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DOI 10.1007/s11097-010-9173-z
Somogy Varga
The term psychosis was applied as a synonym for terms such as mental disorder or
insanity, and it was not till Bumkes work in the 1920s that the term officially
received the meaning that has remained valid until today (Brgy 2008, 1201). It is
S. Varga (*)
Institute of Cognitive Science, University of Osnabrck, Albrechtstrae 28, 49069 Osnabrck, Germany
e-mail: svarga@uos.de
S. Varga
Center for Subjectivity Research, University of Copenhagen, Njalsgade 140-142,
2300 Copenhagen S, Denmark
email: varga@hum.ku.dk
132 S. Varga
As Grube (2006) points out, for such diagnosis, intuitive reasoning is often
indispensable, because the standardized classification criteria of the to ICD-10 or
DSM-IV are not always suitable in highly complex and unstable settings. In this article
I will deal with a specific diagnostic tool that focuses not so much on the examination
of the patients experience, but on the quality of the emphatic relation between patient
and interviewer. The idea of recognizing the specific schizophrenic clusters in an
intuitive way goes back to the Dutch psychiatrist Rmke, who used the term praecox
feeling to describe the experience of inability of the therapist to establish emphatic
contact with schizophrenic patients. Such a feeling is described as a kind of bodily
unease emanating in the interviewer that reflects the detachment and alienation of the
schizophrenic patient (Ungvari et al. 1997, 3). In a paper from 1941, Rmke argued
that the praecox-feeling was crucial to diagnosing schizophrenia. The idea is that the
diagnoses should be based upon a broad array of indices, which also include the
praecox-feeling of the psychiatrist. In his words this: ...implies that a feeling, induced
in the clinician, is the final and most important guideline... (Rmke 1941, 336): Since
the symptoms alone do not count as sufficiently reliable, a basis for diagnosis must
include the psychiatrists identification of the symptoms as schizophrenic through the
praecox feeling. While Rmke was well aware of the difficulties in finding the
adequate expression for such experience, he attempted to describe it as the
psychiatrists inability to empathize with the patient the investigator examining a
sufferer from schizophrenia notices something out of the order within himself (Ibid.,
336). The interviewer notices the breakdown of what Rmke also calls the affective
exchange (Ibid., 339), which usually functions smoothly when two people
communicate. So the interviewer establishes a schizophrenic psychosis not on the
basis of the individual symptoms, but rather based on a bodily feeling arising from the
particular interaction with the patient (Peters 2000; Grube 2006). Similarly, Tellenbach
(1968, 1978) has envisaged an atmospheric diagnostic that takes the dissonance
between the two atmospheres proper to each partner as its starting point. The
atmospheric means that in interaction something always exceeds the factual and
remains unexpressed, but that we nevertheless feel it as a certain atmospheric quality
(Tellenbach 1968, p. 47). So an analysis of psychotic disturbances has to proceed from
such an in-between that is constituted by interaction (Tellenbach 1978).
Importantly, departing on Minkowskis (1968) intuition, Rmke does not see this
intersubjective impairment as in any way limited to the clinical setting, or even to
certain types of interaction. He seems to draw a more global picture, involving not
only the patients relation to concrete others, but also to the world.
One becomes acutely aware that this (the praecox feeling, SV) is caused by
something in the patient; the directedness toward other people and the
environment is disturbed. Somewhat pathetically, one could say: the
schizophrenic is outside the human community. This lack of intercourse with
people is not merely an affective disturbance; something is affected that
determines the relationship between people, and this cannot be exhaustively
described by the conventional mental state examination, which after all deals
with patients who are observed in isolation (Rmke 1941, 336).
134 S. Varga
So Rmke really puts forward two claims. It is not just the case that the
schizophrenic fails to engage in concrete communicative encounter. Rather, he also
considers the schizophrenic being outside the lived and shared world, which
manifests itself among other symptoms in the impaired ability to establish the
smooth affective exchange that is constitutive of a communicative encounter. A
few years later, Wyrsch (1946) has similarly interpreted the praecox-feeling as
closely tied to the recognition of not just the inability of communicative encounter,
but as a wholly different modus of being-in-the-world.
