Vous êtes sur la page 1sur 64

2[\ORJ

(PHUJHQF\DQGWUDQVSRUWYHQWLODWRU
7HFKQLFDO
'RFXPHQWDWLRQ
&RS\ULJKWE\'UlJHU0HGLFDO$* &R.*D$/EHFN*HUPDQ\

1RUHSURGXFWLRQDOORZHGIRUFRPPHUFLDOSXUSRVHV

5HDGDQGXQGHUVWDQGWKH,QVWUXFWLRQVIRU8VH2SHUDWRUV0DQXDO

7KLV7HFKQLFDO'RFXPHQWDWLRQGRHVQRWUHSODFHWKH,QVWUXFWLRQVIRU8VH2SHUDWRUV
0DQXDO

7KHZDUUDQW\DQGOLDELOLW\FRQGLWLRQVRIWKHJHQHUDOWHUPVDQGFRQGLWLRQVIRUEXVLQHVV
WUDQVDFWLRQVRI'UlJHU0HGLFDO$* &R.*D$DUHQRWH[WHQGHGE\WKLV7HFKQLFDO
'RFXPHQWDWLRQ

2EVHUYHDOODSSOLFDEOHWHFKQLFDOODZVDQGUHJXODWLRQV

,QVRIDUDVUHIHUHQFHLVPDGHWRODZVUHJXODWLRQVRUVWDQGDUGVWKHVHDUHEDVHGRQWKH
OHJDOV\VWHPRIWKH)HGHUDO5HSXEOLFRI*HUPDQ\2EVHUYHWKHODZVDQGUHJXODWLRQV
DSSOLFDEOHLQ\RXUFRXQWU\
&RQWHQWV

*HQHUDO

 ,PSRUWDQWLQIRUPDWLRQ 

 6\PEROVDQG'HILQLWLRQV 

)XQFWLRQ'HVFULSWLRQ

 *HQHUDOLQWURGXFWLRQ 

 0RQLWRULQJ  

 $UHDRIDSSOLFDWLRQ  

 3ULQFLSOHRIRSHUDWLRQ 

 3QHXPDWLFV\VWHP 

 ,QOHW  

 0HWHULQJ 

 6HQVRUVDQGVDIHW\IXQFWLRQV 

 3((3YDOYH 

 $PELHQWSUHVVXUHFRQGLWLRQV 

 (OHFWURQLFV 

 &KDUJLQJFLUFXLW3&% 

 6HQVRU3&%  

 )URQWPHPEUDQH  

 &RQWURO3&% 
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.,(&,9=IP

2[\ORJ &RQWHQWV 9HUVLRQ 5HOHDVHG ,


&RQWHQWV

0DLQWHQDQFH3URFHGXUHV

 5HSODFLQJWKHILOWHUHOHPHQW 

 5HSODFLQJWKHLQWHUQDOEDWWHU\ 

6FKHPDWLFVDQG'LDJUDPV

 *HQHUDOLQWURGXFWLRQ 

$QQH[

 Test List  

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.,(&,9=IP

,, 2[\ORJ &RQWHQWV 9HUVLRQ 5HOHDVHG


*HQHUDO



 ,PSRUWDQWLQIRUPDWLRQ

7KLV7HFKQLFDO'RFXPHQWDWLRQ6HUYLFH0DQXDOFRQIRUPVWRWKH,QWHUQDWLRQDO
6WDQGDUG,(&

5HDGHDFKVWHSLQHYHU\SURFHGXUHWKRURXJKO\EHIRUHEHJLQQLQJDQ\WHVW
$OZD\VXVHWKHSURSHUWRROVDQGVSHFLILHGWHVWHTXLSPHQW,I\RXGHYLDWHIURP
WKHLQVWUXFWLRQVDQGRUUHFRPPHQGDWLRQVLQWKLV7HFKQLFDO
'RFXPHQWDWLRQ6HUYLFH0DQXDOWKHHTXLSPHQWPD\RSHUDWHLPSURSHUO\RU
XQVDIHO\RUWKHHTXLSPHQWFRXOGEHGDPDJHG

8VHRQO\RULJLQDO'UlJHUSDUWVDQGVXSSOLHV

7KHPDLQWHQDQFHSURFHGXUHVGHVFULEHGLQWKLV7HFKQLFDO
'RFXPHQWDWLRQ6HUYLFH0DQXDOPD\EHSHUIRUPHGE\TXDOLILHGVHUYLFH
SHUVRQQHORQO\7KHVHPDLQWHQDQFHSURFHGXUHVGRQRWUHSODFHLQVSHFWLRQV
DQGVHUYLFLQJE\'UlJHU0HGLFDO$* &R.*D$

6WULFWO\IROORZWKH,QVWUXFWLRQVIRU8VH2SHUDWLQJ,QVWUXFWLRQV7KLV
7HFKQLFDO'RFXPHQWDWLRQGRHVQRWUHSODFHWKH,QVWUXFWLRQVIRU
8VH2SHUDWLQJ,QVWUXFWLRQV$Q\XVHRIWKHSURGXFWUHTXLUHVIXOO
XQGHUVWDQGLQJDQGVWULFWREVHUYDWLRQRIWKHSURGXFWVSHFLILF
,QVWUXFWLRQVIRU8VH2SHUDWLQJ,QVWUXFWLRQV

