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This paper presents a method for extracting system nonlinearities and time-localized transient
response to impulsive loading by processing stationary/transient responses using the HilbertHuang
transform (HHT) and a sliding-window fitting (SWF) technique. Time-dependent dynamic character-
istics of nonlinear systems are derived using perturbation analysis. The SWF is introduced mainly to
show the mathematical implications of HHT and the differences between HHT and the discrete Fourier
transform. Similar to the wavelet transform the SWF uses windowed predetermined regular harmonics
and function orthogonality to extract local harmonic components. It simultaneously decomposes a
signal into just a few regular/distorted harmonics, and the obtained time-varying amplitudes and
frequencies of the harmonics can reveal system nonlinearities. On the other hand the HHT uses the
apparent time scales revealed by the signals local maxima and minima and cubic splines of the
extrema to sequentially sift components of different time scales, starting from high-frequency to low-
frequency ones. Because HHT does not use predetermined basis functions and function orthogonality
for component extraction, components are extracted without distortion and hence their time-varying
amplitudes and frequencies can be accurately computed using the Hilbert transform to reveal system
characteristics and nonlinearities. Moreover, because the first component extracted from HHT
contains all discontinuities of the original signal, its time-varying frequency and amplitude are excellent
indicators for pinpointing the time instants of impulsive loads. However, the discontinuity-induced
Gibbs phenomenon makes HHT analysis inaccurate around the two data ends. On the other hand, the
SWF analysis suffers less from Gibbs phenomenon at the two data ends, but it cannot extract
accurate time-varying frequencies and amplitudes because the use of predetermined basis functions
and function orthogonality in the sliding-window fitting process distorts the extracted components.
Numerical and experimental results show that the proposed method with the use of HHT can provide
accurate extraction of intrawave amplitude and phase modulations, distorted harmonic response
under a single-frequency harmonic excitation, softening and hardening effects, different orders of
nonlinearity, interwave amplitude and phase modulations, multiple-mode vibrations caused by internal/
external resonances, and time instants of impact loading on a structure. These are key phenomena for
performing dynamics-based system identification and damage detection.
103
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104 Structural Health Monitoring 7(2)
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Pai et al. Time-Frequency Method for Nonlinear System 105
amplitude- and phase-modulated motions, and different frequencies. If ! 0:5, u(t) has a
multiple-mode vibrations caused by modal inter- period-doubled trajectory on the phase plane
action (i.e., interwave modulation) [6,7]. One _ For a stationary time signal u(t) having
u u.
major approach for dynamics characterization of a major frequency modulating at a frequency
a nonlinear system is to examine the harmonic ! can be expressed as
components contained in the systems response to
a harmonic excitation. An in-operation damage
1 2
detection method usually uses sudden changes of ut cos t cos !t 1 cos t
4
vibration amplitudes or frequencies to estimate
1 1 3
the areas subjected to unexpected sudden loads sin !t sin !t
(e.g., impact). After in-operation damage detec- 2 16
tion issues warning, ground or stationary damage 1 2
cos 2!t cos 2!t
inspections of the suspected areas using changes 8
of dynamic characteristics and nonlinearities to 1
3 sin 3!t sin 3!t 1b
pinpoint damage locations need to be performed. 48
However, the key challenge is how to extract
accurate dynamic characteristics and nonlineari- where Taylors expansion was performed
ties from actual, noise-contaminated dynamic by treating cos !t as a small variable. It shows
responses, especially transient ones. that, if ! , the Fourier spectrum of u(t)
Tasks of nonlinear system identification of would consist of several small, uniformly spaced
structures include (1) detection of the existence of components around , which are the so-called
nonlinearities, (2) determination of the types, sidelobes. If ! and =! is an irrational
orders, functional forms, and locations of non- number, it is a quasi-periodic motion having a
linearities, and (3) parameter identification. This period of infinity. Moreover, we note that the u_
work intends to address the first two tasks. of (1a) and (1b) are amplitude- and phase-
modulated functions. Equations (1a) and (1b)
clearly show that a distorted harmonic can be
2 Characteristics of Nonlinear decomposed into many regular harmonics, but a
Responses distorted harmonic itself is more convenient and
meaningful than several regular harmonics for
Because asymptotic solutions for weakly non- system characterization.
linear systems subject to harmonic excitations For a signal consisting of two nonsynchro-
usually show amplitude- and phase-modulated nous harmonics (i.e., not reaching extrema at the
characteristics [6,7], next we use perturbation same time), it may appear as one distorted har-
solutions to characterize dynamic characteristics monic because
of different nonlinear systems.
A stationary time signal u(t) having a major ut a1 cos !t a2 cos !t
frequency and an amplitude modulating at a
^
atcost t
frequency ! can be expressed as
q
ut 1 cos !tcos t cos t cos !t ^
at a21 a22 2a1 a2 cos2!t,
2
a1 a2 tan!t
cos !t 1a t tan1 ,
2 a1 a2
_ a21 a22 !
where is a small parameter. It reveals that t 2 2a
a1 a22 2a1 a2 cos2!t
u(t) consists of three regular harmonics of
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106 Structural Health Monitoring 7(2)
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Pai et al. Time-Frequency Method for Nonlinear System 107
1.2
u u_ !2 u u2 Fcost, !
ut a0 acost a2 cos2t 2,
1.0
a2 a2
a2 a, a 0 3a2
0.8 62 22
^
a0 atcost t
0.6
q
a
a
a 2 sint a2
bone
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108 Structural Health Monitoring 7(2)
excitation w.r.t. the response. The second-order Results obtained from HHT are compared with
asymptotic solution can be derived using the those from a sliding-window fitting (SWF) method
method of multiple scales to be [8] to show that HHT is more accurate in extracting
time-varying dynamic characteristics and nonlinea-
X
5 rities than Fourier and wavelet transforms.
ut ai cosit b3 sin3t
i0
2 a21 34 a41 2 a21 4 a41 3 Signal Decomposition and
a0 2
2
, a2 ,
2 8 62 62 Time-Frequency Analysis
3 a31 55 a51
a3
322 1282 Here, we present a sliding-window fitting
4 a41 5 a51 3 a31 (SWF) method to reveal the drawbacks of discrete
a4 , a 5 , b 3 5b
1202 3842 32 Fourier transform (DFT), the similarity between
SWF and wavelet analysis, and the mathematical
where a1 is a nonlinear function of F, , and 3 and implications of HHT, and to explain why HHT is
needs to be obtained by solving the modulation essentially different from wavelet transform
equations derived from perturbation analysis [8]. and DFT.
