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Key words: experiments, data, critical properties, solubility of gas in liquid, VLE
high pressure, carbon dioxide, cholesterol, fatty acid ester, fatty acid, review, Q-
tocopherol, triglyceride.
(Received May 28, 1993; accepted in final form June 18, 1993)
AESTRACT
INTRODUCTION
In the past two decades there has been a considerable publicity about the
beneficial health effects and nutritional value of fish and fish oils. These reports
often describe the large content of 03 fatty acids in fish oil as the main cause to
such effects. The 03 fatty acids, especially the polyunsaturated eicosapentaenoic
acid (EPA) and docosahexaenoic acid (DHA) have been suggested to have
advantageous effects in the treatment or prevention of diseases affecting human
health, such as coronary heart diseases (Hirai et al., 1987), atherosclerosis
(Connor and Connor, 1990), rheumatoid arthritis (Kremer at al., 1990), cancer
(Reddy et al., 1991), and diabetes (Popp-Snijders et al., 1986). Other commercial
and academic interesting constituents of fish oil are for instance vitamins,
antioxidants, and other trace elements.
The crude fish oils consist primarily of triglycerides containing fatty acids of
different chain-lengths and degree of unsaturation. The content of essential fatty
acids of fish are about 20-42% of the total fat content (Gruger et al., 1964). In
order to make products which have a higher concentration of the essential fatty
acids one can fractionate the raw triglycerides or make a lipase-catalyzed
interesterification of the triglycerides prior to fractionation. To produce the pure
fatty acids or products having very high concentrations of the essential fatty acids,
the triglycerides must be saponified to produce the free fatty acids or their
monoesters. The down stream processing may be performed by conventional
methods or supercritical fluid techniques. The conventional methods for
fractionation and isolation of these components include vacuum distillation, urea
crystallization, hexane extraction, or conventional crystallization having the
disadvantages of requiring high temperature processing resulting in degradation
or decomposition of the thermally labile compounds or employing flammable or
toxic solvents having adverse health effects, respectively. These factors have urged
investigators to study the application of supercritical fluid techniques, such as
supercritical fluid extraction, lipase-catalyzed interesterification of the triglycer-
ides in supercritical fluids, urea fractionation in supercritical fluids and supercri-
tical fluid chromatography as down stream processes to produce the desired
products. At present the supercritical fluid techniques are more expensive than
the conventional methods but developed properly we believe them to be
compatible or even superior to the conventional methods.
In this work two literature surveys are given, the first presents experimentally
measured solubilities and phase equilibria of binary and multicomponent systems
of supercritical fluids and fish oil related compounds, and the second presents
separations of fish oil related compounds using supercritical fluid extraction,
fractionation, and/or chromatography. Other, less exhaustive reviews on SFE of
fish oil related compounds are published in symposium proceedings (Krukonis,
1988, Rizvi et al., 1988, and Greibrokk, 1991). Some relevant papers may not be
A. Staby and J. MolleruplFluid Phase Equilibria 91 (1993) 349-386 351
20-
cu15
3
a lo-
h
5 0.1
1
s
z 0.0
O 200 400 800 800 1000
cn 01 I I I
Go:( Ms
Density of CO2 (kg/rn3) 0 00 100
PeI&Id)
Houck, 1985) or a very limited number of fatty acids (Chester, 1984) or fatty acid
esters (Giirner and Perrut, 1989b)).Though, Huopalathi et al. (1988) published
the carbon number separation of triglycerides from rainbow trout using a non-
polar capillary column and carbon dioxide as the mobile fluid, and Staby et al.
(1993))have presented the separation of fatty acid ethyl esters derived from sand
launce utilizing both polar and non-polar capillary columns and carbon dioxide
as the elution fluid. Finally, Demirbtiker et al. (1992) have shown the application
of packed columns impregnated with silver nitrate to separate fish oil fatty acid
methyl esters using a composition gradient of the mobile phase consisting of
carbon dioxide, acetonitrile, and isopropanol.
CO2 Recycle
Reflux
extractions of the major lipids are of little use in the design of continuous, large
scale separation processes because no equilibrium or steady state is reached.
