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Review of General Psychology 2013 American Psychological Association

2013, Vol. 17, No. 2, 184 189 1089-2680/13/$12.00 DOI: 10.1037/a0032932

A Developmental Evolutionary Framework for Psychology

Robert Lickliter Hunter Honeycutt


Florida International University Bridgewater College

Evolutionary psychology (EP) was founded on the metatheoretical assumptions of the modern (or
neo-Darwinian) synthesis of evolutionary biology, which dichotomize internal from external sources of
causation. By prioritizing the former, EP has promoted a preformationist view of individual development,
which effectively divorces developmental from evolutionary analysis. The authors argue that these
assumptions about development are in need of revision in light of recent advances in genomics,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

epigenetics, and developmental science. The authors outline a developmental evolutionary framework for
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psychology, a relational metatheory that integrates the study of developmental and evolutionary mech-
anisms within one explanatory framework. They argue that knowledge of the dynamics of developmental
processes are necessary to illuminate mechanisms of evolutionary change and that the psychological
sciences, particularly comparative and developmental psychology, are ideally positioned to contribute to
this endeavor.

Keywords: evolutionary psychology, unifying psychology, theory of psychology, developmental pro-


cesses, dynamic systems

The Modern Synthesis Applied to Psychology and Its The modern synthesis is primarily a theory about genes, and for
Shortcomings the better part of the past century, evolution was narrowly defined
as a change in the genetic composition of populations (see
Because all modern life forms evolved from earlier, now extinct Dobzhansky, 1937; Mayr, 1982). Evolution came to be defined in
forms of life, it seems evolutionary perspectives are well suited to this way because of the special privileges assigned to genetic
provide a metatheoretical unity of understanding and discovery factors. As we have noted elsewhere (Lickliter & Honeycutt, 2003,
within and across the life sciences. However, when most readers 2009), genes were thought to be the exclusive means by which
hear the terms evolution and psychology paired together, they
information is transmitted across generations and that genes en-
likely think of evolutionary psychology (EP), a subdiscipline in
code programs or instructions that predetermine the development
psychology that combines cognitive psychology with the general
of traits. Moreover, genetic information was not thought to mod-
principles of the modern (or neo-Darwinian) synthesis, the pre-
ifiable by experiential or environmental (i.e., proximal) factors
vailing theory of evolution during the 20th century. Some have
encountered during the lifetime of the organism. From this view,
claimed that EP could serve as a metatheoretical basis for psy-
phenotypic novelty could only come about through nondirected,
chology (e.g., Duntley & Buss, 2008), but we are doubtful in part
chance events like genetic mutation and recombination. Natural
because the modern synthesis itself has failed to unify even the
selection thus plays the primary creative role in evolution by
biological sciences. For example, both developmental biology and
filtering out nonadaptive variants, and in so doing, shapes the
ecology advanced largely independently of evolutionary biology
frequency and spread of adaptive (genetically determined) traits in
throughout the last century (Pigliucci, 2009). Recently there has
been a growing discontent with the modern synthesis among life populations.
scientists, resulting in a call out for a broader synthesis of ideas in Proponents of the modern synthesis largely focused on the
understanding evolution (Pigliucci & Mller, 2010). Although this evolution of physical traits, ranging from enzymes to morpholog-
newer synthesis has yet to be formalized, we believe it has the ical features (e.g., beak size). Behavioral traits were thought to
potential to unify much psychological research. Likewise, we evolve in a manner similar to physical traits, but little empirical
believe psychology can play a constructive role in the formation of attention was devoted to this issue in evolutionary biology (but see
this new synthesis. Roe & Simpson, 1958), likely because behavior was not thought to
contribute to evolutionary change (Bateson, 2004). Sociobiology,
which gained prominence in the 1970s, was the first popular
attempt to explain behavior using the modern synthesis (Wilson,
Robert Lickliter, Department of Psychology, Florida International Uni- 1975). Sociobiologists argued that many social behaviors (e.g.,
versity; Hunter Honeycutt, Department of Psychology, Bridgewater Col- infanticide, incest avoidance, male promiscuity, and altruism) of
lege.
animals could be understood as having evolved by means of
The writing of this article was supported in part by NSF grant BCS
1057898 awarded to Robert Lickliter. natural selection because they served (and continue to serve) to
Correspondence concerning this article should be addressed to Robert increase the frequency of an individuals genes (directly or indi-
Lickliter, Department of Psychology, Florida International University, rectly via kinship relations) in subsequent generations. EP emerged
Miami, FL 33199. E-mail: licklite@fiu.edu in the 1980s, focusing specifically on human behavior. EP modi-

