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Neil Larsen
Modern Fiction Studies, Volume 38, Number 3, Autumn 1992. Copyright by Purdue Research Founda-
tion. All rights to reproduction in any form reserved.
771
modernist aesthetics. For some, no doubt, the same premise of consubstan-
tiality now restates itself, mutatis mutandis, as the relationship of postmoder-
nism to postmodernity. But modernist burn-out has also made it easier
to begin to think about the politics of modernism without in turn feeling
obliged to erect modernism into a metapolitics with its own unique per-
tinence to contemporary experience. Perhaps, after all, modernism did
serve the interests of some while effectively thwarting those of others. And
perhaps there were, or are, other modernities, unexpressed and un-
suspected in canonically modernist aesthetic categories and practices. In
any event, the relation of modernism to both modern experience and to
other aesthetic and cultural practices has come increasingly to be seen
as hegemonic and exclusionary rather than transparent and totalizing.
One of the many areas opened up for critical investigation by this
line of thinking is the historical connection between modernism and the
anti-Communist politics of the Cold War. (In precise fact, this connection
was already being drawn by, among other Old Left intellectuals, the
Lukcs of the early 1950s [see, inter alia, The Meaning of Contemporary Realism
and the epilogue to The Destruction of Reason]). But theas one might put
itone-two punch of Cold War thinking itself, together with the general-
ly promodernist stance of the New Left, had until recently kept this ques-
tion outside the limits of acceptable discourse.) Serge Guilbaut, in his
1983 How New York Stole the Idea of Modern Art, argues, for example, that
the rise of Abstract Expression in the U.S. after World War II was less
the result of some spontaneous shift of aesthetic sensibility on the part
of artists and critics than the product of a self-consciously political drive
to decanonize the old Popular Front realism of the 1930s and replace it
with a depoliticized art compatible with the U.S. imperial elite's new im-
age of itself as the guardian of aesthetic culture. A similarly political con-
nection is uncovered in Lawrence H. Schwartz's Creating Faulkner's Reputa-
tion. Here Schwartz analyzes the shift in Faulkner's literary fortunes from
relative obscurity in the 1930s and early 1940s to the super stardom of
the 1950s and after as a function of the same Cold War cultural cam-
paign to delegitimize the Left-leaning social and proletarian realism that
thrived in the pre-Cold War United States through the creation of a new,
distinctly "apolitical" and purportedly authentic "American" novelist.
Guilbaut and Schwartz emphasize the key role played in both instances
by the New York Intellectuals gathered around the Partisan Review, as
well as, in the case of Faulkner, by New Critics such as Allen Tate and
Cleanth Brooks. James Murphy, in his recent and valuable study The
Proletarian Moment, argues similarly that the current neglect of the pro-
letarian fiction of the 1930s stems directly from an institutionalization of
the politically aggressive promodernism of the New York intellectuals. And
one should note here as well Barbara Foley's important new reading of
the North American proletarian novel itself, in which she has shown that
the initial reception of works by authors such as Erskine Caldwell,
772 MODERN FICTION STUDIES
Josephine Herbst, Mike Gold, Richard Wright, and others, not only by
Left-wing but by more "mainstream" critics as well, was generally en-
thusiastic. If this major body of literature, stigmatized for its supposed
aesthetic crudity and propagandism, later languished in the shadow of
modernists such as Faulkner, this, she shows, was at least as much a
result of the Cold War cooptation of formerly friendly critics and publishers
as it was of any properties intrinsic to the novels themselves.
What these and other studies point to is certainly not, let it be said,
a conspiracy theory of modernism is an anti-Communist plot, but rather
the tendency of cultural and literary institutions on the "Western" side
of the Cold War divide to promote the canonization of modernist works
many of which long predated and/or had no direct relationship to the
aggressively anti-Communist policies of the post World War II years. These
works suited the cultural dictates of the Cold War not so much for what
they said or represented, but for what they did not say or represent, for their
scrupulously maintained neutrality as purely self-referential languages of
form, or what Guilbaut calls their "political apoliticism" (2). The politics
of the Cold War do not create modernism. To suppose so would be to
fall into an obvious historical fallacy. But it bears considering whether
or not it is the politics of the Cold War that create the institutional and
cultural forces that in turn have inculcated into several generations, in-
cluding my own, the creed of a modernist consubstantiality with contem-
porary lifeof modernism, even, as historico-aesthetic telos.