Instead of these batch experiments, more work should be done on phase
equilibrium measurements and on continuous supercritical fluid fractionation
columns to estimate HETP values (height equal to a theoretical plate). Figure 3
shows a schematic diagram of a continuous supercritical fluid extraction and
fractionation plant, similar to the one presented by Krukonis et al. (1992). The
plant should be of the counter-current type with reflwr and be equipped with
both a stripping and an enriching section and a recycle of the supercritical fluid
(CO,). The ellipses represent the separators which may include a heat exchanger
and/or a pressure reducing valve. Pumps, pressure gauges, valves, etc. are not
shown in the Figure. The solvent could be carbon dioxide, either pure or with an
entrainer added to enhance the density of the solvent (ethanol should then be
preferred compared to methanol as mentioned above, though methanol has
better entrainer abilities), but adding an entrainer will cause a decrease in the
selectivity of the solvent. The feed material could be an ordinary ethyl esteri-
ficated fish oil or a urea fractionated fish oil. The urea fractionation might also
be done after the fractionation, but should anyway be performed in supercritical
carbon dioxide.
356 A. Staby and J. MolleruplFluid Phase Equilibria 91 (1993) 349-386
Even though the use of SFC for the separation of fish oil related compounds
has focused on model mixtures, SFC may have a future regarding at least two
application areas. The first concerns the further knowledge of the structure and
triglyceride composition of fish oil, both the size distribution of the fatty acids in
the triglycerides (Staby et al., 1993b)) and the appearance of the individual
triglycerides (Blomberg et al., 1993). The second application area is dedicated to
routine analysis of the various process steps in the refining of fish oils by
conventional methods as well as the on-line control of for instance the continuous
extraction and fractionation of a fish oil as shown in Figure 3.
This review includes two Tables containing lists of references, the first
presenting experimental solubilities and phase equilibria of binary and multi-
component systems of supercritical fluids and fish oil related components, and
the second presenting separations of fish oil compounds using supercritical fluid
chromatography, extraction, and/or fractionation. The two Tables chronologically
listing the references are divided into five minor parts each according to the kind
of fish oil related compounds considered. The five parts are triglycerides, free
fatty acids, fatty acid methyl esters, fatty acid ethyl esters, and other components.
The references are found by a literature retrieval on Chemical Abstracts of
carbon dioxide and each single component as well as of fish and fish oils in
general. In addition, a manual search of the last 4 years of a number of journals
has been carried out, including: Fluid Phase Equilibria, Journal of the American Oil
Chemists Society, The Journal of Supercritical Fluids, Journal of Chemical and
Engineering Data, Journal of Chemical Engineering of Japan, Journal of the
American Instituteof Chemical Engineers, and Industrial and Engineering Chemistry
Research. The review includes papers published to the end of 1992 and a few
published in 1993.
The two Tables include the references, the experimental temperature and
pressure ranges, the number of data points/experiments, and some remarks to
the kind of compounds employed and data measured, but no evaluation or of the
data is given. Some relevant references may not be included, especially patents,
and papers written in Japanese, Chinese, or Russian may be difficult to trace.
SYSTEMS INVESTIGATED
The lists of references found are given in Tables 1 and 2. Table 1 presents the
experimental solubilities and phase equilibria of binary and multicomponent
A_ Staby and J. MolleruplFluid Phase Equilibria 91(1993) 349-386 357
systems of supercritical fluids and fish oil related components, and Table 2
presents the separations of fish oil compounds using supercritical fluid chroma-
tography, extraction, and/or fractionation. The meaning of the abbreviations in
the Remarks and components columns of the two Tables are given below.
frac.: fractionation of
ext.: extraction of
bi.: binary
ter.: ternary
mix.: mixture(s)
cont.: containing
prep.: preparative
cap.: capillary
chrom.: chromatographic
Sep.: separation of
Y: mass or mol fractions or solubilities of/in the vapor or supercritical
phase are given
X. mass or mol fractions or solubilities of/in the liquid phase are
given
g. 0.: data are given on graph(s) only and No. of data points are
estimated from the graph(s)
unav.: the information was unavailable to us
UCEP: the upper critical end point of the mixture is given
LCEP: the lower critical end point of the mixture is given
sol. enhanc.: data are given as solute solubility enhancement in the vapor or
supercritical phase
K: data are given as K-values
extract.: data are tentative given as the solute is extractable in the vapor or
supercritical phase at T, p
Xl, x2: mass or mol fractions of equilibrium liquid phases 1 and 2 are
given
mis.: the components are fully miscible
val.: value(s)
camp.: component(s)
+: and
K-val. data are given as partition coefficient value(s)
TA4BI.E 1 E
References of experimental measurements of sohtbilities/phase equilibria of fish oil related compounds in supercritical fluids. The references
are classified according to sohrbilities/phase equilibria of glycerides, free fatty acids, fatty acid methyl esters, fatty acid ethyl esters, and other
components.