184
DEVELOPMENTAL AND EVOLUTIONARY PSYCHOLOGY 185

fied the scope (e.g., an interest in cognition and social behaviors) come. Gene activity and expression is determined and regulated by
and explanatory basis of sociobiology. historically construed, systemic factors in and above the level of
A central claim of modern EP (see Barkow, Cosmides, & the cell. As a result, genetic and environmental factors cannot be
Tooby, 1992; Buss, 1995; Pinker, 2003) is that natural selection meaningfully partitioned, and perspectives that favor notions of
operates on the underlying psychological mechanisms that gener- prespecified or predetermined phenotypic traits are not up to the
ate behavior. Specifically, EP argues that there exists a large set of task of making sense of the dynamics of the developmental process
domain-specific cognitive modules in the minds of modern hu- and its varied outcomes (see Lewkowicz, 2011; Spencer et al.,
mans that evolved by means of natural selection as adaptations to 2009, for examples in the development of perception and cogni-
specific ancestral environments during the emergence of Homo tion).
sapiens. Despite major changes in living conditions and lifestyles Moreover, there are multiple, experience-dependent inheritance
since the emergence of our species, EP claims there has not been systems beyond the traditional genetic system (see Jablonka &
enough time for selection to change the genetically determined, Lamb, 2005, for review). For example, the epigenetic system
modular nature of the human mind. Thus, to understand modern affects the expression of the genome of an individual during its
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behavior and cognition, EP argues that psychologists must look to development and can influence (directly or indirectly) the devel-
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the distant past to consider the adaptive challenges faced by our opment of offspring without altering the coding sequence of genes.
early ancestors to identify the specific (now innate) cognitive To date, the majority of such transgenerational epigenetic effects
solutions that evolved to solve these problems (Tooby & Cos- that have been identified deal with exposure to toxins, drugs,
mides, 1990). restricted diets, or temperature changes, but studies with rodents
EP has been criticized on numerous grounds, ranging from its have found transgenerational effects associated with social stimu-
particularly narrow view of adaptation to only ancestral (and lation such as maternal behaviors (levels of licking and grooming),
largely unknown) conditions, its appeals to genetic determinism, abusive caregiving, and experimenter-provided handling (Cham-
its falsifiability, its lack of evidence for extensive modularity of pagne, 2010; Crews, 2008; Harper, 2005; Honeycutt, 2006).
mind, and failures to replicate key findings (see Buller, 2005; These modern advances challenge the foundational dichotomies
Richardson, 2007; Rose & Rose, 2000 for reviews). As we see it, (genetic vs. environmental; innate vs. acquired; ultimate vs. prox-
many of the shortcomings of contemporary EP can be traced to its imate; heredity vs. development; biology vs. culture) of EP and
ongoing commitment to the metatheoretical assumptions of the other nativist approaches throughout the history of psychology.
modern synthesis of evolutionary biology. These divisions are artificial. Not only have they outlived their
These metatheoretical assumptions split the internal world from usefulness in describing or explaining behavior, they currently
the external world, and because it places priority (or realness) on serve to hinder rather than promote advances in the behavioral
the former, it promotes a predetermined and nondevelopmental sciences. To describe a behavior pattern as innate (or genetically
explanation of physical and behavioral traits (Overton, 2006; determined) is in fact a statement of ignorance about how that trait
Oyama, 2000). The special privileges assigned to genetic factors actually develops. As we have outlined in more detail elsewhere
effectively divorced heredity (as genetic transmission) from devel- (Lickliter & Honeycutt, 2003, 2009), the genocentric view (as with
opment, and developmental influences (viewed as proximate any preformationist view) has several serious shortcomings, not
causes) from evolutionary processes. These divisions in turn fos- the least being that it assumes as a given the developmental
tered the view that developmental analyses could add no explan- outcomes that actually require a causal developmental analysis.
atory value to evolutionary theory. As a result of this type of What is needed (i.e., what the data demands) is a different
thinking, the modern synthesis focused on population genetics metatheoretical framework that can more adequately deal with the
during most of the last century, moving away from earlier evolu- dynamics of behavioral development across multiple time-scales.
tionary concerns with embryology and developmental biology In what follows, we outline such an approach and discuss its
(Amundson, 2005; Gottlieb, 1992). This population genetics ap- implications for psychological research.
proach concentrated on the traits of adults in populations and
virtually ignored questions about how these traits were actually Metatheoretical Assumptions of a Developmental
realized during the course of development.
Evolutionary Framework
However, empirical and conceptual advances in the biological
and psychological sciences over the last several decades have We propose a developmental evolutionary framework for psy-
combined to establish a more integrative, epigenetic account of the chology. We believe that psychology needs such a framework to
stability and variability of phenotypic development. The evidence address how to characterize the developmental dynamics involved
and rationale behind this epigenetic alternative to the Modern in generating, maintaining, and transforming behavior within and
Synthesis has been a major focus of research across the life across generations. The overarching goal of this effort would be to
sciences in recent years and is bringing together genetics, molec- fuse approaches that emphasize developmental mechanisms and
ular, cellular, and developmental biology, neuroscience, develop- those that focus on evolutionary processes. In this sense, our
mental psychology and psychobiology, and evolutionary biology developmental evolutionary framework shares much in common
to reconsider the nature of the links between development and with the assumptions associated with other modern developmental
evolution (e.g., Gottlieb, 2002; Hallgrmsson & Hall, 2011; Pigli- theories (see Lerner, this issue; Michel, this issue; Overton, 2006).
ucci & Mller, 2010; Robert, 2004; West-Eberhard, 2003). Although space limitations prevent a full description and devel-
Collectively, this work shows that the passing on of a genome in opment of our framework, below we describe several metatheo-
reproduction, although certainly necessary, cannot serve as a suf- retical assumptions that should contribute to the course of psy-
ficient explanation for the achievement of any phenotypic out- chologys future:
186 LICKLITER AND HONEYCUTT