8QOHVVRWKHUZLVHVWDWHGUHIHUHQFHLVPDGHWRODZVUHJXODWLRQVRU
VWDQGDUGV DVDPHQGHG DSSOLFDEOHLQWKH)HGHUDO5HSXEOLFRI*HUPDQ\

 6\PEROVDQG'HILQLWLRQV
$GDVK LVXVHGWRLGHQWLI\LWHPVRQDOLVW
$EXOOHW RUDQXPEHULVXVHGWRLGHQWLI\DVHQWHQFHWKDWFRQWDLQVGLUHFW
ZRUNLQVWUXFWLRQV

7KLVV\PEROLVXVHGWRSURYLGHLPSRUWDQWLQIRUPDWLRQWKDWLILJQRUHG
FRXOGOHDGGLUHFWO\WRDSDWLHQWVRURSHUDWRUVLQMXU\,WLVDOVRXVHGWR
SURYLGHLPSRUWDQWLQIRUPDWLRQWKDWLILJQRUHGFRXOGOHDGGLUHFWO\WR
HTXLSPHQWGDPDJHDQGLQGLUHFWO\WRDSDWLHQWVLQMXU\
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7KLVV\PEROLVXVHGWRSURYLGHDGGLWLRQDOLQIRUPDWLRQRSHUDWLQJWLSVRU
PDLQWHQDQFHVXJJHVWLRQV
.7B$OOJHPHLQHVIP

2[\ORJ *HQHUDO 9HUVLRQ 5HOHDVHG 


'HILQLWLRQVDFFRUGLQJWR*HUPDQVWDQGDUG',1
,QVSHFWLRQ H[DPLQDWLRQRIDFWXDOFRQGLWLRQ
6HUYLFLQJ PHDVXUHVWRPDLQWDLQVSHFLILHGFRQGLWLRQ
5HSDLU PHDVXUHVWRUHVWRUHVSHFLILHGFRQGLWLRQ
0DLQWHQDQFH LQVSHFWLRQVHUYLFLQJDQGUHSDLU

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7B$OOJHPHLQHVIP

 2[\ORJ *HQHUDO 9HUVLRQ 5HOHDVHG


)XQFWLRQ'HVFULSWLRQ



 *HQHUDOLQWURGXFWLRQ

2[\ORJLVDQHPHUJHQF\DQGWUDQVSRUWYHQWLODWRUIRUVKRUWWLPH
WUHDWPHQWRIOXQJGDPDJHRIDZLGHYDULHW\RINLQGV,WSURYLGHVWLPHGDQG
YROXPHFRQWUROOHGYHQWLODWLRQDVZHOODVDVVLVWLQJWKHSDWLHQWVEUHDWKLQJLQ
SUHVVXUHFRQWUROOHGPRGH

 0RQLWRULQJ

$LUZD\SUHVVXUH3DZ
([SLUDWRU\PLQXWHYROXPH09
$SQRHD

 $UHDRIDSSOLFDWLRQ

0RELOHXVHLQHPHUJHQF\PHGLFLQHRUSULPDU\FDUHRIHPHUJHQF\SDWLHQWV
,QWUDQVLWLQHPHUJHQF\YHKLFOHVRUKHOLFRSWHUV
'XULQJWUDQVIHUVE\URDGDQGDLU
,QWKHHPHUJHQF\URRP
'XULQJVHFRQGDU\WUDQVIHUVIURPKRVSLWDOWRKRVSLWDO

 3ULQFLSOHRIRSHUDWLRQ

2[\ORJSULPDULO\FRPSULVHVWKHSQHXPDWLFFRPSRQHQWVZLWKWKH
FRQQHFWLRQDQGPHWHULQJEORFNDQGWKHFRQWURODQGGLVSOD\HOHFWURQLFV )LJ
 

7KHFRQQHFWLRQEORFNVXSSOLHVDFRQVWDQWSUHVVXUHWRWKHPHWHULQJEORFN
FRQWDLQVWKHVDIHW\IXQFWLRQVVXFKDVWKHHPHUJHQF\DLUDQGVDIHW\YDOYHV
FRQWUROWKHSUHVVXUH 3((3 GXULQJH[SLUDWLRQDQGWRJHWKHUZLWKWKH
YHQWLODWLRQDFFHVVRULHVSURYLGHVWKHLQWHUIDFHWRWKHSDWLHQW

7KHPHWHULQJEORFNSDVVHVGHILQHGYROXPHVRIJDVEHWZHHQDQG
R[\JHQWRWKHFRQQHFWLRQEORFN

7KHFRQWURODQGGLVSOD\HOHFWURQLFVHYDOXDWHWKHPHDVXUHPHQWVLJQDOV
FRQWUROWKHYDOYHVDQGSURYLGHWKHLQWHUIDFHWRWKHRSHUDWRU
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
)7B)XQNWLRQIP

