Académique Documents
Professionnel Documents
Culture Documents
Abstract. We prove a generalization of Dunham Jacksons famous approximation inequality to the case of
compact sets in the complex plane admitting both upper and lower bounds for their Greens functions, i.e. the
well known Holder Continuity Property (HCP) and the less known but crucial Lojasiewicz-Siciak inequality
(LS). Moreover, we show that (LS) is a necessary condition for our Jackson type inequality.
Key words: Jackson inequality, Green function, regularity of sets, approximation by polynomials,
holomorphic functions.
2010 Mathematics Subject Classication: 41A17, 30E10
where N = {1, 2 . . . }, distE (f, Pn ) := inf{kf pkE : p Pn } is the error of approximating the function
f on the set E by polynomials of degree n or less and k kE is the supremum norm on E. The latter
Typeset by AMS-TEX
1
2 LEOKADIA BIALAS-CIEZ AND RAIMONDO EGGINK
extension property requires the existence of an extension, which is bounded together with its derivatives
by the following Jackson norms of the extended function:
Note that every closed disc admits JP(1). Note also that if H (E)|E s(E) then the set E must
obviously be polynomially convex, i.e. E = E where E := {z C : n N p Pn |p(z)| kpkE } is
the polynomial hull of E.
The interesting thing is that the Jackson Property dened above turns out to be intimately connected
with the rate of growth of the Greens function gE (with logarithmic pole at innity) of the unbounded
complement of the compact set E.
Denition 1.2. The set E admits the Lojasiewicz-Siciak inequality LS(s), where s 1, if
We will write that the set E admits LS if it admits LS(s) for some s 1.
As far as we know, the term Lojasiewicz-Siciak inequality was rst coined by Gendre, who used it to
obtain advanced approximation results [14] (see also [22]). The interested reader is referred to [6] for
basic information.
We set out (without proofs) the following examples:
if E is a compact set in R then E admits LS(1),
the set E := {z C : |z 1| 1 or |z + 1| 1} does not admit LS(s) for any s,
JACKSONS INEQUALITY AND GREENS FUNCTION 3
if E is the starlike set E = E(n) := z = r exp 2ij
n C : 0 r 1, j = 1, . . . , n then E admits
LS( n2 ) whenever n N \ {1},
a simply connected compact set E C with nonempty interior, admits LS(s) with some s 1
if and only if its complement to the Riemann sphere is a Holder domain, i.e. a conformal map
: {z C : |z| < 1} C \ E such that (0) = is Holder continuous in {z C : 21 |z| 1} with
exponent 1/s.
The Lojasiewicz-Siciak inequality is the opposite of the well known Holder Continuity Property
(HCP), which gives an upper bound of the Greens function (see e.g. [8; 3; 19]).
Denition 1.3. A compact set E C admits the Holder Continuity Property HCP(k), where k 1, if
We will write that the set E admits HCP if it admits HCP(k) for some k 1.
The connection between the Jackson property and the rate of growth of the Greens function is
evidenced by our main result:
Theorem 1.4. Let s > s 1. Any polynomially convex compact set E C admitting LS(s) and HCP,
admits JP(s). Moreover, any compact set E C admitting JP(s), admits LS(s ).
This nding allowed us to construct an example of a compact set in the complex plane which admits
the Global Markov Inequality, while it does not admit any Local Markov Property, nor the Lojasiewicz-
Siciak inequality (L. Bialas-Ciez and R. Eggink, Equivalence of the global and local Markov inequalities
in the complex plane, preprint).
This paper is organized as follows. In Section 2 we introduce the notations used throughout the paper,
some of which are standard while others are more specic to our work. Section 3 contains the proof
of the main result. In Section 4 we give some remarks and additional results concerning the Jackson
Property. We wrap up with some open problems.
where for n N
n (z) = n (E, z) := sup{|p(z)| : p Pn , kpkE 1}
denotes the n-th extremal function. It is well known that E = egE , where gE stands for the Greens
function of C \ E with logarithmic pole at innity. For convenience we extend gE to the entire complex
plane by putting gE (z) := 0 for all z E.
The set E is called L-regular if its extremal function E is continuous on the entire complex plane.
Similarly we speak of regularity in a boundary point z0 E when E is continuous at this point. Note
that whenever the cardinality of the set E is bigger than n, then the n-th extremal function n of E is
necessarily continuous on the entire complex plane. Since the extremal function E is always continuous
on C \ E, L-regularity is really determined by the behavior of E at the outer boundary of the set E.