Individual development takes place within a hierarchy of If evolutionary psychologys aim is to understand the evolved psy-
embedded relational systems (gene celltissue organ system chological mechanisms that underlie behavior and the selective forces
organismproximate environments distal environments) that re- that have shaped these mechanisms, then it seems to us that uncov-
ciprocally influence each other. What happens at one level in a ering the network of factors (both internal and external to the organ-
ism) that bring about or maintain (or eliminate) transgenerational
system (e.g., genetic transcription) is causally connected to what is
similarities or differences in behavioral traits should be a prominent
happening at other levels of the system (e.g., cellular environment,
goal of EP. (Lickliter & Honeycutt, 2003, p. 829)
sensory environment, social context, and so on).
Because of the multiplicity of levels, factors, and interactions, We continue to hold this view and our developmental evolu-
and because of its dynamic and historical nature, the control of tionary framework outlined here is an attempt to move forward on
developmental processes is distributed relationally throughout the this significant challenge.
organism environment system and cannot be attributed to any
single resource, level (e.g., genes), or experience. Internal and
Implications for Psychological Science
external developmental resources operate as coequals, not as com-
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peting alternatives. Development is situated, contingent, and What are the implications of incorporating a developmental
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context-sensitive. evolutionary framework into contemporary psychology? How


Attempts to identify traits that are innate versus acquired are would our proposal offer something different from the established
both meaningless and invalid. A belief in innate traits reflects a version of EP, which has long argued that it provides psychology
commitment to preformationism and ultimately, mysticism. with its most comprehensive and profitable theoretical framework
There are numerous interrelated systems of biological inher- (e.g., Buss, 1995; Cosmides & Tooby, 1987). In the broadest
itance beyond the genetic system. At the moment of conception sense, our metatheoretical framework identifies important areas
there is already a structured organism embedded in a structured, and topics of research currently underrepresented within the field,
multilevel environment. while better situating the field of psychology within contemporary
Each generation uses a set of heritable developmental re- life sciences.
sources. These are reconstructed in each organisms development The adoption of our approach in the psychological sciences
through a self-organizing process that does not rely on a central demands greater attention be paid to analyzing behaviors under
information source. normally occurring ecological conditions. Because organism
Evolutionary changes are the result of developmental environment systems are tuned together over developmental and
changes. The process of development both constrains phenotypic evolutionary time scales, we should expect special relationships
diversity as well as introduces phenotypic variation upon which between organisms and species-typical ecological events (John-
selection can act. ston, 1985). In much of traditional psychological analysis, how-
The introduction of phenotypic novelty is not necessarily ever, subjects are placed in ecologically arbitrary situations and
random or arbitrary. Variations of the phenotype are produced by tested for responsiveness to ecologically arbitrary events. Such
the transactions between organisms and the environment during artificial, simplified studies may be necessary to isolate potential
development. mechanisms of behavior, but such studies often overstate or un-
In the most general sense, the assumptions of our developmental derstate how important certain factors are in real-life situations. In
evolutionary approach are consistent with a relational metatheory the examples below, we highlight the importance of including
of development (Overton, 2006), with its emphasis on process, ecologically relevant factors in psychological research.
activity, change, emergence, and self-organization. When applied Neurogenesis in adult zebra finches is known to be influenced
to psychological analysis, our framework emphasizes an empirical by housing conditions. Rates of neurogenesis are higher in birds
concern with how behavioral and cognitive traits are generated and housed in larger social groups in large aviaries compared to birds
maintained in developmental processes (see Caporael, 2003; housed alone in smaller aviaries or housed with one other bird
Quartz, 2003, for similar perspectives). Given that all phenotypes, (Lipkind, Nottebohm, Rado, & Barnea, 2002). Likewise, a number
including behavior and cognition, have a specific developmental of recent studies have shown that neurogenesis in adult birds
history that explains their emergence, a developmental mode of drawn from wild populations is higher compared to captive pop-
analysis is required to fully explain the structures and functions of ulations (Barnea, 2010).
maturing and mature organisms. Our framework recognizes the Much of what we know about the acquisition of classically
need to understand how combinations of genetic, hormonal, neu- conditioned responses has been based on studies that involved
ral, physiological, behavioral, and social mechanisms act syner- conditioned stimuli that were ecologically arbitrary (e.g., pure
gistically as a system from which behaviors emerge and are tones or lights). However, when more ecologically realistic stimuli
maintained within and across generations. For example, explana- are used as conditioned stimuli in a variety of domains, the
tions of alcohol abuse must include understanding the body and acquisition of conditioned responses are more rapid and resistant
brain responses to alcohol, prenatal or early postnatal exposure to to extinction than when ecologically arbitrary (but still complex)
alcohol, family histories and patterns of alcohol use, the motiva- stimuli are used (Domjan, 2005).
tional reasons for abusing alcohol, contextual analysis (including Early studies on song leaning by birds often used a tape-tutor
conditioned effects), and an analysis of social relationships and paradigm in which young birds were isolated in chambers and
cultural norms which may support alcohol abuse. exposed individually to recordings of songs. These results sug-
This focus on the causal analysis of development, how devel- gested that birds could only learn conspecific songs and only
opment actually happens, is fundamental to our proposed frame- within a certain period of sensitivity. Later results using live tutors,
work. As we put it a decade ago: however, indicated that not only could birds learn songs well
DEVELOPMENTAL AND EVOLUTIONARY PSYCHOLOGY 187

