Académique Documents
Professionnel Documents
Culture Documents
Horlock
Exergy Analysis of Modern
J. B. Young
Fossil-Fuel Power Plants
Whittle Laboratory,
Cambridge University, The definition of open cycle rational efficiency is unequivocally based on the ratio of the
Madingley Road, actual shaft work output from a power plant to the maximum work that could be obtained
Cambridge, CB3 0DY, in a reversible process between prescribed inlet and outlet states. However, different
United Kingdom constraints may be applied to such an ideal reversible process, and the maximum work
obtainable will then vary, as will the value of the rational efficiency. Attention has been
drawn to this issue before in the literature and it is discussed further here. In particular,
G. Manfrida the consequences of defining the outlet state for the ideal process are critical. A further
Dipartimento di Energetica Sergio Stecco,
complication occurs when water or steam is injected into a gas turbine plant. Three
Universita di Firenze,
Via S. Marta 3, definitions of rational efficiency are discussed here and some illustrative calculations
50139 Firenza, presented. There are small but significant differences between the values of the three
Italy derived efficiencies.
Journal of Engineering for Gas Turbines and Power JANUARY 2000, Vol. 122 / 1
Copyright 2000 by ASME
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
W
, (1)
W*
where W is the net shaft work output from the actual plant, and W *
the maximum work obtainable from an ideal (fully reversible)
plant operating between inlet and outlet states which need to be
prescribed. (The subscript * refers throughout to ideal processes.)
W for the actual plant is directly measurable, but W * depends on
how the inlet and outlet states are specified. Nevertheless, if the
only heat transfer is with an environment at temperature T 0 , it is
always correct to write,
W * B IN B OUT, (2)
With reference to an open-circuit steady-flow power plant sup- where I CR , I Q , I QEX and I MEX all represent lost work due to
plied with fuel and atmospheric air, the general definition of irreversibility. For a particular component (compressor, combus-
rational efficiency is, tion chamber, turbine, etc.) I CR is the lost work due to internal
Nomenclature
B, E, G, H, I, S all denote values per I C combustion irreversibility rational efficiency
mole of fuel sup- (I C I CT I CP ) chemical potential
plied. I QEX exhaust thermal irreversibility stoichiometric coefficient
B steady-flow avail- I MEX exhaust mixing irreversibility
ability function n number of moles Subscripts
e exergy of H 2O per p pressure a, b, c, d referring to ideal processes
mole p 0 standard pressure (1 bar) DAT datum state
E exergy p i partial pressure FUEL fuel
G Gibbs function S entropy 0 standard atmospheric condi-
H enthalpy T temperature tion
I irreversibility (lost T 0 standard temperature (25C) i species i
work) W work output from real plant IN inlet to plant
I CR component irrevers- W * work output from ideal plant OUT outlet from plant
ibility (internal en- [WED] work of extraction and deliv- SAT saturated
tropy creation) ery STACK exhaust gas
I Q component irrevers- , , correction terms on efficiency WL water (liquid)
ibility (external heat defined in text WV water vapour
transfer) x mole fraction * ideal process
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
irreversibility and I Q is the lost work due to heat transfer with the The use of the term [WED] should be explained. It may be thought
environment (zero for most components). I CR and I Q are summed of as the difference between what Haywood calls the work of
over all components. For convenience, the lost work associated extraction of air from the environment (to storage at ( p 0 , T 0 )) and
with discharging the hot exhaust gases directly to atmosphere is the work of delivery of products to the environment (from storage
split into the following two terms: at ( p 0 , T 0 )). Some authors refer to it as the chemical exergy
component of the products less that of the air used in combustion.
the thermal irreversibility I QEX is the work which could
Since air is supplied from the standard atmosphere in that datum
be obtained by reversible cooling of the hot exhaust gases
state (i.e., with zero exergy), E IN is simply the exergy of the fuel
to temperature T 0 .
