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H O S T E D BY Available online at www.sciencedirect.com

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journal homepage: www.elsevier.com/locate/bjbas

Full Length Article

Modeling and simulation of dynamics and noise of


semiconductor lasers under NTSC modulation for
use in the CATV technology

Alaa Mahmoud a,*, Safwat W.Z. Mahmoud b, Kamal Abdelhady b


a
High Institute for Engineering and Technology, El-Minia, Egypt
b
Department of Physics, Faculty of Science, Minia University, 61519 El-Minia, Egypt

article info abstract

Article history: We investigate the dynamics and noise of semiconductor lasers (SLs) subject to analog
Received 20 September 2014 modulation with the frequency plan of the National Television Standards Committee
Accepted 24 February 2015 (NTSC) for use in the community access television (CATV) systems. The investigations are
Available online 22 May 2015 done in both the time and frequency domains as important methodologies to upgrade the
optical CATV systems. The study is based on the rate equation model of the laser. The
Keywords: modulation dynamics is classified into four distinct types according to the waveform of the
Semiconductor laser diode modulated signal, and the frequency spectra of the relative intensity noise (RIN) of these
CATV system types are characterized. We show that the laser emits continuous and regular period sig-
NTSC channel plan nals under weak modulation. When the modulation index exceeds 43%, i.e. the modulation
Direct analog modulation current exceeds the bias level above threshold, the laser emits clipped signals superposed
Modulation dynamics by relaxation oscillation. The increase in the modulation index by about 50% in channels
beyond channel #24 makes the laser emitting clipped pulsed signals superposed by
relaxation oscillation. The laser attains higher noise levels (~108 dB/Hz) when it emits
pulses, whereas the noise is lowest (~170 dB/Hz) when the signal is continuous.
Copyright 2015, Beni-Suef University. Production and hosting by Elsevier B.V. This is an open
access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/
4.0/).

with the increasing speed of information and the demand of


1. Introduction subscribers on wideband CATV transport systems. Using op-
tical fiber improves the picture quality and increases the CATV
SLs are characterized by very attractive features that make system reliability (Lu, 2010a). For the distribution of CATV
them the most important light sources for many applications. channels over the frequency spectrum, as well as for the
One of the most important applications is the optical fiber channel bandwidth, there are several standards, including the
communication network (Hashemi, 2012), which substituted NTSC, Sequential Color with Memory (SECAM) and Phase
the copper-based telecommunication networks to keep up Alternating Line (PAL) (Water, 2005).

* Corresponding author.
E-mail addresses: alaa_abotaleb84@yahoo.com (A. Mahmoud), safwatwilliam@yahoo.com (S.W.Z. Mahmoud).
Peer review under the responsibility of Beni-Suef University.
http://dx.doi.org/10.1016/j.bjbas.2015.05.002
2314-8535/Copyright 2015, Beni-Suef University. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-
NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
100 b e n i - s u e f u n i v e r s i t y j o u r n a l o f b a s i c a n d a p p l i e d s c i e n c e s 4 ( 2 0 1 5 ) 9 9 e1 0 8

