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SUMMARY
Objectives Caregivers of patients with Alzheimers disease (AD) experience physical and psychological stress due to the
caring experience. This study evaluated the benefits of a Psychoeducational Intervention Program (PIP) on caregiver burden
in southern Europe.
Methods A multicentre, prospective, randomised study was conducted. One hundred and fifteen caregivers of patients with
clinical diagnosis of AD (DSM-IV-TR criteria, mini-mental score 1026) and functional impairment (Lawton and Brody
Scale and Katz Index) were recruited. Caregivers were randomised to receive either PIP (IG: intervention group, n 60) or
standard care (CG: control group, n 55). PIP consisted of eight individual sessions over 4 months for teaching strategies for
confronting problems of AD patient care. Caregivers stress, quality of life and perceived health were measured using
validated scales (Zarit, SF-36, GHQ-28, respectively) at baseline and after 4 and 10-months follow-up.
Results Mean change in caregiver burden (Zarit baselineZarit final scores) was statistically significant ( p 0.0083)
showing an improvement in the IG (8.09 points) and a worsening in the CG (2.08 points). The IG showed significant
improvements in all the well-being perception areas measured by the SF-36 and a significantly lower score in the GHQ-28
( p 0.0004). 97.7% of caregivers and 88.6% of therapists considered PIP useful/very useful at 4 months (the end of PIP)
whereas at 10 months the estimates were 93.2% and 86.3%, respectively.
Conclusions Psychosocial training of caregivers can minimise caregiver distress and help them to develop problem-
solving strategies. A PIP improves quality of life and the perceived health of caregivers of patients with AD. Copyright #
2008 John Wiley & Sons, Ltd.
key words caregiver; burden; Alzheimers disease; psychoeducational program; southern Europe; dementia
requires a significant effort from those closest to them, However, it must be stressed that the most successful
since more than 70% of people with dementia live at models of intervention are based on prolonged con-
home, and virtually 75% of the necessary care is tinuous support of the caregiveri.e. for years
provided by family and friends. It has been estimated while the majority of intervention techniques assessed
that the main carer of an AD patient can dedicate to date are of fixed duration and limited to a certain
around 70 hours per week to the task of caring (Boada number of sessions.
et al., 1999; Langa et al., 2001; Harrow et al., 2004). On the other hand, there is a lack of empirical
Obviously, the efforts undertaken by the family carers evidence to support the validity of those programs and
mean a substantial saving for the social and healthcare further studies with more scientific methodological
services, but carers get in exchange a series of negative rigour are required (Gonzalez-Salvador et al., 1999;
consequences, collectively referred to as caregiver Bedard et al., 2000; Gallagher-Thompson et al.,
burden (Donaldson and Burns, 1999). 2000). Standardisation of pharmacological treatment
The task of caring for a patient with AD affects with anti-dementia drugs (i.e. acetylcholinesterase
different aspects of the well-being of the carer inhibitors, AChEIs) may be an important confounding
(physical and mental health, social and work factor in former studies, since it has been suggested
functioning, and finances). In addition, caregiver that treatment with AChEIs may improve caregiver
burden also affects the patient, since carers with high burden, probably as a result of the improvement in the
levels of burden are more likely to place the patients in psychiatric and behavioural disorders in the patients
residential homes than less affected carers. Similarly, (Fillit et al., 2000; Marin et al., 2003; Cummings
patients whose carers experience less burden tend to et al., 2004). Since there is a paucity of studies carried
present a lower incidence of psychiatric symptoms, out in southern Europe, and those that have been done
such as delirium, depression and behavioural changes (Martin-Carrasco et al., 2002; Crespo et al., 2005;
(Dunkin and Anderson-Hanley, 1998; Torti et al., Serrano-Aguilar et al., 2006; Gort et al., 2007) were
2004). mainly epidemiological and did not evaluate inter-
Thus, dealing with caregiver burden has become an ventions, it was decided to carry out this study with the
increasingly important aspect of therapeutic interven- objective of evaluating the effectiveness of a
tion in AD. A whole series of interventions aimed at psychoeducational psychosocial intervention program
reducing or preventing burden in dementia patient in the reduction of burden in caregivers of patients
caregivers have been developed. To date, the main with AD.