E FUEL, so that,
the mixing irreversibility I MEX is the work which could be
obtained by bringing the now cooled gases into chemical
W * c E FUEL G 0 WV WED. (12)
equilibrium with the environment via a reversible process
Expressions for the component lost work terms are given in the E FUEL is also called the fuel chemical availability by Moran, the
literature (Moran (1982); Kotas (1985)) but the particular irrevers- availability of the fuel by Gyftopoulos and Beretta, and the chem-
ibilities I C (the lost work in the combustion chamber), and I MEX are ical exergy of the fuel by Kotas and by Bejan et al. The rational
discussed in detail later in this paper. efficiency is now,
Combining equations (1), (4), and (5) gives a general expression
for in terms of the lost work, W W
c . (13)
I CR I Q I QEX I MEX W * c E FUEL
1 . (6)
E IN E OUT
As for [W * ] d , [W ] c is unaltered by the presence of excess air,
*
3 Three Definitions of Rational Efficiency because the extra work obtained by expanding the excess gases
Referring now to Fig. 1, the three cases (b), (c), and (d) are with the other exhaust products is exactly cancelled by the extra
considered in reverse order. Complete combustion is assumed in work of compression at inletthe pressure ratios ( p 0 /p i,0 ) being
each case as excess air is always supplied in gas turbine combus- the same in both cases. [W * ] c has been tabulated by Moran (1989)
tion chambers and there is no reactive exergy left in the exhaust. for various fuels.
3.1 Case (d). The simplest prescription for W * and is 3.3 Case (b). The third definition for rational efficiency fol-
based on case (d) (see Fig. 1(d)), the approximate approach fre- lows from Oberts case (b). At inlet, fuel and mixed air enter
quently used, as indicated by Moran: with each stream at pressure p 0 and temperature T 0 , but the
exhaust products leave in a fully mixed state at atmospheric
W * d G 0 WV (7) temperature T 0 and total pressure p 0 . (In the ideal process there
has been no irreversible mixing in reaching this state.)
W W The reversible work associated with this process is still given by
d . (8)
W * d G 0 WV Eq. (2), but the subscript OUT now refers to the exhaust condition
in the stack after cooling to T 0 (but before expanding each con-
[G 0 ] WV is the change in Gibbs function (products minus reac- stituent to its standard atmospheric partial pressure). The subscript
tants) for a stoichiometric reaction where all chemical species STACK is used to denote this exhaust state (i.e., at mixed
enter and leave separately and individually at standard pressure p 0 pressure p 0 and temperature T 0 ) and, hence, for the new ideal
and temperature T 0 , and water leaves as a vapour. Thus, process, E OUT E STACK. Note, however, that availability values
G 0 WV
prods
i i T 0 , p 0
reacts
i i T 0 , p 0 , (9)
are still measured above the datum of the environmental state
(B 0 B DAT, E 0 0), so that E STACK E 0 E STACK.
The reversible work and rational efficiency are now,
where i is the stoichiometric coefficient, and i is the chemical
potential of species i. Note that although [G 0 ] WV is defined in W * b E IN E STACK (14)
terms of a stoichiometric oxygen-fuel mixture, [W * ] d is actually
unaffected by the presence of excess oxygen and nitrogen so long W W
as these enter and leave the plant at the same pressure and tem- b . (15)
W * b E IN E STACK
perature.