Equation (5b) reveals that the nonlinear solution is
a periodic function (period T 2=) expanded
3.1 Discrete Fourier Transform
into multiple harmonics. Because a5 appears in a3
and a4 appears in the a2 and a0 in (5b), it indicates To numerically extract regular harmonic
that higher-order odd-power nonlinearities will components from an arbitrary time signal u(t) the
behave like cubic nonlinearity, and higher-order discrete Fourier transform (DFT) is usually used.
even-power nonlinearities will behave like quadra- The DFT is given as [15]
tic nonlinearities. Then the question is how to X
N=2
extract and recognize several different orders of utk uk a0 2 ai cos!i tk bi sin!i tk
nonlinearity from a dynamic response. i1
!
From the above derivations and discussions it X
N=2
j!i tk
is obvious that the key for successful dynamics- Real ai jbi e
based system identification and damage detection iN=2
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Pai et al. Time-Frequency Method for Nonlinear System 109
of the extracted regular harmonic components. These equations can also be used to compute the
The formulas for computing ai and bi in (6a) show instantaneous frequency and angular acceleration
that the orthogonality between u(t) and cos !i t without using numerical differentiation and/or
and sin !i t is used to extract regular harmonics curve-fitting, as shown later in (23).
from u(t). Moreover, it is apparent that the time Unfortunately, if u0 6 uT due to sampling
signal u(t) is expressed as the summation of N / 2 and/or transient effects in u(t), U will include
harmonics of constant amplitudes and phases. many high-frequency harmonics (i.e., leakage
If h(t) denotes the Hilbert transform (HT) of in the frequency domain) caused by Gibbs
u(t), it can be shown that [16] phenomenon [17,18], which makes it difficult to
understand the Fourier spectrum of u(t). Gibbs
X
N=2
phenomenon happens because many continuous
htk hk 2 ai sin !i tk bi cos !i tk
i1 functions (i.e., cos!i t and sin!i t in (6a)) are
! required to fit a discontinuous function, and it
X
N=2
Imag 2 ai jbi e j!i tk results in overshoots at the discontinuous points
i1 of the function [17]. For example, Figure 2 shows
!
X
N=2 Gibbs phenomenon caused by the discontinuity
j!i tk
Imag ai jbi e at t 0, T. The exact HT of ut sin2t 0:1
iN=2 is ht cos2t 0:1. Although the u(tk) from
H!i bi jai : 6c the inverse DFT (IDFT) agrees with the exact
u(t), Gibbs phenomenon causes overshoots at the
In other words, h(t) is the u(t) with each har- two ends of h(tk). The overshoots in u(t) have a
monic components phase being shifted by 90 . constant height (=17.9% of the discontinuity)
Moreover, (6a) and (6c) show that the Fourier and they move towards the discontinuous points
spectrum needed for computing h(t) can be used as the number of terms N increases [18].
to compute the instantaneous velocity and accel- The DFT is a frequency method, which
eration by using the inverse DFT as extracts regular harmonics from the whole sam-
pled period of the signal and cannot provide time-
X
N=2
varying characteristics of the processed signal.
ut jht a0 2 ai jbi e j!i t
i1
Wavelet analysis is windowed Fourier analysis
X
N=2 using a predetermined localized wavetrain (i.e., a
_ 2
_ jht
ut j!i ai jbi e j!i t wavelet) to extract localized components similar
i1 to the wavelet [19]. Hence, wavelet transform is a
X
N=2 time-frequency method that can provide time-
ut 2
jht !2i ai jbi e j!i t : 7 varying characteristics of the processed signal.
i1 The Morlet wavelet w(t) is arguably the original
1.5
Gibbs
1
u(t)
0.5
u(t), h(t)
0
0.5
1 h(t)
1.5
2
0 0.5 1 1.5 2 2.5 3 3.5 4
Time (s)
Figure 2 The IDFT and HT of ut sin2t 0:1, 05t51:8, with T 1:8 and N 40, where the solid lines represent
the exact u(t ) and h(t) and the lines with dots are the u(tk) from IDFT and the h(tk) from HT.
