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Technical Specification
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners' Publications Offices.
Release 7 2 3GPP TS 22.129 V7.0.0 (2006-03)
Keywords
UMTS, GSM, handover
3GPP
Postal address
Internet
http://www.3gpp.org
Copyright Notification
2006, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
All rights reserved.
3GPP
Release 7 3 3GPP TS 22.129 V7.0.0 (2006-03)
Contents
Foreword ............................................................................................................................................................5
1 Scope ........................................................................................................................................................6
1.1 Situations in which Service Requirements apply .................................................................................................... 6
2 References ................................................................................................................................................7
3 Definitions and Abbreviations .................................................................................................................7
3.1 Definitions............................................................................................................................................................... 7
3.2 Abbreviations .......................................................................................................................................................... 8
4 General Principles governing service continuity .....................................................................................8
4.1 Service Continuity Scenarios .................................................................................................................................. 8
4.2 Service Continuity requirements ............................................................................................................................. 8
4.2.1 Service continuity for CS................................................................................................................................... 8
4.2.2 Service continuity for GPRS ............................................................................................................................. 9
4.2.3 Service continuity for IM Services .................................................................................................................... 9
4.3 General Operational Considerations ....................................................................................................................... 9
4.3.1 Coverage environment....................................................................................................................................... 9
4.3.2 Inter PLMN Handover Issues ............................................................................................................................ 9
4.3.3 Charging and Network Management............................................................................................................... 10
4.3.4 Cost and efficiency .......................................................................................................................................... 10
4.3.5 Security............................................................................................................................................................ 10
4.4 Performance Requirements ................................................................................................................................... 10
4.4.1 Temporary degradation of service caused by handover .................................................................................. 10
5 Requirements for Handover ...................................................................................................................10
5.1 Handover due to UE Movement............................................................................................................................ 10
5.2 Handover due to negotiated service requirement .................................................................................................. 11
5.3 Handover between Radio Access Modes .............................................................................................................. 11
5.4 Cell capacity .......................................................................................................................................................... 11
5.5 Handover of a Multicall ........................................................................................................................................ 11
5.6 Access Rights ........................................................................................................................................................ 11
5.7 Handover for shared networks .............................................................................................................................. 11
6 Requirements for Handover from UTRAN to GERAN .........................................................................12
6.1 Operational Requirements ..................................................................................................................................... 12
6.1.2 GERAN bands ................................................................................................................................................. 12
6.2 Performance Requirements ................................................................................................................................... 12
6.2.1 Detection Time of Potential GERAN Handover Candidates........................................................................... 12
6.2.2 Number of GERAN handover candidates to detect......................................................................................... 12
6.2.3 Probability of Connection Loss ....................................................................................................................... 12
6.3 Specific Requirements for Individual Services from UTRAN to GERAN ........................................................... 12
6.3.1 Speech.............................................................................................................................................................. 12
6.3.2 Short Message Service..................................................................................................................................... 13
6.3.3 Cell Broadcast.................................................................................................................................................. 13
6.3.4 USSD ............................................................................................................................................................... 13
6.3.5 Facsimile.......................................................................................................................................................... 13
6.3.6 Data Bearer Services........................................................................................................................................ 13
6.3.6.1 Circuit Switched Data...................................................................................................................................... 13
6.3.6.2 Packet Switched Data ...................................................................................................................................... 13
6.3.7 Supplementary Services................................................................................................................................... 13
