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Prog. Newo-Peychopharnm. Vol. 1, pp. 235-247, 1977. Pergamon Press. Printed in Great Britain.

NOOTROPIC DRUGS*

C. GIURGEA and M. SALAMA


Neuropharmacological Research Department, UCB-Dipha, and
Clinical Development, UCB-Dipha, Brussels, Belgium;
University of Louvain, Belgium

(Final form, July 1977)

Abstract
1. Nootropic drugs were proposed as a class of psychoactive drugs that selectively improve
efficiency of higher telencephalic integrative activities.
2. The main features of the nootropic profile consist of: (a) enhancement of learning acqui-
sition; (b) .resistance to impairing agents; (c) facilitation of interhemispheric transfer
of information; (d) enhanced resistance to brain "aggressions"; (e) increased tonic, cor-
tico-subcortical "control"; and (f) absence of usual pharmacological effects of neuro-
psychotropic drugs.
3. The animal experimental results are thoroughly corroborated by the data obtained in clini-
cal pharmacology and pharmacotherapeutics supporting the concept that nootropic activity
is based on a functional telencephalic selectivity.
4. The basic mechanism of action at molecular and cellular levels of nootropic drugs is not
yet known. Some recent data emphasized a possible role for cerebral ATP.

Keywords: psychotropic drugs, nootropics, piracetam, integrative telencephalic mechanism,


learning, brain injury, hypoxia, interhemispheric transfer.

1. Introduction

The term "nootropic" (noes = mind; tropein = towards) was proposed by us (Giurgea, 1972,
1973) to designate psychotropic drugs that characteristically interfere with the higher telen-
cephalic integrative activity by a direct and selective action.

The main features we presently consider important in defining a nootropic drug are: (a) the
enhancement, at least under some conditions, of learning acquisitions as well as the resistancs
of learned behaviours to agents that tend to impair them; (b) the facilitation of interhemis-
pheric flow of information; (c) the partial enhancement of the general resistance of the brain
and particularly its resistance to physical and chemical injuries; (d) the increase in the ef-
ficacy of the tonic cortico-subcortical control mechanisms; and (e) the display of above men-
tioned activities by selective functional impact on higher integrative, telencephalic mechan-
isms, i.e. partial lack of usual psychological and general pharmacological activities.

Piracetam [ (oxo-2-pyrrolidinyl-I) 2 acetamidel seems to, up to now, correspond best to these


definitions as far as animal pharmacology, clinical pharmacology and therepeutics are con-
cerned and 'will be used as prototype for nootro.lic drugs.

CH,-CO -NH,
Piracetam

113 this review we shall present various features of the nootropic profile under three main
headings; animal pharmacology, clinical pharmacology and pharmacotherepeutics. Some considera-
tions to biochemical data and the classification of nootropic drugs will be given in the later
part of the paper.

*Partly supported by IRSIA research grant No. 20310.


236 C. Giurgea and M. Salama

2. Nootropic Profile

2.1. Enhancement of learning acquisition and resistance to impairing agents


2.1.1. Animal pharmacology

The various data regarding the animal pharmacology are summarized in Table 1 as well as in
Figs. I and 2. Recent published data on nootropic drugs are presented in Table I. One addition-
al very recent contribution of Danielle Lefevre of our laboratory* is given here as an example
of piracetam's beneficial effect in early sensory deprived rats (Giurgea 1977).

Table 1
Nootropic effect on learning.
Experimental data and references in animal pharmacology

Modality Test/Agent Species Reference

water-maze rat Giurgea and


Mouravieff-Lesuisse
1972
Facilitated "Y" -maze rat Wolthuis, 1971
acquisition "drinking" test rat Wolthuis, 1971
spinal fixation rat Giurgea and
Mouravieff-Lesuisse,
1971
active goldfish
avoidance Bryant et at., 1973

hypoxia rat Giurgea et al., 1971


Sara and Lefevre,
1972
Gouret and Raynaud,
Enhanced 1976
resistance
to learning ECS rat Giurgea, 1972
impairment Sara and David
Remacle, 1974
Matthies and Ott
1975
age rat Giurgea and
Mouravieff-Lesuisse,
1972
chemicals (8-AZA) rat ibid., 1971, 1972
sensory Myslivicek and
rat Hassmanova, 1973
deprivation Myslivicek, 1975
Lefevre, 1975 (in
Giurgea, 1976a)

Figure I gives the general schedule of the study on passive avoidance performance (PAP) in
differential environment.
Figure 2 illustrates that rats reared in isolation show impaired-retention of PAP as seen
by its time decay, and that piracetam readily improves learning performances when injected

* Institute of Experimental and Compared Psychology, University of Louvain, Belgium.


