Académique Documents
Professionnel Documents
Culture Documents
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at http://www.jstor.org/page/
info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content
in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship.
For more information about JSTOR, please contact support@jstor.org.
University of Chicago Press and Southern Political Science Association are collaborating with JSTOR to digitize, preserve
and extend access to The Journal of Politics.
http://www.jstor.org
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
TheIdea of Individuality:Origins,
Meaning,and PoliticalSigniicance
Lewis P. Hinchman
Clarkson University
The contemporary liberal/communitariandebate depicts the self as essentially static and un-
spontaneous: in the first instance, as a detached agent of choice equipped with de facto un-
examined desires; in the second, as (optimally) the embodiment of virtues and narratives
imbedded in socially established practices. The notion of individuality, as it developed from
Goethe and Mill to the present, suggests a way to rethink this dichotomy. Individuality-as
distinguished from individualism-evokes the notion of personal identity constituted both
through reflective reexamination of the givens of life and through the continuous integration of
diverse traditions and influences into a coherent whole.
The author wishes to thank the National Endowment for the Humanities for its early support
of this project.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
760 Lewis P. Hinchman
world of history and politics. Alasdair MacIntyre (1981, 147), for example,
has branded liberal individuals "citizens of nowhere" who have been "in-
vented" partly by political theorists and partly by the civil society whose
spokesmen they are. Similarly, Michael Sandel (1982, 64) has sought to show
that the assumptions of a Rawlsian original position "stand opposed in ad-
vance to any conception of the good requiring a more or less expansive self-
understanding, and in particular the possibility of community in the con-
stitutive sense.
One would expect from writers in the communitarian tradition a fairly ex-
plicit account of how the identity of the individual self both instantiates and,
at times, transcends the patterns of socially transmitted norms or forms of
life. Yet only Hegel among communitarian theorists (assuming that is a fair
categorization of his writings) really offers such an account. From Burke and
Durkheim to Sandel and MacIntyre, communitarians appear preoccupied
with the essentially negative task of demonstrating the futility of theories
that presuppose "unencumbered subjects of possession" (Sandel'sterm). De-
spite their internal disagreements, all would emphasize that the identity of
the self does (or ought to) embody the historical traditions, practices, nar-
ratives that give substance to ideas of virtue and vice, and preserve the self
from anomie, linguistic-moral confusion, and "beggar-thy-neighbor" poli-
cies. MacIntyre (1981, 161) goes so far as to say that, in a well-ordered polity,
there would not even be a self, an "I," apart from these traditional patterns.
A variant of the communitarianposition, embodied for example in Richard
Sennett's writings, treats the emergence of the modern individual as at least
contemporary with, if not the cause of, the decay of a thriving public sphere.
As individuals emerge from the network of conventions, roles, and formulas
of civility that once circumscribed their identities, they tend to see social
relationships as a medium in which to express what is personal and private.
This "quest for personality"is at the same time a wish for intimacy and feeling,
a desire to articulate one's needs and emotions and to form close attachments
to others on that basis. Underlying Sennett's analysis is the assumption that
the real content of individuality in our time is precisely this inner world, the
erstwhile private sphere now made quasi-public. Where MacIntyre and
Sandel dismiss the individual as a ghostly abstraction floating somewhere
above real historical communities, a product of liberal moral imagination and
economic institutions, Sennett (taking his cue from Rousseau rather than
Locke) treats the sphere of individuality as almost a pre-social phenomenon,
the residue of feelings, emotions, and experiences that remain as strictly
one's own when the socially mediated aspects of one's identity are eliminated
or ignored (Sennett 1978, 259-60).