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110 Structural Health Monitoring 7(2)
wavelet and is a popular wavelet obtained by minimize the square error Eerror defined as
localizing a complex sine wave using a Gaussian
(bell-shaped) envelope as X
m
Eerror jij ui u^ i 2 , 11
2 2
=z20 im
wt, z0 cos2t jsin2te2t
2 2 2 2
ez0 =22t =z0 8 where ui denotes uti from (9) and u^ i denotes the
experimental data at ti . The total number of
where z0 = is the envelope width. Although the points used is 2m 1, jij is the weighting factor,
Morlet wavelet can extract localized harmonics, and the forgetting factor
1 is chosen by the
the extracted harmonics are artificially distorted user. The seven equations to determine Ci and C^ i
by the Gaussian envelope used in wt, z0 . In for the point at t 0 are given by
order to understand the properties of Hilbert
Huang transform we present in the next section a Xm
@Eerror @ui
sliding-window fitting method using a set of 2jij ui u^ i 0,
@Cj @C j
predetermined regular harmonics as a wavelet for im
3.2 Sliding-Window Fitting Because, for example, @ui =@C1 cos!1 ti , (12)
shows that Cj are extracted by using the ortho-
If a time signal u(t) is identified from its gonality between the predetermined functions
Fourier spectrum to have two major frequencies used in (9) and the experimental data u^ i . After Ci
!1 and !2 5!1 , one can assume that and C^ i are determined, it follows from (9) that
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Pai et al. Time-Frequency Method for Nonlinear System 111
calculated instantaneous frequency !i, each !i at is zero at any point. The EMD is based on the
t ts can be computed by averaging over 4t as assumptions that the signal has at least one maxi-
mum and one minimum, and the characteristic
P2
d1 1 ts it 1 ts i 1t time scale is defined by the time lapse between
!1 i1 the extrema. Once the extrema are identified, all
dt 4t
P2 the local maxima are connected by a natural
d2 2 ts it 2 ts i 1t
!2 i1 : cubic spline line as the upper envelope. Repeat
dt 4t
the procedure for the local minima to produce
15
the lower envelope. The mean of the upper and
lower envelopes is designated as m11 , and the first
Because harmonic functions are not ortho-
intrinsic function c1 is estimated as c11 given by
gonal to the polynomial C3 C^ 3 t C4 t2 , one
needs to choose an appropriate window length to
c11 ut m11 : 17
enforce the orthogonality in order to obtain
unique values for each Ci and C^ i . Numerical results
Ideally the upper and lower envelopes should
show that an appropriate choice is 2mt 4=!2 ,
cover all the data between them. In reality, over-
i.e., two periods of the lowest-frequency harmonic.
shoots and undershoots may exist, and they
This method can be used to extract as many
generate new extrema and shift or exaggerate the
harmonics as needed by adding to (9) major
existing ones after the process shown in (17).
harmonics identified from the signals Fourier
New extrema generated in this way actually reco-
spectrum.
ver the proper modes lost in the initial examina-
tion, and this process can recover low-amplitude
3.3 HilbertHuang Transform riding waves with repeated sifting. This process is
like sifting because it uses the characteristic time
HilbertHuang Transform (HHT) is a relati-
scale to separate the finest local mode from the
vely new technique for processing nonlinear and
data first. The sifting process is to eliminate riding
nonstationary signals [1014]. The two major steps
waves and to make the wave-profiles more sym-
of HHT are (i) using the empirical mode decom-
metric. Toward this end, the sifting process has to
position (EMD) method to decompose a time-
be repeated more times. In the kth sifting process,
domain signal u(t) into n intrinsic mode functions
c1k1 is treated as the data, then
(IMFs) ci corresponding to different intrinsic time
scales as
c1k c1k1 m1k , k 2, . . . , K: 18
X
n
ut ci t rn , 16 Keep repeating the process until all the local
i1 maxima are positive, all the local minima are
negative, and waves are almost symmetric. Then
where rn is the residual, and (ii) performing Hilbert c1k is accepted as c1. A systematic method of
transform and computing the time-dependent determining the end of iteration is to limit the
frequency !i and amplitude Ai of each ci [10,11]. deviation Dv computed from the two consecutive
The time-frequency-energy (i.e., t !i Ai ) distri- sifting results as
bution is named the Hilbert spectrum and is
denoted by H!, t. sP
N 2
An IMF is a function that satisfies two i1 c1k ti c1k1 ti 19
Dv PN 2
conditions: (i) the number of extrema and the i1 c1k1 ti
number of zero crossing must either equal or
differ at most by one in the whole data, and to be a small number and/or to limit the maxi-
(ii) the envelope defined by the local maxima and mum number of iterations [10,11]. Here ti it,
minima is symmetric and hence the mean value and Nt T is the sampled period. After the c1
of the maxima envelope and the minima envelope is obtained, define the residual r1, treat r1 as the
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112 Structural Health Monitoring 7(2)
new data, and repeat the steps shown in (17) which are derived from (22). Here, c_i , ci , d_i , and
and (18) as di can be computed using the method shown in
(7) for computing the time derivatives of u and
c21 r1 m21 , r1 ut c1 h using the inverse Fourier transform. As shown
c2k c2k1 m2k , k 2, . . . , K: 20 in (16), the ci represent a complete set of basis
functions and they are local and adaptive, but
After the c2 is obtained, define the residual r2,
they may not be really orthogonal to each
treat r2 as the new data, and repeat the steps as
other. Even regular harmonics of different fre-
c31 r2 m31 , r2 ut c1 c2 quencies are not exactly orthogonal, and it is
c3k c3k1 m3k , k 2, . . . , K 21 why the continuous wavelet in the most com-
monly used Morlet form suffers from severe
The whole sifting process can be stopped when leakage [19]. However, the EMD does not use
the residual rn becomes a monotonic function orthogonality of functions to extract ci, and this
from which no more IMF can be extracted. In makes HHT essentially different from Fourier
other words, the last IMF has no more than two and wavelet transforms. Moreover, because
extrema. For data with a trend, rn should be the distorted harmonics with time-dependent fre-
trend. After all ci(t) are extracted, one can quencies and amplitudes are allowed in the
perform Hilbert transform to obtain di(t) from data decomposition, it doesnt need spurious
each ci. Then one can combine the ci and di into harmonics to represent nonlinear/nonstationary
a complex function zi and use (16) to obtain signals.
q Because the m1k in (17) and (18) is the
zi t ci t jdi t Ai e ji , Ai c2i d 2i , average of the upper and lower cubic spline
envelopes, m1k , m_ 1k and m 1k are continuous time
i tan1 di =ci functions. Hence, the discontinuities of u, u, _ and
!
X
n
u remain in c1 t and the discontinuities of
ut Real ci t jdi t third-order and other higher-order time deriva-
i1
! tives of u are shared by all extracted ci and rn.