interventions have been: (a) formal support through
community services (e.g. day centres, etc.); (b) psycho-
METHODS
educational programs; (c) mutual support groups;
(d) counselling; and (e) a combination of some of the Design
above. Unfortunately, scientific evidence to support
A multicentre, prospective, randomised study was
their efficacy remains limited, due mainly to the lack
conducted in 11 hospital and non-hospital psychiatric
of studies or because of limitations in their method-
outpatient clinics across Spain. The primary objective
ology (Cooke et al., 2001; Sorensen et al., 2002;
was to evaluate the efficacy of a structured psycho-
Brodaty et al., 2003; Selwood et al., 2007). However,
educational-type psychosocial intervention program
it is agreed that strictly informative interventions
on caregiver burden in AD patients caregivers. The
and support groups have limited efficacy for
study was approved by an Independent Ethics
reducing caregiver burden, although they are regarded
Committee and its performance notified to the Spanish
important aids. Interventions focusing solely on
Agency of Drugs and Sanitary products. Both patients
managing behavioural disorders have also been
and caregivers were informed about the study and
unsuccessful.
respective signed consent was obtained.
The psychosocial interventions which have
received the greatest support are based on psycho-
educational models that cover a number of different
Participants
areas: information about the disease, organisation of
care, practical advice, skills training for the handling Male and female unpaid caregivers, living in the
of the behavioural problems of the patient, decision- community, aged 18 or over, who lived with the
making, emotional repercussions on the caregiver, and patient and dedicated a minimum of 4 hours a day to
advice about self-care (Brodaty et al., 1997; Burns directly caring for that patient were included.
et al., 2003; Teri et al., 2003; Mittelman et al., 2004). Additionally, the caregivers had to present a baseline
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
psychoeducational intervention for reduction of caregiver burden in ad 491
score above 22 on the Zarit Scale (Zarit et al., 1980). their relatives behavioural problems; and (c) to
The patient had to be diagnosed with dementia due to increase their satisfaction with life. The PIP used was
Alzheimers disease according to the DSM IV-TR based on the Palo Alto model, (Gallagher-Thompson
criteria (APA, 2000), have a Mini-Mental State et al., 2000, 2003) and was adapted to our environment
Examination (MMSE) (Lobo et al., 1999) score of by Instituto INGEMA (Etxebarria Arritxabal, 2005).
1026, with at least two instrumental activities Investigators and therapists received a 10-hour
affectedas assessed with the Lawton and Brody training course on how to run the PIP. The principal
Scale (Lawton and Brody, 1969)or one basic investigator assessed the caregiver at each visit by
activity of daily livingassessed with the Katz Index performing the self-rating scales (Zarit Scale, GHQ-
(Katz et al., 1963)and had to have been on 28 and SF-36) and recording resource consumption.
treatment with rivastigmine at a dose 6 mg/day for
a period of over 6 months. Caregivers who did not
Evaluations
have time to attend the sessions and those who were
receiving, or had received, any form of psychosocial Three visits took place: a baseline visit (V1), a second
intervention specifically directed at alleviating the visit (V2) 4 months afterwards once the PIP had
burden in the previous year were excluded. finishedand a final visit (V3) 10 months after the
start of the study, (6 months after the end of the PIP).
At V1, the selection criteria were assessed, written
Intervention
informed consent was obtained from the caregiver and
Each study site had a principal investigatora the patient, socio-demographic information was
psychiatristand a therapist (clinical psychologist, collected from the caregiver and the patient, as well
nurse or social worker). Each investigator had to as the primary and secondary endpoints (see below).
consecutively select and include 14 subjects from Patients clinical data were also recorded (MMSE,
among the caregivers of patients with AD in their care, Katz Index and Lawton and Brody Scale). At Visit
who were then referred to the therapist. The 2 and Visit 3 measurements were done for the primary
randomised assignment was preformed by centre and secondary endpoints and, in the IG, the caregiver
and in blocks of four to the control group (CG) or to and the therapist made a subjective evaluation of the
the intervention group (IG). The CG of caregivers usefulness of the PIP according to a five-point Likert
received standard care (SC), consisting of: general scale.
information about how AD progresses, individualised Completion of the PIP was assessed according to
information about the patient, both in person and over attendance at the education/training sessions and was
the telephone on demand, information leaflets about considered satisfactory if it was above 70%, which
AD and information about resources directed at corresponded to a minimum of 6 of the 8 programmed
caregivers available in their community. The IG sessions.