At the risk of oversimplification, one might characterize the weaknesses of
the liberal and communitarianpositions as follows. Liberal writers (as Sandel
points out) do have difficulty showing how there can be a shared good that is
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 761
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
762 Lewis P. Hinchman
cial to this process is the way in which traditions and socially mediated roles
are integrated into individuality and animated by it. We cannot really be in-
dividuals without appreciating the extent to which all individual identity is
socially mediated, any more than a poet can create original images without
drawing on the richness of a language that has evolved over the centuries and
possesses a trans-individual meaning.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 763
'For instances of such dichotomous thinking see Schiller (1965), fourth and twelfth letters;
Fichte (1956, 18-34); and Fichte (1970, 93-119).
'The thesis that the fully-developed concept of individuality first emerges in Goethe's autobi-
ography should be credited to Weintraub (1975, 1978) who has examined autobiographical
literature up to and including Goethe's to substantiate his claim. But the same result can be
reached by working backward from more recent ideas of individuality and seeking out their
common source.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
764 Lewis P. Hinchman
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 765
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
766 Lewis P. Hinchman
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 767
It may appear incongruous to discuss Mill in the same context with figures
such as Herder and Goethe who criticized the liberal-utilitarian tradition in
which he was schooled. Yet Mill's autobiography bears witness to a personal
crisis precipitated in no small measure by the aridity and narrow rationalism
of that tradition. Its adherents seemed able to demonstrate the folly of exist-
ing laws and practices, but they could not show plausibly what people ought
to make of themselves, how individuals might discover beauty, meaning, or
satisfaction in life. Mill found an antidote for his depression in the romantic
poets, especially Wordsworth and Coleridge, who shared many of the con-
cerns of their German contemporaries. In short, Mill is a theorist of indi-
viduality in large measure because of his receptivity to the expressivist
movement, not in his role as utilitarian.4And his infusion of liberalism with
expressivist ideas was designed to provide it with a more robust, historically
conscious, and multi-dimensional view of the self than the mechanistic one
presupposed by the Benthamites.
As noted already, Mill adapted the German romantic idea of individuality
to his defense of liberty. Like Humboldt, he argued that the supreme obliga-
tion of government lay in protecting individuality; indeed, liberty as a politi-
cal goal could ultimately be justified only if it encouraged individuality. But
Mill sharpened the older romantic idea by setting it in the context of his
theory of history. On the one hand, Mill thought of history as progressive.
As one surveys the social and political transformationsof the past few millen-
nia, one recognizes a tendency toward moral improvement, increased self-
discipline, and more effective organization. The most progressive societies,
such as England and the United States, contain literate, hard-workingpopu-
lations capable of "self-government" (Mill 1958, 30-36); in them, institu-
tions can be rationalized, despotism abolished, and individual liberty guar-
anteed, since it will seldom be abused. For Mill, progress such as this
depended on, among other factors, the emergence of a "commercial society"
or market economy that, by breaking down traditional barriers of caste and
estate, tended to make people more equal. Once equality of condition is the
rule, the natural "social feelings" of mankind, the "desire to be in unity with
our fellow creatures" (Mill 1961, 216), could become a powerful motive for
individual morality and for legislation that heeds the greatest happiness
principle.
4For Mill's account of the "mental crisis" which led to his reassessment of utilitarianism, see
his "Autobiography"(in Mill 1961, 82-99). Himmelfarb (1974, xx-xxii, 59-71) has developed
the thesis that there were "two" Mills, one defending liberty unequivocally in On Liberty and
another who would restrain liberty to make room for other kinds of goods. It is the second Mill
whom Himmelfarb prefers, partly because she recognizes-and rejects-the romantic or "ex-
pressivist" theory of individuality that underlies On Liberty, with its assumption of a quasi-
teleological development of the self toward moral and intellectual perfection.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
768 Lewis P. Hinchman
On the other hand, commercial society clouds the prospect of future prog-
ress. It is a society increasingly dominated by the middle class, with its nar-
rowly acquisitive outlook and its "dogmatismof common sense." Mill consid-
ered any society dominated by one class to be "stationary" because few
within it will have the resources and determination to act or think in ways
different from the norm prevalent among the "mass" (Mill 1977, XVIII,
196-97). The sparks of genius and vision that, in earlier ages, insured the
progress of humanity toward higher stages of civilization would eventually
flicker out in our increasingly homogeneous commercial society, unless so-
cial and mental diversity could be kept alive (Mill 1975, 62).
