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plausible conditions. We reasoned that any be expected to be especially strong for electrophile carbon dioxide or the marginally
commonality of intermediates and/or (by-) CC bond forming reactions and synthetic nucleophilic carbon monoxide. By contrast,
products between subsystems would suggest homologations or other elaborations hydrogen cyanide2 will dimerize through
their linkage from the outset. However, based thereon. This is because early the attack of its nucleophilic conjugate base
before these results are described, some Earth carbon feedstocks were most likely upon its weakly electrophilic self, but this
fundamental aspects of prebiotic chemistry one-carbon compounds, and yet most reaction is sluggish, and the resultant dimer
are considered. biomolecules have multiple contiguous is more reactive than the monomer thus
carbon atoms. Joining two molecules of polymerization ensues10 (FIG.1). What is really
The beginning the same one-carbon compound together needed (if we limit our CC bond forming
Systems chemistry synthesis of building through CC bond formation is difficult: reaction to two-electron chemistry) is two
blocks. The evidence that certain chemistry electrophilic formaldehyde 1 does not easily different one-carbon compounds in the
was crucial to the emergence of life would dimerize (FIG.1), neither does the weaker same place at the same time, one of which is
a good nucleophile, such as a cyanide anion,
N and the other a good electrophile, such as
N H 2N
formaldehyde 1. Is this too demanding of the
early Earths environment?
HS NH H 2N
N To cut a long story short, we think that
4 5
e aq. it is not, because hydrogen cyanide 2 can be
h
+ converted to formaldehyde 1 by inherently
HS H 2S HS H 2S favoured reduction with photochemically
H Slow 2
N Polymer generated hydrated electrons and hydrolysis.
H 6 Furthermore, subsequent cyanohydrin
formation and reduction can initiate a
H
Net two-electron reduction KilianiFischer type homologation sequence
NH H C N H+ + C N
that builds simple sugars11,12 (FIG.1). Other
H 7 Weak 2
electrophile Good functional groups are also reduced by
H 2O NH 3 nucleophile hydrated electrons: certain hydroxy
carbonyl compounds are deoxygenated;
H
C
H
HO conjugated double bonds are saturated;
Hydrolysis N
Good O 8 and ketones can be reduced to secondary
electrophile Cyanohydrin
1 formation alcohols. Remarkably, when these few
reduction reactions are combined with
Dicult,
2 needs several addition reactions and a dry-state
umpolung phosphorylation (conditions for which
HO
were discovered nearly half a century
HO HO ago15,16 but are still being rediscovered17), a
HO
O NH reaction network leading from hydrogen
9 O 3
cyanide 2 (and a few of its derivatives) to the
Nature Reviews | Chemistry pyrimidine nucleotides, and to precursors to
Figure 1 | Difficulties of one-carbon compound dimerization and how to achieve the equivalent.
The dimerization (indicated by 2) of geochemically plausible one-carbon feedstock molecules, such a dozen amino acids and glycerol phosphate
as formaldehyde 1 and hydrogen cyanide 2, by CC bond forming reactions is difficult for fundamental lipids, can be defined18. The reactions are all
chemical reasons. Neither of these compounds can react with themselves in their natural electrophilic high yielding and lead to little else besides
form: for dimerization to occur, partial polarity reversal or umpolung is required. For formaldehyde 1, biomolecules or their precursors. It is not
this is difficult to achieve prebiotically and the dimer glycolaldehyde 3 is thus normally considered definitive proof that the building blocks of
elusive. For hydrogen cyanide 2, umpolung is easily achieved, because the pKa is reasonably low (~9) biology arose in this way, but it is compelling
and the conjugate base, cyanide anion is a good nucleophile. However, hydrogen cyanide 2 itself is
and indicates that the requirements for
only a weak electrophile; therefore, its reaction with the cyanide anion is slow10. The dimer 4 that
results is a better electrophile than hydrogen cyanide 2, which is also the case for a trimer that is these reactions to take place should be used
produced by further addition of 2. The tetramer 5 can be transiently observed (and is a key purine to constrain geochemical scenarios on the
precursor) but it is also a reasonable electrophile, leading to polymerization. Highly efficient formation early Earth. A requirement for ultraviolet
of the formaldehyde dimer 3 can occur in an indirect way when hydrogen cyanide 2 undergoes reduc- irradiation to generate hydrated electrons
tion with hydrated electrons11,12. These potent yet selective reducing agents can be easily formed when would rule out deep sea environments.
