QUESTIONNAIRE FOR

DEMAT
ACCOUNT HOLDER
Personal Details:
Name ............................................................................. Contact No. ........................................
Email Id ..........................................................................

Occupation:

[ ] Student [ ] Private Employee [ ] Govt. Employee [ ] Business men

[ ] Pensioner/Retired [ ] Any other please specify.......................................

1. What is the range of your monthly income in Rs.?

[ ] Below Rs.5000 [ ] Rs.5000-Rs.10,000 [ ] Rs.10,000-Rs.20,000

[ ] Rs.20,000-Rs.40,000 [ ] Rs.50,000-Above

2. Education:

[ ] Non-Matric [ ] SSC / Plus 2 [ ] Graduate

[ ] Post- Graduate / Professional [ ] Any other please specify............................

3. Have you heard about Demat Account?

[ ] Yes [ ] No

4. Do you have Demat account?

[ ] Yes [ ] No

5. In which of these Financial Instruments do you invest into?

[ ] Online trading [ ] Bond [ ] Derivative [ ] Mutual Fund

6. Are you aware of online Share trading?

[ ] Yes [ ] No

7. With which company do you have your Demat account?

[ ] Sbicap securities [ ] ICICI direct [ ] HDFC security

[ ] Kotak securities [ ] Other please specify..........................

8. Heard about Sbicap sec.?

 [ ] Yes [ ] No

9. Do you have your account with Sbicap sec.?

[ ] Yes [ ] No

10. How do you come to know about Sbicap sec.?

[ ] Friends [ ] Relatives [ ] Agents [ ] Paper ad

11. From how many months you are trading with Sbicap sec.?

[ ]1-3 [ ]3-6 [ ]6-9 [ ] 9 above

12. How do you trade in Sbicap sec.?

[ ] Online trade [ ] Offline trade

13. Which services given by the Sbicap sec. is most attracted by you?

[ ] Online trading [ ] Response to call

[ ] Fund transfer mechanism [ ] Safety and security

14. Which trading facility do you prefer frequently while trading on Sbicap sec.?

[ ] Delivery trading [ ] Intraday trading

[ ] Margin plus [ ] Cash on spot

15. Are you satisfied with brokerage rate?

[ ] Yes [ ] No

16. Do you need training?

Cash market [ ] Yes [ ] No

Equity market [ ] Yes [ ] No

17. What problem do you face as a client from a DP/depository (CDSL/NSDL ) ?

[ ] Demat charges are too high

[ ] Delay in demat of shares

[ ] Non-dispatch of holding/transactions statement

[ ] Wrong credit of shares

[ ] Any other please specify...............................................

18. What do you look for when you are going to invest in the stock Market ?
 [ ] Low risk [ ] High risk [ ] Low return [ ] High return

19. What extra service do you expect from your broker ?

[ ] Depository Services [ ] Margin Financing [ ] Portfolio MGMT System

[ ] Trading [ ] Research & Technical Services [ ] All Above

20. What percentage of your earnings do you invest in share trading?

[ ] Upto 10% [ ] Upto 25% [ ] Upto 50% [ ] Above 50%

21. What has been your experience in the stock market?

[ ] Excellent [ ] Good [ ] Average [ ] Poor

22. How often do you trade?

[ ] Daily [ ] Weekly [ ] Monthly [ ] Yearly

23. Which financial instruments are more risky?

[ ] Share market [ ] Mutual fund

24. Which company provides you better email facility?

[ ] HDFC [ ] Sbicap sec. [ ] ICICI [ ] Others