The question I wish to pose in the present essay is whether or not
something analogous to the aesthetic-political change traced by Guilbaut,
Schwartz, Foley, and others in the United States takes place in Latin
America. More particularly: can a correlation be drawn between the global
ideological demands of the Cold War, above all the elevation of anti-Com-
munism into a virtual touchstone not only for political but for virtually
all cultural practice as well, and the canonization of Latin American moder-
nism, especially modernist narrative?
Initially, however, some clarification is required. "Modernism" is
in some ways an unaccustomed term in the sphere of Latin American
literary discourse. Its Spanish cognatemodernismorefers to a literary
movement appearing in Spanish America at roughly the turn of the cen-
tury, mainly in poetry, and with affinities for French symbolism and Par-
nassianism. By any account, however, modernismo would have to be deemed
a pre- or at best proto-modernist phenomenon, if the more Eurocentric
or metropolitan designation is maintained. Vanguardismo probably comes
closest to translating the English term. But the lexical difficulty aside,
there remains the question of whether there is a Latin American moder-
nism directly assimilable to some metropolitan, or would-be global moder-
nist canon. Much of Latin American critical debate over the last three
to four decades has dwelled on this general issue, often claiming that such
an assimilation does considerable violence to a modern Latin American
LARSEN 773
body of literature that, while not quite outside the orbit of canonical moder-
nism, nevertheless turns on its own unique substrate of contemporary,
lived experience. For a time the preferred term became "magical realism,"
in reference to a mode of literary narrative that, while resembling moder-
nism in its penchant for formal experiments, also differed from it by vir-
tue of its purportedly mimetic relationship to a Latin American reality
that was said to exceed traditionally realist modes of representation.1
But with the proviso that its Latin American variant typically lodges
the claim to an autonomy of form within a prior claim to an autonomy
of content, I think it can be agreed that, at least in the narrative sphere,
a Latin American modernism has its origins in the works of authors such
as Borges, Mario de Andrade, Asturias, Carpentier, Rulfo, and
Guimares Rosa. There can also be little dispute that the so-called
"boom" phase of Latin American fiction that, beginning in the 1960s,
follows on the work of the lattercomprising works by, inter alia, Fuentes,
Cortzar, Vargas Llosa, and Garc-a Mrquezfully merits the moder-
nist designation. Indeed, as Gerald Martin has recently written, the
"boom" should be regarded not only as the "product of the fiction that
had gone before" but even more so as the "climax and consummation
of Latin American Modernism ..." (239).
But I would, in fact, go even further and maintain that it is only
after the onset of the "boom," and the vastly enhanced visibility of its
representative authors and works both within the Latin American ambit
itself and internationally, that the pre-"boom" modernists themselves come
to be tacitly regarded as belonging to a uniform literary current. It is
now a standard article of Latin American literary historiography that
without a Borges, no Cortzar, without a Rulfo or Asturias, no Garcia
Mrquez, and so on. From a certain narrowly philological standpoint, this
is certainly a fact. But the effect of the genealogy here is not only to register
the inheritance per se, but also to make it appear to be the fulfillment
of a kind of literary destiny: we needed Rulfo so that we could get a
Garc-a Mrquez, thus realizing the true latent possibilities of the Latin
American literary genius.
That is: the "boom," if I am right about its effective success in
rewriting Latin American literary history with itself as telos, might be seen
as achieving, vis- -vis its literary prehistory, what the rise of Faulkner,
or of Abstract Expressionism achieve in their respective North American
spheres: the decisive and a priori exclusion from (or marginalization within)
the canon of nonmodernist works and movements.
