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JOURNAL OF APPLIED BEHAVIOR ANALYSIS 2014, 47, 523536 NUMBER 3 (FALL)

MAINTAINING HIGH ACTIVITY LEVELS IN SEDENTARY ADULTS


WITH A REINFORCEMENT-THINNING SCHEDULE
LEONARDO F. ANDRADE, DANIELLE BARRY, MARK D. LITT, AND NANCY M. PETRY
UNIVERSITY OF CONNECTICUT SCHOOL OF MEDICINE

Physical inactivity is a leading cause of mortality. Reinforcement interventions appear to be useful for
increasing activity and preventing adverse consequences of sedentary lifestyles. This study evaluated a
reinforcement-thinning schedule for maintaining high activity levels. Sedentary adults (N 77) were
given pedometers and encouraged to walk 10,000 steps per day. Initially, all participants earned rewards
for each day they walked 10,000 steps. Subsequently, 61 participants were randomized to a monitoring-
only condition or a monitoring-plus-reinforcement-thinning condition, in which frequencies of
monitoring and reinforcing walking decreased over 12 weeks. The mean ( SD) percentage of
participants in the monitoring-plus-reinforcement-thinning condition who met walking goals was
83%  24% and was 55%  31% for participants in the monitoring-only condition, p < .001. Thus,
monitoring plus reinforcement thinning maintained high rates of walking when it was in effect; however,
groups did not differ at a 24-week follow-up. Monitoring plus reinforcement thinning, nevertheless, hold
potential to extend benefits of reinforcement interventions at low costs.
Key words: contingency management, reinforcement schedule, walking, sedentary adults

Physical inactivity is now the fourth leading Corbin, 2003) and is recommended in public-
risk factor for mortality worldwide (World health activity guidelines (Tudor-Locke & Bassett,
Health Organization, 2010). The American 2004; Tudor-Locke et al., 2011; Tudor-Locke,
College of Sports and Medicine recommends Hatano, Pangrazi, & Kang, 2008). Despite the
30 min or more of moderate intensity cardiores- benefits of walking, it is estimated that less than
piratory exercise at least 5 days per week (Garber 5% of the U.S. adult population engage in
et al., 2011); this level of activity can help the recommended level of physical activity
prevent cardiovascular diseases, Type 2 diabetes, (Trojano et al., 2008).
and obesity (Boone-Heinonen, Evenson, Taber, Many interventions that promote physical
& Gordon-Larsen, 2009; Haskell et al., 2007; activity use pedometers (see Tudor-Locke
Hu, Li, Colditz, Willett, & Manson, 2003; Hu et et al., 2011, for a review). Pedometers are light,
al., 1999). One form of exercise that is convenient unobtrusive, and relatively inexpensive monitors
and widely accessible is walking. Walking a that continuously measure the number of steps
minimum of 10,000 steps per day is usually taken throughout the day. Recently, some
equivalent to meeting the prescribed moderate behavior-analytic research has used pedometers
intensity exercise levels (Le-Masurier, Sidman, & to increase physical activity in adults and children
(see Van Camp & Hayes, 2012, for a review). For
We thank Amy Novotny for assistance in conducting example, VanWormer (2004) and Normand
this study. This research and preparation of this article
were funded in part by NIH Grants P30-DA023918,
(2008) implemented treatment packages com-
R01-DA027615, R01-DA022739, R01-DA13444, P50- posed of pedometers, self-monitoring, goal
DA09241, P60-AA03510, R01-HD075630, R01- setting, and contingent praise to increase the
DK097705, and T32-AA07290. number of steps taken daily. Although the sample
Danielle Barry is now at the Edith Nourse Rogers VA
Hospital. sizes were small, the reported interventions
Correspondence should be sent to Nancy M. Petry, increased the number of steps taken per day.
Calhoun Cardiology Center, University of Connecticut A recent study using procedures parallel to the
School of Medicine, 263 Farmington Avenue, Farmington,
Connecticut 06030 (e-mail: npetry@uchc.edu). contingency-management reinforcement-based
doi: 10.1002/jaba.147 procedures developed for reducing drug use (Peirce

523
524 LEONARDO F. ANDRADE et al.