Nootropic drugs 237

before the last retention test.

PASSIVE 3&H %H
*TEST I ) TEST II
AVOIDANCE wmmlbu CACES
. %kEY

Fig. 1. Effect of rearing in differential environment in rats as regards


passive avoidance performance (experimental schedule).

Litter-mates Wistar rats are kept at weaning for 6 weeks in sensory "impoverished" (isol.)
or "enriched" (enr.) environment. Both groups are kept in isolation for 24 hr and then submit-
ted to passive avoidance one-trial learning. They are tested for retention 24 hr later (test I)
and 96 hr after test I (test II). Thirty minutes before test II (arrow), rat received i.p.
saline or piracetam (120 rug/kg).

mr.
no- inj.
100

90 isod. l-lo- isol.sol. isol


inj.
r
t
noJ.
$ O--
.-
& 60-.
SO..

3
2 LO..
s 30..

20

10

Fig. 2. Effect of piracetam on the deterioration of passive avoidance


performance (PAP) in isolated-reared rats.

From left to right: isolated, non-rejected rats show good avoidance in test I but performance
in test II is almost,absent; saline-injected rats achieved very poor avoidance score in test
II; in the piracetam-group, performance in test II, though very well maintained, was statisti-
cally not different from that in test I.

For comparison (extreme right), a typical experiment in "enriched" non-injected rats illus-
trating excellent maintenance of avoidance performances from test I to test II is shown.

2.1.2. Clinical pharmacology

Dimond and Brouwers (1976) studied the effect of piracetam (4.8 g/day) in a double blind
versus placebo investigation, on sixteen healthy student volunteers. After a 2 weeks' admini-
stration (i.e. the second test session under drug), the drug treated group showed an important
and significant improvement as compared to the control group both of direct or delayed recall
of verbal learning.

Recent confirmation of those conclusions is provided by Wed1 and Suchenwirth (1977) who have
replicated a significant improvement of mental performance in a group of seventeen young heal-
thy volunteers (3.2 g/day piracetam for 5 days).

Mindus et al. (1976) studied eighteen middle-aged subjects, mentally healthy, but all of
them complaining of some memory decline. Piracetam (4.8 g/day) was given for 4 weeks, versus
placebo, in a double blind design. By means of a battery of perceptual and psychomotor tests
(such as Critical Flicker Fusion (CFF), Krakau Visual Acuity Test (RVAT) and three paper and
238 Cd. Giurgea and M. Salama

pencil tests), the authors concluded that mental performance in these almost normal middle-
aged subjects was significantly improved by the-drug.

2.1.3. Therapeutic data

The therapeutic indications reporting an improvement of mental performances and vigilance


are numerous and diverse.

Chzwnic brain syndrome due to ageing

Stegink (1972), in a double blind study involving 196 elderly patients, has compared pirac-
etam with a placebo in the treatment of psycho-organic symptoms occurring in the course of se-
nile involution. Piracetam was administered in a dose of 800 mg, t.i.d., for 8 weeks.

The overall mental condition of the patients treated with piracetam showed a significant im-
provement as compared to that of the placebo group; statistically significant differences were
found for such parameters as disorders of alertness, asthenia, and psychomotor agitation.

Feruglio et al. (1974), Delwaide et al. (1975), Guilmot and Van Ex (1975), Eckmann (1976) in
double blind controlled investigations versus placebo, confirmed these results. Heinitz (1975),
Plauchu et al. (1974), Voelkel (1975) and Baving (1975) have also published similar results.

Chronic atcoholism

In acute alcohol withdrawal, Knott and Beard (1973),* Petty (1973),* Weckroth (1975) and Week.
roth and Mikkonen (1972), have demonstrated in controlled double blind studies the advantage
of piracetam over placebo. The piracetam-treated patients experienced at a significantly ear-
lier stage an improvement of their state of alertness and mental performances.

Binder (1974)) in a controlled study versus placebo, came to the same conclusion in chronic
alcoholics who had been hospitalised for long-terms.