But does this elevation of modernism to a hegemonic position likewise
obey, even if only indirectly, a Cold War political logic? Here the analogy
1A bitter controversy surrounding the jailing of poet Heberto Padilla by the Cuban
government for purportedly subversive activities.
The readers of Garc-a Mrquez were those who found it easy to believe that a
landowner from Rio Grande, educated in the political school of gaucho factional
disputes and in the no less ambiguous one of populism [the reference is to Juan
Pern], was in fact the unexpected Lenin required by his country to lead the
revolution to victory, or that the Chilean propertied classes were prepared to
swallow, and even savour as delectably traditional in flavor the revolutionary
medicine wisely prescribed for them by Dr. Allende (155, my translation).
LARSEN 777
But, continues, Halperin, alluding to the violent military repression of
the 1970s, "there is no need to be reminded of what bloody horrors were
effectively required in order to destroy a set of illusions too pleasing to
be easily renounced; 'magical realism' now appears as an echo of a time
in Spanish America whose magic those horrors have dispelled for ever"
(155).
With some extrapolation, the emergent picture here is that of a
modernism that, while remaining, as the Old Left might have put it,
"right" in substance, nevertheless finds itself for a time in the peculiar
historical conjuncture of being "Left" in appearance. Unlike its North
American analog of roughly a decade earlier, this modernism refuses the
mantle of "political apoliticism" and, at least at first, openly encourages
an image of itself as somehow engag. Why? Perhaps because, putting
it bluntly, the Latin American "boom" modernist is an an-yanqui
nationalist before s/he is an anti-Communist. When the populist illusions
of the 1960s are dispelled by the brutal reaction of the 1970s in Latin
American (in fact the death of Che in 1967 can be taken as the symbolic
inauguration of a period of counter-insurgency and repression that begins
as early as 1964 in Brazil), the seeming Right/Left aphasia of the "boom"
vanishes with it. (It is at this point, some have argued, that the moment
of the "boom" passes, giving way to that of the more politically motivated
"testimonio," or "testimonial novel"). But Halperin adduces another
factor here as well. This is that, again in contrast to the North American
situation, the modernism of the "boom" does not appear to answer the
elite need to counter-hegemonize a tradition of increasingly Left-tending
realism but rather the outwardly progressive impulse to overcome a much
older tradition of naturalistic portrayal in Latin America. It was in and
through this traditionstretching, conservatively, from Domingo Faustino
Sarmiento's Facundo to the novels of the Mexican revolution and even,
perhaps, into Spanish America's scattered experiments with "socialist
realism" itselfthat the neocolonial intelligentsia had articulated its deep-
seated pessimism regarding the capacity of the masses to overcome their
purportedly pathological "backwardness" and usher Latin America onto
the threshold of modern civilization. In novels as otherwise diverse as
Cambaceres' En la sangre, for instance, and Revueltas' El luto humano
the former a frankly reactionary screed, the latter a supposedly progressive,
even revolutionary onethere operates much the same reduction of human
agencies in Latin America to the irresistable working out of a naturally,
even racially or biologically predetermined tragedy. It is against this
background, Halperin argues, that the flight from historical portrayal into
the modernist "boom" novel's utopias of form and language can appear
liberating. The key factor in Halperin's own rather tragic view of Latin
America's literary destiny, however, is that the moment of authentic,
historical realism is missing. While in Halperin's view, the Latin American
social sciences do effect a rupture with naturalist historicismfor which
4For much of the information in what follows I rely on Wagner's immensely useful
study, Jorge Amado: Pol-tica e Literatura.
780 MODERN FICTION STUDIES
that he had somehow been able to instigate. But few, if any party, loyalists
around the world seem to have been in a position to perceive this at the
time, awed, as most were, by the supreme political and ideological author-
ity of Krushchev himself. In fact, I would propose, this becomes a turning
point not only for international Communism but for the conduct of the
Cold War itself, insofar as the "East," still represented by the USSR
(the Sino/Soviet split, although brewing, is still some seven years away),
now adopts an increasingly defensive, conciliatory position in the face of
the "West's" unrelentingly aggressive anti-Communism. (A few years
later Khrushchev promulgates the doctrine of "peaceful coexistence"
between socialist and capitalist states.)