X
n
Real Ai te ji t
22 Because the first IMF, c1 t, from HHT analysis
i1 retains all discontinuities of u, u, _ and u, all
other ci, c_i , and ci i > 1 are essentially contin-
Comparing the Ai(t) in (22) with the ai jbi in uous. Hence, the !1 and A1 of c1 t become
(6a) reveals that the HHT is a time-varying signal excellent indicators for pinpointing time instants
decomposition method, and it allows the use of of impacting loads on structures, as shown later
distorted harmonics to present a complex signal by experimental results. Hence, HHT is more
using just a few IMFs. versatile than Fourier and wavelet transforms
To reduce the influence of noise on the cal- for signal decomposition and time-frequency-
culated frequency !i di =dt, each !i can be energy presentation of nonlinear/nonstationary
obtained by averaging over 4t, as shown in (15). signals.
However, for damage detection applications, it is
better to compute the true instantaneous !i and
other time derivatives using 4 Numerical Simulations
ci c_i di d_i c_2 ci ci d_2i di di A_ 2i The perturbation solutions shown in (3) and
A_ i , A i i
Ai Ai (4) show that nonlinearities can be revealed by
_
di ci di c_i di the time-varying dynamic characteristics extracted
!i , from dynamic responses. Next we demonstrate
dt A2i
how to use HHT and SWF to extract such
ci di ci di 2!i ci c_i di d_i information from linear, nonlinear, stationary,
!_ i 23
A2i and/or transient signals.
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Pai et al. Time-Frequency Method for Nonlinear System 113
4.1 Intrawave Modulation better than that from SWF because the frequency
variation and nonorthogonality of the functions
To show intrawave amplitude- and frequency-
used in (9) causes serious leakage errors in SWF
modulated motions we consider the following
analysis. However, when !p reduces and/or =!p
function
is an integer, the errors become smaller because of
function orthogonality. The c1 in Figure 3(b) is
ut 2 0:2sin !a tsint sin!p t obtained using itrmax 20 (the maximum allow-
randn 24 able number of iterations) and Dv 0:001.
Next we perform HHT and SWF analyses of
the following function
where 2 (i.e., 1Hz), !a 0:1, and
!p 0:3. The number of samples, N, is 1024; the
randn is a N 1 vector of normally distributed ut 2 0:3sin!a tsin2:5t sin!p t
random numbers with a mean of zero and a 4 0:01t2
standard deviation of one; 0:005; and t
3 0:6sin!a te0:05t sint
30=1024, which is used in all following examples,
except otherwise stated. Figure 3 shows the results randn 25
from HHT and SWF analyses, where the thin
broken lines in Figure. 3(c)(f) represent the where 2, !a 0:1, !p 0:2, 0:01,
original functions in (24). Figure 3(c) and (d) show and t 30=1024. Figure 4 shows the results,
that the Hilbert spectra from HHT well capture where the broken thin lines represent the original
the amplitude modulation frequency !a functions in (25). Again, the Hilbert spectra from
0:1 Hz, the variation of amplitude 0:2, the HHT well capture the amplitude-modulation
phase modulation frequency !p 0:3 Hz, and frequency !a 0:1 Hz, the variation of ampli-
the variation of frequency !p 0:3 Hz. tude A1 0:3, the phase-modulation fre-
The accuracy of Hilbert spectrum from HHT is quency !p 0:2 Hz, the variation of frequency
2 1.4 w1 1.4 w1
Frequency (Hz)
Frequency (Hz)
1 1.2 1.2
0 1 1
u
1 0.8 0.8
2 0.6 0.6
3 0.4 0.4
0 10 20 30 0 10 20 30 0 10 20 30
Time (s) Time (s) Time (s)
Amplitude
A1
ci & rn
0 2 2
1 1.8 1.8
2 1.6 1.6
3 1.4 1.4
0 10 20 30 0 10 20 30 0 10 20 30
Time (s) Time (s) Time (s)
Figure 3 HHT and SWF analyses of (24) with !a 0:1 and !p 0:3: (a) u(t), (b) c1 and r1, (c,d) !1 and A1 of c1 from
HHT, and (e,f) !1 and A1 of C1 from SWF.
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114 Structural Health Monitoring 7(2)
Frequency (Hz)
Frequency (Hz)
5 3 w1 3
w1
0 2 2
u
w2 w2
5 1 1
10 0 0
0 10 20 30 0 10 20 30 0 10 20 30
Time (s) Time (s) Time (s)
(b) 5 (d) 4 (f) 4
c2
c1
3 3
Amplitude
Amplitude
A1 A1
ci & rn
0 2 2
1 1
A2 A2
r2
5 0 0
0 10 20 30 0 10 20 30 0 10 20 30
Time (s) Time (s) Time (s)
Figure 4 HHT and SWF analyses of (25) with !a 0:1 and !p 0:2: (a) u(t), (b) ci and r2, (c,d) !i and Ai of ci from
HHT, and (e,f) !i and Ai of Ci from SWF.