2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG 


)LJ  3ULQFLSOHRIRSHUDWLRQ

 3QHXPDWLFV\VWHP

7KHIROORZLQJGHVFULSWLRQUHODWHVWRWKHSQHXPDWLFFRPSRQHQWVGLDJUDP
2[\ORJ7KHHYDOXDWLRQRIWKHPHDVXUHPHQWVLJQDOVIURPWKHVHQVRUV
DQGRSHUDWLRQRIWKHYDOYHVLVKDQGOHGRQWKHFRQWURO3&%

 ,QOHW
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7KHFRPSUHVVHGR[\JHQSDVVHGWKURXJKWKHILOWHU)DQGWKHSUHVVXUH
UHJXODWRU'5WRWKHYDOYHV9WR97KHSUHVVXUHUHJXODWRUUHJXODWHVWKH
)7B)XQNWLRQIP

SUHVVXUHWR EDU7KLVLVGRQHWRDWWDLQDVWDEOHIORZFRQWURO7KHFRQWURO
3&%PRQLWRUVWKLVSUHVVXUHZKLFKLVPHDVXUHGZLWKVHQVRU6

 2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG


 0HWHULQJ

9DOYHV9WR9DUHSURSRUWLRQDOYDOYHVHDFKGHOLYHULQJDIORZSURSRUWLRQDO
WRWKHRYHUDOOIORZRIWR /PLQ7KHIORZVHQVRU6PHDVXUHVWKH
GHOLYHUHGIORZDQGWKHFRQWURO3&%FRUUHFWVWKHYDOYHRSHUDWLRQDV
QHFHVVDU\

9DOYH9FRPSULVHVWZRSDUDOOHOFRQILJXUHGYDOYHVWRSURGXFHDWRWDOIORZ
JUHDWHUWKDQ /PLQ

:LWKWKHYDOYH9DQGWKHHMHFWRU(DPELHQWDLUFDQDGGLWLRQDOO\EHGUDZQ
LQ9DOYH9PHWHUVDIORZWKURXJKWKHHMHFWRU7KHUHVXOWDQWQHJDWLYH
SUHVVXUHGUDZVDPELHQWDLUWKURXJKWKHILOWHU)WKHIORZVHQVRU6DQGWKH
QRQUHWXUQYDOYH9

9DOYH9DGGVR[\JHQWRWKHDPELHQWDLUGHSHQGLQJRQWKHSUHVHW2
FRQFHQWUDWLRQ7KHIORZVHQVRU6PHDVXUHVWKHLQWDNHDLUIORZDQGWKH
FRQWURO3&%FRUUHFWVYDOYHV9DQG9DFFRUGLQJO\

7KHSURSRUWLRQRIDPELHQWDLUPD\EHDPD[LPXPRI7KHPLQLPXP
R[\JHQFRQFHQWUDWLRQPD\WKXVEH

$WIORZVOHVVWKDQ /PLQWKHYROXPHRILQWDNHDLULVVRORZWKDWDQR[\JHQ
FRQFHQWUDWLRQRILVQRORQJHUJXDUDQWHHG$WIORZVJUHDWHUWKDQ /PLQ
R[\JHQLVDGGHGDFFRUGLQJO\$QR[\JHQFRQFHQWUDWLRQRILVQRORQJHU
JXDUDQWHHG

,QDIORZUDQJHIURPWR /PLQDQR[\JHQFRQFHQWUDWLRQRIWR
FDQEHVHW7KHQRQUHWXUQYDOYH9SUHYHQWVR[\JHQHVFDSLQJLQWRWKH
DPELHQWDLU/SUHYHQWVVZLUOLQJDQGHQVXUHVDXQLIRUPR[\JHQ
FRQFHQWUDWLRQ

 6HQVRUVDQGVDIHW\IXQFWLRQV

7KHIORZVHQVRU6PHDVXUHVWKHLQVSLUDWRU\IORZLQVLGHWKHXQLWDQGWKH
FRQWURO3&%FRUUHFWVWKHRSHUDWLRQRIYDOYHV9WR9DVQHFHVVDU\EDVHG
RQWKHPHDVXUHGYDOXH

7KHVDIHW\YDOYH69RSHQVDWDSUHVVXUHJUHDWHUWKDQ PEDUWRSUHYHQW
WKHSDWLHQWIURPEHLQJH[SRVHGWRKLJKSUHVVXUHLQWKHHYHQWRIXQLW
PDOIXQFWLRQV

7KHHPHUJHQF\EUHDWKLQJYDOYH19DOORZVWKHSDWLHQWWREUHDWKH
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

VSRQWDQHRXVO\LQFDVHWKHXQLWIDLOV

7KHSUHVVXUHVHQVRU6PHDVXUHVWKHLQWHUQDOSDWLHQWSUHVVXUHLQVLGHWKH
XQLWDQGWKH3((3SUHVVXUHDWWKHYHQWLODWLRQYDOYH9
)7B)XQNWLRQIP

7KHSUHVVXUHVHQVRU6PHDVXUHVWKHGLIIHUHQWLDOSUHVVXUHDERYHWKHIORZ
VHQVRU6ORFDWHGFORVHWRWKHSDWLHQW )LJ )URPLWWKHFRQWURO3&%
FDOFXODWHVWKHIORZ