Glycerides
P
Peter et al. (1976) 323.2, 373.2 2 - 25 24 y, x, g. o., glyceride mix. of
mostly oleic acid and CO,
Stahl and Schilz (1976) 313.2 9.0 2 extract., di- or tristearin in CO,
Bnmner (1978) 323.2 - 398.2 2.5 - 25.7 72 y, x, oleic acid glyceride mix.
and CO, or qHd
Chrastil(1982) 313.2 - 353.2 8.1 - 25.3 66 y, pure t~bu~i~ t~p~t~
tristearin, triolein, or trilinolein
in CO,
King et al. (1983) 308.2 - 353.2 0.1 - 18.9 18 y, x, pure mono- or triolein and
CO2
Ohgaki et al. (1987) 298.2, 313.2 8.6 - 18.2 16 y, tripalmitin in CO,
Bamberger et al. (1988) 313 9.1 - 30.4 54 y, pure camp., bi., + ter. mix.
of trilaurin, trimyristin, + tri-
olein in CO,
Coorens et al, (1988) 298.4 - 431.8 0.3 * 13.1 244 y, x1, x2, XEP, UCEP, of tri-
palmitin and C,Hs
Brunetti et al. (1989) 313.2 - 333.2 20,30 (11) y, mean val. of pure camp. +
bi. mix, of triolein + tristearin
inC.0~
TABLE 1 (Continued)
Imanishi et al. (1989) 313 - 353 20 - 35 342 K, triglycerides from sardine oil
and CO,
Peter and Ender (1989) 313.2 - 373.2 5.0 - 12.0 28 y, x, g. o., glyceride mix. of
mostly oleic acid and CO, or
C,H,
Consani and Smith (1990) 323.2 16.9 - 38.8 4 (y), mis. at T, p of glyceryl
monolaurate, dilaurate, or
monostearate with CO,
Gonqlves et al. (1991) 388.2 9.6 - 22.0 10 y, triolein in CO,
Nilsson et al. (1991) 323.2, 333.2 15.1 - 30.9 57 y, pure camp. + two ter. mix.
of mono-, di-, and triolein in
CO,
Bharath et al. (1992) 313.2 - 333.2 15.3 - 31.0 52 y, x, pure camp. + bi. mix. of
triolein + oleic acid and CO,
Hammam (1992) 388.2 - 333.2 8.0 - 35.0 48 y, g. o., tributyrin, tricaproin,
tricaprylin, tricaprin, trilaurin,
mono- and dilaurin in CO,
Bharath et al. (1993) 333.2, 353.2 5.3 - 31.8 39 y, x, pure tricaprylin, trilaurin,
or tripahnitin and CO,
Ashour and Hammam (1993) 308 - 338 15.0 - 40.0 31 y, pure mono-, di-, and trilaurin
in CO,
TABLE 1 (Continued)
Fatty Acids
Nilsson et al. (1991) 323.2, 333.2 12.4 - 20.6 10 y, oleic acid in CO,
Bharath et al. (1992) 313.2 - 353.2 10.2 - 30.0 63 y, x, pure camp. + bi. mix. of
oleic acid + triolein and CO,
Maheshwari et al. (1992) 308 - 333 13.8 - 41.9 (63) y, pure lam-k, myristic, palmitic,
steak, oleic, or linoleic acid
and CO,
Yau et al. (1992) 373.2 - 473.2 1.01 - 5.07 90 y, x, pure lauric acid, palmitic
acid or arachidic acid and CO,
Yu et al. (1992) 313.2, 333.2 3.4 - 31.1 34 y, x, oleic acid and CO,
Bharath et al. (1993) 313.2 - 353.2 2.6 - 30.5 60 y, x, pure caproic acid, lauric
acid, or paImitic acid and CO,
Hirohama (1986) 313.2 - 343.2 1.2 - 16.0 29 y, x, methyl myristate and CO,,
same as Inomata et al. (1989)
Wu et al. (1987) 313.2, 333.2 8.5 - 16.0 37 y, pure methyl myristate, stea-
rate, oleate, linoleate, or lau-
rate in CO,
Adams et al. (1988) 313.2, 343.2 4.1 - 20.0 17 y, x, methyl linoleate and CO,
Wu et al. (1988) 313.2, 333.2 8.5 - 16.0 38 y, g. 0. of same as Wu et al.