!p 0:2 Hz, and the low-frequency transi- 4.2 Identification of Nonlinearities
ent part (i.e., r2). However, the cubic spline fitting
(affected by noise and the transient part r2) of 4.2.1 Cubic Nonlinearity
local extrema causes errors in the HHT, and the We consider the following oscillator with
most serious errors of HHT occur at the two cubic nonlinearity:
ends and are mainly caused by discontinuity (due
to ci 0 6 ci T) and hence Gibbs phenomenon
u 2 !u_ !2 u u3 Fsint: 26
introduced during Hilbert transform of each
IMF. If itrmax is large, the Gibbs phenomenon
becomes more serious but more localized at the For a forced vibration with F 20, ! 2,
two data ends. To reduce Gibbs phenomenon in _ 0, Figure. 5(a)(d)
0:03, 1, and u0 u0
the Hilbert transform of an IMF, one can add to show the results from HHT analysis of the
the two ends characteristic waves to make the steady-state responses with 0:7! and !,
slightly enlarged data begin and end with zero. respectively. We note that the amplitude and
On the other hand, the Hilbert spectra from phase modulation frequency is always 2 even
SWF suffers again from the frequency variation when is away from !, which reveals that the
and nonorthogonality of the basis functions used nonlinearity is cubic. Figure 5(c) and (d) can be
in (9). Because the frequency ratio !p =2:5 is used to estimate a. From (3) and Figure 5(c) and
smaller than that in Figure 3(e) and (f), the (d) one can estimate the average amplitude as
extracted !1 and A1 have relatively smaller errors. a 2:9176, and the variation amplitude of fre-
It is obvious that the error patterns of both quency as 2a3 =a 0:0146 2. Hence, a3
transforms are different because HHT extracts the 0:02130, and 322 a3 =a3 1:083. The a is
highest-frequency IMF first and the lowest-fre- positive because !1 is at it maximum when u(t) is
quency IMF last, but the SWF use orthogonality at its extrema, as revealed by (3) and discussed in
of predetermined functions to extract all IMFs at Section 2. Moreover, Figure 5(e) shows that the
the same time. slope of the !1 A1 curve is a constant of
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Pai et al. Time-Frequency Method for Nonlinear System 115
Frequency (Hz)
1.01
0.7 1
0.99
0.98
0.695 0.97
60 70 80 90 60 70 80 90
Time (s) Time (s)
(b) 0.965 (d) 2.96 (e) 2.95
2.94
A1
A1 2.94
0.96 Amplitude 2.93
Amplitude
A1
2.92 2.92
0.955 2.91
2.9
2.9
_
Figure 5 The !1 and A1 of the c1 from HHT analysis of (26) with F 20, 1, and u0 u0 0: (a,b) 1:4,
(c,d) 2, and (e) 2.
0.2334 and hence !1 =A1 dA1 =d!1 0:50264, nonlinear characteristics, as shown in Figure 6(c).
which also reveals it is a cubic nonlinearity (see (3)). Moreover, the smoothed backbone curve is
For a free vibration with F 0, ! 2, different from the quadratic curve predicted
0:03, 1, u0 8, and u0_ 0, Figure 6 by perturbation analysis. The damping ratio can
shows the results of HHT analysis. It reveals that be estimated using Figure 6(d) to be
the natural frequency !1 is about 1 Hz and the d logA1 =!dt 0:02984. Note that the
frequency-modulation frequency !p 2!1 , which t logA1 curve around large A1 is below the line
indicates the nonlinearity is cubic, as shown in (3). tangent to the right end also indicates that it is a
Moreover, because Figure 6(b) and (d) show hardening nonlinearity.
that !1 increases when the amplitude A1 incre-
ases, it is a hardening nonlinearity (i.e., > 0). 4.2.2 Quadratic Nonlinearity
Because !1 ! 3A21 =8! from perturbation Next we consider the following oscillator with
analysis [8], the a can be estimated using quadratic nonlinearity:
Figure 6(c) and (d) and the perturbation
solution to be 8!!1 !=3A21 , as shown in
u 2 !u_ !2 u u2 Fsint: 27
Figure 6(e). We note that the estimated a is
accurate only when 55t510 (i.e., 1:1 Hz >
!1 > 1:0 Hz), which is because the perturbation For a forced vibration with F 20, ! 2,
solution is valid only for weakly nonlinear pro- _ 0, Figure 7
0:03, 1, and u0 u0
blems. The formula is invalid when A1 is too shows the results of HHT analysis. We note that
large, and the formula becomes singular when A1 the amplitude and phase modulation frequency is
is too small. The backbone curve shown in always even when is away from !, which
Figure 6(f) can be smoothed by averaging out the reveals that the nonlinearity is quadratic.
high-frequency small variation [20,21], which is Moreover, the a can be determined to be positive
the essence of perturbation analysis. However, because !1 is at its maximum (minimum) when
this small variation actually contains the u(t) is at its maximum (minimum), as discussed
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116 Structural Health Monitoring 7(2)
w1 (Hz)
1.4
0 1
a
u
2 1.2
4 0.5
1
6
8 0.8 0
0 5 10 15 20 0 5 10 15 20 0 5 10 15 20
Time (s) Time (s) Time (s)
A1
0
3
2 0
2
4
1 1
6
8 2 0
0 5 10 15 20 0 5 10 15 20 0.5 1 1.5 2
Time (s) Time (s) w1 (Hz)
_
Figure 6 HHT analysis of (26) with F 0, 1, u0 8, and u0 0: (a) u(t), (b)c1 and r1, (c,d) !1 and log(A1) of c1,
(e) estimated a, and (f) !1 A1 curve.
Frequency (Hz)
0.7 1 0.69
a
0.994 A1
A1 7.51 7.51
Amplitude
Amplitude
0.992
A1
7.5 7.5
0.99
7.49 7.49
0.988
_
Figure 7 The !1 and A1 of the c1 from HHT analysis of (27) with F 20, 1, and u0 u0 0: (a,b) 1:4,
(c,d) 2, and (e,f) 2.