anions, such as hydrosulfide (HS), are irradiated with ultraviolet light13 (indicated by h). The conjugate This, along with strong bioenergetic and
acid of hydrosulfide, hydrogen sulfide, is a general acid (pKa7) and efficiently protonates the incipient structural arguments19, suggests that the
radical anion formed by addition of a hydrated electron to 2, giving a relatively stable iminyl radi- idea that life originated at vents20 should,
cal6(REF.14) (thus hydrogen cyanide is ideally suited to be reduced by hydrated electrons). Hydrogen like the vents themselves, remain In the
atom transfer from hydrogen sulfide to 6 then gives formaldehyde imine 7, which hydrolyses to for-
deep bosom of the ocean buried. The
maldehyde 1. At this point, the good electrophilicity of 1 coupled with the good nucleophilicity of the
cyanide anion results in rapid formation of the cyanohydrin, glycolonitrile 8. Further hydrated electron chemistry places certain demands on the
reduction of 8 and hydrolysis of the resultant imine gives glycolaldehyde 3. The conversion of formal- environment of the early Earth: for example,
dehyde 1 to glycolaldehyde 3 in this roundabout manner is a KilianiFischer type homologation, rep- the high concentrations of certain species
etition of which gives glyceraldehyde 9, a key (proto)metabolic intermediate towards nucleic acids, through evaporation of solutions. Supporters
proteins and lipids. welcome these demands as constraints that
either does not take place in the absence The beginning of the end be all or nothing leads to a diagrammatic
of enzyme catalysis or is dominated by Assembly of the building blocks. In a way, depiction that we have found useful to
deleterious chemistry. For example, the life can be thought of as an energized collect and direct our thoughts1,29 (FIG.3). In
umpoled addition of pyruvate15 to itself does assemblage of building blocks; therefore, such a diagram, the aliveness of a system
not occur in the absence of catalysis26, and any synthesis of these building blocks, is plotted as a function of time or system
glyceraldehyde3phosphate10, when left to however all-encompassing, is only a step complexity. Viewed in this way, the prebiotic
its own devices, undergoes intramolecular towards demonstrating, or recapitulating, synthesis of building blocks to which
phosphate-assisted enolate formation the origin of life. More synthesis is needed, we have devoted so much of our time
followed by E1cB elimination giving the enol this time the synthesis of macromolecules only corresponds to a small increase in the
of methylglyoxal27. These examples reveal and assemblies. Dehydration reactions complexity of the system and to no increase
that biology now uses positive and negative will be needed to produce biopolymers in its aliveness (a humbling thought).
catalysis to hold sway over metabolism. from the corresponding monomers, and However, this synthesis is necessary to put
Comparing this partial metabolic there will be a need for energy sources the system on the right path, and knowing
network to part of the protometabolic to drive this. The chemistry can even be the steps that have been taken can give
network that we uncovered18 (FIG.2b)reveals energetically wasteful as long as there are some hints as to the nature of the steps that
the strategic similarities. Thus, the trioses abundant sources of energy, and this might follow, at least up to a point: the necessity
glyceraldehyde9 and dihydroxyace- even be preferable because it could give rise contingency boundary when the synthesis of
tone 16 similarly serve as precursors of to another of biologys addictions: energy macromolecules from multiple monomers
ribonucleotides, lipids and certain amino dissipation. It seems unlikely that the earliest reaches the stage in which only a fraction
acids such as valine 12. The stereoselective evolutionary wonders of biology were all of all possible sequence variants can be
addition of a two-carbon enolate equivalent discovered simultaneously. A stepwise sampled owing to the number of possible
to glyceraldehyde9 preferentially gives process seems much more plausible, but permutations exceeding the number of
ribo- and arabino-configured pentose for each innovation to be retained against molecules. At this point, new function is
amino-oxazoline intermediates17 the otherwise inexorable drift towards most likely to accrue to the system if it can
constrained to the furanose form by the equilibrium, energy would have to be be easily accessed, because in sequence space
fused-ring system. Phosphate-catalysed expended endlessly 28. Combining these ideas there are multiple islands of macromolecules
isomerization of glyceraldehyde9 generates with the concept that aliveness need not with that function30. As an aside, this
dihydroxyacetone16, which is reduced
by hydrated electrons to two products
in roughly equal amounts. The first, LUCA
glycerol18, then undergoes phosphorylation
to give glycerol-phosphate-lipid
precursors14 and19. The second, Chemical
contingency Evolutionary
acetone20, undergoes a variant of the innovation
KilianiFischer homologation chemistry in Fully alive
which deoxygenation precedes the reduction
Degree of 'aliveness'
suggests that if the tape were to be replayed, Box 1 | Chemical cycling and energy dissipation
a biology ostensibly similar to ours might
emerge with proteins and RNA assembled A simple equilibrium can be viewed as cycling, but in the context of the origin of life, equilibrium is
from (mostly) the same monomers death (panel a). More preferable would be the cycle shown in panel b, in which bond making and
performing similar functions because bond breaking steps proceed via different transition states, but realizing such a process cyclically on
its own is not possible because the relative stabilities of starting materials and products are fixed.