et al., 2006; Petry, Barry, Alessi, Rounsaville, & abuse contingency-management treatments based
Carroll, 2012; Petry, Martin, Cooney, & Kranzler, on these principles, monitoring usually occurs at a
2000; Petry et al., 2005; Petry, Weinstock, & relatively high frequency (e.g., twice- or thrice-
Alessi, 2011) found that interventions in which weekly monitoring schedules for 12 weeks; Lussier
tangible reinforcers are provided contingent on et al., 2006; Petry, 2000; Prendergast, Podus,
ambulatory activity can increase such activity. Petry, Finney, Greenwell, & Roll, 2006). Thus, oppor-
Andrade, Barry, and Byrne (2013) randomized 45 tunities for the behavior to be reinforced also occur
sedentary older adults to either an intervention that frequently. These high-density reinforcement
consisted of pedometers and guidelines to walk schedules exert strong control over behavior, and
10,000 steps per day or to the same intervention they generate behavior change and maintain
plus chances to win monetary prizes contingent on behavior while the contingency is in place. These
meeting walking goals. Participants in the rein- high-density schedules, however, are usually expen-
forcement-contingency condition walked substan- sive and labor intensive. Furthermore, compared to
tially more, meeting target goals on 82.5% of days less intensive schedules, high-density schedules are
compared to 55.2% of days for those in the unlike the naturally occurring contingencies of
nonreinforcement group. Furthermore, partici- reinforcement that may control the target behavior
pants exposed to the reinforcement contingency after the intervention is withdrawn. These discrep-
showed greater reductions in blood pressure and ancies between experimenter-controlled and natu-
weight, as well as improvements in other fitness ral contingencies might reduce the likelihood of
indices, than participants in the nonreinforcement treatment generalization (Stokes & Baer, 1977).
group. To increase the likelihood of generalization
Finkelstein, Brown, Brown, and Buchner (i.e., maintenance of treatment effects), schedule
(2008) also evaluated the efficacy of pedometers thinning, in which the density of reinforcement is
and monetary reinforcement to increase walking in gradually decreased over time, can be incorporat-
51 adults. Participants randomized to a treatment ed after the target behavior is modified (LeBlanc,
condition that involved monetary reinforcement Hagopian, Maglieri, & Poling, 2002). One way
contingent on reaching walking goals were more to thin a reinforcement schedule is to implement
active than participants in a control group, whose more intermittent schedules. A conceptually
behavior was not reinforced. However, this study important feature of intermittent schedules is
lasted only 4 weeks, so the question remains as to the unpredictable availability of the reinforcer
whether the intervention could sustain higher (Stokes & Baer, 1977). Use of an intermittent
walking levels for longer periods of time. Further- schedule after a new behavior pattern has been
more, walking was reinforced only once, after study established might promote sustainable effects at
completion. Given that delays to reinforcement relatively low cost, because the behavior is
reduce reinforcer effectiveness (e.g., Lussier, Heil, reinforced less frequently.
Mongeon, Badger, & Higgins, 2006), reinforcing The present study evaluated the effects of
behavior more immediately might increase the schedule thinning in the context of a reinforce-
proportion of individuals who respond to a ment intervention on the maintenance of
reinforcement intervention. In the Finkelstein increased walking activity in sedentary adults.
et al. study, only 38% of participants assigned to Schedule thinning consisted of a variable-interval
the reinforcement intervention met the public- schedule for which the interval gradually in-
health recommendations for moderate physical creased over time. In the context of this article,
activity based on steps. the term variable interval is used to designate a
The monitoring schedule plays a prominent role monitoring system (and the corresponding
in reinforcement-based interventions. In substance opportunity for reinforcement) that occurs.at
MAINTAINING HIGH ACTIVITY LEVELS 525