(1987) + bi. mix. of methyl
oleate + linoleate in CO,
TABLE 1 (Continued)
Cheng et al. (1989) 313.2, 343.2 2.0 - 19.7 78 y, x, pure CO, or G,H and g
methyl oleate S
Inomata et al. (1989) 313.2 - 343.2 1.0 - 20.4 215 y, x, pure methyl my&ate, E
palmitate, stearate, or oleate b
and CO,
f
Zou et al. (1989) 343.2 2.1 - 14.0 14 y, x, methyl linoleate + CO,
9
Zou et al. (19901)) 313.2, 333.2 3.8 - 20.3 52 y, x, pure methyl oleate or &
linoleate and CO, ;
Zou et al. (199ob)) 313.2, 333.2 4.7 - 21.0 48 y, x, ter. system of methyl ole-
ate and linoleate and CO, B
;:
Liong et al. (1991) 304.6 - 306.7 7.4 - 7.7 15 y, pure methyl DHA or EPA in 8
b
CO2
Nilsson et al. (1991) 323.2, 333.2 11.0 - 15.1 8 y, methyl oleate in CO,
Van Gaver (1992) 298 - 353 6.5 - 21.0 >200 y, x, various multi-camp. mix. f
methyl myristate, palmitate,
palmitolate, stearate, oleate,
linoleate, linolenate + pure
CO, or mix. CO, + GH, g. o.
Yu et al. (1992) 313.2, 333.2 2.9 -. 13.7 16 y, x, methyl oleate + CO,
Krukonis et al. (1987) 333.2 15.2 4 W-val. of fish oil esters and
CO,
TABLE 1 (Continued)
Bharath et al. (1989) 313.2 - 333.2 1.1 - 21.1 329 y, x, pure ethyl stearate, oleate,
linoleate, EPA, or DHA and
CO2
Liang and Yeh (1991) 298.2 - 328.2 7 - 17 66 y, g. o., pure ethyl palmitate,
oleate, EPA, or DHA in CO,
Liong et al. (1991) 304.4 - 306.0 7.4 - 7.6 11 y, ethyl DHA in CO,
Liong et al. (1992) 313 - 373 9.0 - 25.0 46 y, g. o., pure ethyl oleate, eico-
satrienoate, arachidonate, or
DHA in CO,
Nilsson et al. (1992) 333.2 12.5 -40 K-val. of two menhaden oil
ester mix. and CO,
BorchJensen et al. (1993a)) 313.2, 343.2 5 - 20 unav. y, x, urea fractionated sand
launce oil mix. and CO,
Staby (1993) 283.2 - 343.2 2.0 - 21.5 86 y, x, sand launce oil mix. and
CO2
Staby et al. (1993) 283.2 - 343.2 2.0 - 21.5 86 y, x, sand launce oil mix. and
CO,, data also in Staby (1993)
Staby and Mollerup (1993) 283.2 - 343.2 2.0 - 21.5 86 y, x, sand launce oil mix. and
CO, data also in Staby (1993)
Other Components
%
TABLE 1 (Continued)
Glycerides
Passino (1949) (338.7 - 349.8) unav. (5) frac. menhaden oil, sardine oil, ?