of chemical necessity, but a closer look
Ideally, a situation would exist in which both bond making and bond breaking are energetically
would reveal sequences radically different downhill, reminiscent of Eschers wonderful Ascending and Descending and the Penrose stairs
to those used in our biology because of (panel c), but these are, of course, illusory, and thermodynamics cannot be deceived. The seminal
chemical contingency. Getting back on contribution of van Esch and colleagues was to show how energy dissipation could be coupled to a
track, regardless of the sequences discovered cycle to render it continuously operable in one direction as long as fuel is supplied33 (panel d). The
through functional selection, the actual molecular means by which they did this is shown in panele. Panel c is a reproduction of M.C. Eschers
synthesis of macromolecules presents major Ascending and Descending 2016 The M.C. Escher Company - The Netherlands. All rights
challenges to the system because of the need reserved. www.mcescher.com.
for repeated joining reactions oligomeri-
zations or ligations inwater. a b c c
Make
In the case of RNA, not only must
phosphodiester links be repeatedly forged (if
we assume joining reactions involving PO Make
bond formation), but they must ultimately A+B C A+B C
Break
connect the 5oxygen of one nucleotide
to the 3oxygen, and not the 2oxygen,
of the next nucleotide. 2,5Linkages can Break
be tolerated functionally at low levels in
Equilibrium: Non-equilibrium:
certain RNAs31, but they are not inheritable make and break via make and break via
in a sequence-specific manner, and for same transition state dierent transition states
most intents and purposes, extant biology
uses 3,5linkages. Although we have d e Make
demonstrated that 3,5linkages can be Fuel H3C X
X
preferentially formed by prebiotically
Make
selective 2Oacetylation and ligation of O
O
Ph
those oligonucleotides with 3phosphate Ph
NH
termini in mixtures of oligonucleotides with O
NH
O
2 and 3-phosphate termini32, the synthetic A+B C O S S O O S S OCH3
selectivities and preferences are not enough 21 O
O
HN 22
to explain how RNA with all 3,5linkages HN
Ph
might first have been produced. O
Ph
While mulling this over, and inspired by Break
O
the art of Escher, the brilliant work of van Spent fuel H3C OH
OH
Esch, Eelkema and co-workers33 on energy-
dissipative cycling reactions came to our Break
attention (BOX 1). In this work, methylation Nature Reviews | Chemistry
of a carboxylate group lowers the aqueous product was continually (re)formed, but an preference for the latter 37. Thus, if this
solubility of the dipeptide derivative21 interesting situation would arise if multiple hydrolysis chemistry were to be combined
such that it assembles into stacks and products were possible. This is because the with the acetylationligation chemistry that
thence fibres. Saponification of the methyl selectivity for a particular product could we uncovered32, then it might be possible for
ester22 in the alkaline medium regenerates be attributed to a preference for it in the RNA with a mixture of both linkage isomers
the carboxylate group but is balanced outbound synthetic step or to a preference to undergo conversion into RNA with just
by remethylation, as long as the supply for the hydrolysis of the other products 3,5linkages, and then for sequences to
of the methylating agent is maintained. in the return step. In either case, the be shuffled by hydrolysis, crossover and
Although a cycle between carboxylate21 particular product should become enriched ligation (FIG.4) as foreseen by Lehmans
and methyl ester22 operates, it is if a mixture of products was subjected to recombination model38. If such conversion
unidirectional and not an equilibrium, the energy-dissipative cycling process, and subsequent shuffling is proven to be
because the hydrolysis and methylation especially if there was selectivity for the possible under plausible conditions, then the
proceed via different mechanisms (BAc2 product in bothsteps. hydrolytic instability of RNA, so long viewed
versus SN2 (retro-BAl2)). Essentially, energy In the case of RNA, it has been known for as an Achilles heel39, might instead be viewed
that is liberated through the conversion many years that 2,5linkages are far more as an absolute necessity for energy-dissipative
of the methylating agent to methanol is hydrolytically labile than 3,5linkages3436. cycling. Following the same sort of clue,
dissipated to maintain the methyl ester22 Furthermore, the 2,3cyclic phosphate might other biological (macro)molecules or
and the fibres formed therefrom in an that initially results from such cleavage subsystems be amenable to synthesis that is
outofequilibrium state. In the work of van undergoes further hydrolysis to 2 and made extremely selective by the additional
Esch, Eelkema and colleagues, the same 3monophosphates with a moderate energy expenditure afforded by cycling?