beyond the proposed sensitive period for learning, but in this more social upbringing of the animals (from wild populations vs. lab-
ecologically realistic situation, could even learn songs of a differ- reared) and assess the skill in a way that is ecologically relevant to
ent species (Baptista & Petrinovich, 1984). the species tested (Boesch, 2007).
Traditionally, in studies of human infant perception research- A major point of departure from our framework and other
ers often presented stimulus events in a single sensory modality evolutionary approaches to behavior is our interest in treating
(e.g., visually or acoustically). However, infant perceptual and evolution as an ongoing process. Our perspective sees behavior as
cognitive abilities are enhanced when researchers use more real- both the product of evolution and also as part of the process by
istic events in which information is simultaneously conveyed which evolution takes place. Note that the assumptions of the
across multiple sensory modalities (Bahrick & Lickliter, 2000). modern synthesis (and in turn, EP) limit how evolutionary con-
By placing organisms in ecologically arbitrary physical (e.g., cerns could be applied to the study of behavior, as the behavioral
laboratories or operant chambers) and social (testing alone vs. in (and cognitive) characteristics of individuals are viewed as prede-
groups) situations and exposing them to ecologically arbitrary termined outcomes of a past, finished process of evolution (Hon-
stimuli (e.g., pure tones to study associative learning, line draw- eycutt, 2006).
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ings of figures to study attraction, face-like stimuli to study infant The idea that behavioral changes can be an important source of
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face preferences, still shot photographs to study emotional discrim- evolutionary change has received increasing research attention in
ination), psychologists have made great strides in understanding the last decade (see Gottlieb, 2002; Oyama, Griffiths, & Gray,
how and what organisms can do or learn (i.e., in understanding 2001; West-Eberhard, 2003). Acknowledging the role of behav-
potential mechanisms of behavioral change), but such progress has ioral change in initiating (or inhibiting) evolutionary change in-
often been at the expense of understanding what and how organ- volves the idea that behavioral changes can alter selection pres-
isms actually do or learn in real situations. sures by bringing organisms into different environmental
As mentioned earlier, proponents of contemporary EP would relationships. In this sense, behavioral change only indirectly
have us look to the distant (population-level) past to understand the influences evolutionary change via its impact on selection pres-
(individual-level) present. Keeping in mind the deeply problematic sures (Duckworth, 2009). For example, imagine a situation in
issues of determining whether human behaviors were adaptive in which a group of land-dwelling mammals begin to exploit a new
the distant past or were influenced by natural selection (Lewontin, food resource found under water that requires some level of diving
1998), we believe there is value in this approach, namely in its and swimming. Indirectly, this change in diet and foraging behav-
functional orientation. Asking how humans (or any species) ior could influence selection pressures for morphological traits
solve or adapt to various problems (like finding and securing (e.g., webbed feet, increased adipose tissue for thermal regulation,
suitable mates) has been a useful way throughout the history of and increased lung capacity) and behavioral traits (swimming
psychology to frame the study of human behavior and develop- skills and underwater perceptual skills) that aid in obtaining this
ment. Our approach, however, differs from EP by studying how resource.
organisms adapt in the course of their lifetime and across gener- In our developmental evolutionary approach, behavioral
ations. Humans can certainly detect cheaters in social relation- changes could also have more direct effects on lifecycles. Identi-
ships, but how humans develop this ability, and how it can be fying these direct effects would involve investigating how devel-
altered, must be addressed. opmental conditions of offspring change following their parents