2.2. Facilitation of interhemispheric transfer of information

2.2.1. Animal pharmacology

In curarised rats, piracetam selectively facilitates transcallosal evoked potentials on el-


ectrical stimulation of the associative, suprasylvian cortex (Giurgea and Moyersoons, 1972,
1974).

Buresova and Bures (1973, 1976) found that in rats interhemispheric transfer of lateralised
visual engrams, acquired during functional hemidecortication, was facilitated by piracetam
which also facilitated formation of a secondary engram during monocular learning without hemi-
decortication.

Figure 3 illustrates one aspect of piracetams facilitating aspect of the writing-in callo-
sal interhemispheric mechanism.

2.2.2. Clinical pha-rmacology

Dimond (1975) tried and succeeded in obtaining human data that are in good agreement with
the previously reported animal findings. Indeed, in healthy young volunteers submitted to di-
chotic listening of verbal messages, it was found:
(a) that verbal capacity was significantly improved; and
(b) that this was due mainly to increased response to information presented to the left ear.

* Personal communications.
Nootropic drugs 239

S P

SL R R PL R R
1 2 3 1 2 3

Fig. 3. Effect of piracetam on monocular pattern discrimination learning


(L) and on strength of resulting primary and secondary engrams
revealed by hemidecorticated re-learning (R). Brain schemes in-
dicate conditions of experiment on days l-3 (occluded eye and
depressed hemisphere black).
P: rats treated with piracetam; S: rats treated with saline.
Ordinate: average number of trials to criterion.
Vertical traces denote SEM-values. (Courtesy of Buresova and
Bures, 1976).

The brain, concludes Dimond, seems to be super-connected by the drug.

2.2.3. Therapeutic data

The improved interhemispheric transfer and the subsequent improved cortical integration,
as seen in the Dlmond study (1975), may be particularly important for the understanding of
the enhancement of the vigilance as well as of the mental performances that were discussed
previously.

2.3. Enhanced brain resistance to physical and chemical injuries

2.3.1. Animal pharmacology

Table 2 summarizes the main existing data in this field.


240 C. Giurgea and M. Salama

Table 2
Nootropic effect and its relationship to brain resistance.
Experimental data and references in animal pharmacology

Agent Modality References

Enhanced cerebral resist- Giurgea et at.,


ante and mainly speeding- 1970
up of brain recovery
(Criterium: EEG; species:
rabbit)

Enhanced resistance to Schiller, 1974


Hypoxia sub-cellular lesions
(Criterium: electronic
microscopy and histo-
chemistry; species: rat)

Enhanced resistance to Quadbeck, 1970


experimental high-alti- (pers.comm.)
tude
(Criterium: convulsions;
species: rat)

Chemicals EEG protection and en- Moyersoons


(barbiturates, hanced survival percen- and Giurgea,
phenothiazines, tage (Species: cat, rat) 1974;
cyanides Hoyer, 1975
(pers.comm.)

Figure 4 shows the "curare-like hypoxia" model developed with J. Dauby, using a short-acting
curare-like agent, the oxydipentonium.

In Table 3 are presented the results obtained with piracetam and some other neuro-psychotro-
pit drugs. It can be seen that dexamphetamine, pyritinol and sulpiride are inactive (Giurgea,
1977).

Curare * hypoxia
mice Ll? or l?O.

DRUG CUQARE x/10


b
us treated
IT ,, lh. TT lh. y
AL Ah
x
L
*? 9-340
SA INE CURARE saline
or i.47
ATER

# oxydipentonium chloride ( short -actin


curare-like B

Fig. 4. Experimental schedule of the "curare-like


hypoxia" model.
Nootropic drugs 241

Mice are given i.p. 3 s&kg of oxydipentonium chloride, a short-acting curare-like agent.
It is assumed that an active drug (i.p. or p.o.), provided it is not a simple decurarising
agent, enhances the number of survivors because it confers a CNS protection during the short-
lasting asphyxia induced by the curare-like agent.

Table 3
Effect of piracetam and some other neuro-psychotropic
drugs on "curare-like hypoxia" model

Survival
Drugs wdkg placebo drug Activity*
i.p.