Note that both properties HCP and LS can be dened equivalently in terms of Siciaks extremal
function instead of Greens function, because for arbitrary t > 0 we have
et 1
1 + gE (z) egE (z) = E (z) 1 + gE (z)
t
for all z C \ E such that 0 gE (z) t.
For a compact set E C and 1 we denote the level set of the extremal function
In order to control the behavior of the extremal function E near the boundary of E we introduce
n (t) := inf n (z),
zdEt
4 LEOKADIA BIALAS-CIEZ AND RAIMONDO EGGINK
for n N0 and t [0, ). Here and further we denote by dEt the set {z C : dist(z, E) = t},
which may be a slightly bigger set than just the boundary Et of Et . Note that for t > 0 the function
n is continuous or equal to +. Furthermore, n (t) is an increasing function with respect to n and
moreover, the maximum principle for subharmonic functions, applied to the function log n , implies
that n (t) is increasing also with respect to t > 0.
For > 0 we denote by K(E, ) a compact neighborhood constructed as follows. First we cut up the
entire complex plane into closed squares of size , starting at the origin of the plane. Next we select
all squares having a non-empty intersection with the set E and by K(E, ) we denote the sum of those
squares. Clearly we have E K(E, ) E2 . Also it is easy to see that the set K(E, ) consists of at
2
most diam
E
+ 2 squares and therefore the length of its border K(E, ) is denitively less than
2
diam E 4(diam E )2
4 +2 = .
For a compact set E C we denote the family of smooth functions that are -at on E:
f
A (E) := f C (C) : the function is at on E ,
z
where a function g C (C) is said to be at in the point z0 if D g(z0 ) = 0 for all = (1 , 2 ) N20 ,
||
D = z1 z2 and || = 1 + 2 . This denition is slightly dierent than in [22], where A (E) stood
for functions dened on E only, which will be denoted here as A (E)|E := {f|E : f A (E)}.
Proof. Fix n N and take an arbitrary polynomial q Pn+1 such that kqkE = 1 and q() 6= 0. Dene
q()q(z)
p(z) := (z) q() so that p Pn . We obtain
q(z) kqkE 1
distE (f , Pn ) kf pkE sup
.
zE ( z) q() |q()| inf zE | z| dist(, E) |q()|
We take the inmum over all q Pn+1 to arrive at distE (f , Pn ) dist(,E)1 n+1 () .
On the other hand for xed n N nd p Pn such that distE (f , Pn ) = kf pkE . Dene
q(z) := 1 ( z) p(z) so that q Pn+1 . We see that
kqkE = sup |1 ( z) p(z)| sup | z| sup |f (z) p(z)| dist(, E) + diam E distE (f , Pn )
zE zE zE
and hence
|q()| 1
n+1 () .
kqkE dist(, E) + diam E distE (f , Pn )
The next results were inspired by the proof of Runges theorem (see e.g. [13, chap.II3, chap.III1]).
Proposition 3.2. For any compact set E C, 0 < 1 and f H (E ) we have
1 c kf kE
b<1 nN : distE (f, Pn ) ,
2 (1 b) 2 n+1 (b)
28 2
where the constant c := (2 + diam E) depends only on the set E.
JACKSONS INEQUALITY AND GREENS FUNCTION 5
Proof. Fix 12 b < 1 and n N. If n+1 (b) = + then the set E consists of n + 1 or less points
and distE (f, Pn ) = 0, which nishes the proof. Otherwise, nd a positive e such that e 4(1b) n+1 (b)
and (1b)
e
4
is an integer. Let be the boundary K E b , 1b
4 , with proper orientation, and cut it
e so that = S
up into equal intervals j , each of length , j j , with j running over a nite index set.
1b
As K Eb , 4 Eb+ 1b 2 E 1+b , we see that E 1+b \ int Eb , while for the length of ,
4 2 2
denoted m(), we have
X 4(diam E )2 4c
(2) e = m() 1b
.
j 4
7(1 b)
We now see that for all z E, all j and arbitrarily selected points j j we have
Z Z Z Z
f () f (j ) f () f (j ) 6kf kE 3e kf kE
d d |d| |d| = .
j z j j z j z j z j 4 n+1 (b) 2 n+1 (b)
where we denote
Z Z
1 X f (j ) X cj X 1
R(z) := d = = cj fj (z), cj := f (j ) d.
2i j j j z j
j z j
2i j
By the above, we can see that the rational function R approximates uniformly f on the set E and
3m() kf kE
(3) kf RkE .