6.4 Requirements on multiple bearer services handover from UTRAN to GERAN................................................... 13
7 Requirements for Handover from GERAN to UTRAN .........................................................................14
7.1 Operational Requirements ..................................................................................................................................... 14
7.1.2 GERAN bands ................................................................................................................................................. 14
7.2 Performance Requirements ................................................................................................................................... 14
7.3 Specific Requirements for Individual Service Handover from GERAN to UTRAN............................................ 14
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Release 7 4 3GPP TS 22.129 V7.0.0 (2006-03)
7.3.1 Speech.............................................................................................................................................................. 14
7.3.2 Short Message Service..................................................................................................................................... 14
7.3.3 Cell Broadcast.................................................................................................................................................. 14
7.3.4 USSD ............................................................................................................................................................... 14
7.3.5 Facsimile.......................................................................................................................................................... 14
7.3.6 Data Bearer Services........................................................................................................................................ 14
7.3.6.1 Circuit Switched Data...................................................................................................................................... 14
7.3.6.2 Packet Switched Data ...................................................................................................................................... 15
7.3.7 Supplementary services ................................................................................................................................... 15
7.4 Requirements on multiple bearer services handover from GERAN to UTRAN................................................... 15
8 Cross Phase Compatibility for this release.............................................................................................15
8.1 Compatibility with Existing Specifications........................................................................................................... 15
8.2 Compatibility with Future 3GPP specifications .................................................................................................... 15
8.2.1 Requirements for Service Capabilities............................................................................................................. 15
8.2.2 Inter PLMN Handover Issues .......................................................................................................................... 16
8.2.3 Handover between Environments.................................................................................................................... 16
8.3 Support of Multicall with Simultaneous Voice Calls ............................................................................................ 16
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Release 7 5 3GPP TS 22.129 V7.0.0 (2006-03)
Foreword
This Technical Specification has been produced by the 3GPP.
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of this TS, it will be re-released by the TSG with an identifying
change of release date and an increase in version number as follows:
Version x.y.z
where:
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the specification;
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Release 7 6 3GPP TS 22.129 V7.0.0 (2006-03)
1 Scope
The scope of this document includes service requirements for handover maintaining continuity of service to a wireless
terminal as it moves between the radio coverage area, or "cells", associated with different base station sites. This
functionality is called "handover". Handover can also occur due to change of radio resource providing a service without
necessarily any change of the base stations involved. In particular, when the radio resources providing a service change
from one of the UTRA radio access modes to the other (UTRA-FDD and UTRA-TDD), this is regarded as handover.
Particular emphasis has been placed on the description of requirements for service continuity within UTRAN and
between UTRAN and GERAN but requirements specific to other systems are incorporated as required.
It is a key requirement to allow for dual or multi-mode terminals to handover traffic from UTRAN to other radio
systems such as GERAN and vice versa. This document describes the service requirements for intra- and inter- system
handover.
The following subject areas are within the scope of these service requirements:
- Security requirements.
The requirements set forth in this document are service requirements, in that they fulfil the following:
- The extent to which the requirements are met are in principle verifiable using observables that are not internal to
the UTRAN.
- Handover within UTRAN due to change of radio resource caused by UE movement between areas covered by
different transmitters;
It is possible that handover (i.e. change of radio resource) will occur in other situations, for example the technical
implementation of the UTRAN may necessitate it or O&M procedures initiated by the operator may force it.
Requirements for these situations are not within the scope of this document, with the exception of two remarks:
- Where the technical implementation of the UTRAN necessitates handover as a matter of normal operation (i.e.
not related to the above situations), then services shall in no way be degraded or adversely affected;
- The service requirements for handover occurring in situations such as O&M activity are outside the scope of this
document.
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Release 7 7 3GPP TS 22.129 V7.0.0 (2006-03)
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
the same Release as the present document.
3.1 Definitions
In addition to the following, abbreviations used in the present document are listed in TR 21.905 [1].
For the purposes of the present document, the following definitions apply:
Connection mode (for a bearer service): characterises the type of association between two endpoints as required by
the bearer service for the transfer of information. A bearer service is either connection-oriented or connectionless. In a
connection oriented mode, a logical association called connection needs to be established between the source and the
destination entities before information can be exchanged between them. Connection oriented bearer services lifetime is
the period of time between the establishment and the release of the connection.
Connectionless (for a bearer service): In a connectionless bearer, no connection is established beforehand between
the source and the destination entities; the source and destination network addresses need to be specified in each
message. Transferred information cannot be guaranteed of ordered delivery. Connectionless bearer services lifetime is
reduced to the transport of one message.