and cod liver oil using C,H, S
Dickinson and Meyers (1952) (338.7 - 366.5) unav. frac. menhaden oil using C$Hs $
Zosel (1978) 300 - 363 101 - 162 (3 ext. and frac. fish liver oil using $,
C2H, S
Chester (1984) 363 19.3 - 23.7 1 cap. chrom. Sep. model mix. of e
glycerides using CO,
Krukonis (1984) unav. unav. unav. frac. anchovy oil using CO,, g
abstr. S
Fattori (1985) 328.2 36.0 (4) ext. pure camp. tripahnitin, f
triolein, and trieicosenoin and $
their ter. mix. using CO, $
Ikushima et al. (1985) 313, 333 9.8 - 27.0 11 ext. pure camp. tristearin and $
mix. with triolein using CO, E
White and Houck (1985) 363, 373 15.2 - 32.9 3 cap. chrom. Sep. model mix. of F
glycerides using CO, 2
Ikushima et al. (1986) 313 4.9 - 24.5 5 ext. mackerel powder using CO, ;:
Proot et al. (1986) 363 - 523 19.0 - 29.0 8 cap. chrom Sep. model mix. of g
sat. triglycerides using CO,
Suzuki et al. (1986) 313 15, 30 5 ext. raw fish using CO,
TABLE 2 (Continued)
Yamaguchi et al. (1986) 313.2 - 353.2 25,40 7 ext. Antarctic krill oil using .!
3
co2
Elvevoll(1988) 309-328 8-28 6 ext. codfish viscera oil using k
(332
$
Hardardottir and Kinsella (1988) 313,323 13.8 - 34.5 28 ext. rainbow trout muscle using m
6
co2
E.
Huang (1988) 393 12 - 42 1 cap. chrom. Sep. fish oil using $
co2 ii.
Huopalahti et al. (1988) 423 13.8 - 37.9 1 cap. chrom. Sep. rainbow trout 2
oil using CO, 2
B
Ikushima et ai. (198gb)) 313,333 7.8 - 27.0 18 ext. tristearin and triolein using e
co2 iz
Berg and Greibrokk (1989) llnav. unav. 1 cap. chrom. Sep. marine oil E
using CO, %
Imanishi et al. (1989) 313 - 353 20 - 35 16 ext. of sardine oil using CO,
Nilsson et al. (1989b)) 333 13.8 - 43.1 4 ext. and frac. tri-EPA and tri-
DHA from synthetic mix. using
co2
Nomura (1989) 318 16.0 - 25.0 2 chrom. Sep. cod liver oil using
(332
Suprex Corporation (1989) 373,423 10.0 - 45.0 5 chrom Sep. salmon oil, cod liver
oil, and fish oil using CO,
Demirbtiker and Blomberg (1990) 348 28.3 - 32.4 1 chrom. Sep. fish oil using CO,
5
TABLE 2 (Continued)
Kallio and Laakso (1990) 423 24.1 - 34.4 (18) cap. chrom. Sep. model mix. sat.
triglycerides using CO,
Ring (1990) 393 15 - 36 1 cap. chrom. Sep. fish oil using
CO*
Taylor and Chang (1990) 393 12 - 35 2 chrom. Sep. fish oil using CO,
Kallio et al. (1991) 423 13.8 - 34.5 4 cap. chrom. Sep. Baltic herring
oil fractions using CO,
Adschiri et al. (1992) 313.2 - 373.2 10 (1) extractive reaction of tricapry-
lin, oleic acid + lipase in CO,
Blomberg et al. (1993) 373 34.0 2 chrom. Sep. fish oil using CO,
Borch-Jensen et al. ( 1993b)) 443 17.2 - 39.1 4 cap. chrom. Sep. sand launce oil
using CO,
Staby (1993) 433,443 20.3 - 39.7 8 cap. chrom. Sep. sand launce oil
using CO,
Staby et al. (1993b)) 323-443 14.9 - 39.1 7 cap. chrom. Sep. various fish
oils using CO,
Fatty Acids
Chester (1984) 363 13.2 - 19.3 1 cap. chrom. Sep. model mix. of
free fatty acids using CO,
Tiegs and Peter (1985) 333, 348 12.0 - 25.0 7 ext. mix. of stearic and oleic
acid using CO, and CrH, E
E
8
TABLE 2 (Continued)
Arai and Saito (1986) 313 15 2 frac. mix. cont. my&tic, palmit-
ic, stearic, oleic, linoleic, lino-
lenic, arachic, behenic, and
erucic acids using CO,
Bertucco et al. (1988) 333 11.7 - 23.3 3 ext. mix. cont. 80% oleic acid
using CO,
Imanishi et al. (1989) 313 - 353 20 - 35 16 ext. acids from sardine oil using
CO,
Daniels (1990) 308 - 368 9.3 - 9.7 unav. ext. + frac. herring oil using
CO,, abstr.