Centrophenoxine 294 2110 7110 +

94 O/10 7110 +

29 2110 8110 +

Dexamphetamine 55 2110 Of10 0

5.5 2110 2110 0

0.55 l/10 3110 0

Piracetam 800 l/l0 lO/lO +

454 o/10 9110 +

142 2110 6110 0

Pyritinol 459 l/10 3110 0

46 l/10 2110 0

Sulpiride 109 3110 3110 0

34 l/10 3110 0 a

11 3110 2110 0

* Activity is established by the ratio between the number of survivors


in drug treated groups and in the placebo group; + means p ~0.05
(Fisher Yates).

2.3.2. Clinical pharmacology

Lagergren and Levander (1974), Cronholm et at. (1975) studied the effect of piracetam in
twelve patients who had a heart pace-maker and in whom they were able to induce a moderate,
brief and reversible bradycardia. Piracetsm was given p. o., (4.8 g/day) for 9 days, in a
cross-over double blind study using a placebo.

Among several perceptual and psychomotor tests that responded positively to piracetam, the
results of the Critical Flicker Fusion tests can be taken to imply that piracetam counteracts
the impairment in performance associated with cerebral hypoxia caused by lowering of heart
rate. Isaksson et al. (1975, 1976) analysed the same patients and found by quantitative EEG
studies that piracetam, both in normal and bradycardic situations, enhanced the alpha-power
spectrum, thus tending to normalise the EEG.

2.3.3. Therapeutic data

The effect of piracetam on cerebral distress consecutive to brain injury, or due to a hyp-
oxic or toxic state, was also investigated.

Calliauw and Marchau (1975) in a double blind controlled trial demonstrated that, in compar-
ison with placebo, piracetam significantly improved state of consciousness in deeply comatou8
hospitalised patients following head injuries.
242 -C. Giurgea and M. Salama

Roquefeuil et al. (1975) measuring some biochemical parameters, showed the improvement of
the brain metabolism. Schulte-am-Esch and Pfeifer (1974) and Ciocatto and Bava (1974) have
published similar clinical data.

2.4. Increased cortico-subcortical control

2.4.1. Animal pharmacology

Piracetam shows a clear effect in two experimental models that require integration at CNS
subcortical levels.

As seen in Table 4, piracetam inhibits central nystagmus, i.e. the nystagmus obtained in the
awake rabbit by electric stimulation of a diencephalic structure (lateral geniculate body).
On the other hand, piracetam facilitates acquisition of an experience at spinal level probably
because it shortens the spinal fixation time (Table 4).

Table 4
Effect of piracetam on the cortico-subcortical control

Piracetam: Enhanced tonic control

Modality Species Reference

Central (LGB) nystagmus: rabbit Giurgea et al., 1967


inhibited

Spinal fixation: rat Giurgea and Mouravieff-


facilitated Lesuisse, 1971

N. B. Cortical spreading depression (Giurgea, 1972) facilitates central


nystagmus and inhibits spinal fixation.

It is important to understand in these two particular preparations the cortico-subcortical


inter-relationships, especially the descending ones. As compared to the ascending, cortico-
petal relationship, the cortico-fugal neurophysiological tonic regulating influences are widely
considered more important (Narikashvili, 1970).

To approach this problem we have used the functional decortication produced by local, cort-
ical KCI-application (Bures et al., 1974). Cortical spreading depression (CSD) as seen in
Table 4 facilitates central of nystagmus and inhibits spinal fixation. One can argue therefore
that the functional, tonic cortical control is inhibiting towards LGB and facilitating to-
wards the particular spinal memory consolidation.

Thus the activity of piracetam is equivalent to an enhancement of the cortical tonic control
since it inhibits central nystagmus and facilitates spinal fixation.

2.4.2. Clinical pharmacology

In 1967, Oosterveld (see Giurgea et al., 1967) has demonstrated in healthy volunteers that
piracetam significantly inhibits the so-called torsion swing nystagmus. Later on, Boniver
(1974) showed that a caloric nystagmus was also inhibited by piracetam in normal subjects.

2.4.3. Therapeutic data

The remote effects of head injuries have also been studied, and the significant superiority
of piracetam as compared to a placebo has been evidenced, e.g. in the treatment of post-trau-
matic vertigo; this activity may be correlated with the one found for nystagmus.

Aantaa and Meurman (1975), Hakkarainen (1976, pers. comm.), and Ferrey and Bouttier (1972)
in controlled double blind studies, have shown that piracetam has a significantly superior
Nootropic drugs 243

effect as compared to placebo in patients with post-concussional syndromes, consisting of symp-


toms vertigo and headaches.