GERAN coverage: an area where mobile cellular services are provided by a GERAN in accordance with GERAN
specifications.
UTRAN coverage: an area where mobile cellular services are provided by a UTRAN in accordance with UTRAN
specifications.
Multi mode terminal: UE that can obtain service from at least one UTRA radio access mode, and one or more
different systems such as GERAN bands or possibly other radio systems such IMT-2000 family members.
Handover: The process in which the radio access network changes the radio transmitters or radio access mode or radio
system used to provide the bearer services, while maintaining a defined bearer service QoS.
Intra PLMN handover: Handover within the same network, i.e. having the same MCC-MNC regardless of radio
access system. Note: this includes the case of UTRAN <>GERAN handover where MCC-MNC are the same in both
cases.
Inter PLMN handover: Handover between different PLMNs, i.e. having different MCC-MNC.
Inter system handover: Handover between networks using different radio systems , e.g. UTRAN GERAN.
UTRA Radio access mode: the selected UTRA radio access mode i.e. UTRA-FDD; UTRA-TDD.
Radio system: the selected 2nd or 3rd generation radio access technology.
Service Continuity: The means for maintaining active services during changes in the coverage areas or their
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Release 7 8 3GPP TS 22.129 V7.0.0 (2006-03)
characteristics without, as far as possible, the user noticing. Note that Service Continuity can be achieved by handover,
cell re-selection or other mechanisms.
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
UE User equipment
1. Continuity of active CS services when moving within UTRAN, within GERAN and between UTRAN and
GERAN coverage areas.
2. Continuity of active GPRS sessions when moving within UTRAN, within GERAN and between UTRAN and
GERAN coverage areas.
3. Continuity of active IM Services when moving within UTRAN, within GERAN and between UTRAN and
GERAN coverage areas (that support those IM services).
Service continuity is not applicable for any call or session using resources specific to the source domain that cannot be
maintained using resources in the target domain.
It shall be possible for a user to roam between the different parts of a shared network without requiring any user
intervention. The user experience while roaming in a shared network shall be comparable to the user experience while
roaming in a non-shared network.
To CS services
UTRAN GERAN
From CS UTRAN Yes - Yes -
services Scenario 1 Scenario 1
GERAN Yes Scenario 1 Yes Scenario 1
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Note: Service continuity for conversational, streaming and interactive GPRS sessions is not applicable to and
from GERAN Release 4 or earlier, due to the lack of support for the conversational, streaming and
interactive GPRS within GERAN Release 4 or earlier. In these cases, although the QoS required may not
be available in the target, the bearer shall be maintained as long as possible. If the QoS supported by
GERAN is not acceptable, the user/application may terminate the session.
Note: Service continuity of IM Services is not applicable to and from GERAN Release 4 or earlier as the IM
Services service classes are not supported by GERAN Release 4 or earlier. In these cases, although the
QoS required may not be available in the target, the bearer shall be maintained as long as possible. If the
QoS supported by GERAN is not acceptable, the user/application may terminate the session.
- Limited coverage in a 'sea' of coverage provided by another radio system or radio access mode, or vice versa;
- Selective operation at a geographical boundary, with extensive UTRAN coverage on one side and extensive
coverage from another radio system on the other side;
However the specifications should impose no restrictions or assumptions on how an operator might deploy or operate
the network in both GERAN and UTRAN.
The following networks may be involved with an inter-PLMN handover procedure. These concepts are illustrated in
Annex A:
- The users home network, i.e. the operator where the users subscription may be found;
- The users visited network where the subscriber user is currently registered, i.e. the network where the subscriber
user has performed the last successful update location procedure. As long as the subscriber user is roaming
within the home network, home and visited network are identical;
- The user's serving network covering the cell that serves the subscriber. After successful completion of the update
location update procedure, the serving network is identical with the visited network. After an inter-PLMN
handover, the visited network is different from the serving network until a location update procedure has been
successfully completed (excepted the case that the subscriber returns into the visited network);
- The target network covering candidate target cell(s) for inter-PLMN handover. The target network has
overlapping radio coverage with the serving network but not necessarily with the visited network.