intervals that are variable and increase over time. cies), had a physical condition that could interfere
Specifically, after participants achieved high rates with walking 10,000 steps per day (e.g., back or leg
of walking on a fixed-interval (FI) monitoring- problem, recent heart attack), or were in recovery
plus-reinforcement schedule, they were randomly from pathological gambling due to the potential
assigned to a monitoring-only condition (with no similarity between gambling and the treatment
tangible reinforcement contingent on exercising) intervention (cf. Petry & Alessi, 2010; Petry
or to a monitoring-plus-reinforcement-thinning et al., 2006). Initial screening occurred by
condition. In this latter condition, the frequency telephone, and potentially eligible individuals
with which walking was monitored and rein- were scheduled for two in-person assessment
forced decreased gradually over a 12-week period, interviews, scheduled 8 days apart. During the
to an average of once per month. The specific aim initial in-person assessment, potential participants
was to assess whether the monitoring-plus- provided written informed consent, as approved
reinforcement-thinning condition would sustain by the university institutional review board.
high rates of walking relative to the monitoring-
only condition throughout the period in which it Procedure
was in effect. If it maintained behavioral gains, Baseline (Week 0). Those who were interested
this schedule would reduce the cost and time in the study and appeared to be eligible were
burdens associated with frequent attendance instructed at an initial baseline assessment to
required by fixed monitoring schedules. The engage in their usual activities for the next 7 days
long-term effects of this monitoring-plus-rein- while wearing a pedometer at all times, except
forcement-thinning system were also evaluated to when bathing and sleeping. This pedometer was
assess whether benefits were maintained 9 weeks chosen because it contains a memory feature that
after the end of the intervention period. records and stores total number of steps walked
daily for up to 7 consecutive days, and because it
has been independently validated (Hasson, Haller,
METHOD
Pober, Staudenmayer, & Freedson, 2009). This
Participants pedometer automatically resets step counts daily at
Participants were recruited through advertise- midnight, weighs 32 g, and measures 7.3 cm long
ments stating that individuals were sought for a by 5.4 cm wide by 1.6 cm high.
study of methods to promote walking. Participants After wearing the pedometer for 7 days,
were eligible if they were 18 years or older and participants attended a second baseline assess-
walked less than 6,000 steps per day, on average, as ment, at which steps taken in the past week were
assessed by a pedometer, although this criterion evaluated. Those who walked more than 6,000
was not disclosed to potential participants. This steps per day on average were thanked for their
criterion is similar to the index of sedentary activity time and were given additional resources regard-
used in another study (Petry et al., 2013) but ing methods to improve their physical activity
slightly higher than that applied in some other levels. Those who walked less than 6,000 steps on
studies (less than 5,000 steps, e.g., Tudor-Locke & average completed the remainder of the struc-
Bassett, 2004; Tudor-Locke et al., 2008). The tured baseline assessments and continued to the
6,000-step criterion was used in this study to 3-week FI-monitoring-plus-reinforcement phase
ensure the inclusion criteria were not too stringent of the study described below. Figure 1 shows the
and to increase the potential for generalization of flow of participants through the study phases.
results to a larger population. Participants were Participants were compensated with a $10 gift
ineligible if they had a major uncontrolled card for completing structured evaluations at
psychiatric illness (e.g., psychosis, suicidal tenden- baseline, Week 3, Week 15, and Week 24, with
526 LEONARDO F. ANDRADE et al.

Screened Excluded (n = 29)


(n = 128) Refused (n = 25)
Did not attend
interview (n = 3)
Not sedentary (n = 1)
Consented
Baseline (n = 99) Excluded (n = 27)
Walked > 6,000 steps
(n = 19)
Refused (n = 7)
Did not attend second
interview (n = 1)
FI monitoring plus
reinforcement
(n = 72) Excluded (n = 11)
Did not walk > 10,000
steps > 14 days (n = 9)
Refused (n = 1)
Did not complete (n = 1)
Randomization
(n = 61)

Randomized to Randomized to Monitoring


Monitoring only (n = 30) plus reinforcement
thinning
(n = 31)

Analyzed (n = 30) Analyzed (n = 31)


Completed Week 15 follow-up (n = 30) Completed Week 15 follow-up (n = 29)
Completed Week 24 follow-up (n = 28) Completed Week 24 follow-up (n = 29)

Figure 1. Flow chart of participants in the study.

more than 93% of follow-ups completed encouraged to walk 10,000 steps per day.
(Figure 1). In these evaluations, information Participants were scheduled to meet with a
regarding demographics, medical history, psychi- research assistant three times per week (e.g.,
atric distress, and physical activity levels was Mondays, Wednesdays and Fridays) for three
collected. consecutive weeks. In each 15-min meeting,
FI monitoring plus reinforcement (Weeks 1, 2, pedometer data were examined and reinforce-
and 3). Following the baseline assessment, all ment was delivered contingent on walking
remaining eligible participants (n 72) were 10,000 steps per day. (For the purposes of
exposed to an FI monitoring-reinforcement this study, we refer to this condition as the FI-
condition for 3 weeks. They were instructed to monitoring-plus-reinforcement phase because
continue wearing the pedometer daily and there are two intertwined schedules embedded
MAINTAINING HIGH ACTIVITY LEVELS 527