In short, history is by no means as progressive as Mill sometimes makes it
seem. The engines of progress-the market economy and equality of condi-
tion-are also harbingers of stagnation and decline. For our purposes it is
important to understand the source of this stagnation. In On Liberty, Mill
suggests that archaic man heeded his passions and will to power far more
than the strictures of morality or conscience. Over time, society managed to
tame the strong, amoral man partly by means of law and political power, and
partly by the influence of religious ideas upon his character. Although such
internal and external discipline was necessary for the progress of civilization,
it has now reached such a pitch that most people scarcely have any will, pref-
erence, or identity left apart from what society has inculcated in them: "by
dint of not following their own nature, they have no nature to follow" (Mill
1975, 58, 63).
Mill, in other words, creates a dichotomy between original nature or
"spontaneity," once a preeminent factor in the human personality and ar-
tificial, lifeless conformity, nowadays exercised officiallythrough religion and
unofficially by the "masses." His contrast between nature and conformity
calls to mind his early theory of poetry (Abrams 1971, 23-26), according to
which the intense, untrammeled expression of "feeling"or "nature"was sup-
posed to infuse true poetry. As one might expect, these assumptions find
their way into Mill's concept of individuality. Note the sort of metaphors he
introduces to illustrate what he means by individuality (Mill 1975, 56, 59):
"Human nature is not a machine to be built after a model, and set to do ex-
actly the work prescribed for it, but a tree, which requires to grow and de-
velop itself on all sides, according to the tendency of the inward forces which
make it a living thing." "Manypersons, no doubt, sincerely think that human
beings . . . cramped and dwarfed are as their maker designed them to be;
just as many have thought that trees are a much finer thing when clipped
into pollards, or cut out into figures of animals, than as nature made them."
Such metaphors sound very much like the ones Goethe and Humboldt pre-
ferred, making of individuality a dynamic, self-directing nature in each hu-
man being, awaiting only the proper circumstances to nurture it and pro-
mote its growth. Like Goethe, Mill claimed that "individuality is the same
thing with development" (1975, 60). So if we could remove or at least relax
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 769
5Consider Jesus' famous saying in the sermon on the mount that he had come to fulfill the law,
not to abolish it. Even Socrates' dialectics take for granted the table of virtues set down by the
Greek poets and propose merely to ascertain their "real"meaning.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
770 Lewis P. Hinchman
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 771
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
772 Lewis P. Hinchman
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 773
WHAT IS AN INDIVIDUAL?
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
774 Lewis P. Hinchman
'For similar reasons, both Goethe and Hegel sharply rebuked extreme forms of romantic
rebellion and pietism on the grounds that such posturing rendered individuality meaningless,
sundering it from all possibility of self-actualization. See Hegel (1952, 445-72) on the "beauti-
ful soul."
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 775
rate into himself the living impulses from these concentric rings of culture,
making himself consciously into a representative of the best elements in
each. To him, individuality could never mean only a free-floating potential
for existential choice detached from its milieu. If Goethe's intuition is cor-
rect, we become individuals by learning to mediate the abstract negativity of
consciousness (Mead's "I" and Burridge's "individual") with the concrete
wealth of culture that we confront partly as external reality, such as books,
paintings, or speeches, and partly as internal impulses, knowledge, and feel-
ing. Taylor'scriticism of the Sartrean existentialist suggests how this takes
place. Although tradition may have no pat answers for our questions, it does
teach us how to distinguish morally momentous issues from trivial ones. This
process of mediation constitutes the second, and more elusive, moment of
individuality.