Kalinoski and Hargiss (1990) 398 10.0 - 40.0 1 cap. chrom. sep. hydrogenated
fish oil using CO,
Suzuki et al. (1990) unav. unav. unav. frac. polyunsaturated fatty acids
by urea adduct + CO,, abstr.
Adschiri et al. (1992) 313.2 - 373.2 10 (1) extractive reaction of oleic acid,
tricaprylin + lipase in CO,
Krukonis (1984) unav. unav. unav. ext. fish oil esters using CO,,
abstr.
Arai and Saito (1986) 313 10 2 frac. sardine oil esters using
CO,
TABLE 2 (Continued)
Demirbtiker et ai. (1992) 348 - 388 28.4 - 36.5 5 chrom. Sep. fish oil and of
model mix. using CO,
Ikushima et ai. (1992) 323 7.8 - 18.6 21 ext. and frac. the pure camp.
stearic and linolenic esters and
a-tocopherol and their mix.
using co,
Van Gaver (1992) 313 - 358 5.0 - 14.5 34 ext. various multi-camp. mix.
methyl pahnitate, stearate,
oleate, linoleate, linolenate +
pure CO, or mix. CO, + GH,
Eisenbach (1984) 323 2.5 - 15.0 (2) ext. and frac. codfish oil esters
using CO,
Krukonis et al. (1987) 333 15.2 (1) frac. fish oil esters using CO,
Nilsson et al. (1988) 293 - 373 15.2, 17.2 34 frac. menhaden oil esters using
CO*
Giimer and Perrut (1989) 323.7 19.1 1 chrom. Sep. model mix. of ethyl
and methyl esters using CO,
Nilsson et al. (1989)) 313 - 373 11.0 - 15.2 9 frac. menhaden oil esters using
CO,
TABLE 2 (Continued)
Nilsson et al. (1989b)) 313 - 353 12.0 - 17.5 1 frac. EPA and DHA esters
from urea-fractionated menha-
den oil esters using CO, g.o.
Suzuki et al. (1989) unav. tmav. unav. ext. fish oil esters using CO,,
abstr.
Krukonis et al. (1992) 333 15.2 (1) frac. fish oil esters using CO,
Nilsson et al. (1992) 295 - 373 15.2 - 17.2 11 ext. and frac. menhaden oil
esters using CO,
Staby (1993) 333 - 413 7.2 - 29.9 9 cap. chrom. Sep. sand launce oil
using CO,
Staby et al. (1993)) 333 - 413 7.2 - 29.9 9 cap. chrom. sep. sand launce oil
using co,
Other Components
Bertucco et al. (1988) 333 11.7 - 23.3 3 ext. a-tocopherol from model :
mix. cont. 80% oleic acid using 2
6
CO,
Elvevoll (1988) 309-328 8 - 28 6 ext. ubiquinone, cholesterol, a-
9
tocopherol, retinol, squalene, &
and cholecalciferol from codfish 2
viscera oil using CO, 5
Hardardottir and Kinsella (1988) 313, 323 13.8 - 34.5 28 ext. cholesterol and phospho- $
lipids from rainbow trout mus- 2
cle using CO, ;:
B
Kubota et al. (1988) unav. unav. unav. ext. cholesterol from fish oil @
ester mix. using CO,, abstr.
Nam et al. (1988) 323 10.1 - 14.5 (60) ext. of polychlorinated com- E
pounds from fish tissue using 8
CO*
White et al. (1988) 413, 423 15.2 - 35.5 3 cap. chrom. sep. model mix. of
vitamins using CO,
Imanishi et al. (1989) 313 - 353 20 - 35 16 ext. cholesterol, sterol esters,
and phospholipids from sardine
oil using CO,
Krukonis (1989) 343 17.2 - 44.8 5 ext. of polychlorinated biphe-
nyls from codfish liver oil using
CO,
z
TABLE 2 (Continued)
ACKNOWLEDGEh4ENTS
This work was supported by grants from Nordisk Industrifond and the Danish
Research Council.
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