received the SC plus a Psychoeducational Intervention
Program (PIP), which consisted of eight individual 90-
Primary and secondary endpoints
min sessions, at 12-week intervals over 4 months. At
the sessions, information was provided about the The primary endpoint was the difference from
disease, but mainly, the caregivers were taught to baseline in the level of caregiver burden before and
control tension and stress deriving from the caregiving after the intervention, assessed using a Spanish
and also strategies for handling patients behavioural validated version of the Zarit Caregiver Burden
problems and increasing their satisfaction with life. Interview. Secondary endpoints were Spanish vali-
Therefore, the program was not purely informative, dated versions of caregiver quality of life (SF-36
but incorporated elements of cognitive-behavioural Health Survey Questionnaire; Alonso et al., 1995) and
guidance, such as training in the control of activation, caregiver mental health status (GHQ-28 General
cognitive restructuring techniques, problem solving Health Questionnaire; Lobo et al., 1986); the record
and increasing rewarding activities. of the use of healthcare and social resources by the
Specifically, the PIP was run as a skills training- caregiver and the patient; the analysis of the standard
educational activity, which involved regularly and care received by the caregiver, and, in the IG, the
periodically attending a course and included the evaluation of the PIP by the caregiver and therapist.
following objectives: (a) to help the caregiver control The Zarit Scale (Zarit et al., 1980) is a self-rating
tension and stress deriving from caregiving; (b) to scale with good reliability and validity (Martin
teach the caregiver different strategies for handling Carrasco et al., 1996; Gort et al., 2007), which has
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
492 m. martn-carrasco ET AL.
a range of scores from 22110, categorised into three comparison of their means was performed using an
levels: absence of burden (2246 points), mild burden ANOVA test. Additionally a comparison of raw means
(4755) and severe burden (56110). The SF-36 is a among groups at each visit was performed using the
self-rating scale with good estimates for reliability and Wilcoxon test.
validity (Pukrop et al., 2003) which contains 36 items For secondary endpoint analyses the mean values
grouped into eight sub-scales: physical functioning, obtained for evaluable caregivers in the Zarit Scale,
social functioning, role limitations due to physical SF-36 and GHQ-28 scores at each visit were compared
problems, role limitations due to emotional problems, between the IG and the CG using the Wilcoxon test.
mental health, vitality, physical pain, and perception The percentages of patients with high probability of
of general health (Ware and Sherbourne, 1992). The presenting psychiatric disorders (GHQ > 5) in the IG
scores range from 0100; the higher the score, the and the CG were compared using the Chi-square test.
better the quality of life. The GHQ-28 (Goldberg and
Hillier, 1979) is considered as the gold standard of
RESULTS
questionnaires for the screening of psychiatric
disorders in the general population and in non- Population
psychiatric patients (de la Revilla et al., 2004). It
A total of 115 caregivers were recruited, 104 (90.4%)
assesses four domains (Physical state, Mood, Activity,
of them completed the study. Of these, 11 (9.6%) did
Psychological state) and a cut-off score equal or larger
not finish it: three (27.3%) due to voluntary with-
than 6 has been proposed for the detection of
drawal; five (45.5%) due to lack of attendance; one
psychiatric disorders. Resource consumption was
(9.1%) at the requirement of the investigator; and two
analysed by means of a semi-structured interview
(18.2%) for other reasons. At baseline, there were no
which evaluated the description of external medical
statistically significant differences in the sociodemo-
care, both for patients and caregivers, taking into
graphic and clinical data between the intervention and
account the number of events, the type of medical care
the control group (Table 1). 91.7% of the caregivers
(primary care, specialist, social worker, others) and
attending all the PIP sessions.
the average time involved in each. A specifically
designed questionnaire was used to analyse the
components of the standard care received by the Primary endpoint
caregiver.
Regarding the Zarit scale, the mean score reduction in
the intervention group was significantly larger than in
STATISTICAL ANALYSIS control group (ANOVA test, p 0.0083; Table 2 and
Sample size calculation Figure 1). Additionally, at Visits 2 and 3, the
caregivers randomised to PIP had lower scores on
The PIP had to reflect a reduction in caregiver burden the Zarit Scale than those in the control group,
on the Zarit Scale assuming a minimum mean although these differences did not achieve statistical
difference (effect) of 0.4 (Sorensen et al., 2002), significance (see Table 2). Nevertheless, a trend
and a baseline score of 55 (SD 15) (Alonso et al., towards a burden reduction and burden increase in
2004). Using these parameters, the required sample caregivers with and without PIP, respectively was
size was of 100 caregivers per intervention group for suggested by the fact that at the end of the study the
detecting differences of 6 points on the Zarit Scale mean score on the Zarit Scale in the IC put them in the
between the final values for the two groups (power of category of mild burden, whereas those in the CG
85% and significance level of 0.05). continued at the level of severe burden.