4 n+1 (b)
Simultaneously, by virtue of Lemma 3.1 and by the minimum principle, we have
X X e kf kE X e kf kE m() kf kE
distE (R, Pn ) |cj | distE (fj , Pn ) = ,
j j
2 dist(j , E)n+1 (j ) j 2bn+1 (b) 2bn+1 (b)
1
because dist(j , E) b. Consequently, from (2) and (3), since b 2, we conclude that
7m() kf kE c kf kE
distE (f, Pn ) kf RkE + distE (R, Pn ) .
4 n+1 (b) (1 b) 2 n+1 (b)
Lemma 3.3. For any L-regular compact set E C, E1 \ E, 1 < E () and n N0 we have
n+1
(n + 1) c
distE (f , Pn ) ,
dist C(E, ), E dist(, E) E ()
where c 1 depends only on the set E.
6 LEOKADIA BIALAS-CIEZ AND RAIMONDO EGGINK
Proof. We put
d := max dist(z, E) 1
zC (E,kE kE1 )
and c := 2d + diam E. Fix E1 \ E, 1 < E (), n N0 and consider any n Edo\ E. For the
(n)
Lagrange interpolation polynomial Ln f with knots in n + 1 Fekete extremal points zj E
j=0,...,n
Qn (n)
and n (z) := j=0 z zj , we have
n () n (z)
Ln f (z) = .
n ()( z)
Consequently, applying the properties of the Fekete extremal points, we see that for all z E we have
n (z) (d + diam E)(n + 1) (n + 1) c
n () = |1( z)Ln f (z)| 1 + d + diam E (n + 1)||f ||E 1 + dist(, E)
dist(, E)
.
Lemma 3.4. Assume that a polynomially convex compact set E C admits LS(s) and HCP(k) for
some s, k 1, i.e. there exist a1 , a2 1 such that for all z E1
1
(4) dist(z, E)s gE (z) a2 dist(z, E)1/k .
a1
Then there exist c0 , c1 1 dependent only on E such that
+c0
n c1
1 0 < t 1 : sup .
nN n (t) ts
p
Proof. Fix 1 and 0 < t 1. By Lemma 3.3 for arbitrary dEt , := E () > 1 and n N we
have
+1 +1
c n+1 n c +1 c 2
n distE (f , Pn1 ) ,
dist C(E, ), E t dist C(E, ), E t e log dist C(E, ), E t gE ()
a a
because for a, b > 0 we have supn>0 na ebn = be . We combine this with Lemma 3.1 to obtain
+1
n c
e 2
dist(, E) + diam E n distE (f , Pn1 ) ,
n () dist C(E, ), E t gE ()
where e
c := (1 + diam E) c. By the above and from assumption (4),
k +1 k +1 k +1 +c0
n c
e a2 2 c
e 2a2 2 c 2a1 a2
e 2a1 c1
,
n () t log gE () t gE () gE () t ts ts ts
where c0 := k + 2 and c1 := 2a1 a2 ec depend only on the set E. Finally we conclude that
+c0
n n c1
sup = sup sup .
nN n (t) nN dEt n () ts
JACKSONS INEQUALITY AND GREENS FUNCTION 7
Proposition 3.5. For any compact set E C and s 1 the Jackson Property JP(s) is equivalent to
the following condition:
v +ec
n c
e
(5) ec, v 1 1 0 < t 1 n N : .
n+1 (t) ts
Proof. First, observe that we can write equivalently 1 in condition (1) instead of N. Assume
that the set E admits JP(s) and we shall prove (5). Fix 0 < t 1 and arbitrary dEt . Obviously,
f H (E ) for := 2t . JP(s) implies that
v +c s v +c s v +c+1
c 2 c 2 2 c
n distE (f , Pn ) |f|E | s
||f || E = s
t t ts
for all 1 and n N. By Lemma 3.1, we obtain
+ec
n c v
e
dist(, E) + diam E n distE (f , Pn ) ,
n+1 () ts
c := max{(1 + diam E) 2s c, c + 1}. Therefore, since dEt was arbitrary, we conclude that
where e
v +ec
n n c
e
= sup
n+1 (t) dEt n+1 () ts
and (5) is proved.
In order to show JP(s) assuming (5), x 1, 0 < 1 and f H (E ). We apply Prop. 3.2 with
b := 21 and the assumption with t := /2 to obtain for any n N
+ec s v +ec+2
2cn kf kE 2c 2s e c v 2 cec
n distE (f, Pn ) 2 2 s
kf k E
s
kf kE .
n+1 (/2)
From this it follows that for c0 := max{1 + 2s c e
c, e
c + 2} we have
v +c0
c0
|f|E | = kf kE + sup n distE (f, Pn ) ||f ||E .
nN s
Theorem 3.6. Let s 1. Any polynomially convex compact set E C admitting LS(s) and HCP,
admits JP(s) with v = 1.
