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Perspectives in Medicine (2012) 1, 6572

Bartels E, Bartels S, Poppert H (Editors):


New Trends in Neurosonology and Cerebral Hemodynamics an Update.
Perspectives in Medicine (2012) 1, 6572

journal homepage: www.elsevier.com/locate/permed

Endovascular sono-lysis using EKOS system in acute


stroke patients with a main cerebral artery
occlusion A pilot study
Martin Kuliha a, Martin Roubec a, Tna Fadrn a, Daniel Sank b,
Roman Herzig b, Toms Jonszta c, Daniel Czerny c, Jan Krajca c,
Vclav Prochzka c, David Skoloudk a,b,

a
Department of Neurology, University Hospital and Ostrava University Medical School, Ostrava, Czech Republic
b
Department of Neurology, Faculty of Medicine and Dentistry, Palacky University and University Hospital Olomouc, Olomouc,
Czech Republic
c
Department of Radiology, University Hospital, Ostrava, Czech Republic

KEYWORDS Summary
Stroke; Aim: Sono-lysis is a new therapeutic procedure for arterial recanalization. The aim of the study
Sono-lysis; was to conrm the safety and efcacy of intravascular sono-lysis using EKOS system with 3F
Sonothrombolysis; microcatheter EkoSonic and 2.052.35 MHz ultrasound frequencies.
Arterial occlusion; Methods: Nine patients admitted to the stroke unit with acute middle cerebral artery (MCA) or
Recanalization; basilar artery (BA) occlusion were enrolled to the study. Treatment using EKOS system started
Therapy within 8 h after stroke onset. Neurological decit on admission (using NIHSS), after 24 h and
after 7 days, MCA/BA recanalization at the end of intervention, occurrence of symptomatic
intracerebral hemorrhage (SICH), and 3-month clinical outcome (using Modied Rankin score
mRS) were evaluated.
Results: Nine patients were included in the pilot study (6 males, 3 females; age 5180, mean
65 10.4 years) with NIHSS 1033 (median 19.0) points on admission. Five patients suffered
from MCA occlusion, 4 patients from BA occlusion. Complete/partial recanalization at the end
of EKOS treatment was achieved in 3 (33%)/4 (44%) patients, resp. Median NIHSS values at
the end of EKOS treatment/24 h/7 days after stroke onset were 17.0/12.0/6.0 points, resp. No
SICH was detected on control computed tomography. Four (44%) patients were independent at
3 months (mRS 03); median mRS was 4.
Conclusions: According to the results of the presented pilot study, EKOS system seems to be a
new treatment option for acute stroke patients.
2012 Elsevier GmbH. Open access under CC BY-NC-ND license.

Corresponding author at: Department of Neurology, University Hospital Ostrava, 17. listopadu 1790, CZ-708 52 Ostrava, Czech Republic.

Tel.: +420 597375613; fax: +420 597375604.


E-mail address: skoloudik@hotmail.com (D. Skoloudk).

2211-968X 2012 Elsevier GmbH. Open access under CC BY-NC-ND license.


doi:10.1016/j.permed.2012.02.055
66 M. Kuliha et al.