Recalling the distinction between individualism and individuality, we may
now elaborate it in the following way. Individualism bespeaks an urge for
"immediate"independence, a resolve to judge everything for oneself and es-
cape the snares of traditional opinion, especially learned opinion. Tocque-
ville (1956, II, 4) described this propensity, which he observed in America,
as a loss of trust in authority: "Everyone shuts himself up tightly within him-
self and insists upon judging the world from there." Having thrust aside tra-
ditional authorities of all kinds, but needing some foundation upon which to
rest their judgments, Americans naturally fell back upon public opinion,
what everyone else seemed to be thinking and saying. In other words, indi-
vidualism-a way of living in which independence is deemed the supreme
good-culminates in a new kind of dependence, the more insidious because
it is scarcely recognized.
Tocqueville also discussed tendencies that counteract individualism, and
they resemble what I call mediation here. In aristocratic ages, people were
drawn out of the narrow circle of their personal opinions because their iden-
tities incorporated the fortunes of their family, estate, church, or trade. In
democratic America, public affairs and intermediary associations tended to
draw people out of their narrow individualism, causing them to "forget
themselves" (Tocqueville 1956, II, 110). In either case, selfhood is mediated
through ideas and associations that at first may appear to create dependency,
but actually create the possibility for a richer, more complex identity capable
of resisting despotism and public opinion. Nevertheless, these mediating
forms of self-definition, without the power of negativity to dissolve and inte-
grate them, do indeed become further forms of dependency. A Tocquevillean
aristocrat, whose intellectual horizon is bounded by family and estate, has
not even reached the level of "individualism:"he does not recognize himself
as a self apart from the social bonds in which he has grown up and the ethical
codes they enjoin. Thus his life is as habit-dominated, as automatic, as the
lives of the "mass"so harshly criticized by Mill in On Liberty.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
776 Lewis P. Hinchman
7See Hegel (1952, 68), who remarks that "following one's own convictions" may be in prin-
ciple an advance over unthinking submission to authority; however, if the content of those con-
victions remains more or less the same then one has achieved at best a kind of "pseudo-
liberation."
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 777
"my own," can collect itself as a living, active, protean power. By virtue of
the negativity inherent in consciousness, one can see the emptiness of the
old, beloved opinions, since they were never really one's own at all but un-
assimilated fragments of socialization. Having overcome the barriers of re-.
ification, a person may now be free to experience the complexity and rich-
ness of the world in novel ways. Paradoxically,individuation thus seems to
involve closer attention to what would, on a superficial view, be considered
"objective" factors of experience-the historical resonances of language,
symbols, and ideas; the realities of power and control as opposed to their
ideological obfuscation; the search for valid explanations as opposed to unre-
flective responses to manipulated images. But these observations suggest a
potential problem in the account of individuality offered so far. If one takes
one's bearings from things as they are and is shaped by the objective content
of experience, in what sense is one individualized? Wouldn't the nascent in-
dividual become a composite, chaotic microcosm of the external influences
shaping his or her thoughts and emotional responses?
At this point, mediation, the formation of the faculty of judgment, be-
comes the essential moment in defining individuality. We become aware that
ethics, politics, and art have a history that is partly constitute4)by the lan-
guage we employ to talk about them. Our erstwhile opinions usually turn out
to have been versions of previously defined positions detached from the lin-
guistic/cultural context in which they made the most sense. The effort, then,
to replace ill-considered, reified opinions with more adequate ones leads to-
ward systematic rethinking of what opinion is. It also leads into the heart of
the traditions that, in a debased form, constitute the foundation for most
contemporary opinions. Although these traditions cannot offer any easy an-
swers, they can show us how to tie our own existence and our questions
about it into a more profound way of thinking. A Christian may remain what
he always was, but there is a great difference between the Christianity of a
modern televangelist and that of a St. Thomas or a Kierkegaard.