To be clear, we are not discounting the value in attempting to new behavior. In the hypothetical example above, we would want
determine the evolutionary origin of traits, but we believe these to know how the nutritional value of the new food might alter the
questions are most strategically answered through tests of a range physical development of offspring. Different diets could not only
of different populations within and across a range of related influence physical stature, but the rate/speed of physical growth or
species. That is, we favor a focus on how behavioral patterns and onset of puberty. It would most certainly be the case that the
cognitive abilities develop, are maintained, and change in existing flavors and odors of the new food would be present in the amniotic
human and animal populations. Take, for example, a childs theory fluid of offspring, which could bias the responsiveness of offspring
of mind, which is believed by some to be an innate mental module following birth. If pregnant animals dive and swim for the food,
(Baron-Cohen, 1995; Scholl & Leslie, 1999). In Western, middle- how might the types, timing, and amount of sensory stimulation
class (predominately White) children, the theory of mind module change for their embryonic offspring? Do the animals begin to nest
(as measured in false belief tasks) appears to become functional on near the water, and, if so, what might be the developmental
average at about 4 years of age. However, as Boesch (2007) has implications of these new environments? Does the new foraging
noted, there are tremendous cultural differences. In some cultures, behavior (or nesting environment) somehow bring about changes
most children do not pass false belief tasks until age 7, in others in social structure or alter social interactions (e.g., levels of physical
age 9, and in still other cultures children continue to fail the task contact, grooming, patterns of parental care, or mating behavior) in
at 14 years of age. Any attempt to discuss the evolution (and the population? How might offspring learn to dive and swim in a
development) of a so-called theory of mind module must take manner different than their parents? And importantly, how do all
these differences into account. However, studying the evolutionary of the aforementioned factors persist or change across each gen-
origins of any trait must also involve identifying the distribution of eration?
that trait in related species. For humans, this poses a significant Of course, addressing the questions above requires working with
challenge because there are very few closely related species living nonhuman species given the practical and ethical limitations of
today (Lewontin, 1998). Of course, studying theory of mind in studying humans across generations. However, the questions listed
chimpanzees and other primates can help in the reconstruction of above are relevant when studying how human individuals and
this ability, but as with humans, researchers must consider the populations adjust to environmental changes (e.g., immigrating
188 LICKLITER AND HONEYCUTT

populations). As a case in point, imagine all the developmental The current trends in evolutionary biology suggest we are on the
changes that might ensue in a fishing community whose primary verge of a new, broader synthesis of disciplines, one that shares
food and water supply has been polluted by industrial waste. As Waddingtons insight. We believe psychology can benefit from
with the animal studies, we would be interested in any direct effect and play a key role in its construction in the decades ahead. The
of toxins (or new diets) on individual development, changes in metatheoretical assumptions of the developmental evolutionary
foraging behavior, changes in child care and education, changes in framework outlined here provide a starting point for guiding how
social structure (cooperation and competition for resources, dom- psychology can better align with contemporary life sciences to
inance hierarchies, mating strategies, and/or divisions of labor), as further advance our understanding of the links between the process
well as the impact that these new behaviors have on the surround- of development and the process of evolution.
ing ecology.
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