Introduction In vitro and in vivo studies

Stroke is one of the most frequent causes of mortality, mor- Different frequencies (20 kHz to 3.4 MHz) and intensities of
bidity and disability of population in developed countries ultrasound with different effects have been used in vari-
[1,2]. Ischemic stroke (IS) is the most common type of stroke ous in vitro studies [20,21]. Low frequency (about 20 kHz)
which constitutes about 80% of all strokes. and high intensity ultrasound lead to a rapid and ef-
The most often cause of IS is an acute occlusion of cere- cient lysis of thrombi into microscopic fragments primarily
bral arteries which can be demonstrated in more than 70% of by direct mechanical effect although the signs of activa-
patients in the rst 36 h after onset of symptoms [3]. Very tion of brinolytic lysis were also observed. These studies
high mortality during the rst month, which ranges between even demonstrated the ability of ultrasound to disrupt both
10% and 17% and even up to 75% in patients with expan- brous and calcied atherosclerotic plaques [15,2226].
sive ischemia, documents the importance of IS [4]. Finally, Unfortunately thermal impairment and perforation of vas-
only about 30% of IS patients are independent after 3 months cular walls were observed as side effects.
[2]. Unlike low-frequency ultrasonic waves, the high fre-
The independent prognostic factors of IS are not only quency ultrasound (0.53.4 MHz) with ultrasound intensities
comorbidities and complications but especially location higher than 1 W/cm2 led primarily to the increase of
of cerebral artery occlusion and time to recanalization. brinolytic-induced brinolysis [2732]. Sono-lysis in these
Early recanalization [within 6 h after onset of symptoms] studies accelerated lysis of thrombus in the presence of a b-
is associated with a signicantly higher chance of self- rinolytic. Without the presence of brinolytics, neither lysis
sufciency after 90 days with a signicant reduction of nor mechanical thrombus fragmentation were observed.
mortality [5]. In the last decade, the number of meth- Similar results were found also in in vivo studies with
ods using to acceleration of artery recanalization strongly animal models [25,26,33,34]. Sono-lysis using ultrasound
increased. In addition to pharmacological methods, espe- with low frequencies and high intensities in dog models
cially intravenous (IVT) and intra-arterial thrombolysis (IAT) of femoral and coronary artery resulted to recanalization
[68], mechanical (neuro-interventional) methods (i.e. per- of thrombosis without the use of brinolytic agents. How-
cutaneous transluminal angioplasty with stenting, Merci ever, histological signs of damage to the vascular wall were
Retriever , Penumbra , Solitaire stent, sono-lysis, EKOS , found in some models. Sono-lysis effect was demonstrated
EPAR , LATIS , Amplaplatz Goose-Neck Snare , Attractor- in studies in combination with a systemic administration of
18 or Neuronet were tested and introduced into clinical thrombolytics (recombinant tissue plasminogen activator
practice similarly as in the treatment of heart ischemic syn- rt-PA, urokinase, streptokinase) [35,36]. Ishibashi et al. [37]
dromes [913]. studied the effect of high-frequency ultrasound with a fre-
Data from the meta-analysis of 53 clinical trials (including quency of 490 kHz and low-intensity (0.13 W/cm2 ) in a rabbit
2066 patients) suggests that early recanalization is present femoral thrombosis model to test the combined application
only in 24.1% patients without specic treatment (spon- of ultrasound-lysis with monteplase. Percentage of recanal-
taneous recanalization), 46.2% patients treated with IVT, ization in combination therapy has increased from 16.7 to
63.2% patients treated with IAT, 67.5% of patients treated 66.7%.
with combined IVTIAT and in up to 83.6% patients treated
with mechanical methods [5]. Nevertheless, the use of these
methods only in specialized centers represents the main
Clinical studies in patients with acute IS
limitation.
Sono-lysis is one of the methods used for the acceleration CLOTBUST trial (Combined Lysis of Thrombus in Brain
of recanalization of the occluded intracranial artery. ischemia using transcranial Ultrasound and Systemic TPA)
was the rst randomized study testing the therapeutic effect
of ultrasound (sono-lysis) in patients with acute IS [38].
In this study, all patients with acute MCA occlusion were
Mechanisms of the effects of sono-lysis treated with IVT. Patients were randomized to the sono-
lysis group with additional therapeutic transcranial Doppler
Although the complex effect of ultrasound on the accel- insonation with 2 MHz probe for 2 h, and control group. In
eration of thrombus lysis is not yet fully understood, it is sono-lysis group, there was a threefold higher chance for a
assumed that the ultrasonic waves accelerate enzymatic b- complete recanalization of the occluded arteries than in the
rinolysis by primarily non-thermal mechanisms increasing control (rt-PA only) group without the increase of the risk of
the transport of brinolytic agents into the thrombus by symptomatic intracerebral hemorrhage (SICH).
mechanical disruption of its structure [14], direct activa- Similar results were published by Eggers et al. [39],
tion of brinolytic enzymes, either mechanical breaking of who used sono-lysis (transcranial duplex probe with a fre-
the complex molecules, in which brinolytic enzymes are quency of 1.84 MHz) in IVT treated patients. A higher rate
inactivated by binding to their inhibitors, or irritation of of complete recanalization and better early outcome and
the endothelium with increased production of brinolytic clinical status after 3 months (mRS 01: 21% vs. 0%) were
enzymes [15,16], transient peripheral (capillary) vasodilata- achieved in the treatment group than in control group.
tion caused probably by increased production of nitrite oxide However, a higher incidence of SICH (15.7% vs. 5.6%) in
in the endothelium [17,18]. Radiation force and acoustic patients receiving sono-lysis was observed. In a multicenter
cavitation are the next possible and discussed mechanical casecontrol Thrombotripsy study, the sono-lysis in patients
effects of ultrasound [19]. with acute MCA occlusion was performed using transcranial
Endovascular sono-lysis using EKOS system 67

