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Introduction
on the study of speech acts and institutional facts (Searle, 1995), putting
forward a new analytical perspective and methodological framework to study
the question of international friendship. The article thus offers a middle range
theory for the study of the emergence of regional friendship, and does not
intend to do more than this. The case studies chosen to illustrate the analysis
the FrancoGerman and the ArgentineBrazilian dyads reflect the historical
meaning of the experience of moving away from enmity/antagonism towards
building relationships based on mutual trust, which put these dyads at the
centre of regional integration processes.
In what follows, the next section introduces some analytical challenges faced
by IR in its attempts to study international friendship. The following section
presents the methodological approach for studying the emergence of friendship
and applies it to the European and South American cases. Finally, the
concluding section discusses the opportunities of a new research agenda for
comparative studies.
Karl Deutschs Political Community and the North Atlantic Area (1957)
remains a classic source of inspiration for IR perspectives on regional
integration based on friendship and trust. Building upon Deutschs concept of
a security community, Emanuel Adler and Michael Barnett (1998) explore the
processes of social learning that allow positive transformations in actors
cognitive structures. One of Deutschs most interesting assumptions is that
the expansion of social communication among individuals across borders is a
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Oelsner and Vion
Krotzs effort to bring back emotions and meanings into liberal institution-
alism as a kind of extended rational choice is welcome. His approach, however,
appears sometimes static, neglecting the dynamic role of these parapublic
processes. Specifically, studying the linkages between youth exchanges, city
twinning and cultural institutes without exploring their mutual reinforcement
through different time sequences offers only a partial answer to the question of
the effects of these parapublic practices on larger political processes. Equally
problematic is Krotzs implicit assumption that such ties do not perform a
transformative function on constitutive domestic structures. In a study on
French municipal governments Vion (2002) shows that local initiatives such as
the ones Krotz studies have contributed to substantially revising national
rules in the aftermath of the Second World War. Without micro-historical
perspectives on the structuration of social processes, the events that Krotz
identifies as underpinnings, which are here directly linked to friendship, may
be seen as just sentimental supplements to mainstream theory, a marginal
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This links to his second point about how to analyse and identify trusting
relations. For Hoffman (2006, p. 26), [t]rusting interstate relations emerge
when leaders believe their counterparts are trustworthy and, based on this
perception, enact policies that make their states vulnerable to the actions of
their counterparts. Thus, in order to measure trusting relationships research
should identify what Hoffman calls discretion-granting policies, and cross
these with decision-making data showing that decision makers enacted those
policies at least partly because they found their counterparts to be trustworthy.
From this perspective, trust is a process rather than an end state, which
ontologically appears to be the correct approach.
In Building Trust, Hoffman (2006) applies his framework to several case
studies. His discussion about the institutionalization of European cooperation
(Hoffman, 2006, pp. 81109) illustrates how minor institutional arrangements
can contribute to guaranteeing long-standing trusting relationships, thereby
becoming decisive instances in such processes. Another study on the building
of trust and friendship based on a new institutionalist perspective has shown
how such trust-building processes may be rooted in local institutions and
societies, often supporting institutional arrangements constructed in other
contexts (Vion, 2007). Evidence also suggests that the focus on political leaders
alone is too narrow to explain trusting dynamics (see, for instance, Deschenes
and Patsias, 2011 in this issue).
In turn, a constructivist approach combining the theories of securitization
and regional peace can help to shed light on the building of mutual trust at the
interstate level (Oelsner, 2007). Securitization focuses on the process through
which issues become security issues, that is, how they move from the ordinary
political agenda into the emergency-dominated security agenda (Waever, 1995,
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1998; Buzan et al, 1998; Buzan and Waever, 2003). Speech acts and a delicate
negotiation between securitizing actors and the securitizing audience char-
acterize the process. Conversely, desecuritization involves the shifting of issues
out of the emergency mode and into the normal bargaining processes of the
political sphere (Buzan et al, 1998, p. 4). Both securitization and desecuritiza-
tion are domestic processes of security agenda setting. However, when the
issues to be securitized or desecuritized involve neighbouring states, they may
have a regional impact. Thus, a process of domestic desecuritization of regional
issues may encourage positive changes at the regional level such as an
improved and more relaxed regional environment, a more stable regional peace
and facilitate the emergence of trust (Oelsner, 2007). As argued above, the
literature briefly reviewed here, which emerges from the margins of dominant
contemporary approaches, highlights some crucial elements that are useful for
studying friendship in international relations.