One could argue that prior to Rmke, Jaspers has already emphasized the lack of
empathic interaction and understanding (Verstehen) as a significant element in
diagnosing schizophrenia. In his early paper from 1912, Jaspers emphasizes the
difference between the method of natural sciences that rely on sensory perception,
whereas phenomenological psychopathology must rely on an understanding (Ver-
stehen), which in a clinical setting involves experiencing along with the other person,
thus an indefinable and non-reflective immediate understanding (Jaspers 1968
(1912), 1313; also 1963/1913, 2628). In an important paper, Schwartz and Wiggins
(1987) make exactly this point, maintaining a quasi-identity between Rmkes view
and Jaspers notion of the experience of the un-understandable. While both
emphasize the role of affect and second personal interaction, it seems important not
to overstretch this parallel. Jaspers is preoccupied with the understandability of
manifestations, like speech, behaviour (singing in the middle of the night etc.) and it
seems that his notion of understandability is much more specific, involving notions
of rationality, reasons, beliefs etc. This is a different and higher level of understanding
than the one Rmke aims to address. The smooth affective exchange that Rmke
takes to be the epicentre of schizophrenic symptoms, is a more primitive form of
empathic understanding. Here Rmke is in line with Mller-Suur (1962) and Kraus
(2007) who held that the un-understandability of specific manifestations does not
preclude an intuitive and more holistic understanding of the patients embeddedness in
the world. Additionally, Rmke does not seem to fail to notice the bodily dimensions
of such exchange and holds that the praecox-feeling can be triggered by the lack of
bodily expressivity in the patient, due to stiff and rigid body-posture, facial expression
and motor behaviour (Rmke 1941, 337).
Implications
Having sketched Rmkes account one could still ask whether such an approach
could be scientifically validated as a relevant clinical tool. Rmke himself has drawn
attention to a potential problem: due to the vague andper definitionsubjective
nature of the praecox-feeling it might be considered unreliable. At the end, it can
always be the case that the deficient empathic relation occurs due to a failing
engagement from the interviewer/psychiatrist side. Carl G. Hempel (1965, p. 142)
has rejected the praecox-feeling as a scientifically acceptable indication of
schizophrenia, since its occurrence is not independent of the examiner. Obviously,
this is a sound way of reasoning and it seems impossible ensure that other examiners
would have the same experience when confronted with the same data. Hempels
methodological criticism is surely on the mark: scientific knowledge must be
intersubjective and verifiable, independently of individual opinion. Therefore a
I-thou intersubjectivity and the praecox-feeling 135
feeling cannot stand as a basis for scientific judgment. Yet, it seems that there is a
way of proving the scientific relevance of the praecox feeling: an early study
(Carpenter et al. 1973) suggests that a deficient relation with a patient is indeed a
decidedly reliable (indeed the second most reliable discriminatorreliability=0.86),
valid and thus legitimate foundation for diagnosing schizophrenia. More recent
findings also indicated the acceptability of the praecox-feeling in the diagnostic
process. In order to evaluate the diagnostic reliability of the praecox-feeling as an
intuitive clinical approach, Grube (2006) has investigated 67 previously unknown
patients, all displaying symptoms that belong to the schizophrenic spectrum.
Compared with the standardized diagnostic classification the precision of the
intuitive reasoning was remarkably high (sensitivity, 0.85; a specificity, 0.80). The
percentage of correct assignment for schizophrenia diagnosis was 86.6 (according to
ICD-10) or 83.6 (according to DSM-IV). The praecox-feeling was reported
perceptible even before the exploration of particular psychopathological characteristics
that are typical for schizophrenia. Significantly, there were important correlations:
cognitive impairment, affective disturbances, disturbed self-perception, reduced
communication skills and hereditary predisposition to schizophreniaall correlated
with the intensity of the praecox feeling. Crucially, the psychopathological variable
affective disturbance has obtained the highest impact on the intensity of the praecox
feeling (Grube 2006, pp. 209, 214).