in this condition: the monitoring schedule and position to demonstrate durable behavior change.
reinforcement schedule, both of which were fixed Those who failed to meet the 10,000 steps
in this phase. However, some might consider the criterion on more than 7 of the 21 days were
reinforcement contingency to involve a differen- thanked for participation and informed about
tial-reinforcement-of-high-rate-behavior sched- other methods to increase walking (e.g., varying
ule.) The reinforcers were opportunities to draw the routine, making it social, etc.), but they did
from a bowl and win prizes worth $1 to $100. The not continue in the study (see Figure 1).
bowl contained 500 slips of paper, of which 50% Randomization (Weeks 4 through 15). Partic-
were winning slips. Of these, 209 slips (41.8%) ipants were randomized to a monitoring-only
were small prizes, 40 (8%) were large prizes, and 1 condition or to a monitoring-plus-reinforce-
(0.2%) was a jumbo prize. The other 250 (50%) ment-thinning schedule for the next 12 weeks.
nonwinning slips were composed of an encourag- To ensure balance between the two conditions, a
ing message (good job!). Small prizes were worth computerized urn randomization program
about $1, such as food items, toiletries, and $1 gift (Stout, Wirtz, Carbonari, & Del Boca, 1994)
certificates. Large prizes were worth up to $20, balanced group assignment based on whether
and they consisted of retail items such as clothing, participants attended all sessions during the FI-
watches, and gift cards to stores and restaurants. monitoring-plus-reinforcement phase and
The jumbo prize was worth up to $100, and whether they walked 10,000 steps on 18 or
consisted of items such as iPods, e-readers, and gift more of the 21 days during that phase.
cards. Throughout the study, new prizes were Participants assigned to both conditions were
frequently made available according to partic- instructed to continue to wear the pedometer and
ipants preferences. were encouraged to walk 10,000 steps per day
All participants earned one draw for each day for the next 12 weeks. During this phase,
they walked 10,000 steps. To promote sustained participants selected 2 potential meeting days
behavior change, participants also earned bonus each week separated by at least 72 hr (e.g.,
draws if they walked 10,000 steps on the 2 to 4 Mondays and Fridays, Mondays and Thursdays,
consecutive days since their last visit. Bonus draws or Tuesdays and Fridays) during which they
started at two, and increased by two draws at each would be available to meet if the day was selected
visit up to a maximum of eight draws. Bonus as a meeting day. Days were randomly selected as
draws were reset if participants failed to reach meeting days, but participants were unaware of
10,000 steps on any day since the last visit or if which days were randomly selected as a meeting
they missed a scheduled appointment. Similar day until the morning of that day. In the
types of escalating schedules with a reset mornings of randomly selected meeting days,
contingency have been used effectively in contin- research staff contacted participants by phone
gency management treatment for drug abstinence and informed them that they were due to meet
(e.g., Higgins, Wong, Badger, Haug Ogden, & that day.
Dantona, 2000; Petry et al., 2005; Silverman, Monitoring-only condition. Participants as-
Robles, Mudric, Bigelow, & Stitzer, 2004). signed to this condition earned a $5 gift card
At the end of the 3-week FI-monitoring-plus- for attending meetings on randomly selected
reinforcement phase, participants who walked meeting days. To earn the gift card, participants
10,000 steps per day on at least 14 of the also needed to bring their pedometers, with step
21 days were eligible to move to the randomiza- data recorded for at least the past 4 days. Receipt
tion phase. This subsample was chosen because of this $5 gift card, however, was not contingent
these participants had demonstrated initial on number of steps. Participants were congratu-
behavior change and would therefore be in a lated for each day in which they walked 10,000
528 LEONARDO F. ANDRADE et al.

steps, but tangible reinforcers were no longer to 15 was 50%, 25%, and 12.5%, respectively; on
provided. average, the number of scheduled visits during
Monitoring-plus-reinforcement-thinning condi- these periods were four, two, and one. Participants
tion. Participants assigned to this condition were not informed about the tapering schedule or
earned the same $5 gift card for attending average number of meetings; they were told only
randomly selected meeting dates and bringing the that meeting days were randomly determined and
pedometer with steps recorded in the past four could occur once to 24 times over the 12-week
days. In addition, these participants continued randomization phase.
earning bonus draws contingent on walking Follow-up (Weeks 16 through 24). At the end of
10,000 steps on the prior four days. Bonus the intervention period, participants in both
draws increased for consecutive periods of time in conditions were given their pedometers to keep.
which 10,000 steps were walked in the past They were encouraged to continue wearing them
4 days. The difference in this phase relative to the to monitor their steps daily and to walk 10,000
FI-monitoring-plus-reinforcement phase was steps per day. They were scheduled for a 24-week
that pedometer readings were not always available follow-up evaluation, and a week before the
between contiguous meetings (e.g., large gaps evaluation, they were telephoned and reminded
could occur between randomly selected meeting of their upcoming appointment and to wear the
days; see below). Thus, bonuses were earned as pedometer daily for the week preceding the
long as steps walked were 10,000 in at least the evaluation.
4 days prior to the randomly selected meeting
date. Participants continued earning the same
RESULTS
bonuses that they had earned during the FI-
monitoring-plus-reinforcement phase (range, Initially, differences in baseline characteristics
two to eight draws). Bonuses were reset if were evaluated between participants who were
participants failed to attend a randomly selected later assigned to monitoring-only and the
meeting day or if steps decreased below 10,000 monitoring-plus-reinforcement-thinning condi-
on any of the 4 days prior to a randomly selected tions. Independent t tests were used for normally
meeting date. Once reset, bonuses could again distributed continuous variables, Mann-Whitney
escalate once walking resumed to 10,000 steps U tests for nonnormally distributed variables, and
per day on the 4 days prior to a randomly selected chi-square tests for categorical variables. Two
visit. primary outcomes were defined a priori: (a)
In both conditions, a Microsoft Excel macro percentage of days on which 10,000 steps were
determined specific meeting days for each taken and (b) average number of steps per day;
participant. The probabilities of scheduling a each outcome was assessed via pedometer read-
meeting on any potential day started at 50% and ings. Initially, independent group t tests evaluated
decreased by 50% across every 4-week period, differences in changes in these walking indices
with the restriction that the total number of between baseline and 3 weeks later, the period
scheduled visits was at least seven during the during which all participants contacted reinforce-
12-week period of the randomization phase (and ment for walking 10,000 steps per day (i.e., FI
averaged 7.1  0.6 for those assigned to the monitoring plus reinforcement). Change scores
monitoring-only condition and 7.0  0.3 for those were used (baseline minus postbaseline values)
assigned to the monitoring-plus-reinforcement- because they were normally distributed.
thinning condition). Specifically, the probability The primary analyses focus on between-groups
of scheduling a meeting in any of the 2 potential differences in change from baseline scores
meeting days during Weeks 4 to 7, 8 to 11, and 12 during the 12-week randomization phase. Again,
MAINTAINING HIGH ACTIVITY LEVELS 529