What we strive for, then, as individuals is to draw on those traditions so as
to create a "second nature" that is genuinely our own. Every negation of
some frozen aspect of self, every struggle to attain a clear and fresh view of
things, leaves behind a core of self around which emergent individuality can
crystallize. As individuality develops, it affects the faculty of judgment across
the board. Seeing through the layers of obfuscation, triviality, and ideology
in one sphere makes it easier to do so in others. Becoming an individual
means, in part, focusing within oneself, though in a unique, unrepeatable
way, the intellectual, political, and artistic currents that provided the re-
sources for one's self-formation. Thus, Bosanquet was not wrong to speak of
an urge toward completeness; but to regard it as a quasi-entelechy obscures
the open-endedness and ultimate unattainability of the project of being an
individual. On close inspection, individuality proves to have much in com-
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
778 Lewis P. Hinchman
8Mill of course wrote essays on both figures and remarked that anyone who could find a way
to integrate them into a single world view would "possess the entire English philosophy of their
age" (1977, X, 26).
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 779
the uncompromising demand for civil and political liberty, the rejection of
traditions that have hardened into mere dogmatism or formalism. Treating
character as a political issue, then, does not mean imposing a uniform stan-
dard of moral rectitude or intellectual orientation upon a diverse culture.
But it does mean that we have another dimension for evaluating a civilization
besides the ones most commonly applied-e.g., the degree of political lib-
erty and economic prosperity enjoyed by citizens, the degree of fairness evi-
dent in the distribution of wealth, power, or prestige, and the prevailing lev-
els of personal satisfaction and "integration"into the collectivity. We could
well imagine a society in which most citizens possessed full civil and political
liberty, had achieved a high level of affluence, and felt relatively satisfied
with their lives, but which had nonetheless become a sort of "brave new
world" populated by shallow, reified, manipulated citizens who had so far
lost their moorings in the language and concepts of the past that they could
not put their own situations into historical perspective. This is the nightmare
that haunted Frankfurt school theorists like Adorno and Horkheimer, and
that still deserves to be taken seriously by liberals and communitarians alike.
However we frame our concepts of justice, liberty, happiness, and the
common good, we usually assume that these words are still intelligible and,
perhaps too, that they carry a historical penumbra of meaning objectified in
certain literary and political documents. If someone tells us that we are free
or happy and "supports" that claim mostly by symbolic manipulations, we
ought to be able to evaluate his statement by reference to the various theo-
retical and practical significances those ideas acquired from classical antiq-
uity forward. But if one's horizon of judgment has atrophied so much that the
present-a present, moreover, made intelligible largely through cliche' and
the techniques of mass marketing-must be the standard of evaluation for
itself, then concepts like freedom and happiness can be made to mean virtu-
ally anything a politician or advertising executive wants them to mean. Di-
vorced from the animating power of their own histories, these words become
a prey to the power of the "associationof ideas"; they "mean," for the person
thinking about them, whatever image or subjective experience has been
grafted onto them.
In short, individuality as a descriptive-normative idea enables us to ad-
dress the issues of character that have especially troubled some commu-
nitarians. We need not, as is so often the case in liberal theorizing, take de-
sires, passions, preferences, or interests as "givens" or as part of man's
"natural"equipment. We should instead always ask whether the desires or
interests a person now has are really his or her own, or whether they would
not appear one-sided or unworthy from the perspective of that person's fur-
ther development as an individual. It may not be possible, as moralists
would like, to persuade others to act in ways contrary to their perceived self-
interest. But it may be possible to convince them that the "self" which they
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
780 Lewis P. Hinchman
REFERENCES
Abrams, M. H. 1971. The Mirror and the Lamp. London: Oxford University Press.
Bosanquet, Bernard. 1968. The Principle of Individuality and Value. Millwood, NY. Crouse
Reprint and Periodicals.
Burckhardt, Jacob. 1958. The Civilization of the Renaissance in Italy. Vol. I. New York:Harper
& Row.
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions
The Idea of Individuality 781
This content downloaded from 143.107.47.130 on Mon, 26 Oct 2015 17:51:07 UTC
All use subject to JSTOR Terms and Conditions