Exemplarity of bonds
Elgins (1983, 1993) and Goodman and Elgins (1988) findings about
exemplification are key to understanding the way interpersonal friendship
becomes political. Their work distinguishes between denotation and exem-
plification as two different routes of reference through which meaning
is constructed. In simple denotation (A denotes B) certain things denote
friendship. In addition to the reasons exposed above, this assumption is
particularly problematic owing to the opacity of intentions in interactions. If
friendship is constructed through simple denotation, then one cannot but agree
with Walzer (1967, p. 194), when he claims that the union of men can only be
symbolized; it has no palpable shape or substance.
On the other hand, friendship can be understood as constructed through
exemplification that is, exemplified through speech acts and facts. In this
case, their exemplarity is the dynamic expression through which new revisions
and shifts in public opinion may emerge. Thus, political friendship is not just
rhetoric (Viltard, 2009) or simply a metaphor: it is grounded in institutional
facts that construct exemplar bonds.
As a first step, rituals constitute a dominant kind of institutional fact
from which political friendship emerges. Friendship as a political process
does not only consist in handling symbols, but also in enacting pro-
mises and mutual engagement through exemplar expressions, inspiring fur-
ther revisions of peoples values. Nonetheless, as Searle (1995) points out,
the interruption or decline of such acts and facts is always possible, which
means that friendship in international relations is always a fragile political
process.
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Oelsner and Vion
Following Graham M. Smiths call (2011 in this issue) to look for mani-
festations of friendship at different points in time and on a number of different
registers, the model proposed here considers a variety of instances through
which, and a number of spheres in which, friendship is enacted and institu-
tionalized (see Table 1). The model contends that these seemingly unconnected
friendship instances, when analysed together, represent a consistent cumulative
process of friendship one that need not follow any predetermined path.
Although not exhaustive, this model puts forward a number of categories of
speech acts and institutional facts (first column in Table 1) that can take place
in different social spheres (first row in Table 1). The top three categories of acts
and facts manifest conventions, mutual promises and mutual proofs of
engagement represent both symbolic and concrete expressions of mutual
commitment. Rather than constituting empty rhetoric, repeated and consistent
expressions of mutual commitment in different spheres of international and
transnational relations point to the existence of a comprehensive process of
increasing mutual trust. Symbolic gestures as well as tangible proofs flesh out a
reciprocal view of trustworthiness, which in turn feeds back into the actors
positive perception of the value of their cooperative relation and friendship.
The bottom four acts-and-facts categories bilateral cooperation, expression
of common aims, common cultural policies and joint leisure activities
generally point to the translation of friendship into more concrete policy
initiatives.
Friendship speech acts and institutional facts may take place in different
spheres of international and transnational political life, although not all have
to. The model discusses three such spheres an intergovernmental one made
up of high rank state representatives, such as prime ministers, presidents and
other members of the executive branch; bureaucracies and agencies, which
structure multi-organizational fields characterized by consciousness of their
respective roles, high degree of interaction, coalitions, and a somewhat closer
relationship to civil society initiatives, which they legitimize, recognize or are
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Table 1: Friendship acts and facts in different spheres of public life
Acts and facts Spheres Intergovernmental sphere Bureaucracies and agencies Civil society
/
Manifest conventions through Protocol Regular meetings Rituals
symbolic interactions Common inaugurations Invented traditions
Summits
Mutual promises Friendship treaties Agreements Oaths
Memoranda Guarantees
Agreements
Wills of cross-border exchanges or
professional cooperation
Mutual proofs of engagement Credible commitments Effective investment in cooperation Effective cooperation offers
Search for common positions and Coordinated agendas Gifts
solidarity in international fora Dedicated reports and official Honours
publications Feasts
Journals and reviews aiming at
International Politics
understanding Support of youth and popular Exchanges
Mutual promotion of national exchanges Mailing
languages Translation agreements Chatting
Common cultural policies Building of a common cultural agenda New dedicated institutions: TV Concerts
channels, TV programmes, festivals, Festivals
orchestras, contests, prizes and Prizes and awards organized by local
awards foundations or professional
Joint leisure activities Personal/private invitations at the Support to regional tournaments Friendly matches between local or
highest levels of government professional teams
137
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influenced by (DiMaggio, 1991; Landau, 1991; Scott, 1995); and civil society,
which, depending on its structure, culture and history, may play a more
prominent, more modest or even an insignificant role.