Amado is, by all accounts, devastated by the sudden political turn.
His personal friend and fellow Communist Pablo Neruda records in his
memoirs that the "revelations [in Kruschchev's speech] had broken
Amado's spirit. [. . .] From then on he became quieter, much more sober
in his attitudes and his public statements. I don't believe he had lost his
revolutionary faith, but he concentrated much more on his literary work,
and eliminated from it the directly political aspect that had previously
characterized it" (cited in Wagner 240, my translation). For several months
after the speech, Amado maintains a political silence. Then, in October
of 1956 he publishes a letter in a Brazilian Party newspaper calling for
open discussion of the Krushchev report and condemning the "cult of
personality." Although he remains a Party member, from this point on
Amado begins to withdraw from political life and, as Neruda notes above,
to devote all his energies to his literary career.
The result, published in 1958, is the novel for which he is still prob-
ably best known: Gabriela, cravo e canela. Set, like the earlier "cacao cycle"
in the southern Bahian port of Ilhus, Gabriela is the ludic, mock-epical
and, as some have termed it, "picaresque" love story of Nacib, a local
Syrian merchant, and the novel's heroine, a beautiful "cinnamon"-skinned
refugee from the draught-stricken Northeast whom Nacib first hires to
be his cook. Through the vagaries of this cross-class and "inter-racial"
liaisonfrom premarital to marital and finally to postmaritalAmado
weaves the narration of the changing sexual and gender mores of Ilhus
as it gradually undergoes the transition (previously portrayed in Terras
do sem fim and Sao Jorge de Ilhus) from coronelismo to modern commercial
capitalism. The novel ends with the landmark legal conviction of one of
the local cacao "colonels" for the murder of his adulterous wifethe first
time in local memory that such a conviction has been obtained. But the
story Amado had previously told through epic means, in which a series
of personal destinies is presented in such a way that their determination
by historical and economic factors is made tangible and concrete, becomes,
in Gabriela, a kind of domestic idyll, or, to adopt Doris Sommer's term
in Foundational Fictions, a "romance." No longer depicted as necessary
if likewise tragic and contradictory in its outcome, the transition to modern
LARSEN 781
capitalist dependency, symbolized by the fall of the colonels and the rise
of the port-based trading houses, becomes, in Gabriela, a subject for farce.
Politics recede into the background, to be replaced in the foreground by
the theme that is to characterize Amado's fiction from 1958 on: the exotic,
eroticized piquancy of Bahia's Afro-Brazilian culture, most often as
epitomized in women, music, and food.
With Gabriela, Amado achieves almost instantaneous acceptance by
the Brazilian bourgeois literary establishment. His past sins, above all
his orthodox socialist realist or "Zhdanovite" phase, are forgiven, and
he is welcomed into the literary circles and salons that had for years ex-
cluded him. The record here is dramatic indeed. Up until 1959 Amado,
despite becoming both nationally and internationally famous, had received
only two literary prizes: the Premio Graa Aranha in 1936 and the Stalin
Prize in 1951. In 1959 alone he receives, for Gabriela, four major awards,
with more to follow in 1961. And, most dramatic of all, in April of 1961
he is unanimously elected to a seat in the Brazilian Academy of Lettersa
seat for which, in a historical first, he is the sole and uncontested can-
didate. Sales of Gabriela are unprecedented for a Brazilian work of fiction.
Critics, from the Catholic conservative Tristo de Athayde to the existen-
tialist Jean-Paul Sartre hail the Party "dissident" Amado as a literary
genius. And, as Wagner observes, those that rush to valorize Amado's
new departure invariably discover in Gabriela a wealth of "advances" in
literary form and technique (246). Only a few old Communist stalwarts
object to the political apology clearly being enacted in Amado's new novel.5
Even high level Brazilian politicans, including presidents Kubitschek and
Quadros, eager to plug into Amado's mass readership, declare themselves
fans of Gabriela.