In all, it seems that the lack of affective exchange felt below the reflective threshold is
indeed empirically reliable evidence and this has been confirmed in non-western
patients (Ungvari et al. 1957). This empirical state of things does however not close the
case; rather, from a philosophical point of view, it opens the case and leads attention to
a lack of theoretical framing for such findings. The question arises: due to what
mechanism does the praecox-feeling work? As a backdrop of such an explanation,
Rmke himself relies on the anthropological idea of the rapprochement instinct, an
instinctive inclination to establish contact with others usually below the level of
consciousness (Rmke 1941, 336337; Villagrn 2003). The praecox-feeling is in his
view a direct consequence of diminution of such an instinct in the patient.
Nonetheless, such an anthropological feature seems like a very week basis for
theoretically framing the phenomenon, and since Rmke provides no further evidence,
it remains a postulate. Thus, an adequate theoretical framing and explanation of the
phenomenon is needed, not just in order to retrospectively explain the occurrence of
the phenomenon, but also because such an explanation could shape and make more
precise the way we think of the phenomenon in question. This is very much in line
with what Tatossian (1979) has been called as making explicit. The aim of the next
sections will be to provide such an explanation and thereby to make apparent (or
explicit) some potentially hidden factors that are nevertheless involved in establish-
ing diagnoses. The paper thereby seeks to contribute to the ongoing dialogue on
diagnostic practices pertaining to the schizophrenic spectrum.
Affect exchange
Significantly, such coordination encompasses mutual affect regulation that has been
described in developmental psychology and has been connected to the early
interactions between the infant and the caretaker (Reddy 1996; Stern 1985/1998).
Affective bodily based attachment processes are interactively regulated within the
motherinfant dyad (Schore and Schore 2008). Children are engaged in patterns of
proto-conversation, a coordination of motion, vocalization and affect that enable
mutual regulation. The subtle timing of the interaction matters: Murray and
Trevarthen (1985) have shown the interaction of mother and baby via a double
TV monitor. When the live footage of the mother is suddenly replaced with a
recording of her behaviour earlier in the same interaction, the child shows signs of
agitation and distress, which were not the case under earlier interaction through the
video-link. It seems that the positive and expressive behaviour the mother towards
the infant is not enough: her behaviour is not modulated to encompass the childs
affectively engaged activity. Both the infant and the mother are shown to be sensitive
138 S. Varga
to such failing of the ongoing flow (Murray and Trevarthen 1986). Indeed, not only
in the enactivist outlook, but such exchange or empathic resonance is known as a
phenomenon that involves unconsciously mirroring the motor actions as a basis of
emotional expressions. Understanding the mental states is of others is loop-like,
since instead of merely involving cold cognition, the interaction includes the
affective experience of the other persons emotional state. Such an idea of the affect
exchange is confirmed in Daniel Sterns (2005) recent of work on the microanal-
ysis of analystpatient encounters and patient, but also in (neuro)scientific studies
into the so-called mirror-neuron system (MNS). Departing from the observation that
the same brain areas are active when one performs an action and when one observes
another perform the same action (Rizzolatti et al. 1995), the study of MNS has
offered a new possible account of empathy. The human MNS plays a key role in
social cognition. This has been addressed in several studies and an ongoing low-
level mechanism of neural mimicry is found to be constitutive in understanding
others (see Iacoboni and Dapretto 2006). The same resonance mechanisms are
activated when a subject inhales disgusting odorants and when observing disgust-
expressive faces (Wicker et al. 2003), and when feeling pain and observing another
in pain (Singer et al. 2004). In both these accounts, in Rmkes work and the
empirical data presented by Guber, the affective aspect of social cognitionthe
interactive affective exchangeseems to be the most central issue in understanding
others.