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
psychoeducational intervention for reduction of caregiver burden in ad 493
PATIENTS CAREGIVERS
N 55 60 55 60
Gender, n (%)
Male 20 (36.4) 22 (36.7) 15 (27.3) 21 (35.0)
Female 35 (63.6) 38 (63.3) 40 (72.7) 39 (65.0)
Age (years)
Mean, (SD) 78.0(6.3) 76.7(6.1) 55(13.3) 61.6(13.8)
Usual medication for AD, n (%)
Rivastigmine 55(96.5) 60(89.6)
MMSE
Mean, (SD) 18.9(4.6) 18.6(5.03)
Lawton and Brody
Mean, (SD) 2.6(1.7) 2.18(1.6)
Katz Index, n (%) I D I D I D I D
Bathing 18 (30.0) 6 (10.0) 15 (27.3) 4 (7.3) 16 (26.7) 16 (26.7) 16 (29.1) 9 (16.4)
Dressing 29 (48.3) 2 (3.3) 20 (36.4) 1 (1.8) 24 (40.0) 4 (6.7) 16 (29.1) 3 (5.5)
Toileting 33 (55.0) 2 (3.3) 29 (52.7) 3 (5.5) 40 (66.7) 5 (8.3) 34 (61.8) 4 (7.3)
Transferring 34 (56.7) 1 (1.7) 32 (58.2) 1 (1.8) 48 (80.0) 1 (1.7) 44 (80.0) 3 (5.5)
Continence 28 (46.7) 0 26 (47.3) 0 39 (65.0) 1 (1.7) 31 (56.4) 1 (1.8)
Feeding 32 (53.3) 0 28 (50.9) 1 (1.8) 43 (71.7) 0 36 (65.5) 1 (1.8)
Marital status, n (%)
Single 7 (12.7) 9 (15)
Married 44 (80) 49 (81.7)
Separated, divorced 2 (3.6) 1 (1.7)
Widow/er 2 (3.6) 1 (1.7)
Work situation, n (%)
Working 11 (20) 18 (30)
Unemployed 3 (5.5) 4 (6.7)
Housewife 19 (34.5) 13 (21.7)
Retired 21 (38.2) 24 (40)
Disabled 1 (1.8) 1 (1.7)
Relationship to patient, n (%)
Spouse (partner) 29 (52.7) 34 (56.7)
Son/daughter 18 (32.7) 23 (38.3)
Son/daughter-in-law 2 (3.6) 1 (1.7)
Brother/sister 3 (5.5) 1 (1.7)
Other relative 1 (1.8) 1 (1.7)
Not related 2 (3.6) 0
Time since diagnosis (years)
Mean, (SD) 3.3(1.7) 2.9(2.03)
Time providing care (years)
Mean, (SD) 2.9(2.03) 3.2(2.6)
Hours dedicated/day
Mean, (SD) 12.6(7.6) 11.5(7.4)
Paid support worker, n (%)
No 48 (87.3) 48 (80.0)
Yes 7 (12.7) 12 (20.0)
Type of professional contracted, n (%)
Nurse 1 (14.3) 0 (0)
Auxiliary nurse 0 (0) 2 (16.7)
Home help 1 (14.3) 1 (1.7)
Others 5 (71.4) 1 (1.7)
Daily hours of worker contracted
< 1 h/day 0 (14.3) 2 (25.0)
13 h/day 0 (14.3) 1 (16.7)
48 h/day 3 (57.1) 5 (50.0)
920 h/day 0 (14.3) 0 (8.3)
Zarit
N 50 53
(Continues)
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
494 m. martn-carrasco ET AL.
Table 1. (Continued)
PATIENTS CAREGIVERS
D Dependent; I Independent.
Zarit Scale Score CAREGIVER WITH PIP CAREGIVER WITHOUT PIP p-value
Wilcoxon ANOVA
N Mean SD N Mean SD
for the total scores and the Activity dimension psychiatric disorders (GHQ 5) in the IG than in
( p < 0.05). These differences were carried out to the CG at the end of the study period in all the
Visit 3, where significantly lower scores were questionnaire dimensions, these differences reaching
observed in the IG than in the CG, both for the total statistical significance in the dimension of physical
score and for each of the different dimensions of the health (2.3% and 18.4% for IG and CG, respectively;
questionnaire ( p < 0.05) (Table 3 and Figure 2). Also Fishers exact test, p 0.0167; Odds Ratio (OR): 0.10,
noted was a lower percentage of subjects with CI: 0.010.88).
Regarding the use of resources, both in patients and
caregivers, the number of specialist and primary care
visits decreased in the IC group, whereas in the CG the
number of specialist visits decreased while there were
more primary care visits. The average time employed
in medical care for both patients and caregivers
gradually decreased in both groups over time. There
were no admissions to hospital (see Table 4). The
subjective evaluation of the usefulness of the PIP by
caregivers and therapists was generally positive,
considering the majority of the caregivers that
program was useful or very useful once the PIP
had finished (97.7%), and 6 months later (93.2%),
while 88.6% of the therapists considered it to be
Figure 1. Mean changes in Zarit score from baseline at end of useful or very useful once the PIP had finished and
study. 86.3%, 6 months later.
