ratios presented in
Fig. 1Ob. The resulting equations for the median peak acceleration, a 8
5 (in g's), at soft soil sites are the following:
~ '""~'"' r
ForM :S 6
Magnitude r::: 7
~I
i
I and, forM> 6
II
~~
p
Soft Soil Sdes '
I
I
i 1 Ln (as) = exp(2.952 - 0.350*M) - exp(2.015 -
0.328*M)* Ln(R + 20) [Eq. 3b)
Mllgnitude :::: 5}1 I
I I I
0
0 0.1 0.2 0.3 0.4 0.5 0.6
2269
Standard Error Terms for Peak Horizontal Accelerations at Soft Using other assumptions regarding the thickness of fill over the Young
SoU Sites Bay Mud, total thickness of the Young Bay Mud, depth of the water
table and total unit weights, the calculated values of peak horizontal
Because of the limited amount of recorded data at low levels of acceleration range from about 0.4 g to about 0. 7 g. Thus, at this time
shaking and lack of recorded data at high levels of shaking at soft soil a limiting value of 0. 6 g is suggested as a first order approximation for
sites, it is not possible to obtain a direct es~imate of the standard. error use in empirical correlations. For simplicity, and until additional
terms for the motions at these sites. To amve at a reasonable esttmate recordings are obtained at soft soil sites, it is also suggested to use the
of the standard error terms, use is made of the limiting value of peak same magnitude-dependent standard error terms as those given above
horizontal accelerations at these soft soil sites. This limiting value is for rock motions (ie, Eqs. 2a and 2b) with the provision that a limiting
obtained by equating the available shear strength at a particular depth value of 0.6 g is used for soft soil sites. (Note that at any given site, a
in a soft soil layer to the shear stress that may be induced by the site- specific limiting peak horizontal acceleration can be readily
ground motion at that depth in the layer. (Note ~hat the_ proced~e derived using the above procedure or a more detailed site response
outlined below does not take into account the potenttal for hquefacttan evaluation to estimate the stresses induced by the earthquake ground
in overlying or underlying soil layers at the site under consideration.) motions and an appropriate laboratory testing program to estimate the
strength of the soil).
Young Bay Mud underlies the soft soil sites c~nsidered in th!s paper.
Most of the Young Bay Mud in the San Franctsco Bay area ts nearly The use of Eqs. 3 for estimating median peak accelerations for M = 7
normally consolidated to slightly over-consolidated; the o_ver- is illustrated in Fig. lla. This figure shows the peak accelerations
consolidation ratio typically is less than about 1.5. The undramed recorded at soft soil sites during the Lorna Prieta earthquake and the
shear strength, Su under static loading conditions is related to ~e median and the median one standard deviation calculated using
effective vertical overburden pressure, p', by the followmg Eqs. 3b and 2a with M = 7. Also shown in this figure is the limiting
relationship: Sufp' = 0.3 for a normally consoli_dated Young Bay Mud. peak acceleration of 0.6 g, which would not limit the calculated
Under dynamic conditions, this ratio may be mcreased by a factor of median value at any distance for M = 7; the median + one standard
1.3 to 1.5 to reflect the effect of rate o~ loadi~g and by a factor of deviation for this magnitude earthquake, however, is limited to 0.6 g
about 1.4 if the over-consolidation ratio ts as htgh as 1.5. _Thus, ~he at distances less than about 10 km.
undrained shear strength of Young Bay Mud under dynamtc loadmg
conditions could range from about Sufp' = 0.4 to about 5u/p' = 0.64,
g Umitmg llf!llue of PH"!.
accelera/Jon - 0. 6 g
,..,.
with a reasonable overall value of about Sufp' = 0.55. I I
'! ,......_ I
I l
_ll ....... t---,
The shear stress induced by the earthquake ground motions at a give_n t: II I~ I I
depth in a soil profile can be estimated using a site_response analysts
or the equation originally derived by Seed an~ ldJ!ss (1971) ~or the
simplified liquefaction analysis. The latter equatton ts as follows.
;g
i
'{
0
0
0.1
-
I
Mediiln 11nd 1 str~ndilrd
deV/6/ion from 6/tenJJ/l/ion
studies - soh soti' sites
sndM 7
JlfilL-- 1'- ~' ~ b
v - ........... ........