Proof. This is an immediate consequence of Lemma 3.4 and Prop. 3.5.
The closest we could nd in the literature was an estimate equivalent to JP(1) with v = 1 and c 2,
proved for all simply connected bounded regions with boundaries that are Jordan curves of class C 1+
[17, lemma 4].
Note that as a simple corollary of Theorem 3.6, we can obtain JP(1) for a disk E = B(0, r), because
in this case we have E (z) = |z|/r.
Proposition 3.7. For any compact set E C and s > s 1 we have
JP(s) = LS(s ).
Proof. By Prop. 3.5, for arbitrary t (0, 1], dEt , n N and 1 we get
+ec !
p p 1 ts
gE () = log E () log n+1 n+1 () log n+1
n+1 (t) log n .
n+1 cv
e
h c/ v 1+e
cv 1+e c/
Specically, by taking n N e e
ts , 1+e ects we obtain
log e
gE () 1+e
c /
v 1+e
c /
ts(1+ec/) = v )1+e
c/
dist(, E)s(1+ec/) .
c
e
2 + e ts
v 2 + e (e
c ) 2 + e (e
c
Corollary 4.3. Assume that the compact set E C is the sum of two polynomially convex, disjoint,
non-polar compact subsets, i.e. E = A B, A = A, B = B, A B = , cap A > 0 and cap B > 0. Then
for any function f C(E) such that f|A s(A) and f|B s(B), we have f s(E) and furthermore we
can estimate its Jackson norms on the set E by its Jackson norms on the subsets A and B as follows:
1 : |f | (c) |f|A | + |f|B | ,
where the constant c 1 depends only on the subsets A and B. Note that these are three dierent
Jackson norms and only the domain of the function indicates which norm is meant.
Proof. We put feA := A f and feB := B f so that feA , feB C(E). We apply Lemma 4.2 to obtain
|f | |feA | +|feB | (cA ) |fe|A
A
| +(cB ) |fe|B
B
| = (cA ) |f|A | +(cB ) |f|B | (c) |f|A | + |f|B | < +
for any 1 with the constant c := max{cA , cB } depending only on the sets A and B.
Proposition 4.4. Assume that the compact set E C is the sum of two polynomially convex, disjoint
compact subsets, i.e. E = A B, A = A, B = B and A B = . If the set E admits JP(s) with some
s 1, then both subsets A and B admit JP(s).
Conversely, if both subsets A and B are additionally non-polar and they both admit JP(s) with some
s 1, then the set E admits JP(s).
Proof. In order to prove the rst assertion, we note that the Jackson Property is invariant to an ane
change of variable and therefore if necessary we can blow these sets up so that dist(A, B) > 2. This
way the intersection of the neighborhoods A1 and B1 of the sets A and B, respectively, is empty. Next
we apply Prop. 3.5 to get condition (5) for the set E. The extremal functions n of the subsets A and
B are bounded below by the respective extremal functions of the set E and this way we obtain the
condition (5) for the sets A and B. Finally, we apply Prop. 3.5 again to conclude that they too admit
JP with the same coecients.
The second assertion follows straight from Corollary 4.3 and the denition of the Jackson Property.
Indeed, for arbitrary 1, 0 < 1 and f H (E ) we have f H (A ), f H (B ) and
|f|E | (c) |f|A | + |f|B |
+cA +cB ! +ec
cA v cB v cv+1
e
(c) ||f ||A + ||f ||B ||f ||E ,
s s s
c := 2c max{cA , cB }.
where e
Remark 4.5. We close this paper by oering three open problems for further research:
The proof of Lemma 3.4 applies the assumption of HCP only in order to make sure that the level
sets of the extremal function do not come too close to the compact set E. The coecient in HCP(k)
has no meaningful impact on the coecients of the Jackson Property, suggesting that we may have used
a sledge-hammer to crack a nut. Specically, due to the intended application of the Jackson Property,
it would be interesting to know whether it is sucient to assume GMI instead of HCP (which implies
GMI)? It should be noted though that Lemma 3.3 assumes L-regularity, which is guaranteed by HCP,
but it is still not known whether all compact subsets of the complex plane admitting GMI are L-regular.
In the real case this follows from the combination of [7] and [4].
The characterization of compact sets E C, for which A (E)|E = s(E), also remains an open
problem, especially for totally disconnected sets. Siciak proved this property for simply connected Holder
domains, i.e. admitting LS [22, Th.1.10]. More recently, Gendre proved the same for every compact set
E CN that is Whitney 1-regular and admits HCP as well as LS [14, Cor. 7].