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Release 7 10 3GPP TS 22.129 V7.0.0 (2006-03)
- Continuity of an active call across the handover procedure, where this would be possible for intra-PLMN
handover;
- The decision whether the handover request is accepted must be taken by the target network.
A capability to provide network management information relating to frequency of occurrence and type of handover
should be defined.
4.3.5 Security
Security requirements should embody the principle that handover shall not compromise the security of the network
providing the new radio resources; the (possibly different) network providing the original radio resources; and the UE.
The security mechanisms should also cater for appropriate authentication processes and meet the requirements of
national administrations in terms of lawful interception.
The duration of the discontinuity experienced by PS and CS real time services should be shorter than that in the
handover of CS speech calls over GERAN.
When there is handover to a new cell with different radio conditions and if a PS sessions is unable to maintain the
required quality of service, the QoS of the sessions may be modified to lower quality to continue communication.
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Release 7 11 3GPP TS 22.129 V7.0.0 (2006-03)
It shall be possible to handover all the calls in a multicall configuration. If the target system is UTRAN and the target
cell is not able to accommodate all the calls in a multicall configuration, then the calls that are handed over are selected
according to operator preferences. If the target system is GERAN, then the call that is handed over shall be selected in
following order:
A change in the availability of suitable radio resources may also occur for other reasons in addition to handover.
The requirements that apply to inter PLMN handover between non-shared networks shall equally apply to inter PLMN
handover between shared networks as well as between a shared and a non-shared network.
The network shall be able to make the decision on the most appropriate candidate for handover based on any
combination of the following information:
- access rights
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Release 7 12 3GPP TS 22.129 V7.0.0 (2006-03)
NOTE: Access rights describe which of the candidates for handover a subscriber is allowed to access. The access
rights are granted by the home PLMN on a subscriber by subscriber basis.
- When the UE performs handover to GERAN then the service requirements of GERAN that relate to handover
between different cells in different location areas is taken as the benchmark. It is not the intention to set more
stringent service requirements for UTRAN to GERAN handover than are already commonly accepted for
handover within GERAN.
- Any call based on the default UTRAN speech codec (AMR) shall be mapped to the FR GSM speech codec. In
the case the terminal and the GERAN network support AMR and /or EFR and/or HR, it shall be the operators
choice to define the appropriate mapping.
Means shall be defined which make it possible to limit any temporary degradation on handover so it meets the
performance specified by GERAN service requirements for speech handover.
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Release 7 13 3GPP TS 22.129 V7.0.0 (2006-03)
6.3.4 USSD
The technical specifications shall provide means to ensure that any handover that occurs during a USSD interaction
need no more affect the service than intra-GERAN handover.
6.3.5 Facsimile
It is not required that a facsimile transmission that is active between UE and network at the time of handover from
UTRAN to GERAN completes successfully.
Means shall be defined which make it possible to limit any temporary degradation on handover so it meets the
performance specified by GERAN service requirements for data bearer service handover.
In the case where user equipped with a dual mode terminal is in UTRAN coverage and has multiple PDP contexts
activated (for instance to support multimedia) then it is preferable to handover one PDP context, rather than dropping
all of them.
As a first priority only the PDP contexts which have an associated QoS that can be supported by the GERAN should be
candidates for handover.
If there are still multiple PDP contexts as "handover candidates" then it shall be an operator choice which PDP context
will be maintained. When roaming this decision shall be taken by the serving network. The operator may choose to
either;
b) Choose one based upon criteria such as duration, amount of traffic transferred, etc.
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Release 7 14 3GPP TS 22.129 V7.0.0 (2006-03)
In case of UTRAN to GERAN handover of a Multicall only one call can be handed over.