2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG 


)LJ  %ORFNGLDJUDPRIH[WHUQDOIORZVHQVRU

7KHSUHVVXUHVHQVRU6PHDVXUHVWKHSUHVVXUHDWWKHSDWLHQW%DVHGRQWKLV
SUHVVXUHYDOXHWKHFRQWURO3&%PDNHVFDOFXODWLRQVLQFOXGLQJIRUDFWXDWLRQRI
WKH3((3YDOYH9

9DOYHV9DQG9VZLWFKWKHFRQQHFWLRQVRI66DJDLQVWDWPRVSKHUHDW
F\FOLFLQWHUYDOV7KHFRQWURO3&%FDOLEUDWHVWKHVHQVRUVDQGDQ\RIIVHWGULIWLV
SUHYHQWHG

 3((3YDOYH

7KH3((3YDOYH9FRQWUROVWKH3((3VHWWLQJRIWKHYHQWLODWLRQYDOYH9

7KHFRQWURO3&%DFWXDWHVDFRLOZKLFKGHOLYHUVDSUHVVXUHWRDGLDSKUDJP
7KHLQWHUQDOWXELQJV\VWHPYHQWVWRWKLVSUHVHW3((3SUHVVXUHGXULQJ
H[SLUDWLRQ

7KLV3((3SUHVVXUHDOVRDFWVRQDYDOYHGLDSKUDJPLQWKHYHQWLODWLRQYDOYH
9 )LJ 2QH[SLUDWLRQWKHSUHVHW3((3SUHVVXUHLVHVWDEOLVKHGDWWKH
SDWLHQW

'XULQJH[SLUDWLRQDQLQWHUQDOIORZRI /PLQIORZVWKURXJKWKH3((3YDOYH
9WRKROGWKHGLDSKUDJPRIWKH3((3YDOYHVWLOODQGHQVXUHXQLIRUPRSHQLQJ
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

RIWKH3((3YDOYH

'XULQJLQVSLUDWLRQWKH3((3YDOYH9FORVHVDW PEDU
)7B)XQNWLRQIP

 2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG


)LJ  9HQWLODWLRQYDOYH

 $PELHQWSUHVVXUHFRQGLWLRQV

2[\ORJPHWHUVWKHWLGDOYROXPHXQGHU%736FRQGLWLRQV6HQVRUV6
DQG6PHDVXUHWKHDPELHQWSUHVVXUH6PHDVXUHVWKHFXUUHQWSUHVVXUH
OHYHOLQWKHOXQJ,QWKLVZD\WKHFRQWURO3&%FDQEDODQFHIOXFWXDWLQJDPELHQW
SUHVVXUHDQGWKH%736FRQGLWLRQV %RG\7HPSHUDWXUH3UHVVXUH6DWXUDWHG
0HDVXUHPHQWVUHIHUUHGWRFRQGLWLRQVRIWKHSDWLHQWVOXQJERG\WHPSHUDWXUH
&DPELHQWSUHVVXUHZDWHUYDSRXUVDWXUDWHGJDV 

 (OHFWURQLFV

7KHIROORZLQJGHVFULSWLRQUHODWHVWRWKHHOHFWURQLFVDQGUHSUHVHQWVRQO\WKH
SULQFLSOHRIRSHUDWLRQ7KHFRQQHFWLRQVRIWKHLQGLYLGXDOPRGXOHVDUHRQO\
LQGLFDWHGLQGLUHFWO\DQGDUHPDGHE\FDEOHKDUQHVVHVFRQQHFWRUVDQGWKH
FRQGXFWRUVRQWKHLQGLYLGXDO3&%V

 &KDUJLQJFLUFXLW3&%

7KHFKDUJLQJFLUFXLW3&%FRQWUROVFKDUJLQJRIWKHLQWHUQDOUHSODFHDEOHEDWWHU\
DQGVHOHFWLRQRIWKHYROWDJHVXSSO\ PDLQVRQERDUGV\VWHPRULQWHUQDO
EDWWHU\ 

7KHFKDUJLQJFLUFXLW3&%DFFRPPRGDWHVWKHLQSXWIRUWKHH[WHUQDOYROWDJH
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

VXSSO\7KHLQSXWLVLVRODWHGIURPWKHUHPDLQLQJHOHFWURQLFVE\DSURWHFWLYH
FLUFXLW
)7B)XQNWLRQIP

7KHFKDUJLQJFLUFXLW3&%GLUHFWO\DFWLYDWHVWKHSRZHULQGLFDWRU/('V7KH
/('VDUHORFDWHGRQWKHIURQWPHPEUDQHFRYHU

7KHFKDUJLQJFLUFXLW3&%KDVLWVRZQSURFHVVRUV\VWHPDQGWKXVLWVRZQ
VRIWZDUH7KLVVRIWZDUHLVDOVRORFDWHGRQWKHFRQWURO3&%DQGLVORDGHG
IURPWKHUHRQWRWKHFKDUJLQJFLUFXLW3&%
2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG 
7KHLQWHUQDOUHSODFHDEOHEDWWHU\KDVYDULRXVGXPP\UHVLVWRUVGHSHQGLQJRQ
WKHW\SHXVHG7KHFKDUJLQJFLUFXLW3&%GHWHFWVRQWKHEDVLVRIWKHUHVLVWRU
ZKLFKW\SHLVILWWHG QLFNHOPHWDOK\GULGHRUOLWKLXPLRQ 

