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Collaterals in Ischemic Stroke

Article July 2016

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Konark Malhotra David S Liebeskind


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REVIEW

Collaterals in Ischemic Stroke


Konark Malhotra1, David S. Liebeskind2

1 Vascular Neurology, UCLA, Department of Neurology

2 Neurology and Director, Neurovascular Imaging Research Core

Neuroscience Research Building, 635 Charles E Young Drive South, Suite 225 Los Angeles, CA 90095-7334

Abstract
Collateral flow plays a pivotal role, both in acute and chronic phases of cerebral ischemia. Recruitment of these redundant vascular
networks maintains cerebral blood flow to ischemic areas, while primary arterial conduits are obstructed either due to steno-occlusive
or acute occlusive lesion. Until recently, a heavy focus had been placed solely on such impaired antegrade flow, while the contribu-
tion from primary and secondary collateral pathways has been largely disregarded. Imaging of the brain with focus on delineating
the collateral circulation has been critical to interpret the mechanism of vascular remodeling that occurs with ischemic injury. Recent
multimodal imaging modalities have encouraged physicians to assess collateral flow and hemodynamics from a temporal perspective,
distinguishing individual cases to tailor treatment. Collateral status varies among individuals, correlating with stroke severity and
reperfusion outcomes. While new techniques to enhance collateral flow have been speculative, we provide a comprehensive review
on the role of collaterals and its therapeutic applications during cerebral ischemia.

How to cite this article: Malhotra K, Liebeskind DS (2016) Collaterals in Ischemic Stroke. Proc Neurosci 1(2):106-113.

Introduction Secondary collaterals, comprising of leptomeningeal ves-


Acute ischemic stroke (AIS) has a high recurrence rate with sels and opthalmic artery, are less direct and diminutive
an elevated global burden of stroke that mandates aggressive connections that evolve gradually and provide added sup-
evaluation and management from the moment of symptom port at times of cerebral ischemia. These form anastomotic
onset (Lazzaro, Malhotra, and Mohammad 2010; Hackett connections between internal and ternal carotid artery via
et al. 2015). Cerebral ischemia results from acute arterial middle meningeal, occipital, facial, and maxillary arteries.
occlusion or severe narrowing leading to impaired delivery Leptomeningeal collaterals are present over the pial surface
of blood flow. Collateral circulation is a dynamic system and anastomose with small distal cortical vessels during
that tends to preserve cerebral perfusion in conjunction with ischemic event. Acute cerebral ischemia usually triggers the
pathophysiologic changes. Recruitment of these anastomotic recruitment of both Willisian collaterals that provid flow to
pathways is a major component of cerebral homeostatic re- adjoining territories as well as leptomeningeal vessels that
sponse to ischemia when the primary conduits fail to provide supply cortical blood flow in a retrograde fashion. Similarly,
perfusion to critical parts of the brain (Liebeskind 2003). venous collaterals work as a major or element to maintains
Cerebral collaterals are alternate arterial routes that come the cerebral blood volume, a critical variable that quantifies
into play when primary antegrade blood flow is obstructed. the amount of nutrient blood for the ischemic brain.
These anastomotic conduits include the relatively more Beyond the existence of these robust anastomotic path-
proximal primary collaterals as a part of the circle of ways, development of new vessels have been studied that
willis (COW), while their distal counterpart include lepto- arise from pre-existing vascular structures secordary to any
meningeal or pial vessels that are referred as secondary ischemic insult as an inciting factor (Chen J 2012). This
collaterals (Liebeskind 2005). Primary collaterals include process of arteriogenesis is propagated by the release of
anterior and posterior communicating arteries that supply vascular growth factors and is driven by pressure gradient
blood flow to large portions of cerebral hemispheres in both between proximal high and distal low perfusion regions
anterior and posterior circulations during acute ischemia. (Dor and Keshet 1997). Development of new arterioles