Start Temperature
gradient
Spent 3
acetate O OH
O P O
O 5
23
Hy
O OAc 2
O O
dro
O P O HO O
P
lys
O P O O O
Spent O
is
activating O OH
5
agent 36
24 25
AcO O
O P O
O
Phosphate Ligatio 37 O O HO O O OH O OH
activating n P O P O O P O O P O
agent O O
HO O O OH O
OH
27 26 23
AcO O
25
O P O O O
Disan
HO O P nealin
O OAc O O g
O P O 35 OH
HO O
O OH
33 O P O
O OH
O P O 34 AcO O HO O
O P O O OH
O
ing 30 O P O
al HO O
ne O OH
Acety
23
An 32
29 O OH
lation
O P O
O OAc
O P O O
O OH 28
31
Activated
acetate
Figure 4 | Towards RNA cycling. By piecing together the literature32,3437, 2,3cyclic phosphate 25, as well as reproducing duplex 23. The addition
a scheme for RNA cycling can now be constructed. It starts with a popu- Nature 23
of a phosphate activating agent leaves duplex Reviews | Chemistry
unchanged but ligates
lation of duplex oligonucleotides with heterogeneous linkage isomers, the acetylated nicked duplexes 34 and 35 to give the acetylated duplexes
represented by 23 and 24, undergoing hydrolysis. It is known that under 36 and 37. Under hydrolysis conditions, acetyl groups are removed and
mildly alkaline conditions, hydrolysis of the 3,5linkage in duplex 23 is phosphodiester bond hydrolysis recommences. Thus, the acetylated
much slower than cleavage of the 2,5linkage in duplex 24. The cleavage duplex 36 is converted into the starting duplex 23, and 37 is transiently
of the 2,5linkage in duplex 24 involves initial reversible isomerization to converted into the other starting duplex 24, before participating in the
the nicked duplex 25 with a 2,3cyclic phosphate followed by hydrolysis equilibrium with the nicked duplex that includes a 2,3cyclic phos-
of the latter to nicked duplexes 26 and 27 with 3 and 2monophosphates, phate25. It is complicated, but the selectivities in the various hydrolysis
respectively. There is moderate selectivity in the latter hydrolysis for and acetylation steps all stack up such that it can be anticipated that the
production of duplex 26 with a 3phosphate. Heating would then cause 2,5linked duplex 24 will be progressively converted to the 3,5linked
disannealing of both the nicked duplexes 26 and 27 and the residual duplex 23 with each turn of the cycle (following the bold arrows).
duplex 23, the former giving strand separated nicked duplexes 29 and 30 Although the 3,5linked duplex 23 is more stable to alkaline conditions
and the latter giving the strand separated duplex 28. Acetylation of than its isomer 24, it will occasionally undergo hydrolysis, and this, along
oligonucleotides with 2 and 3-monophosphate termini takes place on with crossover at the annealing stage in the cycle, should result in partial
the phosphate group initially, and is followed by an attack of the adjacent sequence shuffling 38. Consequently, a random population of RNA
hydroxyl group at the acyl carbon or at the phosphorus of the intermedi- molecules with heterogeneous linkage isomers might convert over time to
ate mixed anhydride. 3Phosphate termini are efficiently converted to a population having only 3,5linkages and then continue to explore
2acetyl3phosphate termini, whereas 2phosphate termini are less sequence space through partial hydrolysis, crossover and religation. This
efficiently converted to mixtures of 2phosphate3acetyl termini and remarkable molecular remodelling should it be demonstrable might
2,3cyclic phosphate termini. Thus, the strand-separated nicked go a long way to explaining how the RNA that is seen in extant biology
duplex29 is efficiently converted to its 2acetate 31 and 30 is converted came into being. Furthermore, the extensive energy dissipation required
to a mixture of its 3acetate 32 and 2,3cyclic phosphate 33. If crossover would confirm the link between the informational subsystem and metab-
is ignored for the moment, strand re-annealing then produces the olism at an early stage. The coloured bar indicates a temperature gradient
acetylated nicked duplexes 34 and 35, the nicked duplex with a over which this proposed cycle operates.