3.2 Case (c). A classical definition of rational efficiency is [W * ] b now depends on the species concentrations in the exhaust
that based on Oberts case (c), see Fig. 1(c). It is conceptually (the same for the real and the ideal process). Furthermore, the
possible to obtain extra work by expanding each species reversibly exergy E STACK is equal to the lost work that would be associated
and isothermally from p 0 to p i,0 , the partial pressure at which it with the discharge from the state STACK to the environmental
exists in the standard atmosphere, but this is offset by the corre- state. This lost work of delivery (which is not included in [W * ] b )
sponding requirement to compress the oxygen and nitrogen enter- is given by,
ing the plant from their standard atmospheric partial pressures to
p 0 . Thus for case (c),
W * c E IN E OUT E IN G 0 WV WED, (10)
I MEX RT 0
prods
n i ln p i,0
p i,STACK
, (16)
WED RT 0 i ln
p0
p i,0
RT 0 i ln
p0
p i,0
The ideal work is now related to the real work through the
equation,
prods air
W * b W I CR I Q I QEX, (17)
p0 p0
RT 0 n i ln RT 0 n i ln . (11)
p i,0 p i,0
prods air and the rational efficiency may be written as
Journal of Engineering for Gas Turbines and Power JANUARY 2000, Vol. 122 / 3
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
I CR I Q I QEX I CR I Q I QEX lower calorific value [H 0 ] as the basis for plant overall effi-
b 1 1 . ciency, but there the differences between the two values is of
E IN E STACK E FUEL I MEX
substantial significance because of the high enthalpy of vaporisa-
(18) tion of water. The difference in exergy between the states MH and
A is much smaller as indicated in the last paragraph.
4 H 2O in the Exhaust Gas
The determination of I MEX (and the evaluation of the rational
5 Power Plants With Water Injection
efficiency for plants with water injection), requires the determina-
tion of the exergy of H 2O in various states. Problems also arise for water present in the exhaust which is
Figure 2 shows various states of H 2O, all at temperature T 0 . injected into the plant rather than coming from the oxidation of
State A is liquid water at pressure p 0 (i.e., pressurised above the hydrogen in the fuel. In particular, gas turbines with water injec-
saturation pressure p SAT(T 0 )), states B and C are saturated liquid tion represent a technology which is gaining popularity due to the
and vapour, respectively, and state 0 is the state of the H 2O in the associated increase in power output and cycle efficiency. Typical
standard atmosphere. The partial pressure of the water vapour in examples are the STIG and RWI plants, see Macchi et al. (1995).
state 0 is p WV,0 and is related to a specified relative humidity, RH In terms of the fluid streams crossing the control surfaces
( p WV,0 /p SAT), (Kotas (1985)). enclosing the real and ideal plants, the only differences lie in the
The enthalpy and entropy of liquid water are virtually indepen- addition of extra streams of liquid water at inlet and a correspond-
dent of pressure, and, hence, the molar exergy of states A and B are ing increase in the water content of the exhaust gas.
almost equal, e A e B . Also, e B e C and, by definition, e 0 0. The water supplied at inlet (for all three ideal processes) has exergy
Hence, assuming water vapour behaves as a semi-perfect gas, corresponding to state A in Fig. 2, i.e., n We A n WRT 0 ln (p SAT/p WV,0),
(e A e 0 ) (e C e 0 ) RT 0 ln (RH). where n W is the number of moles of water supplied externally per
In a real power plant, the H 2O in the exhaust gas is usually in mole of fuel. For the classical ideal process (c), the water exergy at
vapour form because the stack temperature is deliberately chosen outlet is zero. For the ideal process (d) (if based on the exit vapour
to be higher than the dewpoint temperature. On the other hand, the state MH), the extra H 2O at outlet has exergy n We MH. For the ideal
atmospheric temperature T 0 is normally below the dewpoint tem- process (b), the extra H 2O at outlet (if based on the exit vapour state
perature. The true equilibrium state of the H 2O in the exhaust from MN) has exergy n We MN. It should be noted, however, that for the
the ideal plant exhausting at temperature T 0 is therefore a mixture process (b) the partial pressure of water vapour in the exhaust
of water vapour at partial pressure p SAT and condensed liquid water (p WV,STACK) increases with increasing water injection and this alters the
at pressure p 0 . value of e MN.