7KHWHPSHUDWXUHDQGFKDUJHFDSDFLW\RIWKHLQWHUQDOUHSODFHDEOHEDWWHU\LV
GHWHUPLQHGE\WKHEDWWHU\LWVHOI7KHVHGDWDDUHWUDQVPLWWHGIURPWKH
FKDUJLQJFLUFXLW3&%WRWKHFRQWURO3&%

 6HQVRU3&%

7KHVHQVRU3&%KROGVDOOWKHSUHVVXUHVHQVRUVRIWKHSQHXPDWLFV\VWHPDQG
WKHLQWHUQDOWHPSHUDWXUHJDXJH7KHVHQVRU3&%LVWKHLQWHUIDFHIRUSUHVVXUH
PHDVXUHPHQWDQGYDOYHDFWXDWLRQEHWZHHQWKHSQHXPDWLFDQGHOHFWURQLF
V\VWHPV

 )URQWPHPEUDQH

2QWKHIURQWPHPEUDQHFRYHUDUHWKHNH\VWKH/('VDQGWKHWXUQNQRE
7RJHWKHUZLWKWKHPRQLWRUWKHWXUQNQREDQGWKHSRWHQWLRPHWHUVWKHIURQW
PHPEUDQHLVWKHLQWHUIDFHEHWZHHQWKHXQLWDQGWKHRSHUDWRU7KHPRQLWRULV
DQ(/ (OHFWUR/XPLQHVFHQW GLVSOD\

 &RQWURO3&%

7KHFRQWURO3&%KROGVWKHHOHFWURQLF2Q2IIFLUFXLWWKHJHQHUDWRUIRUWKH
LQGLYLGXDOLQWHUQDORSHUDWLQJYROWDJHVDQGWKHPLFURSURFHVVRUV\VWHPWR
FRQWURODQGPRQLWRUYHQWLODWLRQ

7KHHOHFWURQLF2Q2IIFLUFXLWLVRSHUDWHGGLUHFWO\E\WKHXQLWV2Q2IIEXWWRQ

,QFDVHRIDSRZHUIDLOXUHZKLOHWKHXQLWLVRQDQDODUPJHQHUDWRUGHOLYHUVDQ
DFRXVWLFVLJQDO$*ROGFDSFDSDFLWRUGHOLYHUVWKHYROWDJHIRUWKHVLJQDO

7KHYROWDJHJHQHUDWRUJHQHUDWHVWKHYDULRXVRSHUDWLQJYROWDJHVIURPWKH
VXSSO\YROWDJHVXFKDVWKH 9ROWVIRUWKHPLFURSURFHVVRU

7KHPLFURSURFHVVRUV\VWHPFRPSULVHVWKHPLFURFRQWUROOHUDQ((3520D
)ODVK(3520D5$0DQGDUHDOWLPHFORFN 57& 

7KH((3520KROGVWKHFDOLEUDWLRQGDWDVRIWZDUHRSWLRQV,'QXPEHUXQLW
DQGVHUYLFHRSHUDWLQJKRXUVDQGWKHVWDUWXSFRQGLWLRQV7KH)ODVK(3520
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

KROGVWKHPHGLFDOGHYLFHVRIWZDUHDQGWKHVRIWZDUHIRUWKHFKDUJLQJFLUFXLW
3&%7KHUHDOWLPHFORFNJHQHUDWHVWKHWLPHDQGGDWH7KHUHDOWLPHFORFNV
5$0DOVRKROGVWKHORJV
)7B)XQNWLRQIP

7KHPLFURSURFHVVRUV\VWHPHYDOXDWHVWKHPHDVXUHPHQWVLJQDOVIURPWKH
VHQVRUVWKHVHWWLQJVRIWKHSRWHQWLRPHWHUVDQGWKHWXUQNQREDQGRSHUDWHV
WKHYDOYHVDQGWKHGLVSOD\DFFRUGLQJO\

 2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG


2QDFKDQJHRIVRIWZDUHWKHXQLWQRORQJHUQHHGVWREHRSHQHG7KHLQIUDUHG
LQWHUIDFHWUDQVIHUVWKHGDWDIURPWKH3&ODSWRSWRWKHPLFURFRQWUROOHUDQG
YLFHYHUVD
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
)7B)XQNWLRQIP