2 MHz duplex probe [40]. Length of insonation was maxi- of IVT, sono-lysis and administration of echocontrast agent
mum of 45 min. Percentage of arterial recanalization was [47]. This result supported the hypothesis that the nding
signicantly higher in the sono-lysis group compared to the of asymptomatic hemorrhagic transformation of ischemic
control group (69% vs. 8% at 6 h after onset of symptoms), lesion is a marker of early reperfusion and it is associated
as well as a good clinical outcome after 90 days (mRS 02: with a higher chance of good clinical outcome.
61.5% vs. 32.7%). Sono-lysis effect was more evident in the These promising results were tested in the TUCSON
group of patients contraindicated to IVT than in IVT treated (Transcranial Ultrasound in Clinical Sonothrombolysis) study.
patients. Percentage of SICH was similar in the treated and Sono-lysis using 2 MHz transcranial Doppler probe in combi-
control groups (3.8%). nation with an echocontrast agent MRX-801 (peruten-lipid
The effect of sono-lysis in IS patients contraindicated to microspheres, ImaRx Therapeutics, Inc., USA) as adjunctive
IVT was also described by other authors [41,42]. Eggers et al. therapy to IVT was used [48]. Although the study showed
[41] published a set of patients with acute IS and MCA occlu- that administration of a dose of 1.4 ml of MRX-801 in 90-min
sion treated with sono-lysis using 2 MHz duplex transcranial continuous infusion during the IVT combined with sono-lysis
probe. They detected higher number of at least partial arte- is safe, the study was discontinued due to the higher SICH
rial recanalization and National Institutes of Health Stroke risk in higher dose of echocontrast agent.
Scale (NIHSS) improvement of more than 4 points in the Explanation of the effect of sono-lysis in the humans
treated group. required several studies. The authors demonstrated a direct
In the next study, patients with acute MCA occlusion effect of sono-lysis on the brinolytic system in both healthy
were randomized into three treatment groups 20 patients volunteers and IS patients using transcranial 2 MHz duplex
were treated with IVT within 3 h since stroke onset, 10 probe [15,16,49]. In healthy volunteers, 1-h sono-lysis of
patients received IAT and 10 patients were treated by 60-min MCA or radial artery led to the decrease of brinolysis
sono-lysis using 2 MHz transcranial duplex probe in the 6-h inhibitors (PAI-1 antigen, plasminogen activity and alpha-2
time window. The study demonstrated superior efcacy and antiplasmin) levels [16,49]. Similar results were obtained in
safety of sono-lysis when compared to the IVT [43]. During patients with acute IS. Also t-PA antigen was increased in
the rst 24 h, a clinical improvement was observed in only sono-lysis group in comparison with a control group. These
45% of patients treated with IVT, but in up to 70% of patients ndings were more evident in patients treated with IVT in
treated with sono-lysis or IAT. The incidence of SICH was 5% combination with sono-lysis than in sono-lysis group only.
in the IVT group, 0% in the sono-lysis group and 20% in the There were no signicant differences in the number of SICH
IAT group. between the groups. This study demonstrated that acti-
In later sono-lysis studies, the additive effect of echocon- vation of the brinolytic system is one of the therapeutic