Finally we had a good look at the Wiener type characterization given by Carleson and Totik for
pointwise Holder continuity of Greens functions. Their Wiener type criterion (i.e. lower bounds for
capacities) introduced in [8] implies HCP, but in order to assert the converse they needed an additional
assumption, i.e. either a (geometric) cone condition or a quantitative (capacity) condition (upper bounds
for capacities). The examples given in the Introduction above suggest that both those conditions could
be special cases of LS. It is worth investigating whether HCP in conjunction with LS is sucient to
assert the Wiener type criterion proposed by Carleson and Totik.
10 LEOKADIA BIALAS-CIEZ AND RAIMONDO EGGINK
References
[1] J.M. Anderson, A. Hinkkanen and F.D. Lesley, On theorems of Jackson and Bernstein type in the complex plane,
Constr. Approx. 4 (1988), 307-319.
[2] V.V. Andrievskii, Description of classes of functions with given rate of decrease of their best uniform polynomial
approximations, Ukr. Math. J. 36 (1984), 602-606.
[3] , Constructive function theory on sets of the complex plane through potential theory and geometric function
theory, Surv. Approx. Theory 2 (2006), 1-52.
[4] L. Bialas-Ciez and R. Eggink, L-regularity of Markov sets and of m-perfect sets in the complex plane, Constr. Approx.
27 (2008), 237-252.
[5] , Equivalence of the Local Markov Inequality and a Kolmogorov type inequality in the complex plane, Potential
Anal. 38 (2013), 299-317.
[6] L. Bialas-Ciez and M. Kosek, Iteration function systems and Lojasiewicz-Siciak condition of Greens function, Po-
tential Anal. 34 (2011), 207-221.
[7] L.P. Bos and P.D. Milman, Sobolev-Gagliardo-Nirenberg and Markov type inequalities on subanalytic domains, Geom.
Funct. Anal. 5 No. 6 (1995), 853-923.
[8] L. Carleson and V. Totik, Holder continuity of Greens functions, Acta Universitatis Szegediensis, Acta Sci. Math.
70 (2004), 557-608.
[9] E.W. Cheney, Introduction to approximation theory, McGraw-Hill Book Company, 1966.
[10] F. Dai, Z. Ditzian and S. Tikhonov, Sharp Jackson inequalities, J. Appr. Theory 151 (2008), 86-112.
[11] V.K. Dzyadyk, Approximation to functions of a complex variable on arcs, Ukr. Math. J. 29 No. 2 (1977), 254-259.
[12] L. Frerick and J. Muller, Polynomial approximation on compact sets bounded by Dini-smooth arcs, Comput. Methods
Func. Theory 3 (2003), 273-284.
[13] D. Gaier, Vorlesungen uber Approximation im Komplexen, Birkhauser Verlag, 1980.
[14] L. Gendre, Inegalites de Markov singulieres et approximation des functions holomorphes de la classe M (2005),
Universite Toulouse III Paul Sabatier (dissertation).
[15] D. Jackson, Uber die Genauigkeit der Annaherung stetiger Funktionen durch ganze rationale Funktionen gegebenen
Grades und trigonometrische Summen gegebener Ordnung (1911), Georg-August-Universitat zu Gottingen.
[16] V.V. Maimeskul, J-property of Jordan arcs, Ukr. Math. J. 40 (1988), 647-649.
[17] D.J. Newman, Jacksons Theorem on Complex Arcs, J. Approx. Theory 10 (1974), 206-217.
[18] W. Plesniak, Multivariate Jackson Inequality, J. Comput. Appl. Math. 233 (2009), 815-820.
[19] T. Ransford and J. Rostand, Holder exponents of Greens functions of Cantor sets, Comput. Methods Funct. Theory
8 (2008), 151-158.
[20] W.E. Sewell, Degree of Approximation by Polynomials in the Complex Domain, Princeton University Press, 1942.
[21] J. Siciak, On some extremal functions and their applications in the theory of analytic functions of several complex
variables, Trans. Amer. Math. Soc. 105 (1962), 322-357.
[22] , Rapid polynomial approximation on compact sets in Cn , Univ. Iagel. Acta Math. 30 (1993), 145-154.
[23] A.F. Timan, Theory of Approximation of Functions of a Real Variable, Pergamon Press Ltd., 1963.
[24] J.L. Walsh and E.B. Sa, Extensions of D. Jacksons Theorem on Best Complex Polynomial Mean Approximation,
Trans. Amer. Math. Soc. 138 (1969), 61-69.