7.3.4 USSD
The technical specifications shall provide means to ensure that any handover that occurs during a USSD interaction
need no more affect the service than intra-GERAN handover.
7.3.5 Facsimile
It is not required that a facsimile transmission that is active between UE and network at the time of handover from
GERAN to UTRAN completes successfully.
Means shall be defined which make it possible to limit any temporary degradation on handover so it meets the
performance specified by GERAN service requirements for circuit switched data handover.
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Release 7 15 3GPP TS 22.129 V7.0.0 (2006-03)
Means shall be defined which make it possible to limit any temporary degradation on handover so it meets the
performance specified by GERAN service requirements for packet switched data handover.
Note: When a change is introduced which affects the 3GPP technical specifications, it is said to be 'backward
compatible' if existing equipment can continue to operate and perform correctly with equipment that
conforms to the new implementation.
The following list of uses is provided as an example and is not intended to be exhaustive:
- An application may wish to cope to the effect that handover has on a service, for example facsimile
retransmission;
It is therefore required that the service capability set available to an application be able to provide an indication that
handover has occurred or could occur with information about the type of handover and radio resources involved. The
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Release 7 16 3GPP TS 22.129 V7.0.0 (2006-03)
- The ability to check with the home network whether the user is permitted to handover from the visited network
to a target network.
- Invocation of the handover procedure only occurs if the target network provides the radio channel type required
for the respective call;
- The avoidance of "network hopping", i.e. successive handover procedures between neighbouring networks for
the same call;
- The possibility of user notification of inter-PLMN HO (e.g. possible tariff change) when it occurs.
This is only required if there is more than one simultaneous speech call and this is therefore not required for this
release.
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Release 7 17 3GPP TS 22.129 V7.0.0 (2006-03)
Annex A (informative):
Illustration of elements in inter-PLMN handover
Figure 1 illustrates the above definitions taking an example of European GSM networks. The subscriber's home
network is France. The visited network where the subscriber is registered in a VLR is Germany. The signalling
connection between HLR and VLR is indicated by dotted lines. The calls for the subscriber are controlled by the MSC
collocated to the VLR where the subscriber is registered. This MSC is called "anchor MSC".
Handover to a different MSC may occur if the cell serving the subscriber after handover is not controlled by the anchor
MSC. This MSC is called the "serving MSC". Even after the call has been handed over to a different MSC, the call
control function remains in the anchor MSC. The signalling connection and circuit switched connection established
between anchor MSC and serving MSC are indicated by a solid line.
When the French subscriber registered in a German network roams near the border to the Netherlands, inter-PLMN
handover may occur. In this case a Dutch network is the target network. After handover, the anchor MSC located in a
German network continues to control the call. The German network remains the visited network where the subscriber is
registered. The subscriber's location information stored in the HLR remains unchanged. The signalling and circuit
switched connections between the anchor MSC and the previously serving MSC in the German network will be
released when the User Equipment (UE) is served by a cell within a Dutch network. The Dutch network becomes the
serving network. From the Dutch network the subscriber may be handed over to a Belgian network.
(1) Germany
(2)
Netherlands
(3)
Belgium VLR
MSC
MSC
MSC MSC
Luxembourg
Gateway
MSC
Gateway
MSC
HLR
France
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Release 7 18 3GPP TS 22.129 V7.0.0 (2006-03)
Annex B (informative):
Open Points on Inter-Operator Handover
The requirements outlined below are likely to need further elaboration, although these may be outside the scope of
service requirements.
- static information, for example, neighbour cell lists, interconnecting traffic and signalling links, etc.;
- dynamic information, for example real-time signalling information related to target cell selection, etc.
[There is a need to identify which services can be maintained during handover and the interactions of services across
network boundaries]
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Release 7 19 3GPP TS 22.129 V7.0.0 (2006-03)
Annex C (informative):
Change history
Document history
<Version> <Date> <Milestone>
1.2.0 22 Mar 99 1 Initial draft for email handover ad hoc 22-27 Mar.