trast agents has been tested. The rst study with Levovist effects of ultrasound.
(galactose based air microbubbles, Schering, Germany) and On the contrary to the studies with diagnostic frequen-
Sonovue (sulphurhexauoride microbubbles, Bracco, Italy) cies, studies with lower frequency (300 kHz) ultrasound
demonstrated an increase in the percentage of arterial led to the increased risk of intracranial bleeding and
recanalization and better clinical improvement in acute bloodbrain barrier breakdown.
IS patients treated with sono-lysis in combination with TRUMBI (TRanscranial low-frequency Ultrasound
echocontrast agent [44]. This study demonstrated also the Mediated thrombolysis in Brain Ischemia) study used
safety of echocontrast agent use. SICH occurred in 3.3% in low-frequency ultrasound (300 kHz, the intensity of
the Levovist group and in 2.1% in the Sonovue group. 700 mW/cm2 ) for 90 min for sono-lysis in patients with
Better improvement of neurological symptoms as well as acute cerebral artery occlusion treated with IVT. The study
the improvement of the ow signal in the occluded arteries was early terminated due to the extreme increase in the
were showed in the study of Perren et al., using sono-lysis risk of SICH and of subarachnoid hemorrhage [50]. One of
with 2 MHz transcranial duplex probe in combination with the hypotheses explains the increased risk of bleeding in
Sonovue in patients with acute MCA occlusion treated with the study by the abnormal permeability of the bloodbrain
IVT [45]. barrier in humans caused by low frequency ultrasound.
The pilot randomized clinical trial with the new gen- Multiple reecting and focusing of ultrasonic waves within
eration echocontrast agent (peruten-lipid microspheres) the skull, which can signicantly increase the intensity of
demonstrated additive effect of echocontrast agent in ultrasound applied in some areas of the brain, represent
patients treated with IVT and sono-lysis [46]. Percentage of another option. The increased risk could also contributed
complete recanalization within 2 h after therapy start was to the excessive activation of the endogenous brinolytic
50% in the group treated with a combination of IVT, sono-lysis system in combination with IVT.
and echocontrast agent in comparison with 18% in the con- Reinhard et al. [51] demonstrated that 60-min sono-
trol group selected from the CLOTBUST study. Asymptomatic lysis using an ultrasound frequency of 300 kHz leads to the
intracerebral hemorrhage was found in 25% of patients in the increased permeability of the bloodbrain barrier. The study
treatment group and in 33% in the control group. A higher was also prematurely terminated after the inclusion of 4
percentage of asymptomatic hemorrhagic transformation patients.
was also associated with a higher percentage of recanal-
ization and better clinical status outcome in this study. No
SICH was detected. Similar results with higher recanaliza- Clinical studies with endovascular sono-lysis
tion rate, higher percentage of good clinical outcome and
also higher number of asymptomatic hemorrhagic transfor- EKOS system is the rst system that allows the appli-
mation were found by Dinia et al., who used the combination cation of endovascular ultrasound-lysis, using a catheter
68 M. Kuliha et al.