The NTSC system was endorsed in 1941 for black and white oscillations die) result in complicated nonlinear dynamics
broadcasting and was modified in 1953 to allow for color (Hori et al., 1988; Ahmed and Ellafi, 2008a; Ahmed, 2008; Neo,
television broadcasting (Brillant, 2008). Fig. 1 depicts the NTSC 2001; Ahmed et al., 2012a).
frequency plan for the CATV signal transport incorporating a On the other hand, the power level of the SL has random
return path (up-stream), which includes sending signals back fluctuations induced by spontaneous emission (Coldren and
from the user to the head-end such as in the video on demand Corzine, 1995; Obarski and Hale, 1999; Abdulrhmann et al.,
technology. The allocated band for the up-stream ranges be- 2003; Ahmed, 2004; Water, 2005; Hui and Sullivan, 2009;
tween 5 and 42 MHz, and is divided into channels with Ahmed et al., 2012b; Ahmed et al., 2013). Above the lasing
bandwidth ranging between 1 and 3 MHz. There is a guard threshold, SLs mostly emit stimulated emission and also a
band between the up-stream and the CATV band (down- small amount of spontaneous emission. Since the sponta-
stream). The down-stream band spans 50e550 MHz for analog neous emission is a random process, a small part of the
signals and spans 550e750 MHz for digital signals, which emitted photons may coincide with the wavelength and the
could be expanded even to 1 GHz (Mahmoud, 2011). Fig. 2 direction of the stimulated emission photons and produce
shows the frequency spectrum of one NTSC channel. The variations in the laser output (Agilent Technologies, 2008). The
nominal channel spacing is 6 MHz, except for a 4 MHz fre- nearly absence of thermal noise in lasers makes the sponta-
quency gap between channels # 4 and 5. The audio carrier is neous emission noise the primary source of intensity noise
set to be 4.5 MHz higher than the video carrier, which is placed (Lien, 2002). The SL noise is commonly used by RIN, which is
1.25 MHz higher than the lower boundary of the channel. The defined in units of dB/Hz (Water, 2005) and strongly affects the
video carrier for channels 4 and 5 are located 0.75 MHz below CNR (Burden et al., 1981; Petermann, 1988; Saleh, 1989; Darcie
the 6 MHz multiples. The color subcarrier is placed approxi- and Bodeep, 1990; Chung and Jacobs, 1991; Phillips and Darcie,
mately 3.58 MHz above the visual carrier. It contains the pic- 1991; Frigo et al., 1993; Lai and Conradi, 1997; Movassaghi
ture's color and is phase modulated (HP Company, 1994; et al., 1998; Lu and Lee, 2000; Agilent Technologies, 2000;
Mahmoud, 2011). Agrawal, 2002; Water, 2005; Lu et al., 2010; Mahmoud, 2011).
In order to achieve high quality performance of fiber opti- Movassaghi et al. (1998) showed that selection of direct mod-
cal CATV systems using analog NTSC standards, a high ulation may lead to a high intensity noise, and for optimal
carrier-to-noise ratio (CNR) is required, which is one of the CNR, analog lasers should be chosen on the basis of RIN. The
most important radio frequency (RF) parameters (Chung and modulation index has to be as high as possible to reduce the
Jacobs, 1992; Rainal, 1995; Tzeng et al., 2005; Lu et al., 2010b). negative impact of laser RIN (Darcie and Bodeep, 1990; Water,
Cost-3effective fiber communication systems adopt direct 2005). However, if the modulation index exceeds the threshold
modulation of SL. However, the directly-modulated fiber sys- current of the laser, occasionally the input current will drop
tems are limited by the nonlinear phenomena of SL (Lu et al., below the laser threshold current, which results in nearly zero
2010b). The SL dynamics are influenced by the coupling nature output power and shuts the laser off. This phenomenon is
of the injected charge carriers with the emitted photons in the called clipping (Frigo et al., 1993; Lai and Conradi, 1997), which
active region. During the laser transients, this coupling man- is the fundamental limiting factor in analog communication
ifests as time delay of the photon emission and damped (Water, 2005). Therefore, the modulation index should be
relaxation oscillations (Agrawal and Dutta, 1993). Under limited to avoid this nonlinearity (Saleh, 1989; Chung and
analog modulation, longer turn-on delay time and setting Jacobs, 1991; Phillips and Darcie, 1991; Water, 2005). There-
time of the relaxation oscillations (time instant at which the fore, it important to examine the influence of the modulation

Fig. 1 e NTSC frequency plan for CATV signal transport, showing both up and down-stream with their frequency bands
(Lu, 2010a).
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Fig. 2 e NTSC spectrum structure for one channel, showing the visual video, color, and audio carriers (HP Company, 1994).