3.0.0
Change history
TSG SA# SA Doc. SA1 Doc Spec CR Rev Rel Cat Subject/Comment Old New WI
SP-05 SP-99436 S1-99500 22.129 002 R99 F SMS handover requirement 3.0.0 3.1.0
clarification
SP-05 SP-99436 S1-99516 22.129 003 R99 D Removal of out-of-date appendix 3.0.0 3.1.0
SP-05 SP-99436 S1-99533 22.129 004 R99 D Editorial improvements of 3.0.0 3.1.0
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Release 7 20 3GPP TS 22.129 V7.0.0 (2006-03)
Change history
TSG SA# SA Doc. SA1 Doc Spec CR Rev Rel Cat Subject/Comment Old New WI
definitions and alignment of
terminology
SP-05 SP-99436 S1-99540 22.129 005 R99 C To elucidate 1-1 handover 3.0.0 3.1.0
principle for R99
SP-05 SP-99436 S1-99541 22.129 006 R99 D Clarification of the scope of 3.0.0 3.1.0
mandatory requirements
SP-05 SP-99483 S1-99565 22.129 007 1 R99 C Removes all non-R99 3.0.0 3.1.0
requirements, by changing them
into Cross phase compatibility
requirements which apply to
R99.
SP-06 SP-99553 S1-99877 22.129 008 R99 D Editorial CR to 22.129 3.1.0 3.2.0
SP-06 SP-99523 S1-991019 22.129 009 R99 D 3G/2G handover in the PS 3.1.0 3.2.0
Domain
SP-06 SP-99523 S1-991066 22.129 010 R99 B Handover of a Multicall 3.1.0 3.2.0
SP-06 SP-99521 S1-99868 22.129 011 R99 C Performance requirements for 3.1.0 3.2.0
real time services and
requirements for handover
between UMTS and GPRS
SP-08 SP-000205 S1-000349 22.129 012 R99 F Alignment of handover 3.2.0 3.3.0
requirements for Multicall
SP-09 SP-000426 S1-000574 22.129 013 R99 F Removal of requirements for 3.3.0 3.4.0
SoLSA support
SP-09 SP-000389 S1-000613 22.129 014 R4 B Bearer Modification without pre- 3.3.0 4.0.0
notification
SP-10 SP-000534 S1-000863 22.129 015 R99 F Handover requirements 3.4.0 3.5.0
SP-10 SP-000534 S1-000864 22.129 016 Rel-4 A Handover requirements 4.0.0 4.1.0 TEI4
SP-11 SP-010061 S1-010251 22.129 017 Rel-4 D Editorial CR to correct 4.1.0 4.2.0 CORREC
references to releases T
SP-12 SP-010264 S1-010553 22.129 018 Rel-4 F Bearer modification without pre- 4.2.0 4.3.0 BMWPN
modification
SP-12 SP-010245 S1-010353 22.129 019 Rel-4 F Inter PLMN handover 4.2.0 4.3.0 Handover
SP-13 SP-010434 S1-010859 22.129 020 1 Rel-5 B Release 5 IMS Service 4.3.0 5.0.0 IMS
Continuity Requirements
SP-14 SP-010670 1289 22.129 025 Rel-5 A Multicall handover requirements 5.0.0 5.1.0
SP-16 SP-020250 S1-021093 22.129 026 Rel-5 F CR to TS 22.129 on access 5.1.0 5.2.0 TEI
rights in connected mode
SP-19 SP-030035 S1-030271 22.129 027 - Rel-6 B Netshare CR to TS 22.129 on 5.2.0 6.0.0 NTShar-
Requirements for Network CR
Sharing in Rel-6
SP-22 SP-030704 S1-031300 22.129 028 4 Rel-6 B Service based 6.0.0 6.1.0 TEI
handover/assignment
SP-31 - - 22.129 - - Rel-7 Rel-7 created as a result of 6.1.0 7.0.0 -
applying CR 0029 from SA #31
to Rel-6 in order to create Rel-8
3GPP