2.5. Lack of side effects

2.5.1. Animal pharmacology

Piracetam, whiie active in previously described situations, is devoid of usual "routine"


pharmacological activities even in high doses (Table 5).

Table 5
Piracetam: Lack of usual pharmacological activity*

Behavioral Sedation Giurgea et al., 1967


Stimulation Wolthuis, 1971
Locomotion in Overton, 1974 (pers. comm.)
general
Toxicity, etc.
Electro- EEG (cortical, Stumpff, 1975 (pers.conuo.)
subcortical)
physiological Giurgea, 1972-76
Limbic
Giurgea, 1972-76
excitability
Autonomic Cardiovascular Giurgea, 1972-76
system
Respiratory
system
Gastrointestin-
al system

* See also Giurgea, (1976)

2.5.2. Clinical pharmacology

In normal subjects (Oswald and Lewis, 1972, pers. comm.; S. Jongers et al., 1975) no side
effects or "doping" effects were ever observed. Nor did piracetam induce any sedation, tran-
quillisation, locomotor stimulation or psychodysleptic symptomatology in the more important
patient material for whom reliable data are available.

3. Biochemical Considerations.

Currently available CNS biochemical data for piracetam are derived mainly from studies made
on the whole brain. It is therefore difficult to discuss them thoroughly in the light of the
telencephalic hypothesis.

We shall however briefly mention here the essential metabolic data and refer the interested
reader to more specialised publications (Pede et aZ., 1971; Gobert 1972).

Three major points are to be emphasized:

(a) Piracetam in all animal species studied, including man, is practically not metabolised.
About 96-982 of the administered substance, by any route of administration, is eliminated
mostly in the urine and secondarily in the faeces.
(b) The plasma half-life of piracetam is about 2.5 hr in the dog and about 4.5 hr in
man.
244 C. Giurgea and M. Salama

(c) Piracetam readily passes such physiological barriers as the blood-brain barrier and the
placental barrier. From the biochemical pharmacology data, an interesting EEG-biochemical
correlation is noted. Indeed, as we have described above, piracetam significantly enhanced
EEG recovery after nitrogen hypoxia in the rabbit. Using similar experimental.conditions,
it was observed that in the saline-treated rats, it takes about 2 hr to recover normal neuro-
chemical parameters, whereas in piracetam-treated rats there is a highly-significant speed-
up recovery. Electronic microscopy studies have also shown that hypoxia-induced polysomial
damage in the rat brain and a few other organs was prevented in piracetam-treated animals
@chiller 1974).

As to the intimate mechanisms responsible for the functional telencephalic neuro-pharmacolo-


gical selectivity of piracetam, we do not have as yet, as mentioned before, comprehensive,
causal interpretation in molecular terms of its therapeutic efficacy.

Recently, however, Nicholson and Wolthuis (1976a, b) claimed that piracetam rather select-
ively activates brain adenylatekinase (an enzyme facilitating ATP formation in anaerobic con-
ditions) and inhibits cortical release of proline (a putative inhibitory neuro-transmitter).
Should those findings be enlarged, and confirmed, they might provide a starting point for a
deeper understanding of the way in which nootropic drugs act.

4. Problems of Classification

It seems obvious that, if one takes into account the WHO classification of psychotropic
drugs (Shepherd, 1972), nootropic drugs should be considered as a new class independent of
neuroleptics, anxiolytic sedatives, antidepressants, psychostimulants or psychodysleptics.

If, however, one keeps to the Delay-Deniker classification, nootropic drugs should be looked
upon (as suggested by Boissier, pers. comm.) as a distinct class among the psycho-analeptics
which, by definition, includes all drugs that somehow enhance mental efficiency.

In the light of previous considerations, the classification of psychotropic drugs is pres-


ented in Fig. 5.

Fig. 5. The place of nootropic drugs in the classification of psychiatric


drug.

Acknowledgements

The authors are indebted to J. Polderman, M.D. for his assistance in the updating of the
bibliography.

The competent secretarial work of Mrs. S. Tourtois is also acknowledged.

Inqwities and reprint requests should be addressed to:


Prof. Dr. C. Giurgea, Head of the Neuropharmacological Research Department.
UCB-Dipha,
Brussels, Belgium.
Nootropic drugs 245

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