Figure 2. Average number of steps registered weekly across the study. Filled symbols refer to participants randomized to
the monitoring-plus-reinforcement-thinning condition during the randomization phase, and open symbols refer to
participants randomized to the monitoring-only condition during the randomization phase; all participants received
reinforcement during the FI-monitoring-plus-reinforcement phase. Values represent group means collected each week, but
not all participants provided data each week during the randomization phase. During the randomization phase, participants
met with research staff on average four visits during the first 4-week period (Weeks 4 to 7), on average twice during the second
4-week period (Weeks 8 to 11), and on average once during the last 4-week period (Weeks 12 to 15). See text for details.
BL baseline.

independent group t tests were used to evaluate sented. That is, missing data were not included in
differences between the two treatment condi- any of the analyses reported here.
tions. We also present descriptive data on the
average number of steps registered weekly Participant Characteristics
throughout the study period. Missing data in The sample comprised mostly women (90%),
the randomization phase were not included, who described themselves as non-Hispanic
because they were relatively infrequent and did (95%) and white (82%). Mean ( SD) age and
not differ between treatment groups; only 14.8% annual income were 48 ( 9.5) years and
and 9.2% of randomly selected sessions were not $59,913 ( $21,972), respectively. At baseline,
attended in the monitoring-only and monitor- participants walked on average 4,444 ( 1,108)
ing-plus-reinforcement-thinning conditions, re- steps per day. There were no significant differ-
spectively, t(59) 0.95, p .35. ences between the participants assigned to the
Finally, independent t tests evaluated group monitoring-only and monitoring-plus-reinforce-
differences in follow-up change from baseline ment-thinning groups on any demographics or
values for the primary walking data. These baseline characteristics.
analyses were conducted twice; both considering
missing data as missing, and using a zero (no Response to Experimental Contingencies
change from baseline) for participants who failed Figure 2 depicts the mean number of steps
to complete the follow-up evaluation (two in each registered weekly across the 24-week study period
group). Because including missing data as a zero for each group. Figure 3 depicts data for individual
did not affect results, only analyses from those participants in the monitoring-plus-reinforcement-
who completed follow-up evaluations are pre- thinning group and the monitoring-only group
530 LEONARDO F. ANDRADE et al.

FI monitoring plus
BL reinforcement Monitoring plus reinforcement thinning Follow-up
31
14
309
29
47
28
46
27
69
26
55
252
24
25
23
16
22
66
21
59
20
67
19
30
Participants

187
17
35
164
15
72
14
23
138
12
43
11
53
10
20
9
52
8
15
731
657
5
24
4
63
3
48
2
39
1
49

FI monitoring plus
BL reinforcement Monitoring only Follow-up
17
30
29
68
28
71
64
27
26
56
25
29
243
62
23
22
42
21
37
20
10
19
65
18
50
Participants

17
21
16
13
15
19
14
51
13
26
12
12
58
11
10
32
9
28
8
22
76
65
5
18
4
11
3
33
2
38
1
27