parameters; namely, the CATV modulation frequency (CATV photon density S and injected carrier density N for a single-
channels) and the modulation index on the performance of SL mode laser modulated by current I(t) (Corvini and Koch, 1987)
in CATV systems and to characterize the associated noise.
dSt Ggo Nt  No St GbNt
This would help system designers to choose the optimal St  Fs t (1)
dt 1 St tp tc
operation conditions that yield regular dynamics or to avoid
operation with signal clipping, distortion and noise
enhancement. dNt It Nt go Nt  No
  St FN t (2)
dt eV tc 1 St
In this paper, we introduce comprehensive simulation of
SL dynamics and the associated intensity noise under direct The output power P(t) is related to the emitted photon
modulation with the analog down-stream frequency band of density S(t) through the relationship:
the NTSC frequency plan. The studies were based on the rate
equation model of SLs (Petermann, 1988). The rate equations Vhhn
Pt St (3)
2Gtp
are linearized by a small-signal approximation to determine
the small-signal modulation response (Agrawal, 2002). A In the above equations, y is the optical frequency, h is the
large-signal analysis of the NTSC modulation of SL is per- Planck's constant, h is the deferential quantum efficiency, G is
formed using OptiSystem software. Basing on the signal the confinement factor, No is carrier density at transparency, b
characteristics in the time and frequency domains, we classify is the fraction of spontaneous emission noise coupled into the
the modulated laser signal into four types. These types are lasing mode, go is the differential gain coefficient, is the
sinusoidal signal (SS), periodic signal (PS), clipped signals nonlinear gain compression factor (gain saturation coeffi-
with relaxation oscillations (CSRO) and clipped pulse with cient), tp is the photon lifetime, tc is the carrier lifetime, V is
relaxation oscillation (CPRO). The classification is done the active layer volume and a is the linewidth enhancement
basing on the time characteristics of the modulated laser factor. The used values of these laser parameters are defined
signal as well as its frequency characteristics. The noise in Table 1. The injection current I(t) is given by:
properties of each type are determined by the frequency
spectrum of RIN. The study is applied to distributed feedback It Ib Im  jm t (4)
(DFB) SLs due to their importance in the optical CATV systems where Ib is the bias current, Im is the modulation current,
(Movassaghi et al., 1998; Lu and Lee, 2000; Water, 2005). and jm t represents the shape of the current signal. For
single-tone modulation:
 
jm t A sin 2pfm t qj (5)
2. Theoretical and calculation model
where A is the amplitude, fm, is the CATV modulation fre-
The dynamic behavior and modulation characteristics of SLs quency (50e550 MHz) and q is the phase. The modulation
are modeled by the following pair of rate equations of the index (m) is defined as (Brillant, 2008)
102 b e n i - s u e f u n i v e r s i t y j o u r n a l o f b a s i c a n d a p p l i e d s c i e n c e s 4 ( 2 0 1 5 ) 9 9 e1 0 8

8 T2 3 9
Z Z
Table 1 e Typical values of the parameters of a DFB laser 1 <1 4 =
RIN 2 dPtdPt tejut dt5dt
employed in the calculations. P :T 0 0
;
Symbol Definition Value Unit 8  T 2 9
Z  =
l 1 < 1 jut


Wavelength 1550 nm 2  dPte dt ; (8)
V Active layer volume 1.5  1010 cm3 :
P T 
0
h Quantum efficiency 0.4
go Differential gain coefficient 2.5  1016 cm2
No Carrier density at transparency 1  1018 cm3
G Mode confinement factor 0.4 3. Result and discussions
tc Carrier lifetime 1  109 S
tp Photon lifetime 3  1012 S 3.1. Light-current (L-I) characteristics
b Spontaneous emission factor 3  105
Gain compression coefficient 1  1017 cm 3
The most important characteristic of any laser diode to be
a Linewidth enhancement factor 5
Ith Threshold current 33.45 mA measured is the amount of light it emits as current is injected
Ib Bias current 60 mA into the device. This generates the output light versus input
current curve, more commonly referred to as the (L-I) curve
(Mobarhan, 1995). The light power P emitted from the laser is
A  Im calculated from the emitted photon density S(t) via relation-
m%  100 (6)
Ib ship (3). Fig. 3 plots the calculated L-I curve, the threshold
current Ith, which is a very important parameter since it is
The measurements is performed by setting Ib and A at a
strictly related to the power consumption of the laser, is got-
fixed values and varying Im
ten from the L-I curve by checking the critical current at which
The last terms FS(t) and FN(t) in rate Eqs. (1) and (2) are
the output optical power starts an increasing linear behavior.
Langevin noise sources with zero mean values, and are added
For the used laser model, Ith 33.45 mA and at Ib 60 mA, the
to the equations to account for intrinsic fluctuations of the
light output power is 4.24 mW (6.2 dBm). The regime below Ith
laser (Ahmed et al., 2001). The spectra of RIN are originally
corresponds to the spontaneous emission and is character-
defined as the Fourier transform of the auto-correlation
ized by very low power. When I > Ith, the laser power abruptly
functions:
increases with the little increase in the current I due to the
Z stimulated emission.
1
RIN 2
dPtdPt tejut dt (7)
P 0
3.2. Small-signal modulation transfer function
where u is the Fourier angular frequency. Then, RIN calculated
over a long time period T from the equation (Ahmed et al., The small-signal modulation response is one of the most
2001) important useful parameters to evaluate the direct analog