106 2016 Proc Neurosci


Malhotra K, et al. / Proc Neurosci

most commonly occurs in chronic cerebral ischemic lesions able in humans (Coyle and Heistad 1991; Lima et al. 2010).
rather acute arterial occlusions (Toyoda, Minematsu, and Significant variability in the anatomy and configuration of
Yamaguchi 1994). With time, these small vessels tend to the COW exists. Lippert et al studied the incidence rates of
develop layer of smooth muscle and reforms to evolve into these profiles and observed lack of anterior communicating
large caliber vessels (van Royen et al. 2001). artery in 1%, absent or hypoplastic anterior cerebral artery in
Collateral channels in conjunction with impaired antero- 10%, and lack or hypoplasia of posterior communicating ar-
grade flow determine the evolution of cerebral ischemia. teries in 30% of patient population (Lippert H 1985). These
Acute arterial occlusion exerts ischemic demand on col- variants could pose challenge for adequate perfusion status
lateral channels, while chronic atherosclerotic lesions may at times of ischemic demand; however many individuals
allow vigorous collateralization over a longer period of time. with these anatomic variants demostrate vascular pliancy
The primary focus to achieve favorable perfusion status and refrain from any occurrence of major cerebrovascular
during any ischemic event is powered by a net balance events. The best examples of such resilience are the patients
between residual anterograde flow and retrograde auxiliary who subsist with proximal large vessel occlusion (LVO),
flow. In this review, we have summarized the factors that while demonstrate no or minimal neurological deficits
influence the evolution of collateral circuits along with (Powers 1991). Mere presence of collateral pathways does
their therapeutic value in decision-making. We also focus not provide assurance of their persistence or effectiveness
on current and emerging diagnostic techniques to visualize during acute ischemic insults.
and assess the robustness of these circuits during acute and
chronic ischemic events. Diagnostic evaluation and grading of collateral
circulation
Collateral screening: who has and who lacks? For decades, emphasis was placed over rapid recanalization
The pace of ischemic changes is majorly determined by the during any acute ischemic event involving arterial occlu-
quality and quantity of collateral circulation (Liebeskind sion, while the collateral profile has been largely neglected.
2015). Collaterals have recently been studied with immense Advanced neuroimaging techniques are now available that
interest due to their ability to restrict the growth of penum- provide detailed information and allows meticulous interpre-
bral territory. However, the robustness and the efficacy of tation of collateral circulation. Recent advent of multimodal
these anastomotic pathways vary drastically across patient imaging modalities supplements quantitative and functional
profiles. Various factors have been elucidated that affect the aspects of collateral circulation (Malhotra and Liebeskind
quality and the recruitment of such collateral pathways in 2015). The pendulum has swung for detailed evaluation of
AIS (Shuaib et al. 2011). Few of these factors include age these collaterals especially in the setting of acute proximal
of the patients, duration of ischemia, congenital variation vessel occlusions to determine the pathophysiology and
of primary collaterals, and other comorbidities including clinical outcome thereafter. Several post-hoc analyses have
impaired cardiac output, diffuse cerebral atherosclerosis, laid emphasis over assessment of collaterals prior to recana-
tobacco abuse, dehydration, hyperglycemia, uric acid lization procedures (Kucinski et al. 2003; Higashida et al.
levels and drugs with inhibitory effect on blood pressure 2003). The consensus is more clear that the combined efforts
augmentation (Menon et al. 2013). of collaterals and revision of anterograde obstruction that
Age and blood pressure are paramount factors that pre- equitably determines the fate of penumbral tissue.
dict collateral formation and have been broadly studied in Characterization of the Willisian collaterals is readily
both clinical and animal models (Faber et al. 2011). Elderly performed using basic imaging techniques, while the small
patients undergo attrition in number, luminal caliber and leptomeningeal collaterals till date required detailed cath-
functional compensatory range for these collateral pathways eter based cerebral angiography. Many stroke centers have
(Brozici, van der Zwan, and Hillen 2003). Advanced intra- incorporated noninvasive imaging methods to visualize col-
cranial atherosclerosis in elderly patients promote resistance laterals including MRI or CT, MR/CT-angiography (MRA
that lead to reduction in cerebral blood flow, expansion or CTA) or perfusion scans (Kim et al. 2014; Campbell et al.
of final infarct size, and worse outcomes as compared to 2013). Advent of these techniques provide direct correlation
their younger counterparts (Malik et al. 2014; Arsava et of ischemic penumbra, emergence of collaterals and perfu-
al. 2014). Various authors have speculated that chronically sion status as a conglomerate (Lansberg et al. 1999). Using
elevated blood pressure impels down regulation of cerebral non-invasive conventional neuroimaging studies, collaterals
vascular autoregulation (Coyle and Heistad 1991). Chronic can be visualized as hyperintensities on fluid-attenuated
hypertension in AIS tends to impair the robustness of these inversion-recovery (FLAIR) sequence of MRI (Azizyan
anastomotic vessels in animal models with limited data avail- et al. 2011). These subtle FLAIR vascular hyperintensities

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Malhotra K, et al. / Proc Neurosci

A B C D

Figure 1: A 57-year-old male presented with left visual field hemianopia and neglect with summated NIHSS of 4. A) DWI sequence of MRI brain
demonstrated acute infarction in right insular and temporal region. B) FLAIR sequence demonstrates hyperintense vessels due to distal slow
flow. C) MRA head/neck shows proximal right M1 occlusion. D) Digital subtraction angiogram demonstrates robust collateral flow from the right
ACA and PCA territories into the MCA territory.