Figure 1 Occlusion of middle cerebral artery detected by computed tomography angiography (a) and digital subtraction angiog-
raphy (b).

for intra-arterial administration of drugs (e.g. thrombolyt- Committee of University Hospital Ostrava. All subjects
ics) terminated with the emitter of ultrasonic waves. It signed informed consent. In case of technical problems with
emits ultrasound waves with the frequency between 1.7 and regard to signing, their signature was also veried by an
2.35 MHz and with the emitted intensity of 400 mW/cm2 into independent witness.
the thrombus. The rst clinical studies with endovascular Patients with (1) acute IS, (2) NIHSS score of 1024 points
sono-lysis were used for the coronary arteries. In the ACUTE on admission, (3) MCA or BA occlusion detected by computed
(Analysis of Coronary Ultrasound Thrombolysis Endpoints tomography (CT) angiography and digital subtraction angiog-
in Acute Myocardial Infarction) study, the low-frequency raphy (DSA) (Fig. 1a and b), (4) admitted and treated within
(45 kHz) ultrasound with a high intensity (18 W/cm2 ) was 8 h since stroke onset, and with (5) signed informed consent
used in acute coronary artery occlusion [52]. Complete were consecutively enrolled to the study during 12 months.
recanalization was achieved in 87% patients. No side effects Exclusion criteria were (1) previous disability, (2)
were observed during the therapy and 80% of patients intracranial bleeding or tumor on brain CT, (3) infarction
showed clinical improvement. on brain CT in more than 2/3 of the MCA territory, and (4)
Other studies showed the effect of endovascular partial or complete recanalization of brain artery after IVT
ultrasound-lysis by EKOS system in patients with deep venous treatment detected using transcranial duplex sonography.
thrombosis of lower extremities and in patients with pul- A physical examination, blood samples, electrocardio-
monary embolism [5356]. gram, chest X-ray, and standard neurologic evaluation by
Mahon et al. [57] published the rst experience with a certied neurologist using the NIHSS were performed on
endovascular sono-lysis using the EKOS system in patients admission followed by brain CT and CT angiography (CTA) of
with acute IS. They used a combination of IAT using rt- cervical and intracranial arteries. Patients underwent stan-
PA with endovascular ultrasound applied continuously for dard treatment [58,59]. Patients who fullled SITS-MOST
60 min in 10 patients with MCA occlusion and in 4 patients criteria [60] for IVT were treated using rt-PA intravenously
with BA occlusion. Partial or complete recanalization was (0.9 mg/kg) within 4.5 h since stroke onset. Secondary pre-
detected in 57% patients and there were no adverse effects ventive therapy was administered according to the European
observed during the therapy. Stroke Organisation guidelines [59].
The authors also performed a prospective mono-centric
study aimed to conrm a safety and efcacy of intravas-
cular sono-lysis using EKOS system with 3F microcatheter Endovascular sono-lysis using EKOS system
EkoSonic and 2.052.35 MHz ultrasound frequencies for the The interventional procedure started with arterial puncture
recanalization of brain arteries in acute stroke patients via femoral approach. At the beginning of the proce-
within an 8-h time window. dure, heparin was administered intraarterially (50 IU/kg).
Then, the 6F sheath insertion was performed with stan-
dard Seldinger technique. All patients underwent 4-vessel
Material and methods diagnostic angiography with 4 or 5F pre-shaped catheters
inserted over the 0.035 in. diameter hydrophilic wires. The
The pilot, prospective, observational, single center study 6F guiding catheter was introduced subsequently into the
of consecutive patients presenting with acute stroke symp- target brain supplying vessel over the same hydrophilic
toms and radiologically conrmed MCA or BA occlusion wire and microcatheter with a support of a 0.014 in./300
was performed. The entire study was conducted in accor- microwire was advanced behind the occluded intracranial
dance with the Helsinki Declaration of 1975 (as revised in vessel segment. Occlusion of MCA or BA was classied
1983, 2004 and 2008). It was approved by the Local Ethics according to the Thrombolysis in Cerebral Ischemie (TICI)
Endovascular sono-lysis using EKOS system 69

Figure 2 EKOS system.

criteria. The intraluminal position of the microcatheter infusion pump with a maximal calculated total dosage not
was always checked. All catheters were continuously exceeding 20 mg of tPA.
ushed with heparinized saline. The microcatheter was then Patients with partial recanalization after EKOS treatment
replaced with the EKOS endovascular catheter terminated were further treated by angioplasty and stent implantation.
with the emitter of ultrasonic waves and connected to the
central unit. The EndoWave System manufactured by EKOS
Corporation (Bothell, WA, USA) was used (Fig. 2a and b). It Radiological and clinical evaluation
consists of a 5.2F, 106 cm long infusion catheter, an ultra- The recanalization status at the end of DSA was evaluated
sound core wire, and a control unit with catheter interface by blinded independent radiologist using the TICI criteria.
cables. The ultrasound wire delivers pulsed high frequency TICI IIc and III were evaluated as complete recanalization
(1.72.1 MHz) and low-intensity (400 mW/cm2 ) ultrasound (Fig. 4), TICI IIa and IIb were evaluated as partial recanal-
waves. Special care was taken for the location of a tip ization.
of the catheter into the occluded segment of the artery Neurological and physical examinations were done before
(Fig. 3). Both the insonation and the local administration of therapy start and 24 h, 30 and 90 days after the start of
tPA directly into the thrombus were simultaneously started. treatment. Certied neurologist performed evaluation of
In this study, a dose of 15 mg/h of tPA was delivered by an neurological symptoms using NIHSS in all visits. Modied
Rankin score was used for the evaluation of disability at days