In evaluating the contribution of water to the term I MEX it is The values of ideal work for the three processes are, therefore,
convenient to consider a fictitious metastable vapour state MN
lying on the isothermal T 0 , but at a pressure p WV,STACK rather than W * d E IN E OUT E FUEL WED n W e A n W e MH (19)
the saturation pressure p SAT. The exergy of this state MN is e MN
RT 0 ln ( p WV,STACK/p WV,0 ), i.e., not the same as that of states B and W * c E IN E OUT E FUEL n W e A (20)
C (e C RT 0 ln ( p SAT/p WV,0 )).
Similarly, in evaluating the exergy change in case (d) and E FUEL W * b E IN E OUT E FUEL n W e A I MEX, (21)
in case (b), there is the option of choosing the equilibrium (liquid)
state at ( p 0 , T 0 ), or another fictitious metastable state MH for the where I MEX includes the contribution due to the increased water
water (vapour) at exit from the ideal process shown in Fig. 1(d). vapour content at state STACK, which now contributes
Moran defines the chemical exergy of a hydrocarbon fuel using (n C n W ) RT 0 ln ( p WV,STACK /p WV,0 ), n C being the number of
case (c) of Fig. 1, but using a value of [G 0 ] WV determined from moles of H 2 O produced in combustion per mole of fuel sup-
the vapour state MH leaving in case (d). He points out, however, plied. Corresponding rational efficiencies can be calculated by
that if the water leaves case (d) in the liquid state A there will be substitution in Eqs. (8), (13), and (15).
a change in this value to [G 0 ] WL (a correction of (e MH e A )
RT 0 ln ( p 0 /p SAT)) as in the (modified) case (d) considered by Bejan
et al. 6 Relationships Between Irreversibilities
Parallel problems to these arise when choosing the higher or For open cycles, an interesting relationship may be established
between (WED), the irreversibility I MEX involved in the discharge
of the exhaust gases at T 0 , and part of the irreversibility in
combustion. (Note that this relationship, as derived below, is not
applicable to cycles with water injection.)
The lost work I C in an adiabatic combustion process with air and
fuel entering the chamber individually at ( p 1 , T 1 ) and products
leaving at ( p 2 , T 2 ), is given by,
I C T 0 S 2 S 1 T 0 S 0 WV T 0
prods
n i i T 2
R ln
p i,2
p0
T0
air
n i i T 1 R ln
p i,1
p0
, (22)
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
I CT T 0 S 0 WV T 0
prods
n i i T 2 T 0 air
n i i T 1
b
d
1
c
1
1
c 1 . (29)
I CP RT 0
air
n i ln
p1
p0
RT 0
prods
n i ln
p2
p0
Some magnitudes for , , and , together with the differences
between the three efficiencies are presented in the following sec-
tion.
RT 0
air
n i ln
p i,1
p1
RT 0
prods
n i ln
p i,2
p2
. 8 Calculations for Some Gas Turbine Cycles
Calculations of the three efficiencies have been undertaken for
In terms of the mole fractions, the expression for becomes, some modern gas turbine cycles using an established computer
code (Carcasci and Faccini (1996)) modified to include exergy
RT 0 n i ln x i RT 0 n i ln x i , (24) balances.
air prods
8.1 The General Electric LM2500 STIG Plant. The GE
where x i ( p i /p) is the mole fraction of species i. Similarly, Eqs. LM2500 STIG plant has a facility for injecting steam into the HP
(16) and (11) for I MEX and [WED] can be written, and LP turbines. The design features include two-stage compres-
sion with overall pressure ratio 18 7, combustion temperature
I MEX RT 0
prods
n i ln p i,STACK
p0
RT 0
prods
n i ln p0
p i,0
1500 K and turbine cooling air abstraction 9 percent of the air mass
flowrate at engine inlet. For no steam injection, the three efficien-
cies and dimensionless irreversibilities , , and are as follows:
RT 0
prods
n i ln x i RT 0
prods
n i ln p0
p i,0
(16a) c 0 352 d 0 369 b 0 361
Journal of Engineering for Gas Turbines and Power JANUARY 2000, Vol. 122 / 5
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
, although small, are still comparable with some of the other
component exergy losses.