-1 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 25 26 27
Weeks

Figure 3. Consecutive days on which each participant in the monitoring-only and monitoring-plus-reinforcement-
thinning groups met walking goals. Horizontal lines depict days on which 10,000 steps were logged on the pedometer of
each participant across conditions. Vertical dashes represent days on which monitoring visits were scheduled. In each panel,
participants are arranged with those who showed the greatest number of days meeting walking goals on the top and
participants who showed the least number of days meeting walking goals on the bottom. The numerals on the y axis are
participant numbers. See text for details.
MAINTAINING HIGH ACTIVITY LEVELS 531

separately. The horizontal lines indicate days on monitoring-plus-reinforcement-thinning contin-


which 10,000 steps were logged on the pedome- gency met walking goals more often than their
ter, and vertical dashes indicate days on which counterparts exposed to monitoring alone. In
monitoring visits were scheduled. Due to the addition, participants in the monitoring-plus-
memory capacity of pedometers, there were missing reinforcement-thinning group achieved longer
data when monitoring visits were scheduled more periods of walking 10,000 steps per day than
than 7 days apart. Missing data occurred more often participants in the monitoring-only group. For
toward the end of the randomization phase than in example, 19 of the 31 (61%) participants
earlier parts of the phase because of the nature of the assigned to the monitoring-plus-reinforcement-
thinning schedule, but missing data did not differ thinning condition met walking goals for at least
between groups, as noted earlier. As seen in Figure 3, 3 consecutive weeks during the randomization
participants from both groups exhibited similar phase versus only 8 of 30 (26%) participants
patterns of walking 10,000 steps per day during assigned to the monitoring-only condition.
the baseline and FI-monitoring-plus-reinforcement Participants from both groups exhibited
phases (i.e., before randomization). Only four similar performance during the follow-up phase.
participants had any days of walking 10,000 steps About half of the participants from each group
per day during baseline, and in each case, steps (15 from the monitoring-only group and 16 from
exceeded 10,000 on only 1 day during baseline. All the monitoring-plus-reinforcement-thinning
participants walked substantially more during the 3- group) met the > 10,000 step goal on at least 1
week FI-monitoring-plus-reinforcement phase, and of the 7 days. Although days in which
they met walking goals on almost all of the days participants walked 10,000 steps during fol-
of this phase. More specifically, the percentage of low-up were fewer than during the randomiza-
days in which the target goal was met was 96% and tion phase, participants in both groups registered
92% for participants in the monitoring-only and more days with 10,000 steps at follow-up than
monitoring-plus-reinforcement-thinning groups, re- in baseline.
spectively (see Table 1). Visual inspection of the average group data
During the randomization phase, the overall (Figure 2) also shows that participants in the
performance from the participants in the two monitoring-plus-reinforcement-thinning group
groups differed. As indicated by the horizontal sustained higher levels of walking indices
lines appearing in the top graph relative to the throughout the randomization phase than those
bottom graph, participants exposed to the in the monitoring-only group. However, activity

Table 1
Primary Walking Outcomes Obtained at Each Assessment

FI monitoring
reinforcement Randomization Statistics Follow-up
Variable (Weeks 1 to 3) Statistics (df ) (Weeks 4 to 15) (df ) (Week 24) Statistics (df )
Percentage of days t(59) 1.73, t(59) 3.88, t(55) 0.67, p .51
walked 10,000 steps p .09 p < .001
Monitoring only 96.1 (6.0) 55.3 (31.0) 31.1 (37.5)
M R thinning 91.6 (11.4) 82.6 (23.5) 24.9 (33.0)
Mean steps per day t(59) 0.16, t(59) 2.98, t(55) .29, p .77
p .88 p .004
Monitoring only 10,571 (721) 8,428 (2,033) 6,754 (3,159)
M R thinning 10,349 (682) 9,561 (1,570) 6,498 (2,408)

Note. FI fixed interval; M R thinning monitoring plus reinforcement thinning. Values represent means (standard
deviations). Statistics refer to differences between treatment groups with respect to change from baseline values.
532 LEONARDO F. ANDRADE et al.