2[\ORJ )XQFWLRQ'HVFULSWLRQ 9HUVLRQ 5HOHDVHG 


)7B)XQNWLRQIP
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

5HOHDVHG
9HUVLRQ
)XQFWLRQ'HVFULSWLRQ
2[\ORJ

0DLQWHQDQFH3URFHGXUHV



 5HSODFLQJWKHILOWHUHOHPHQW

 6ZLWFKRIIWKHXQLW
 5HPRYHVFUHZV)LJ

)LJ  5HPRYLQJWKHILOWHUHOHPHQW

1RWHILWWLQJSRVLWLRQRIILOWHUHOHPHQW

 5HPRYHWKHILOWHUHOHPHQW
 ,QVWDOOWKHQHZILOWHUHOHPHQW
 &DUU\RXWDXQLWWHVW
 3ODFHIXOO\IXQFWLRQDOXQLWDWWKHXVHUVRZQHUVGLVSRVDO
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
:7B)LOWHUHLQVDW]IP

2[\ORJ 0DLQWHQDQFH3URFHGXUHV 9HUVLRQ 5HOHDVHG 


 5HSODFLQJWKHLQWHUQDOEDWWHU\

 6ODFNHQWKHVFUHZ)LJRIWKHEDWWHU\FRPSDUWPHQWFRYHUDQWLFORFNZLVH
XQWLOWKHFRYHUFDQEHRSHQHG
 )ROGWKHFRYHU)LJGRZQ
 3XOOWKHLQWHUQDOEDWWHU\)LJIRUZDUGE\LWVWDEDQGZLWKGUDZLW

)LJ  5HPRYLQJWKHLQWHUQDOEDWWHU\

 3UHVVWKHEXWWRQRQWKHQHZLQWHUQDOEDWWHU\DQGFKHFNWKHFKDUJH

7KH/('VRQWKHLQWHUQDOEDWWHU\LQGLFDWHWKHFKDUJHFRQGLWLRQLQSHUFHQW
 &KDUJHWKHLQWHUQDOEDWWHU\DVQHFHVVDU\

7KHLQWHUQDOEDWWHU\FDQEHFKDUJHGE\WKHEDWWHU\FKDUJHUVWDWLRQRU
E\WKHH[WHUQDOSRZHUVXSSO\LQWKH2[\ORJ 

 )LWWKHLQWHUQDOEDWWHU\
 6ZLWFKRQWKH2[\ORJ DQGFKHFNWKHEDWWHU\FDSDFLW\LQGLFDWHGRQWKH
GLVSOD\
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
:7B:HFKVHODNNXIP

 2[\ORJ 0DLQWHQDQFH3URFHGXUHV 9HUVLRQ 5HOHDVHG


6FKHPDWLFVDQG'LDJUDPV



6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

 *HQHUDOLQWURGXFWLRQ

2[\ORJ
7KLVVHFWLRQSUHVHQWVWKHGLDJUDPVDQGRYHUYLHZVRIWKH2[\ORJVXFKDVWKHSQHXPDWLFFRPSRQHQWVGLDJUDPDQGWKHEORFNGLDJUDPRIWKHHOHFWURQLFV,Q
VRPHFDVHVWKHGLDJUDPVDQGRYHUYLHZVDUHDOVRXVHGDVUHIHUHQFHVWRGHVFULEHIXQFWLRQV

6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
5HOHDVHG


2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
)LJ  *HQHUDORYHUYLHZIRUOHJHQGVHH7DEOH

5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7DEOH /HJHQG)LJ

,WHP 'HVLJQDWLRQ

2[\ORJ
 )URQWVHFWLRQZLWKSRWHQWLRPHWHUURWDU\HQFRGHUPHPEUDQHNH\SDGDQGODEHOLQVHUWV
 6LJQDOJHQHUDWRU
 /RXGVSHDNHU
 'LVSOD\
 &RQWURO3&% VHHDOVR)LJ
 &RYHUSDQHOIRUSQHXPDWLFFRPSRQHQWV
 3QHXPDWLFFRPSRQHQWVDQGVHQVRU3&% VHHDOVR)LJ
 +DQGOH
 )LOWHUHOHPHQWWRILOWHUWKHDPELHQWDLULQWDNH
 &KDUJLQJFLUFXLW3&%
 5HDUSDQHO

6FKHPDWLFVDQG'LDJUDPV
 %DWWHU\FRPSDUWPHQWFRYHU
 5HSODFHDEOHEDWWHU\
 '&YROWDJHVRFNHW
 6RFNHWVIRUIORZPHWHUWXEHVYHQWLODWLRQWXEHDQGFRPSUHVVHGJDVWXEH
 %DVHSODWH

9HUVLRQ
5HOHDVHG


2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
)LJ  3QHXPDWLFFRPSRQHQWVGLDJUDPIRUOHJHQGVHH7DEOH

5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7DEOH /HJHQG)LJDQG)LJ

,WHP 'HVLJQDWLRQ

2[\ORJ
 &RQQHFWLRQEORFN
 0HWHULQJEORFN
'5 3UHVVXUHUHJXODWRU
( (MHFWRU
) )LOWHULQ2FRPSUHVVHGJDVFRQQHFWLRQ
) )LOWHUIRULQWDNHDLU
/ /HQVXUHVXQLIRUPIORZ
19 (PHUJHQF\DLUYDOYH
6 )ORZVHQVRUWRPHDVXUHLQWHUQDOLQVSLUDWRU\IORZ
6 )ORZVHQVRUWRPHDVXUHWKHDPELHQWDLULQWDNH
6 3UHVVXUHVHQVRU 3Y WRPHDVXUHVXSSO\SUHVVXUHIRUYDOYHV9WR9