Diacyl glycerol phosphate lipids seem to 11. Ritson,D. & Sutherland,J.D. Prebiotic synthesis of 28. Pascal,R., Pross,A. & Sutherland,J.D. Towards an
simple sugars by photoredox systems chemistry. evolutionary theory of the origin of life based on
be good candidates, with the correct chain Nat. Chem. 4, 895899 (2012). kinetics and thermodynamics. Open Biol. 3, 130156
length for vesicle formation potentially 12. Ritson,D.J. & Sutherland,J.D. Synthesis of aldehydic (2013).
ribonucleotide and amino acid precursors by 29. Kuhn,H. Model consideration for the origin of life.
being selectable through a combination of photoredox chemistry. Angew. Chem. Int. Ed. 52, Naturwissenschaften 63, 6880 (1976).
acylation and hydrolysis, but proteins are 58455847 (2013). 30. Jimnez,J.I., Xulvi-Brunet,R., Campbell,G.W.,
13. Sauer,M.C., Crowell,R.A. & Shkrob,I.A. Electron Turk-MacLeod,R. & Chen,I.A. Comprehensive
not. The random synthesis of peptides photodetachment from aqueous anions. 1. Quantum experimental fitness landscape and evolutionary
then appears particularly unattractive and yields for generation of hydrated electron by 193 and network for small RNA. Proc. Natl Acad. Sci. USA
248nm laser photoexcitation of miscellaneous inorganic 110, 1498414989 (2013).
very early coded synthesis is suggested. anions. J.Phys. Chem. A 108, 54905502 (2004). 31. Engelhart,A.E., Powner,M.W. & Szostak,J.W.
Clearly, we are not yet even at the beginning 14. Zard,S.Z. Iminyl radicals: a fresh look at a forgotten Functional RNAs exhibit tolerance for non-heritable
species (and some of its relatives). Synlett 1996, 25 versus 35 backbone heterogeneity. Nat.
of the end of our quest to understand it, 11481154 (1996). Chem. 5, 390394 (2013).
but the end of the beginning is offering up 15. Lohrmann,R. &. Orgel,L.E. Urea-inorganic 32. Bowler,F.R. etal. Prebiotically plausible
phosphate mixtures as prebiotic phosphorylating oligoribonucleotide ligation facilitated by
some very tantalizing clues about the origin agents. Science 171, 490494 (1971). chemoselective acetylation. Nat. Chem. 5, 383389
oflife. 16. Schoffstall,A.M. Prebiotic phosphorylation of (2013).
nucleosides in formamide. Orig. Life 7, 399412 33. Boekhoven,J., Hendriksen,W.E., Koper,G.J.,
John D.Sutherland is at the MRC Laboratory of (1976). Eelkema,R. & van Esch,J.H. Transient assembly of
17. Burcar,B. etal. Darwins warm little pond: a one-pot active materials fueled by a chemical reaction.
Molecular Biology, Francis Crick Avenue, Cambridge
reaction for prebiotic phosphorylation and the Science 349, 10751079 (2015).
Biomedical Campus, Cambridge CB2 0QH, UK. mobilization of phosphate from minerals in a urea- 34. Usher,D.A. & McHale,A.H. Hydrolytic stability of
johns@mrc-lmb.cam.ac.uk based solvent. Angew. Chem. Int. Ed. 55, helical RNA: a selective advantage for the natural
1324913253 (2016). 3,5bond. Proc. Natl Acad. Sci. USA 73, 11491153
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Published online 18 Jan 2017 Sutherland,J.D. Common origins of RNA, protein 35. Usher,D.A. Early chemical evolution of nucleic
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Figure permissioninfo
Box 1:
Panel c is a reproduction of M.C. Eschers Ascending and Descend-
ing 2016 The M.C. Escher Company - The Netherlands. All rights
reserved. www.mcescher.com.
Subject categories
Physical sciences / Chemistry / Biosynthesis [URI /639/638/60]
Physical sciences / Chemistry / Chemical origin of life [URI
/639/638/904]
ToC blurb
Degree of 'aliveness'
John D.Sutherland Fully alive
Recent developments in systems chemistry have
shown how the molecular building blocks of life could Chemical necessity
have arisen from plausible prebiotic feedstocks. This A long, long
Perspective argues that we remain a long way from a The current
state of the eld way to LUCA
full picture and speculates on what pieces of the puzzle
are still missing.
Time or system complexity
2
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