(FVH), an indirect but effective method of collateral as- Doppler (TCD) have been primarily used to evaluate flow
sessment, demonstrate slow flow through leptomeningeal velocities and collateral circulation at COW (Malhotra et al.
collaterals that become prominent in the setting of ischemic 2014). Reversal of blood flow direction especially in anterior
demand (Figure 1 B) (Sanossian et al. 2009). communicating and ophthalmic arteries, and flow diversion
Noninvasive imaging techniques have been the standard between anterior and posterior circulation provide critical
for initial evaluation of primary and secondary collateral information on ipsilateral collateral status (Kim et al. 2009).
circulation. Single phase CTA is used extensively as an initial TCD also evaluates cerebral vasomotor reactivity providing
imaging modality but tends to overestimate the collateral sup- further details on collateral circulation and autoregulatory re-
ply due to its inferior temporal resolution. Multi-phase CTA sponse to a specific vasodilatory stimulus (Gur and Bornstein
is non-invasive modality that captures snapshots in different 2001). Impairment of vasomotor reactivity correlates with
contrast bolus phases. It is widely available, provides great the degree of collaterals (Hofmeijer et al. 2002), though the
inter-observer accuracy, has superior correlation with neu- validation has been trivial (Pindzola et al. 2001). These non-
rological outcome and has proven its worth in various recent invasive techniques could potentially have limitations with
endovascular trials (Goyal et al. 2015). Both CTA and MRA the resolution or accuracy. Digital subtraction angiography
evaluate proximal LVO and concurrently assess the status (DSA) remains the gold standard, invasive technique, for
of distal collaterals. CTA source images (CTA-SI) provide structural and functional evaluation of collaterals. It supple-
more relevant data regarding collateral flow, while MRA are ments anatomic details for primary and secondary collaterals,
only effective in assessing primary or structural collaterals and determine hemodynamics of major routes including
of COW (Grond et al. 2002; Patrick et al. 1996). Various COW, extracranial to intracranial anastomosis, and through
new MRI techniques have emerged such as NOVA, which collateral vessels (Shuaib et al. 2011).
provides to-and-fro blood flow data especially posterior to Mere assement for the presence of collateral routes in the
anterior circulation for cases of steno-occlusive lesions in past has been transformed into substantive collateral scor-
anterior circulation (Ruland et al. 2009). Perfusion imaging ing grades to evaluate the adequacy and robustness of these
techniques including CT and MR perfusion accrue vital in- anastomotic pathways. Various objective collateral scoring
formation on cerebral blood flow and collateral status. These grades exist including the Alberta Stroke Program Early CT
techniques infers mismatch between gross perfusion deficits Score (ASPECTS) on collaterals (Menon et al. 2011), scores
reflected by penumbra and evolving infarct core (Schlaug et of Christoforidis et al (Christoforidis et al. 2005), Miteff et
al. 1999). Delay in mean transit time perfusion maps indicate al (Miteff et al. 2009) and the score of the American Society
ischemic penumbral tissue with adequate collateral supply. of Interventional and Therapeutic Neuroradiology/Society
Correlation of perfusion abnormalities with conventional of Interventional Radiology (ASITN/SIR) based on con-
cerebral angiography provides detailed information on col- ventional angiography (Higashida et al. 2003). Comparative
lateral status, though functional and dynamic nature of studies involving these grading systems showed superior
perfusion studies is studded with its own limitations. Few correlation to infarct core volume and diffusion-perfusion
other noninvasive imaging techniques such as transcranial mismatch for ASPECTS on collaterals and modified ASITN/

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A B C Though, credence over these interventions limits early