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Pai et al. Time-Frequency Method for Nonlinear System 117
w1 (Hz)
1
a
0 1
u
2
4 0.95 0.5
6
8 0.9 0
0 5 10 15 20 0 5 10 15 20 0 5 10 15 20
Time (s) Time (s) Time (s)
(b) 8 (d) 3 (f) 8
6
2 6
4
2 Log (A1) 1
ci & rn
A1
0
2 0
4 2
1
6
8 2 0
0 5 10 15 20 0 5 10 15 20 0.5 1 1.5 2
Time (s) Time (s) w1 (Hz)
_
Figure 8 HHT analysis of (27) with F 0, 1, u0 8, and u0 0: (a) u(t), (b)c1 and r1, (c,d) !1 and log(A1) of c1,
(e) estimated a, and (f) !1 A1 curve.
in Section 2. It follows from (4) and Figure 7(c) indicates the nonlinearity is quadratic, as shown
and (d) that one can estimate the average in (4). The extracted residual r1 is negative and
amplitude as a 7:498, and the variation ampli- significant when A1 is large and hence > 0. The
tude of frequency as a2 =a 0:061 2. Hence, a is estimated using 22 r1 =A21 and shown
a2 0:45738, and 62 a2 =a2 1:927, which is in Figure 8(e), which is inaccurate but the error
inaccurate. The extracted residual r1 0:493 would be 5 5% if the factor 0.72 is used to
(i.e., a0 in (4)) is negative and hence > 0. The rectify the perturbation formula as
a can be also estimated as 22 r1 =A21 2 2
2 r1 =A1 =0:72. Figures 8(c) and (d) show
(see (4)), which is also inaccurate as shown in that, when A1 is large, the average of !1
Figure 7(e). Figure 7(f) shows that the slope of decreases slightly but !1 modulates significantly,
the !1 A1 curve is not constant, but the which is not predicted by the perturbation solu-
perturbation solution predicts it to be a constant tion. The damping ratio can be estimated using
(see (4)). This indicates the inaccuracy of the Figure 8(d) to be d logA1 =!dt 0:03032.
perturbation solution. However, this special Note that the t logA1 curve is straighter than
!1 A1 curve can be used to identify quadratic the one in Figure 6(d). The backbone curve
nonlinearity. Moreover, numerical simulations shown in Figure 8(f) shows significant variation.
reveal that, if a factor of 0.72 is used to estimate
the a as 22 r1 =A21 =0:72, the estimated a has 4.2.3 Higher-Order Nonlinearities
a maximum error about 8% for 20055200. We consider the following oscillator with nth-
Hence, this factor is recommended for identifica- order nonlinearity:
tion in order to rectify the perturbation formula.
u 2 !u_ !2 u un Fsint: 28
For a free vibration with F 0, ! 2,
_ 0, Figure 8
0:03, 1, u0 8, and u0 For a forced vibration with F 20, ! 2,
shows the results of HHT analysis. It reveals that _ 0, and n 5 and
0:03, 1, u0 u0
the natural frequency !1 is about 1 Hz and the n 7, Figure 9 shows the results of HHT analysis
frequency-modulation frequency !p !1 , which of the steady-state responses. We note that, when
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118 Structural Health Monitoring 7(2)
A1
A1
1.97 1.64
1.96
1.62
1.95
1.94 1.6
0.98 1 1.02 1.04 0.96 0.98 1 1.02 1.04 1.06
w1 (Hz) w1 (Hz)
_
Figure 9 The !1 A1 curve of the c1 from HHT analysis of (28) with F 20, 1, and u0 u0 0: (a) n 5
(!1 =A1 dA1 =d!1 0:545), and (b) n 7 (!1 =A1 dA1 =d!1 0:551).
1.58
2.05
1.56 a
a
2
1.54
1.52 1.95
60 70 80 90 60 70 80 90
Time (s) Time (s)
1.935
1.61
1.93
A1
A1
1.6
1.925
1.59
1.92
1.915 1.58
0.9 0.95 1 1.05 1.1 0.85 0.9 0.95 1 1.05 1.1
w1 (Hz) w1 (Hz)
_
Figure 10 The a and !1 A1 curve of the c1 from HHT analysis of (28) with F 5, 1, and u0 u0 0: (a,b)
n 4, and (c,d) n 6.
n increases, the !1 A1 curve bends and the of the steady-state responses, where the a is
!1 =A1 dA1 =d!1 deviates more from 0.5, which estimated as 22 r1 =A21 . We note that the
can be used to identify higher-order odd-power !1 A1 curves are dramatically different from that
nonlinearities. in Figure 7(f). When n increases, the !1 A1 curve
For a forced vibration with F 5, ! 2, becomes skinnier and the modulation frequency of
_ 0, and n 4 and
0:03, 1, u0 u0 a increases, which can be used to distinguish
n 6, Figure 10 shows the results of HHT analysis different order of nonlinearities. Moreover, the
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Pai et al. Time-Frequency Method for Nonlinear System 119
Window NT
PCB 790
Pan/tilt
HP33120A
Video
Controller Fun.gen. Power amp.
Interferometer
B
Scanner
A
x
OFV-3001-S
Beam
PZT
Z
Figure 11 The experimental setup of the scanning laser vibrometer and a vertically cantilevered beam for vibration
testing.
estimated a deviates more different from the high frequency bandwidth (0.2Hz20MHz),
actual value. and accurate (a velocity resolution of 0.1 mm=s)
measurements.
Figure 12 shows the large-amplitude opera-
tional deflection shapes captured using a digital
5 Experimental Verification
camera when the beam was subjected to a
harmonic excitation at the first four linear nat-
5.1 System Identification
ural frequencies, respectively. Although the vibra-
To verify the HHT for signal decomposition tion amplitudes are big, the operational
and the proposed method for system identifica- deflection shapes are almost the same as linear
tion we investigated the nonlinear vibration of a mode shapes. When the beam is subjected to a
496:8 mm 52:07 mm 0:4699 mm vertically can- harmonic excitation at the first linear natural
tilevered titanium alloy beam and used a Polytec frequency (i.e., ! 1 1:313 Hz), the time-
PSV-200 scanning laser vibrometer for vibration varying amplitude and frequency from HHT
measurement, as shown in Figure 11. The excita- analysis (Figure 13(c) and (d) clearly show
tion was provided through a lead zirconate modulations at 2 and hence the nonlinearity is
titanate (PZT) patch glued close to the clamped cubic. Moreover, the !1 A1 curve is almost the
end of the beam. The PSV-200 scanning laser same as Figure 5(e) with !1 =A1 dA1 =d!1
vibrometer can provide noncontact (measuring 0:491, which also indicates it is a cubic nonlinear-
velocities of a dynamical system by checking the ity (see (3)). Figures 13(a) and (c) show that the
frequency shift of a back-scattered laser beam), !1 of the extracted c1 is at its minimum when u(t)
remote (up to 30 m away), large-area scanning is at its extrema and hence it is a softening cubic
(up to 40 40 ), dense (up to 512 512 points), nonlinearity, but the perturbation solution
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120 Structural Health Monitoring 7(2)
P4
by using a camera-based motion analysis system.