Fig. 3 e Output light vs. current injection for laser model.


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modulation performance of SLs. It defines the transfer func- Fig. 4 shows also that the increase in Ib is associated with
tion from current modulation to optical output power (Ahmed shift of the response peak to higher modulation frequencies,
and El-Lafi, 2008b), and acts as an indicator for the possible decrease of the response peak, and broadening of the spec-
modulation frequencies. The small-signal modulation trum around the peak frequency. This spectrum can be un-
response for various bias currents could provide a significant derstood as follows (Wu, 1995). When fm is much lower than fr,
insight to the laser dynamics (Ahmed and El-Lafi, 2008b). This the flat response is because the injected carriers follow the
response is simulated by calculating the fast Fourier trans- change in the injection current. The response peak is because
formation (FFT) of the modulated signal at small values of m, the charge carriers interact with the photons with phase
and picking up the amplitude of the peak at the fundamental synchronization, which results in the laser resonance. The
frequency of each channel. Fig. 4 plots the frequency spectra declining part of H (fm) is because the phase of the photon field
of the simulated modulation response H (fm) at very weak lags behind that of the injection current. As fm is increased
modulation corresponding to m 3.5% when Ib 40, 60, 90 and beyond fr, the electron and photon fields tend to become more
150 mA. The figure shows that H(fm) exhibits a pronounced and more out of phase, resulting in damping of the relaxation
peak at a frequency fm(peak) z fr. As numeric examples, fr 2.4, oscillations and the shown monotonic decrease of H (fm).
4.7, 6.8, 9.4 GHz when Ib 40, 60, 90 and 150 mA. These spectra
can be well described by the following normalized small-
3.3. Characterization of the modulated laser signal
signal modulation response (Bowers, 1987)

  Z The time and frequency domain investigations of the deter-


H fm ; Y; Z  2 (9) ministic laser dynamics under the NTSC modulations indicate
j2pfm j2pfm Y Z
4 types of the modulated laser signal. The Langevin noise
where Y and Z are functions of the laser parameters and bias sources are dropped from rate equations (1) and (2) for such
current investigation. The characteristics of these signal types are
  illustrated in Figs. (5)e(8). The figures illustrate the time
go S 1 Gg0 N  N0 1
Y    (10) domain presentation of the signal, its (power P versus popu-
1 S tc 1 S
2
t p
lation inversion NeNth) phase portrait, and the corresponding
power spectrum. Fig. 5(a) and (b) correspond to the SS type
 
go S b  1Gg0 N  N0 1 which occupies the lower range of m 15% with the modu-
Z   2 (11)
1 S tp tc 1 S tc tp lation frequency fm 205.25 MHz (Channel #12). Fig. 5(a)
shows that the signal varies sinusoidally similar to the current
N and S denote the steady-state values of the carrier and I due to the weak modulation. The laser output varies regu-
photon densities corresponding to the bias current of the larly and symmetrically with the time variation. This type
laser. The above analysis is obtained by linearizing the rate corresponds to a limit cycle in the phase portrait of Fig. 5(b)
equations (1) and (2) under the common approximation of with positive correlation between P and NeNth. The SS type,
Im < < Ib of the small-signal analysis (Bowers, 1987). therefore, would yield lowest noise levels. The corresponding

Fig. 4 e The spectrum of H (fm) when Ib 40, 60, 90 and 150 mA. The response peak decreases and H (fm) broadens with the
increase of Ib.
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Fig. 5 e Typical characteristics of SS: (a) signal shape, (b) phase portrait, and (c) power spectrum, when m 15% with Ch#12
(fm 205.25 MHz).