Do we not thus have, in Gabriela, what may virtually be the first
"boom" novel? The required characteristics seem to be there: the self-
consciously "literary" concern for new formal techniques, the mass sales,
the conversion of the author into a national celebrity, and so on. In all
honesty it must be admitted that Gabriela, despite its retreat from Amado's
earlier epic and politically empassioned mode of narration, is still a work
concerned with the historical portrayal of Brazilian society at a decisive phase.
Amado the realist remains very much present in this work, despite the
new tone of preciosity and farcical remove from history as "grand rcit."
5Wagner cites the criticism of Paulo Dantas, who sees in Gabriela not a process of
"maturation" but rather one of "accommodation," implying a "substantial loss in the most
primitive and authentic qualities of [Amado as] novelist" (248, my translation). Jacob
Gorender, in Wagner's citation, writes that "in Gabriela there disappears the revolutionary
sense of the whole that characterizes Amado's earlier works: the social conflicts are super-
ficial, and the workers come to occupy a very remote and secondary plane" (249, my transla-
tion). Gorender agrees that in Gabriela Amado transcends some of the schematism of Oj
subterrneos da liberdade, but not without paying the price of a political shift to the right.
782 MODERN FICTION STUDIES
The obsession with purely formal experiments and "language" has not
reached (nor will it in Amado's subsequent work) anything like the extreme
of, say, Garc-a Mrquez's Autumn of the Patriarch. There is no Joycean
or Faulknerian imprint here. It would perhaps even require some im-
agination to characterize Gabriela as a work of "modernism" in the full
sense of the term. But there can be, to my mind, no doubt about the
novel's distinctively Cold War modernist subtext: above all, the careful
retreat from the objectives of social or socialist realism and the avoidance
of any open signs of political engagement.
Needless to say, Gabriela will not satisfy the revolutionary-historicist
theory of the "boom" novel by sheer virtue of chronology. Amado was
certainly to become a supporter of the Cuban revolution, but in the years
1956-1958 the crucial historical experience for Amado is clearly the Cold
War itself, and its political impact on the very considerable Left-led mass
movement in Brazil. But perhaps this suggests a closer link between the
canonical "boom" novel and the Cold War than is typically thought to
exist. Certainly none of the standard "boom" authors duplicate Amado's
history of intense political activity. Nor do they, like Amado, emerge into
modernism out of a prior history of historical and social realism. The
new political and ideological reality that, in 1956, rushes upon an author
such as Amado with catastrophic effect becomes, for the somewhat younger
and more politically disengaged figure of a Fuentes or Cortzar something
more in the nature of a horizon of ideologically unquestioned assump-
tions. The budding "boom" novelist is more likely an Existentialistvia
readings of Sartre and Camusthan a militant Leninist. But if the Cuban
revolution results in a sudden, seemingly Left-wing inflection within the
overall rightward evolution, then its effect, it seems to me, is largely super-
ficial and temporary. As Halperin justly notes, it never induces the new
phase of historical realism that might have been expected if the ideological
impact of Cuba were really as profound as is sometimes claimed. What
Cuba elicits from the "boom" is, I would argue, a somewhat more mili-
tant version of a Latin American nationalism that just as easily supports
a Pern or an Omar Torrijos as it does a Fidel.
The value of rereading the "boom" through a technically extra-
canonical novelist such as Amado is, at the very least, that it gives us
a clearer picture of what was politically at stake in the generation of a
literary moment about which there has grown the myth that it was both
inevitable and the expression of a Latin American essence. By looking at
Gabriela as a virtual "boom" textbut also within the context of the
Amadian historical realism with which it breaksthe myth of essence,
or what we have also termed the myth of modernism itself as consubstan-
tial with a raw, prepolitical level of contemporary experience, is more
easily shattered. And shattering this myth remains, in my view, a vital
task. For, if, as we are told, the Cold War is over, its ideological and
cultural legacy is still very much with us.
LARSEN 783
WORKS CITED
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