These three spheres should not be reified as stable political entities. On the
contrary, their relative influence and their social boundaries are always
fluctuating and cannot be taken for granted: every contemporary historical
context requires attention to the particular dynamics of their structuration, the
shapes of their reciprocal action and the patterns of their mutual construction.
Before moving on to the empirical application of this model, a brief note on the
historical background against which the ArgentineBrazilian and Franco
German friendship speech acts and facts unfolded seem appropriate. Although
the level of hostility as well as the level of mutual trust and friendship achieved
by the FrancoGerman dyad has had no parallel in the history of international
relations, some interesting similarities can be established between it and the
ArgentineBrazilian case. Most notably, both dyads have been at the heart of
regional integration processes that today can successfully claim to have
transformed their regional environments. In both cases the starting point of
these processes was a bilateral relation plagued by suspicion and distrust.
The historical evolution of Western Europe rendered the level of Franco
German distrust substantially higher than that of Argentina and Brazil.
Between 1870 and the end of World War II (WWII) three major wars took
place in Europe. Repeatedly, France and Germany occupied each others
territory and engaged in acts of increasing physical and moral devastation and
destruction. FrancoGerman post-WWII relations typically illustrate the
difficult road towards international friendship. Despite the Allies having taken
all precautions to ensure that Germany would not disturb the peace in Europe
again, for the first 10 years following the war, French and Germans were
distrustful of each other. For instance, the Germans remained resentful
towards the French, who, the former argued, exploited their occupied zone
more than the other occupying powers, and kept it in worse conditions. After
the creation of the Federal Republic of Germany, when the Atlantic Pact was
presented for ratification in France, both the left and right concentrated their
attacks on the dangers posed by German rearmament. Similarly, whenever the
status of the region of the Saar was discussed or during the European Defence
Community (EDC) negotiations, distrust of Germany was openly manifested
by the left and the right, and by EDC supporters and opponents although
all using different arguments. The German elite and public opinion held
comparable views of the French. Anti-German speeches and frequent
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meetings were scheduled to last several days and included a large delegation of
ministers and state secretaries. Among the 22 documents signed establishing
cooperation in 11 areas was an agreement on nuclear fuel cycle cooperation,
which despite being rather symbolic marked the end of competition on
nuclear matters. Other agreements covered joint infrastructure enterprises,
such as the construction of a bridge over the River Iguazu linking the cities of
Puerto Iguazu (Argentina) and Porto Meira (Brazil), the first of its kind since
1947; hydroelectric cooperation, the export of Argentine gas to Brazil, and the
interconnection of their electricity systems (Oelsner, 2005, p. 169).
According to Carlos W. Pastor (1996), Argentine Foreign Minister at
that time, these summits resulted in personal ties that generated authentic
mutual understanding between the two presidents and other members of their
governments. In addition, mutual proofs of engagement aiming to ease
rapprochement abounded, such as Brasilias decision not to authorize British
airplanes flying to the South Atlantic to schedule a regular refuelling stop in
Brazilian territory, its agreement to represent Argentine interests in London
during and after the Falklands/Malvinas War, and its support for Argentinas
sovereignty claim at the UN and the Organization of American States.