~
~
1
'tunr= 0.65*av*amax*rd (Eq. 4] t:
0 I
the ground surface, amax is the maximum ground surface acceleratiOn 0..
r- Value.s Recorded at:
and rd is a depth correction factor that is equal to about 0.95 at a depth
of about 20 ft and 0.85 at a depth of about 40 ft. Soft Soil Sites
0.0 1 I
10 100
For example for a site underlain by 10 ft of fill (total unit weight of
125 pet) and 40ft of Young Bay Mud (total unit weight_ of 96 pet) and Distance - km
Fig. 11 a Comparison of Peak Horizontal Accelerations of Motions Recorded during
the water table at the bottom of the fill, the followmg values are the 1969 Lorna Prieta Earthquake at Soft Soil Sites and Those Derived from Attenuation
obtained at a depth of 20 ft: Studies
2270
The residuals for the recorded accelerations are presented in Fig. 11 b;
also shown in this figure is the average residual, which is only about CONCLUDING REMARKS
0.03. The information shown in Fig. 11b indicates that the equations
(Eqs. 3) given above for calculating the median peak accelerations at This Special Session is being held to honor the memory of the late
soft soil sites appear to provide a reasonable estimate of the recorded Professor Harry Seed. In addition to this presentation on site effects,
values at distances of about 45 to 100 km. These equations are also other invited speakers have also discussed at this Special Session
suggested for use in estimating peak horizontal accelerations at soft various aspects of the Lorna Prieta earthquake, including liquefaction,
sites at other distances and for other magnitude earthquakes. earth dams, lifelines and structural effects. Professor Harry Seed of
course made giant contributions to each and every aspect of these
The median peak horizontal accelerations calculated at rock sites using topics. Many of the comments and conclusions he wrote in his
Eqs. 1 for earthquake magnitudes ranging from 5 to 7.5 (in increments numerous papers on these topics were _ observed during this
of Yz magnitude) are presented in Fig. 12a. Corresponding values at earthquake.
soft soil sites (using Eqs. 3) are presented in Fig. 12b.
It is hoped that the material presented in the preceding pages of this
paper will provide a convenient means for incorporating the effects of
local site conditions on ground motions at soft soil sites. Much of the
work needed to fully evaluate this problem is still in progress by many
:=-- investigators and the results will be reported in the coming months.
0>
;:::--; :'-':!--
:-...::N...: ~ Finally, I would like to express a special appreciation to Dr. Shamsher
c:
~'- ..........
~~~
0
:;: Prakash for organizing this Special Session to honor the memory of
!!!
Professor Harry Seed.
~ ~ ~'"
Ill
Cii
0
0 Et11thqu11ke
= REFERENCES
c:(
0.1 M11gnitude =
:sc:
7
"
0
Borcherdt, RD. and Glassmeyer, G. (1990), "Local Geology and its
-~ '\. 7.5
0
l: \. \. \. Influence on Strong Ground Motion Generated by the Lorna Prieta
.
..lc
Ill
i\
\ 1\
Earthquake of October 17, 1989", Proceedings, Putting the Pieces
Together, Bay Area preparedness Project, October, San Francisco.
a. \ II_<;
Fig. 12a Median Peak Horizontal Accelerations at Rock Sites CSMIP ( 1989), "Plots of the Processed Data for the Interim Set of 14
Records from the Santa Cruz Mountains (Lorna Prieta), California
Earthquake of 17 October 1989", Report No. OSMS 89-08, California
Strong Motion Instrumentation Program, Division of Mines and
Geology, California Department of Conservation, Sacramento,
California, December, 142p.
::J-- :::
::- :r Dickenson, S. E., Seed, R. B., Lysmer, J and Mok, C. M. (1991)
- ' ' ,ii
, .... . ',. ...:t.. ' ....
.. - ...... ~-
7.5"
"Response of Soft Soils during the 1989 Lorna Prieta Earthquake and
Implications for Seismic Design Criteria", Proceedings, Pacific
Conference on Earthquake Engineering, Auckland, New Zealand,
November.
2271
Research Laboratory, National Institute of Standards and Technology,
Department of Civil Engineering, University of California, Davis,
September.
2272