rehabilitative measures in AIS patients.
Collateral therapeutic measures may show promise in
proximal middle cerebral artery (MCA) occlusions due
to the related pathophysiology of anastomotic leptomen-
ingeal vessels. Flow diversion is primarily observed from
anterior or posterior cerebral vessels towards distal MCA
territorial zones, likely due to reduced perfusion pressure
(Liebeskind 2003). Marked pressure gradient also develops
D E F
from maximal vasodilation of distal arterial segments lead-
ing to retrograde blood flow through these anastomosis.
These perfusion dependent zones are largely dependent
over gravitational forces, especially the head positioning
(Schwarz et al. 2002). Pressure gradient determines the
competency of leptomeningeal vessels distal to occlusion,
while supine positioning improves anterograde cerebral
blood flow and perfusion pressure across the gradient.
Figure 2: A 46-year-old male with recent mitral valve repair had sudden onset Physicians based on their initial clinical evaluation tend
of right sided weakness, numbness and aphasia with a summated NIHSS 7. to prefer supine positioning with the patients head turned
(A) Initial NCCT shows early hypodensity in left anterior temporal lobe. (B)
towards left in left MCA syndrome or towards right in
Arterial phase of CT angiogram of brain demonstrates focal occlusion at the
junction of left M1-M2 segments. (C &D) Venous and delayed venous phase right MCA syndrome for logical reasons. Though, these
of CT angiogram of head demonstrate good collateral vessels on comparison measures seem to be beneficial theoretically may have
to contralateral hemisphere. (E) CT perfusion shows elevated MTT or Tmax in detrimental effect of elevation in intracranial pressure
inferior division of left MCA territory. (F) 24 hour NCCT demonstrates evolution (Schwarz et al. 2002).
of left temporal and insular infarction

Collateral failure and hemodynamic alterations


SIR collateral grading scales (Seker et al. 2015). New imag- Oxygen is the primary ingredient of the blood that is re-
ing techniques are on the horizon including multi- (Kim et al. quired for energy generation and metabolism. It has been
2012), tri-phase (Lee et al. 2000) and perfusion CT (Calleja hypothesized that increased oxygen gradient and extraction
et al. 2013) to assess minute details of collateral circulation by penumbral tissue leads to proximal arteriolar oxygen
(Figure 2). These collateral grading scores determine the rate loss, leading to detrimental quality of blood supply deliv-
of recanalization, infarct core expansion and hemorrhagic ered to distal leptomeningeal collaterals (Liebeskind 2004).
transformation (HT) (Bang et al. 2011). Patients with poor The pathophysiology behind collateral failure in acute to
collateral scores have been associated with lower recana- subacute stage of ischemic stroke, involving either delivery
lization rates, increased incidence of HT and poor clinical of deoxygenated blood or hemodynamic failure remains a
outcomes (Kucinski et al. 2003; Kim et al. 2014). conjecture. Though theoretically it remains of prime im-
portance, oxygen supplementation in AIS remains disputed
Therapeutic value of collaterals with minimal success in clinical human studies (Rusyniak
The therapeutic potential of collaterals has gradually been et al. 2003). Future clinical trials with meticulous selection
recognized by clinicians and now seems to be a major of patients with LVO or collateral-dependent-penumbra
factor that determines the prognosis of AIS early in the might be effective for significance of oxygen saturation of
course. Various non-pharmacological measures are applied collateral vessels.
initially to support collateral circulation and thus increase Hemodynamic changes have been the fundamental aspect
the dwindling perfusion supply in ischemic zone. These of stroke therapy in acute cerebral ischemia. Various mea-
interventions including supine positioning, intravenous sures of hemodynamic remodeling including hemodilution,
fluid support and supplementation of oxygen, are well volume expansion and induced hypertension are theoreti-
recognized though the data on their efficacy and utility for cally efficacious, but have practical limitations with their
various stroke subtypes remain ambiguous (Diez-Tejedor applicability (Bhalla et al. 2003). Supplementation of in-
and Fuentes 2004). Proximal LVO or fluctuating neuro- travenous fluid leading to hemodilution and plasma volume
logical symptoms usually imply a substantial demand for expansion tends to resolve acute neurological symptoms
collateral boost that usually warrants these interventions. especially in LVO cases. This effect is primarily related to