After 1985, under the leadership of the newly elected democratic presidents,
Raul Alfonsn (Argentina) and Jose Sarney (Brazil), mutual manifest
conventions and promises multiplied. Although at first these did not translate
into immediate policy programmes, they constituted effective cognitive marks
signalling the creation of a common interpretative frame. Acts and facts
performed by the presidents intended to construct exemplar bonds that would
encourage new revisions of values and mutual perceptions within each states
public opinion sector.
The frequent presidential summits, the assertive language repeatedly used in
bilateral official documents and the continuing search for common grounds for
political cooperation reveal that references to friendship were more than a
rhetorical diplomatic instrument (Roshchin, 2011; see also Devere et al, 2011,
both in this issue). They reflected intersubjective perceptions of both shared
challenges and of the need for joint strategies to overcome them, and in that
context, a pledge for a common destiny. This can be seen in the December
1986 ArgentineBrazilian Friendship Act (Acta de Amistad, 1986), and was
thereafter often present in speeches by President Alfonsn and President
Sarney. For instance, on the occasion of the signing of the 1988 Integration,
Co-operation and Development Treaty, Alfonsn (1988) opened his speech by
saying that the Argentineans, and with them, their President, are honored to
have with us once more the Head of State of Brazil. We welcome a friend and
[y] the representative of a people friends with our people. Later, he referred
to the sincere and profound, uninterrupted dialogue and the climate of
confidence that has no precedent in the history of our relations, reminding his
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guest that borders are not there to separate friends who share the same
problems and destiny. Sarney (1988), in turn, asserted never, in our common
history, have we been so far away from divergences. Never has the dialogue
between our governments been so frank and friendly.
Perhaps more revealing of these two leaders determination to reinforce trust
between the two states were the nuclear agreements, not least given both the
bilateral history and the sensitive nature of the issues involved. In 1985, the
presidents signed a Joint Declaration on Common Nuclear Policy, which
stated their commitment to developing nuclear technology with peaceful
purposes and reiterated the goal of close cooperation and mutual comple-
mentation. The following year, among numerous cooperation protocols, one
on immediate information and reciprocal assistance in case of nuclear acci-
dents was signed. Finally, in 1987 and 1988, for the first time in Argentine
Brazilian relations, Presidents Sarney and Alfonsn carried out visits to each
others nuclear facilities (Oelsner, 2005, p. 159). Carefully choosing instances of
cooperation that would have high impact in terms of their exemplarity,
these manifest conventions, mutual promises and proofs of engagement
taken together helped to construct a common frame of revised values that
accumulated in the form of political friendship.
Managing common practices does not simply imply learning processes within
cooperation institutions, as institutionalism would stress. The transformative
property of friendship makes cooperation tangible: the gradual revision of
common perceptions spreads across domestic institutions, linking together a
set of diverse initiatives and rendering them coordinated political programmes
of bilateral cooperation. Developments in all spheres reinforce the process, as
mutual legitimization helps to converge in new political goals.
In this respect, FrancoGerman relations in the 1960s are most informative.
The cooperation and exchange initiatives that had begun in the 1950s led to a
new set of converging projects. For instance, between 1954 and 1963 govern-
mental policy guidelines regarding city twinning rituals and local exchanges
evolved from strict censorship of municipal transnational initiatives inherited
from the pre-war period, to laxer regulations on visas, thus facilitating
transborder trips. Student and youth exchanges supported by municipalities
and the OFAJ in the 1960s contributed to easing cooperation between the
Education ministries, and inspired the establishment of the first Franco
German bilingual sections in schools in Baden Wurttemberg and North
Rhine-Westphalia (1969) as well as the creation of FrancoGerman high
schools and the FrancoGerman A-Levels (1972). In all these initiatives, local
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Acknowledgements
Note
1 Later that same year Argentina, Brazil, the ABACC and the International Atomic Energy
Agency signed an agreement on full-scope safeguards, something the two states had hitherto
refused to do. In addition, by 1994 both Argentina and Brazil had ratified the Tlatelolco Treaty.
With these developments, their nuclear developments were not just transparent to one another,
but also to the rest of the world.
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