6FKHPDWLFVDQG'LDJUDPV
6 3UHVVXUHVHQVRU 3LQW WRPHDVXUHXQLWLQWHUQDOSDWLHQWSUHVVXUH
6 3UHVVXUHVHQVRU 3DZ WRPHDVXUHSUHVVXUHFORVHWRSDWLHQW
6 3UHVVXUHVHQVRU GHOWD3 WRPHDVXUHGLIIHUHQWLDOSUHVVXUHDWH[WHUQDOIORZVHQVRU
6DQG6 3UHVVXUHVHQVRUVWRPHDVXUHDPELHQWSUHVVXUH
6 ([WHUQDOIORZVHQVRU
69 6DIHW\YDOYH

9HUVLRQ
9WR9 0HWHULQJYDOYHV
9 9HQWLODWLRQYDOYH
9 3((3YDOYH
9DQG9 6ZLWFKLQJYDOYHVWRFDOLEUDWHSUHVVXUHVHQVRUV6DQG6

5HOHDVHG
9 1RQUHWXUQYDOYH



2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
)LJ  2YHUYLHZRISQHXPDWLFFRPSRQHQWVIRUOHJHQGVHH7DEOH

5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
5HOHDVHG
)LJ  7XELQJGLDJUDPIRUOHJHQGVHH7DEOH


7DEOH /HJHQG)LJ


,WHP 'HVLJQDWLRQ
 6HQVRU3&%
 &RQQHFWLRQEORFN

2[\ORJ
 0HWHULQJEORFN
 7XEH[3$(QRWFRORXUHG QF
 7XEH[6LQRWFRORXUHG QF
 7XEH[6LEOXH EO UHG UG RUDQJH RU

6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
5HOHDVHG
)LJ  (OHFWURQLFVEORFNGLDJUDP



2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
)LJ  9LHZRIFRQWURO3&%IRUOHJHQGVHH7DEOH

5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
6'B8HEHUVLFKWHQIP

$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7DEOH /HJHQG)LJ

,WHP 'HVLJQDWLRQ

2[\ORJ
 ((3520
 *ROGFDSFDSDFLWRU
 0LFURFRQWUROOHU
 5HDOWLPHFORFNZLWKEDWWHU\
$ &RQWURO3&%IL[LQJVFUHZV
; &RQQHFWLRQWRVLJQDOJHQHUDWRU
; &RQQHFWLRQWRVHQVRU3&%
; &RQQHFWLRQWRSRWHQWLRPHWHUV
; &RQQHFWLRQWRORXGVSHDNHU
; -XPSHUWRWULJJHUDUHVHW
; &RQQHFWLRQWRIORZVHQVRU6

6FKHPDWLFVDQG'LDJUDPV
; &RQQHFWLRQWRIORZVHQVRU6
; -XPSHUWRSHUIRUPWKHERRWVWUDSGRZQORDG
; &RQQHFWLRQWRURWDU\HQFRGHU
; &RQQHFWLRQWRFKDUJLQJFLUFXLW3&%
; &RQQHFWLRQWRIURQWPHPEUDQH NH\V
; &RQQHFWLRQWRIURQWPHPEUDQH /('V

9HUVLRQ
; &RQQHFWLRQWRGLVSOD\
; 3LQVWULSIRUERRWVWUDSGRZQORDG

5HOHDVHG


2[\ORJ
6FKHPDWLFVDQG'LDJUDPV
9HUVLRQ
5HOHDVHG
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
6'B8HEHUVLFKWHQIP
$QQH[

 Test List



DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 1 von 11
OXYLOG 3000

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 2 von 11
OXYLOG 3000

Diese Ersatzartikelliste gilt fr Sachnummer:


This spare parts list is valid for part no.:

Sach-Nr. Benennung
Part No. Description
2M86300 OXYLOG 3000
OXYLOG 3000

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 3 von 11
OXYLOG 3000

Inhaltsverzeichnis der Bilder


Summary of pictures

Bild Bezeichnung Sach-Nr. E-Liste


Picture Description Part No . Spare parts list
1 FRONTTEIL, KOMPL.
FRONT PANEL, CPL.

2 PNEUMATIKTEIL, KOMPL.
PNEUMATIC PART, CPL.

3 ANSCHLUSSBLOCK, KOMPL.
CONNECTION BLOC, CPL.

4 DOSIERBLOCK, KOMPL.
METERING UNIT

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 4 von 11
OXYLOG 3000

FRONTTEIL, KOMPL. Bild/Picture 1


FRONT PANEL, CPL.

Datei/File: 5503403.001
Druckdatum: 13.12.2002 nderungen vorbehalten
Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 5 von 11
OXYLOG 3000

Position Benennung Sach-Nr. Bestell-Nr. Packung


Item No. Description Part No. Order-Code Quantity
1-12 FRONTTEIL, KOMPL. 2M86301
FRONT PANEL, CPL.