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm
bustion temperature (and hence air/fuel ratio), given the envi- traditional thermal exergy destruction (due to release of hot stack
ronmental conditions gases) can be of the same size or even lower than that connected
2 assessing the comparative performance of different types of with chemical mixing with the reference environment.
plant in utilizing the energy (or exergy) of a fuel, given the
environmental conditions
References
It can be argued that b is the most realistic criterion for both
Bejan, A., Tsatsaronis, G., and Moran, A., 1996, Thermal Design and Optimization,
purposes. The fact that the I MEX contribution to exergy destruction Wiley, New York.
is directly subtracted from the denominator, and not accounted Bettagli, N., and Manfrida, G., 1995, Power Generation Using Liquid Hydrogen
within the irreversibility balance for consistency, does not mean Fuel: A Possible Power Plant Scheme, Hypothesis 1, Int. Conf., Gaeta, Italy.
that this type of irreversibility mechanism does not exist, only that Carcasci, C., and Facchini, B., 1996, A Numerical Method for Power Plant
in practice it is virtually unavoidable. Simulation, ASME J. Energy Resource Tech., Vol. 118, pp. 36 43.
Gyftopoulos, E. P., and Beretta, G. P., 1991, Thermodynamics, Foundations and
More generally, it has to be said that the three efficiencies differ Applications, MacMillan, New York.
little, although d and b are always greater than c . Use of c has Haywood, R. W., 1980, Equilibrium Thermodynamics, Wiley, New York.
a limitation in its practical application, as it implies that work is Haywood, R. W., 1991, Analysis of Engineering Cycles, Pergamon, New York.
recoverable from the (cooled) exhaust gases, whereas this is not Horlock, J. H., 1992, Combined Power Plants, Pergamon, New York.
Kotas, T. J., 1985, The Exergy Method of Thermal Power Analysis, Butterworth,
feasible in practice. Use of d involves an invalid definition of the Macchi, E., Consonni, S., Lozza, G., and Chiesa, P., 1995, An Assessment of the
ideal process, since its defined outlet state is entirely different from Thermodynamic Performance of Mixed Gas-Steam Cycles, Parts A and B, ASME
that of the real process. Nevertheless, the use of d along the lines JOURNAL OF ENGINEERING GAS TURBINES AND POWER, Vol. 117, pp. 489 508.
explained in section 6, in which [WED], and I MEX are all Moran, M. J., 1989, Availability Analysis: A Guide to Efficient Energy Use, ASME
Press, New York.
ignored, is a useful quick way of assessing efficiency and the
Obert, E. F., 1960, Concepts of Thermodynamics, McGraw-Hill, New York.
location of major losses without serious approximation. Stecco, S. S., and Manfrida, G., 1988, Exergy Analysis of a Reactive Hydrogen-
Relevant aspects also relate to the consideration of newly pro- Oxygen Steam Cycle for Peak-Load Power Generation, Proceedings, 23rd Interso-
posed cycles, often involving water or steam injection and/or a ciety Energy Conversion Engineering Conf., ASME Paper 88-93-54.
very low stack temperature. In these cases, even if the results in Stodola, A., 1924, Steam and Gas Turbines, Springer, Berlin.
Szargut, J., Morris, D. R., Stewart, F. R., 1988, Exergy Analysis of Thermal,
terms of the three definitions of rational efficiency are comparable, Chemical and Metallurgical Processes, Hemisphere, PA.
new sources of exergy destruction arise (e.g., discharge of very wet Szargut, J., and Petela, R., 1965, Egzergia (in Polish), Naukowa-Technicze, War-
streams of combustion gases to the environment). Further, the saw.
Journal of Engineering for Gas Turbines and Power JANUARY 2000, Vol. 122 / 7
Downloaded 17 Sep 2007 to 145.94.223.23. Redistribution subject to ASME license or copyright, see http://www.asme.org/terms/Terms_Use.cfm