For the response measured at Point P4 in Figure
12(c), Figure 14(f)(h) shows that the r1 > 0 and
!1 and A1 modulating at also confirms the
existence of quadratic nonlinearity with 50
(see (4) and (27)). The !1 A1 curve shown in
Figure 14(i) is similar to Figure 7(f) but is
P1
stretched by the cubic nonlinearity (see Figure
P3 P5 5(e). Moreover, the !1 is about at its maximum
P2 (minimum) when A1 is at its maximum
(minimum) but u(t) is not at any specific value.
As explained right after (2c), this indicates the
existence of two independent harmonics with the
low-frequency harmonic has a larger amplitude.
Hence, we conclude from Figure 14(c), (d), (g)
and (h) that the vibration consists of two modal
vibrations: the third and fourth modes.
(a) (b) (c) (d) Moreover, the vibration of Point P5 (Figure
Figure 12 The operational deflection shape of the beam 12(d)) when ! 4 51:25 Hz also reveals the
subjected to a harmonic excitation at a linear natural existence of quadratic nonlinearity as well as
frequency: (a) ! 1 1:313 Hz, (b) ! 2 9:406 Hz, cubic nonlinearity.
(c) ! 3 26:28 Hz, and (d) ! 4 51:25 Hz.
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Pai et al. Time-Frequency Method for Nonlinear System 121
0.2 1.35
Frequency (Hz)
0 1.3
u
0.2 1.25
0.4 1.2
0 2 4 6 8 0 2 4 6 8
Time (s) Time (s)
0.2 0.275
Amplitude
ci & rn
0 0.27
0.2 0.265
0.4 0.26
0 2 4 6 8 0 2 4 6 8
Time (s) Time (s)
0.5 9.6
Frequency (Hz)
0 9.4
u
0.5 9.2
1 9
0 1 2 3 0 1 2 3
Time (s) Time (s)
0.5 0.65
Amplitude
ci & rn
0 0.64
0.5 0.63
1 0.62
0 1 2 3 0 1 2 3
Time (s) Time (s)
Figure 13 HHT analysis of the large-amplitude first and second modal vibrations: (a) u(t), (b) c1 and r1, (c,d) !1 and A1
of c1 of Point P1 in Figure 12(a); (e) u(t), (f) c1 and r1, and (g,h) !1 and A1 of c1 of Point P2 in Figure 12(b).
the use of predetermined basis functions and r1 t ut c1 t according to (16) although the
function orthogonality for component extraction r1 is not really the trend of the signal.
(see (9) and (12)). Note that, because only one For pinpointing impact instants using wavelet
IMF is extracted in Figures 15(b), 16(b), and 17(b), analysis, numerical experiments show that it is
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122 Structural Health Monitoring 7(2)
0.1 60 w1
Frequency (Hz)
0 40
u
w2
0.1 20
0.2 0
0 0.2 0.4 0.6 0 0.5 1 1.5
Time (s) Time (s)
Amplitude
ci & rn
0.05
0.1 A2
0.2 0
0 0.2 0.4 0.6 0 0.5 1 1.5
Time (s) Time (s)
1 35
w1
Frequency (Hz)
0.5 30
0 25
u
0.5 20
1 15
1.5 10
0 0.2 0.4 0.6 0 0.5 1 1.5
Time (s) Time (s)
1 1
ci & rn
A1
0
0.9 0.9
0.5
0.8 0.8
1
Figure 14 HHT analysis of the large-amplitude third-mode vibration: (a) u(t), (b) ci and r2, (c,d) !i and Ai of ci of Point P3
in Figure 12(c); (e) u(t), (f) c1 and r1, (g,h) !1 and A1, and (i) !1 A1 curve of c1 of Point P4 in Figure 12(c).
better to perform one-step decomposition using a the Daubechies wavelet db10 in MATLAB.
high-order wavelet. Figure 18(a) and (b) show the Figure 18(c) and (d) show the d1 of the u(t)
level-1 approximation a1 and the detail d1 of the shown in Figures. 16(a) and 17(a). Although the
u ( a1 d1 ) shown in Figure 15(a) by using d1 component of each u(t) clearly indicates the
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Pai et al. Time-Frequency Method for Nonlinear System 123
Frequency (Hz)
Frequency (Hz)
0.5 400
200 30
u (t)
0 0
200 20
0.5 400
10
600
1 800 0
0 0.5 1 1.5 0 0.5 1 1.5 0 0.5 1 1.5
Time (s) Time (s) Time (s)
Amplitude
0.6 0.6
ci (t)
0
0.4 0.4
0.5
0.2 0.2
1 0 0
0 0.5 1 1.5 0 0.5 1 1.5 0 0.5 1 1.5
Time (s) Time (s) Time (s)
Figure 15 HHT and SWF analyses of the third-mode vibration subjected to one impact: (a) u(t), (b) c1 and r1, (c,d)
!1 and A1 of c1 from HHT; and (e,f) !1 and A1 of C1 from SWF.