levels in both groups seemed to decrease during Reinforcement Earned and Adverse Events
the last 2 to 3 weeks of the randomization phase During the 3-week FI-monitoring-plus-
(i.e., the period during which participants were reinforcement phase, participants who were
exposed to the leanest monitoring or monitoring- later assigned to the monitoring-only condition
plus-reinforcement schedule; 12.5% chance of earned an average of 68  13 draws, resulting in
having a visit scheduled). Table 1 depicts walking $155  $48 in prizes, compared with an average
outcomes and statistical analyses comparing of 64  20 draws and $140  $59 in prizes
groups at each phase of the study. There were for those who were later assigned to the
no differences between groups during the monitoring-plus-reinforcement-thinning condi-
prerandomization phase, when all participants tion, t(59) 1.05 and 1.07, ps > .29. During
contacted reinforcement for walking. Significant the 12-week randomization phase, participants
differences between the two groups in changes in the monitoring-plus-reinforcement-thinning
from baseline emerged on both primary walking condition earned an average of 36  20 draws
indices during the randomization phase, ps and $77  $68 in prizes. No study-related
 .004. The increases in the percentage of days adverse events occurred.
on which participants walked 10,000 steps as
well as the average number of steps walked per
DISCUSSION
day were significantly higher in the monitoring-
plus-reinforcement-thinning group than in the This study found that continued reinforcement
monitoring-only group. However, these signifi- on a monitoring-plus-reinforcement-thinning
cant between-groups differences during the schedule maintained walking relative to an abrupt
randomization phase were not maintained at cessation of reinforcement during the 12 weeks
the 24-week follow-up evaluation.1 in which the thinning reinforcement schedule
remained in effect. Nevertheless, long-term
1
In addition to visual inspection (Figures 2 and 3) and t walking outcomes were similar between condi-
tests of between-groups effects (Table 1), multilevel tions. Sustaining high levels of walking beyond
modeling analyzed the step data as a discontinuous growth
model. These analyses, conducted on SAS proc MIXED, 12 to 15 weeks may require even longer durations
used maximum likelihood estimation methods, in which of reinforcement-based intervention.
missing data are taken into account in the process of Results from this study also demonstrate that
estimating the covariance matrices (Singer & Willett, 2003).
walking, once established, can be maintained
The time variable days (starting at baseline and running
through the 24-week follow-up) was divided into study
phases. Both the intercept and the day variables were zation phase, a significant treatment condition effect
included as random effects. emerged, F(4,536) 4.22, p < .05, such that participants
The number of steps was influenced by the reinforcement assigned to the monitoring-plus-reinforcement-thinning
offered during study phases. The effect from baseline to the condition evidenced a higher mean number of steps than
FI-monitoring-plus-reinforcement phase was very large, those assigned to the monitoring-only condition. A
reflecting the increase in steps taken when walking was significant Treatment Condition  Slope effect also emerged
reinforced, F(4,536) 253.11, p < .001. The slope of steps during this period, F(4,536) 7.61, p < .01, accounted for
over time during this phase remained flat, F(4,536) 0, by the decline over time in steps recorded by participants in
p > .90, indicating no change in steps during the 3-week FI- the monitoring-only condition.
monitoring-plus-reinforcement phase. As expected, no Steps recorded at the 24-week follow-up were not
treatment condition effects emerged at this point, before significantly different from those recorded during the
randomization, in terms of differential level of steps, F randomization phase, F(4,536) 0.05, p > .80, and the
(4,536) 1.97, p > .15, or slopes between groups, F slope during this 7-day period remained flat, F
(4,536) 2.37, p > .15. (4,536) 0.02, p > .80. There were no differences in steps,
The number of steps during the randomization phase was F(4,536) 0.01, p > .90, or Treatment Condition  Slope
also elevated with respect to baseline, F(4,536) 406.05, effects during the follow-up period, F(4,536) 0.01,
p < .001, and again the slope during this period was flat, F p > .90. Data not reported; available from the fourth author.
(4,536) 0.35, p > .50. At the transition to the randomi-
MAINTAINING HIGH ACTIVITY LEVELS 533

with lower levels of reinforcement. On average, participants, on average, increased their steps per
participants earned about $7 per day during the day by about 6,000 steps, up from 4,000 per day
initial reinforcement period (about $150 in 21 at baseline to 10,000 per day during this phase.
days). This amount was selected because it is These results suggest that a program that consists
consistent with levels of reinforcement reported of pedometers, daily step goals, monitoring, and
to alter substance use, weight loss, and medica- tangible reinforcers can promote increased levels
tion adherence (Petry, Barry, Pescatello, & of walking. Of the individuals exposed to the FI-
White, 2011; Petry et al., 2005; Petry, Rash, monitoring-plus-reinforcement procedures, 85%
Byrne, Ashraf, & White, 2012), whereas lower (61 of 72) walked 10,000 steps on at least two
monetary amounts appear to be ineffective in thirds of the days and thus qualified for the
engendering initial behavior change (Petry, Barry randomization phase.
et al., 2012; Petry et al., 2004). Throughout the Using a randomized design, Finkelstein et al.
randomization phase of this study, less than $1 (2008) also reported increased activity levels
per day in reinforcement ($77 in 84 days) was among participants who received reinforcement
sufficient to sustain high rates of walking. for reaching walking goals compared to partic-
The monetary amount used during the ran- ipants who did not. In that study, however, the
domization phase of this study was also lower than percentage of participants who met the public
that used in other randomized studies that have health guidelines for moderate physical activity
used monetary incentives to reinforce walking. was substantially lower than in the current study
In Finkelstein et al.s (2008) study, for example, (38% vs. 85%). This difference could relate
participants could earn up to $150 in 4 weeks. to many factors, including different populations
In Petry et al.s (2013) study, participants earned an and settings, or to design characteristics of the
average of $375 for increased walking during the reinforcement interventions. For example, Fin-
12-week intervention phase, and this study used a kelstein et al. provided slightly lower magnitude
monitoring-reinforcement procedure that resem- reinforcement than the initial FI-monitoring-
bled the one used in the initial reinforcement phase plus-reinforcement phase in the present study.
of the current study. One important difference, Further, in the Finkelstein et al. study, all
however, was that participants were not exposed to reinforcement was provided at the end of the
schedule thinning in Petry et al.s study; instead, study, whereas reinforcement occurred up to
they were monitored and walking was reinforced three times per week in the FI-monitoring-plus-
on a set weekly schedule during the entire reinforcement phase of the current study.
intervention phase. The present study demon- The studies by VanWormer (2004) and
strates that monitoring and reinforcement can Normand (2008) demonstrated that a self-
occur relatively infrequently yet sustain behavior management treatment package could increase
change. During the randomization phase, the the number of steps taken by participants, even
average number of monitoring-reinforcement visits without programmed reinforcement contingen-
was only seven (four, two, and one in each 4-week cies. Direct comparisons between these studies
period), and participants earned a total of $77 in and the current one, however, are difficult due to
prizes during this phase. The density of reinforce- methodological differences. For example, in the
ment during each consecutive 4-week period current study the target behavior (i.e., walking
averaged $44, $22, and $11, respectively. goals) was the same for all participants (10,000
Data from the FI-monitoring-plus-reinforce- steps), whereas in the other studies the walking
ment phase show that the reinforcement contin- goals varied widely across participants. Further-
gencies substantially increased the number of more, the prior studies were of shorter durations
steps taken per day. Compared to baseline, than this evaluation.
534 LEONARDO F. ANDRADE et al.