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recruitment of collateral anastomotic vessels and improved relation was observed for cases with mild-moderate degree
reperfusion status. Identification of these cases that are of stenosis (Liebeskind, Cotsonis, Saver, Lynn, Turan, et al.
collateral dependent and providing additional support via 2011). Recent analysis showed cogent association between
hemodynamic remodeling renders protracted favorable impaired cerebrovascular reserve (CVR) and ensuing stroke
opportunity to actively prevent expansion of infarct size or TIA due to carotid stenosis (Gupta et al. 2012). Treat-
and treat AIS patients. ment procedures involving angioplasty or endarterectomy
Various experimental techniques to increase cerebral have shown to ameliorate the CVR and prevent impending
blood flow have been investigated in acute cerebral isch- cerebrovascular event (Attye et al. 2014).
emia. Electrical stimulation of sphenopalatine ganglia The pace of stenosis or occlusion has major ramifica-
results in vasodilation and elevated ipsilateral cerebral tions with the quality and quantity of collateral formation.
blood flow (Suzuki et al. 1990). It was used in animal Gradual progression of stenosis in large vessels such as in-
models to show increase in blood flow and subsequent ternal carotid artery (ICA) at the level of carotid bifurcation
reduction in core infarct volume (Bar-Shir et al. 2010), due to atherosclerosis or distal intracranial ICA segments
though few studies are currently under investigation in hu- secondary to moyamoya disease (Zipfel, Fox, and Rivet
man beings ("Implant for Augmentation of Cerebral Blood 2005) results in contiguous collateral anastomotic changes
Flow Trial, Effectiveness and Safety in a 24 Hour Window as compared to sudden arterial occlusion. Moyamoya dis-
(ImpACT-24)"). Diversion of aortic blood towards cerebral ease is an exemplary illustration of robust collateralization
vasculature has been tested in AIS patients using partial over a chronic facet involving leptomeningeal and deep
aortic occlusion devices (Hammer et al. 2012). This tech- parenchymal anastomotic vessels. The disease typically is
nique did not increase hemorrhagic risk in patients receiving characterized by fibrocellular thickening of distal portions
IV tPA (Emery et al. 2011), though could not justify their of proximal intracranial vessels, especially distal terminal
superiority from standard medical treatment arm (Shuaib segments of ICA, and further progression with formation
et al. 2011). Similarly, external counterpulsation devices of thin perforating vessels (Liu et al. 2013). Assessment of
and antigravity suits have been investigated in AIS patient, collateral supply in this progressive vasculopathy remains
though efficacy data is scarce (Berthet et al. 2010; Han and critical to make therapeutic decisions, as the disease imposes
Wong 2008). Recently, surgical transposition of superficial gradual challenge to secondary collateral circulation.
temporal artery (STA) has been investigated with either
direct STA-MCA bypass or indirect encephaloduroarte- Acute disease
riosynangiosis. These techniques in previous studies were The detection and functional assessment of collateral circu-
shown to support collateral anastomosis and thus improve lation has gradually emerged as a prime focus in AIS. For
the regional blood flow (Kim et al. 2002), though further decades, the mantra of time is brain has streamlined the
studies are needed to confirm the results. initial ischemic stroke evaluation with a primary focus over
last known well time and thrombolysis, while has neglected
Temporal patterns for collateral circulation hemodynamic alterations that occur at the collateral circula-
Chronic disease tory level ('Tissue plasminogen activator for acute ischemic
Both the structural and functional aspects of collateral flow stroke. The National Institute of Neurological Disorders and
are critical to assess the risk of ischemic event due to athero- Stroke rt-PA Stroke Study Group' 1995). The concept of
sclerotic lesions. The downstream components influencing tissue is brain has recently been promulgated, yet the onset
the hemodynamic changes are usually deferred, while as- of symptoms might not completely correlate with the tissue
sessment of the degree of proximal carotid stenosis remains damage in specific or individual cases. With the advent of
the primary focus. This information is especially crucial in multimodal imaging techniques, this theory evolved with
selected asymptomatic cases since limited data is available further clarification that stroke symptoms could more likely
on the benefit of revascularization procedures (Halliday et be a manifestation of collateral failure (Liebeskind 2009).
al. 2004). Various authors have studied the correlation of im- There have been continous efforts to expand the window
paired collateral circulation due to chronic steno-occlusive time for thrombolysis, both for intravenous and endovascu-
disease and subsequent risk of cerebrovascular ischemia lar therapies. Few authors have suggested that prior assess-
(King et al. 2011; Kimiagar et al. 2010). Authors of War- ment of collaterals could likely elucidate suitable perfusion
farin Aspirin Symptomatic Intracranial Disease (WASID) profiles in case of LVO, that could safely increase IV tPA
trial (Liebeskind, Cotsonis, Saver, Lynn, Cloft, et al. 2011) window up to 6 hours (Albers et al. 2006). Robust collater-
showed that severe intracranial atherosclerosis is associated als could potentially extend the window period to intervene
with robust distal pial anastomosis, while no similar cor- for endovascular procedures (Ribo et al. 2011). Collaterals

110 Proc Neurosci Volume 1 Issue 2


Malhotra K, et al. / Proc Neurosci

play an important role in viability of penumbral tissue that reperfusion therapies. Recent success of clinical trials has
was further studied as a potential target to investigate pro- elucidated the beneficial influence of initial assessment of
tracted time windows for select befitting cases with robust collateral adequacy for improved clinical outcomes. Clinical
collaterals. Recruitment of collateral vessels is itself a time- trials with more refined techniques are expected that shall
dependent process that tends to stabilize clinical symptoms provide clinical equipoise towards more judicial utilization
followed by improved clinical outcomes (Maas et al. 2009). of collaterals in therapeutic decisions.
Recent success of endovascular trials with major support
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