1 600
Frequency (Hz)
Frequency (Hz)
400 40
0.5
200
u (t)
0 20
0
0.5
200 0
1 400
1.5 600 20
0 1 2 3 0 1 2 3 0 1 2 3
Time (s) Time (s) Time (s)
Amplitude
0.8 0.8
ci (t)
0
0.6 0.6
0.5
0.4 0.4
1 0.2 0.2
1.5 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Time (s) Time (s) Time (s)
Figure 16 HHT and SWF analyses of the third-mode vibration subjected to three impacts: (a) u(t), (b) c1 and r1, (c,d) !1
and A1 of c1 from HHT; and (e,f) !1 and A1 of C1 from SWF.
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124 Structural Health Monitoring 7(2)
Frequency (Hz)
60
Frequency (Hz)
400
0.5 200 40
u (t)
0 0
200 20
0.5
400
1 0
600
1.5 800 20
0 1 2 3 0 1 2 3 0 1 2 3
Time (s) Time (s) Time (s)
(b) 1.5 (d) 1.4 (f) 1.4
1 c1 1.2 1.2
1 1
Amplitude
0.5
Amplitude
0.8 0.8
ci (t)
0
0.6 0.6
0.5
0.4 0.4
1 0.2 0.2
r1
1.5 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Time (s) Time (s) Time (s)
Figure 17 HHT and SWF analyses of the third-mode vibration subjected to four impacts: (a) u(t), (b) c1 and r1, (c,d) !1
and A1 of c1 from HHT; and (e,f) !1 and A1 of C1 from SWF.
beginning of each impact, each spike of the d1 patch than using an electromechanical shaker.
has a low value and a long duration, which may Our experiments on a 558:8 mm 25:4 mm
cause difficulty in finding the exact number and 6:4 mm aluminum alloy beam using an electro-
time instants of small impacts. On the other mechanical shaker showed that it was difficult to
hand, each spike of the !1 in Figures 15(c), 16(c), have nonlinear vibration but keep the excitation
and 17(c) has a high value and a short during. harmonic (even with the use of a feedback
The small spike right next to the third spike in controller) because of the coupling between the
Figure 17(c) indicates a secondary impact due to shaker and the beam. However, a PZT patch has
improper handling of the impact bar, but it is not only limited power to harmonically excite a small
revealed in Figure 18(d). The time-varying fre- or flexible structure to have large-amplitude
quency of a1 (Figure 18(a)) from wavelet analysis vibrations, and hence the flexible beam shown in
cannot be accurately computed using Hilbert Figure 12 was chosen for testing. Unlike regular
transform because its envelope is not symmetric structures, geometric nonlinearity of such a
and hence it is not an IMF. Note that the spikes highly flexible structure appears only when the
of d1 and those of the !1 in Figures 15(e), 16(e), vibration amplitude is much larger than the
and 17(e) have small values and long durations thickness [1].
because both SWF and wavelet analysis use The points P1, P2, P4, and P5 in Figure 12
localized basis functions and orthogonality for were chosen because the laser beam was almost
component extraction. perpendicular to the structural surface at these
points and there were large displacements and
hence large signal-to-noise ratios to show clear
5.3 Discussions
geometric nonlinearity. The point P3 was chosen
To examine nonlinear vibrations under a to show multi-frequency vibrations because addi-
harmonic excitation it is easier to obtain a pure tional low-amplitude but high-frequency modes
harmonic excitation by using an integrated PZT contributed to a main low-frequency operational
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Pai et al. Time-Frequency Method for Nonlinear System 125
(a) 1 (c)
0.1
0.5
d1
0 0
a1
0.5
0.1
1
0 0.5 1 1.5 0 1 2 3
Time (s) Time (s)
d1
0 0
0.02
0.1
0 0.5 1 1.5 0 1 2 3
Time (s) Time (s)
Figure 18 Wavelet analysis of the third-mode vibration subjected to impacts: (a,b) a1 t and d1 t under one impact,
(c) d1 t under three impacts, and (d) d1 t under four impacts.
deflection shape can be easily detected around noise and discontinuities of the original signal.
the nodes. For a nonlinear structure, the vibra- Moreover, if the signal is too noisy and t is
tion of an arbitrary point can be treated as a small enough, one can process the signal by
nonlinear second-order oscillator. Because the downsampling. For other techniques for noise
magnitude of nonlinearity at a point depends on filtering and system identification using HHT, the
its amplitude of vibration, the measured non- reader is referred to Refs. [13,14,16,2428].
linearity may vary from point to point. However, The presented method is different from
the relation between vibrations of different points on-line parameter identification methods in the
is governed by the structures material and literature (e.g., [25]). The presented method is
geometric properties and loading conditions. more for system identification by decomposing a
For system identification purposes, it is better set of recorded block data into components of
to filter out noise before performing signal different time scales and extracting detailed time-
decomposition. Because the first IMF, c1 t, from varying frequencies and amplitudes to reveal
HHT analysis retains all discontinuities of u, u, _ linear/nonlinear characteristics of a dynamic
and u, there are two unique methods for noise system. Numerically on-line identification pro-
filtering using HHT. The first one is to add blems are more challenging than system identifi-
random noise to make the first IMF to be cation problems because less data are available
extracted is the added noise and the noise and for accurate estimation.
discontinuities contained in the original signal. Because damage usually introduces nonlinea-
The second one is to add a high-frequency rities and intermittent vibrations into dynamic
stationary harmonic to make the first IMF to be responses, the capability of accurate identification
extracted is the added harmonic and the noise of nonlinearities and intermittent transient vibra-
and discontinuities contained in the original tions plays the key role in structural damage
signal. After c1 is extracted, one can subtract the detection. The use of the proposed time-frequency
added noise (or harmonic) from c1 to reveal the method for structural damage detection by
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126 Structural Health Monitoring 7(2)
processing time-domain signals and spatial- these capabilities of the proposed method with
domain signals (e.g., operational deflection shapes, the use of HHT. However, the discontinuity-
[1,5]) will be reported in a follow-on paper. induced Gibbs phenomenon at two data ends in
HHT analysis needs further study in order to
enhance its accuracy and robustness.
6 Concluding Remarks
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