In the current study, participants increased istics. The efficacy of reinforcement to initiate
walking by approximately 6,000 steps per day behavior change was not directly assessed in this
under the reinforcement contingencies. Whether study, and subsequent studies should evaluate the
this large increase in physical activity produces minimal reinforcement levels needed to engender
health benefits that outweigh its costs is an walking at high rates. Furthermore, objective
empirical question, but the present study physical measurements (e.g., weight, blood
demonstrates methods that can minimize per- pressure) were not taken, and thus this study
sonnel and reinforcement costs while behavior did not determine if the observed increases in
change is maintained. Although future studies are walking affected physical health or fitness indices.
needed to identify the most efficacious and least It is also possible that participants may have given
time-intensive approaches to reinforcement de- pedometers to others to wear, although none
livery, this study is among the first to address the reported doing so at the follow-up evaluation.
minimum frequency of monitoring and rein- Including individuals who self-selected to in-
forcement necessary for maintaining clinically crease walking and conducting assessments in
important behavior change. Studies that imple- person (rather than remote computerized up-
ment similar procedures, such as contingency- loading of pedometer readings) may guard against
management treatments for substance use dis- cheating in this context, but the possibility of
orders, might implement schedule-thinning deceit must always be considered when reinforce-
procedures to maintain treatment gains as well. ment interventions are designed and imple-
The ecological validity of the current study mented (Petry, 2012).
might also be questioned. Although the sample Although this research relied on government
resembles those in other observational studies and funding, the current procedures may eventually
randomized clinical trials (see Bravata et al., facilitate adoption of this type of intervention.
2007), at least regarding gender and age, we Because the cost was low, some individuals who
cannot determine whether the effects observed are interested in increasing and sustaining high
here will generalize to other populations or levels of exercise may be willing to fund their own
settings. Some other limitations should be treatment. For example, participants could make
considered when interpreting our results. First, monetary deposits that would be returned
the sample was composed primarily of white, well- contingent on meeting the target goals. Alterna-
educated women with middle incomes or higher, tively, employers, health care providers, or other
so the findings might not generalize to men or less organizations (e.g., retirement communities or
educated groups or to individuals of other racial or schools) may cover costs of reinforcers if
ethnic groups. Furthermore, participants re- improved performance, health, or other out-
sponded voluntarily to advertisements and were comes occurred in conjunction with increased
willing to be available on 2 to 3 meeting days each activity levels.
week. Results might differ with individuals who In summary, this study demonstrates that a
do not self-select to participate in programs that monitoring-plus-reinforcement-thinning sched-
enhance walking. Nevertheless, the average ule using a prize reinforcement system has the
number of steps taken daily at baseline by this potential to maintain high rates of walking in
sample was lower than the U.S. national average sedentary adults. Effects were achieved with
and below the average number of steps taken by relatively low levels of reinforcement, delivered
women of the same age range in general (Bassett, at infrequent intervals. These aspects of the
Wyatt, Thompson, Peters, & Hill, 2010). intervention are likely to enhance the dissemina-
Other limitations should be considered in tion and acceptability of contingency-manage-
addition to those related to the sample character- ment interventions more generally, and these
MAINTAINING HIGH ACTIVITY LEVELS 535

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