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
psychoeducational intervention for reduction of caregiver burden in ad 495
Table 3. Mean scores of SF-36 and GHQ-28 health questionnaires. Evaluable caregivers
Mean SD Mean SD
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
496 m. martn-carrasco ET AL.
Number of visits n, % N % N % N % N %
0 16 42.1 22 50.0 25 65.8 29 65.9
1 18 47.4 13 29.5 9 23.7 10 22.7
2 2 5.3 6 13.6 4 10.5 3 6.8
3 or > 2 5.2 3 6.8 0 0 0 0
Total 38 100.0 44 100.0 38 100.0 44 100.0
Type of medical care n, % N % N % N % N %
Primary Care 16 50 16 45.7 11 64.7 10 37
Specialist 16 50 18 51.4 6 35.3 8 29.6
Social Worker 0 0 0 0 0 0 1 3.7
Others 0 0 1 2.9 0 0 8 29.6
TOTAL 32 100 35 100.0 17 100.0 27 100.0
Time spent on medical care (minutes)
Mean, (SD) 44.6 (36.7) 64.43 (147.6) 21.8 (11.0) 28.5 (25.5)
Caregiver
Number of visits n, % N % N % N % N %
0 27 71.1 29 65.9 29 76.3 34 77.3
1 6 15.8 11 25 8 21.1 8 18.2
2 2 5.3 2 4.5 1 2.6 2 4.5
3 or > 3 7.8 2 4.5 0 0 0 0
Total 38 100 44 100 38 100 44 100
Type of medical care n, % N % N % N % N %
Primary Care 14 58.3 16 76.2 9 90 8 66.7
Specialist 8 33.3 5 23.8 1 10 2 16.7
Social Worker 0 0 0 0 0 0 1 8.3
Others 2 8.3 0 0 0 0 1 8.3
Total 24 100 21 100 10 100 12 100
Time spent on medical care (minutes) N % N % N % N %
Mean, (SD) 54.6 (48.3) 32.1 (37.8) 14.5 (10.1) 24.6 (19.6)
V1 baseline visit; V2 visit at 4 months.
Copyright # 2008 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2009; 24: 489499.
DOI: 10.1002/gps
psychoeducational intervention for reduction of caregiver burden in ad 497
A feature of this study worth highlighting is that it Bristol-Myers, Pfizer. He has also acted as a consultant
was carried out in mental health centres by an and has received grants from the Intras Foundation,
interdisciplinary mental health team (psychiatrists, European Union. Dr Pelegrin has no potential conflict
nurses, psychologists and social workers). We believe of interest relevant to this manuscript. Dr Roy being
that this study reinforces the importance of the hired as a speaker for Lundbeck, Farma-Lepori, and
involvement of mental health services in the provision receiving grants from Eisai. Dr Igliesias acting as a
of care for dementia, in accordance with the consultant, received grants, or being hired as a speaker
indications of the Spanish Dementia Consensus by the following companies: Wyeth, Boeringuer
(Spanish Society of Psychiatry and Spanish Society Ingelheim, Lilly, Bristol Myers Squibb. He has also
of Psychogeriatry, 2005) and other european Guide- acted as a consultant and has received grants from the
lines (Waldemar et al., 2007). This study also supports Fundacion Benito Jeronimo Feijoo. Dr Ros acting as a
the inclusion of psychoeducational programs as part of consultant, receiving grants, or being hired as a
standard care for relatives of patients with AD and speaker by Janssen-Cilag, Lilly, Esteve, Boehringer,
probably also with other types of dementia. AstraZeneca, Almirall, Lundbeck, Glaxo Smith Kline,
The main limitation of the study was the difficulty Organon, Whyeth, Pfizer, Bristol Myers Squibb,
in recruiting the total sample estimated at the Otsuka, Novartis, Servier. He has also acted as
beginning of the trial. The final sample size was consultant and has received grants from the Institut d
approximately 50% of the theoretically estimated. As Investigacions Mediques, IMIM. Dr Pons being an
a result, the post-hoc power calculation was of 75%, employee for Esteve. Dr Gobartt and Mrs Balana
compared with the power of 85% initially estimated in being employees for Novartis Farmaceutica, S.A. No
the protocol. Despite that drawback our study has been other potential conflicts of interest relevant to this
able to show statistically significant differences for the article were reported.
primary endpoint of the study and for the majority of
the secondary endpoints.
ACKNOWLEDGEMENTS
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