Fig. 6 e Typical characteristics of PS: (a) signal shape, (b) phase portrait, and (c) power spectrum, when m 33% with Ch#48
(fm 367.25 MHz).
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Fig. 7 e Typical characteristics of CSRO: (a) signal shape (b) phase portrait, and (c) power spectrum, when m 45% with
Ch#48 (fm 367.25 MHz).

Fig. 8 e Typical characteristics of PPRO: (a) signal shape, (b) phase portrait, and (c) power spectrum, when m 100% with
Ch#78 (fm 547.25 MHz).
106 b e n i - s u e f u n i v e r s i t y j o u r n a l o f b a s i c a n d a p p l i e d s c i e n c e s 4 ( 2 0 1 5 ) 9 9 e1 0 8

power spectrum is plotted in Fig. 5(c); it has a pronounced Fig. 8(a) and (b) in which the laser emits clipped periodic
peak at f fm and other lower peaks at the higher harmonics. pulses superposed with a sub-peak stemming from the
Fig. 6(a) e (c) correspond to the PS type for which the relaxation oscillations. This figure corresponds to m 100%
signal is continuous but is not sinusoidal. This type corre- with fm 547.25 MHz (channel #78). Fig. 8(a) displays a clipped
sponds to m 33% with fm 367.25 MHz (channel #48). Fig. 6(a) signal in the form of short and strong pulse followed by a
shows that the signal varies continuously and regularly but relatively weak sub-peak during each period. In the phase
not sinusoidally because of the increase of m from 15% of the portrait of Fig. 8(b), the overshoot peak in Fig. 8(a) is seen as a
SS type to 33%. The asymmetry of the signal is reflected in the large loop attractor while the lower two peaks are seen as
phase portrait of Fig. 6(b) which indicates a single loop smaller loops. The power spectrum is plotted in Fig. 8(c) shows
attractor with its bottom being wider than its top. The corre- strongest peak at fm and weaker peaks at the higher
sponding power spectrum is plotted in Fig. 6(c), and has a harmonics.
pronounced peak at f fm and other lower peaks at the higher
harmonic frequencies. 3.4. (Modulation index versus channel frequency)
Fig. 7(a) e (c) characterize another type of the periodic diagram of modulation dynamics
signals but with clipping superposition by relaxation oscilla-
tion CSRO. This type is the development of the PS type when In this section, the operating regions of the types of the SL
m increases. The figures correspond to m 45% with the same signal under NTSC modulation are explored. The results help
channel frequency used in Fig. 6. Fig. 7(a) shows that the signal to determine the modulation parameters of each type at a
varies continuously, but clipped and superposed by sub-peaks given bias current. For such a purpose, m and the modulation
from relaxation oscillations in each period. We can interpret frequency fm corresponding to each of the investigated four
these characteristics as follows. The relatively large value of m types are determined. The relevant ranges are m 5%  120%
exceeds the threshold current of the laser, consequently the and fm 55.25 MHz (channel #2)  547.25 MHz (channel #78) in
input current drops below the laser threshold current, which order to cover the analog down-stream frequency band. The
then results in nearly zero output optical power and therefore obtained results are plotted in the diagram of Fig. 9.
the signal is clipped. Also, when fm <<fr, the period Tm is much The modulation parameters (m, fm) that correspond to each
longer than the setting time of the relaxation oscillations, type are decided by examining the time domain presentation
therefore, with the instantaneous rise up of I(t) the cycle of the signal and the corresponding power spectrum, as dis-
duration is long enough to build up the relaxation oscillations cussed above. Fig. 9 shows that the region of the SS type cor-
in the signal. The multiple relaxation oscillation peaks are responds to m  42% when fm  67.25 MHz (channel #4),
seen as multiple loops with different sizes in the phase m  37% when fm  223.25 MHz (channel #24), m  35% when
portrait of Fig. 7(b). The corresponding power spectrum is 259.25NHz (channel #30)  fm  475.25 MHz (channel #66), and
plotted in Fig. 7 (c), which has a pronounced peak at fm and m  27% when fm  547.25 MHz (channel #78). The PS type
other lower peaks at the higher harmonics. appears when m  43% regardless the value of fm. The region
The last and noisiest investigated type for modulation of the CSRO type appears when the m slightly exceeds 43%, i.e.
dynamics of the analog NTSC system is CPRO which follows Im > IbeIth, as a threshold clipping condition, and its upper m
the CSRO type with the increase of m. This type is shown in border decreases with the increase in fm when fm  439.25 MHz