Broad-view enactivism
called a broad-view enactivism. This idea is actually not very far from the idea of
between-ness that Buber has defended. In correspondence with this enhanced
enactivist view, Buber considered the I-Thou relation not only as an ontic event
that actually occurs between two human beings and which cannot be reduced to the
sum of two experiences. Buber also believed, that humans are created with an
inborn Thou (Buber 1971, pp. 7879), an innate ability to know and be known.
Each particular I-Thou relationship mirrors and shows glimpses the transcendental
relationship with the eternal Thou (Ibid., 24) who is God. Without involving the
theological issues, we can say that Buber also thought of the concrete I-Thou
encounter as embedded within a transcendental relation: In the beginning, there was
relation (Buber 1971, p. 69). Such a view, then, is very close to the idea of the
transcendental intersubjectivity that we have seen in Husserl.
To summarize this section, the enactivist view recognizes the constitutive role of
the process of interaction in social cognition. I have suggested a broad-view
enactivist approach to social cognition, arguing that interaction must be expanded to
encompass the level of open intersubjectivity. In this view, the interaction process
conceptualized as taking place in the open horizon of co-subjectsacquires a kind of
autonomy that cannot be reduced to the sum of the acts of the persons involved.
Patterns of interaction emerge and acquire meaningfulness beyond the meaning
of the individual actions. Having outlined essential features of the enactivist
approach to social cognition, let us now return to our main issue and attempt to
make sense of the praecox-feeling within this framework.
Both Jaspers and Rmke seem to agree that what is recognized in the praecox-
feeling simply cannot be put into words: it is an encounter with the incomprehen-
sible. Yet, the case might be that the sense of inability to convey a certain meaning is
just the result of inadequate vocabulary. Indeed, what Rmke attempts to express is
very convoluted. On the one hand, he wants to convey the lack of resonance and the
impaired bodily and emotional coordination. In the enactivist perspective, this is
explicated as the breakdown of social understanding, which arises from a mutual and
implicit experience of commonly generated meaning patterns. This is why the
therapist cannot establish genuine emphatic contact with the patient. So the praecox-
feeling is the experienced inability of realizing such patterns and affective exchange.
But the lack of empathy cannot merely refer to the lack of Einfhlung, since the
patients emotions still reverberate in the interviewer. Instead, the breakdown of this
smooth affect-exchange means that the interviewers self-relation changes. As
Rmke (1941, p. 336) notes: As interpersonal relations are not one-sided, the
investigator examining a sufferer from schizophrenia notices something out of the
order within himself. What is wrong is then not just the emanating feeling, but a
sort of destabilisation: when establishing an encounter, we usually lean into a
relation, which is stabilized by the process of interaction and reverberation that
usually gains its own autonomy. We project ourselves and create a common space
and our mode of self-relation that characterizes such projection depends on the
autonomy of the smooth-exchange. In this sense, the praecox-feeling is the
140 S. Varga
Conclusion
fact. Its purpose is to help us understand how or why that fact occurs. If we say that
the praecox-feeling was the phenomenon to be explained (explanandum), the slightly
enhanced broad-view enactivist account of social cognition figured as a set of
interlocking statements designed to shed light on the phenomenon (explanans). But
strictly speaking, the explanandum-explanans continuum also harboured an
epistemic surplus, namely a contribution towards a more precise understanding of
the phenomenon in question, which is not passive but performative: firstly, it
changes the way we think of the phenomenon and secondly it might add to our
knowledge of the link between experiential vulnerability to psychosis and disturbed
I-Thou intersubjectivity. In addition, the explanation also involved a more general
argument, thus a set of statements designed to provide a rational basis for
establishing the truth or probability of an idea. In other words, the aim to help us
understand why it is the case, was paired with and motivated by the effort to
convince the reader that in order to understand the ways of our mental lives, we
need to pay attention to the concrete, second personal encounter and its
transcendental conditions. This of course means that we cannot exclusively rely on
merely third or first personal approaches.
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