Figure 3 Insertion of the tip of the EKOS system catheter into Figure 4 Complete recanalization at the end of sono-lysis
the occluded segment of the artery. using EKOS system.
70 M. Kuliha et al.

30 and 90. Good clinical outcome was dened as a mRS 03, complete recanalization of brain artery was achieved in
poor clinical outcome as a mRS 46. 8890% patients with the occurrence of SICH of 217% and
All adverse events were recorded. All changes in physi- less than 8% of periprocedural complications [6366].
cal examinations, worsening of neurological symptoms (>4 Although the recanalization rate in published studies
points in NIHSS) and all disorders prolonging or requiring using new devices was quite high and still increasing, the
hospitalization were recorded as adverse events. number of independent patients did not exceed 60%. 44%
Intracranial bleeds detected in the control brain CT patients in the presented study were independent 90 days
examination 24 h after therapy onset were recorded. after stroke onset. In the previously mentioned studies,
Intracranial bleeding with worsening of neurological symp- 3159% patients were independent at day 90 with mRS 03
toms > 4 points in the NIHSS were evaluated as SICH (ECASS [6166].
3 criteria). Other intracranial bleeds were evaluated as Several limitations of the presented study should be men-
asymptomatic intracranial hemorrhage (AICH). tioned. This was a single center observational pilot study.
In the control brain CT scan, detected brain edema asso- The main goal was to assess the safety of endovascular
ciated with worsening of neurological symptoms > 4 points sono-lysis. Evaluation of artery recanalization is still very
in the NIHSS was evaluated as symptomatic. subjective even though the vascular status was evaluated
by blinded radiologist in the presented study.
Statistical analysis In the future, the randomized multicenter study has to
Data with a normal distribution was reported as be performed to conrm a potential effect of endovascular
mean standard deviation. All parameters not tting sono-lysis on the acceleration of artery recanalization.
to a normal distribution were presented as median and
range. Statistical analyses were performed using SPSS 14.0
software (SPSS Inc., Chicago, IL, USA).
Conclusion

Sono-lysis is a promising method of treatment of acute IS.


Results This is a relatively safe treatment with a high efcacy in
the acceleration of cerebral arteries recanalization. A good
Nine patients (6 males, 3 females) were included in the pilot availability and a low price are the advantages of transcra-
study. The age range was 5180, mean 65.0 10.4 years. nial sono-lysis, but its use is limited by the quality of the
NIHSS on admission was 1033 with median of 19.0 points. temporal bone window and the availability of an experi-
Five patients suffered from MCA occlusion, 4 patients enced sonographer. Also endovascular sono-lysis seems to be
form BA occlusion. Mean time onset-to-treatment was safe and effective. It is not dependent on the bone window
282 184 min. quality, but it is limited by the availability of interven-
Complete recanalization at the end of EKOS treatment tional radiologist. Further double-blind randomized studies
was achieved in 3 (33%) and partial in 4 (44%) patients, are needed to conrm the safety and efcacy of sono-lysis,
resp. Mean time between diagnostic angiography and artery and especially to determine the optimal frequency, intensity
recanalization was 108.1 39.9 min. No SICH or symp- and character of the ultrasonic waves.
tomatic brain edema were detected on control CT.
Median NIHSS at the end of EKOS treatment was 17.0
points. After 24 h, the median NIHSS was 12.0 and 7 days Acknowledgements
after stroke onset 6.0 points, resp. Four (44%) patients were
independent at 3 months (mRS 03); median mRS was 4. The study was supported by grant of the Internal Grant
Agency of the Ministry of Health of the Czech Republic num-
Discussion ber NT/11386-5/2010.

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