Fig. 9 e Two-dimensional diagram of m and channel frequency. The four dynamic types are.allocated as function of
m and fm.
b e n i - s u e f u n i v e r s i t y j o u r n a l o f b a s i c a n d a p p l i e d s c i e n c e s 4 ( 2 0 1 5 ) 9 9 e1 0 8 107

Fig. 10 e Simulated spectra of RIN at different modulation types and its modulation conditions.

(channel #60) and is kept constant when fm  547.25 MHz fm 367.25 MHz (channel #48). The LF-RIN level is comparable
(channel #78). The CPRO appears when the fm reaches to that of the SS type. The RIN spectrum exhibits also peaks at
55.25 MHz (channel #2) and when m 69%. The region of the fm and its higher harmonics. The RIN spectrum of the CSRO
CPRO then broadens with the increase in fm; it extends be- type is illustrated in Fig. 10(c) when the m 45% with the same
tween m 50% and 85% when fm 223.25 MHz (channel #24), channel number (fm). The spectrum is higher than those of the
and between m 45% and 116% when fm 547.25 MHz SS and PS types; LF-RIN increases to ~ 160 dB/Hz due to the
(channel #78). increase in the irregularity of the signal. The high-frequency
part is characterized by higher peaks at fr as well as at fm
3.5. Noise characteristics of the modulated types of the and its multiples. Fig. 10(d) plots a typical RIN spectrum of the
SL signal CPRO type, it is simulated when m 100% and fm 547.25 MHz
(channel #78). The spectrum is characterized by fm and its
As shown above, the nonlinear effects in SLs induce incon- higher harmonics. The LF-FN is flat with a level as high as LF-
sistency between the modulated laser signal and the modu- RIN ~ 108 dB/Hz, which indicates deterioration of the signal-
lating current signal. These distortions in the modulated to-noise ratio. These noise characteristics are in fit with the
signal may enhance the intrinsic noise level of the SL and results predicted by Ahmed et al. (2012b) for analog modula-
deteriorate the coherency of the laser. In order to investigate tion of AlGaAs laser diodes.
the noise properties of the modulated laser, the Langevin
noise sources in Eqs. (1) and (2) are taken into account. The
noise is characterized in terms of the spectral characteristic of 4. Conclusions
RIN and its low frequency level, LF-RIN.
Fig. 10 displays the frequency spectrum of RIN for the four We modeled and simulated the dynamics and noise of SL
types of the modulated signal. Fig. 10 (a) characterizes RIN of under direct modulation with the analog down-stream fre-
the SS type when m 15% with fm 205.25 MHz (channel #12). quency band of the NTSC frequency plan. The modulation
In addition to the characteristic peak at the relaxation fre- performance of the laser is investigated for the use in the
quency fr, the RIN spectrum has sharp peaks at fm and its CATV technology. The modulated signal of the laser is clas-
higher harmonics. The low-frequency noise is as low as LF- sified into four distinct types; namely, SS, PS, CSRO and CPRO.
RIN ~ - 170 dB/Hz, which is manifestation of the high degree of We can trace the following conclusions from the obtained
uniformity of the signal. The RIN spectrum characterizing the results. The SS type corresponds to low values of m. The PS
PS type is plotted in Fig. 10(b), it corresponds to m 33% and type follows the SS type when m increases, and its upper
108 b e n i - s u e f u n i v e r s i t y j o u r n a l o f b a s i c a n d a p p l i e d s c i e n c e s 4 ( 2 0 1 5 ) 9 9 e1 0 8

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