1 DREHKNOPF M29655
CONTROL KNOB

2 GEHUSE FRONT 2M86303


HOUSING FRONT

3 SCHALLGEBER 8302919
TRANSDUCER

4 LAUTSPRECHER 2M86316
LOUDSPEAKER

5 DREHGEBER 24POS M. DRUCKTASTER 1845845


SHAFT ENCODER 24POS

6 EL-DISPLAY 240X128 1845454


EL-DISPLAY 240X128

7 PROG.LP STEUERUNG OXYLOG 3000 2M86713


PCB CONTROLLER OXYLOG 3000

8 KABEL DISPLAY 2M86721


WIRE DISPLAY

9 POTENTIOMETER 2M86313
POTENTIOMETER

10 FRONTFOLIE 2M86700
FRONT FOIL

11 DREHKNOPF SW WELLE 6MM 1830007


CONTROL KNOB 6MM

12 DECKEL F.DREHKNOPF 1830015


COVER F.CONTROL KNOB

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 6 von 11
OXYLOG 3000

PNEUMATIKTEIL, KOMPL. Bild/Picture 2


PNEUMATIC PART, CPL.

Datei/File: 5503403.002
Druckdatum: 13.12.2002 nderungen vorbehalten
Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 7 von 11
OXYLOG 3000

Position Benennung Sach-Nr. Bestell-Nr. Packung


Item No. Description Part No. Order-Code Quantity
1-8 PNEUMATIKTEIL, KOMPL. 2M86302
PNEUMATIC PART, CPL.

1 LP SENSOR 2M86345
PCB SENSOR

2 DOSIERBLOCK, KOMPL. 2M86342


METERING UNIT

3 KABEL SPIROLOG 2M86720


WIRE SPIROLOG

4 LP LADESCHALTUNG (OXYLOG 3000) 2M86712


PCB CHARGING CIRCUIT

5 FILTERVLIES 2M86341
FILTER MAT

6 ANSAUGFILTER 2M86340
SUCTION FILTER

7 KLAPPE AKKU 2M86329


FLAP ACCU

8 SPIROLOG 3000 2M86349


SPIROLOG 3000

9 BATTERY & CRYSTAL 1851918


(OHNE ABBILDUNG)
BATTERY & CRYSTAL
(WITHOUT ILLUSTRATION)

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 8 von 11
OXYLOG 3000

ANSCHLUSSBLOCK, KOMPL. Bild/Picture 3


CONNECTION BLOC, CPL.

Datei/File: 5503403.003
Druckdatum: 13.12.2002 nderungen vorbehalten
Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 9 von 11
OXYLOG 3000

Position Benennung Sach-Nr. Bestell-Nr. Packung


Item No. Description Part No. Order-Code Quantity
1-14 ANSCHLUSSBLOCK, KOMPL. 2M86372
CONNECTION BLOC, CPL.

1 PV, KOMPL. 2M86382


PV, CPL.

2 RINGSPALTMAGNETSYSTEM 2M86380
ANNULAR GAP MAGNETIC SYSTEM

3 DRUCKREGLER 2M86361
PRESSURE CONTROL

4 RUNDSCHNURRING D16558
TOROIDAL SEALING RING

5 O-RING M31982
O-RING SEAL

6 SIEBEINSATZ D02316
MESH BOTTOM

7 DICHTUNG GASANSCHLUSS 2M86306


GASKET GAS CONNECTING

8 O-RING 2M08776
O-RING SEAL

9 O-RING R22363
O-RING SEAL

10 KRATER 8411791
CRATER

11 DICHTSCHEIBE 8410307
SEALING WASHER

12 VALVE SRS 2M86377


VALVE SRS

13 RUECKSCHLAGVENTIL 8411147
NONRETURN VALVE

14 O-RING R31296
O-RING SEAL

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 10 von 11
OXYLOG 3000

DOSIERBLOCK, KOMPL. Bild/Picture 4


METERING UNIT

Datei/File: 5503403.004
Druckdatum: 13.12.2002 nderungen vorbehalten
Printed Subject to change without notice
DrgerService Medizintechnik
DrgerService Medical Division Drger
Ersatzartikelliste 5503.403 Ausgabe/Edition
Spare parts list 13.12.02
OXYLOG 3000 Seite/Page 11 von 11
OXYLOG 3000

Position Benennung Sach-Nr. Bestell-Nr. Packung


Item No. Description Part No. Order-Code Quantity
1-12 E-TEIL DOSIERBLOCK ME05170
SPARE PART METERING UNIT

1 VALVE VSONC 3S11 2M86362


VALVE VSONC 3S11

2 O-RING 2M10540
O-RING SEAL

3 RUNDSCHNURRING D16558
TOROIDAL SEALING RING

4 EJEKTOR 2M86350
EJECTOR

5 RUNDSCHNURRING M18445
TOROIDAL SEALING RING

6 MEMBRANE 8412491
DIAPHRAGM

7 O-RING 2M85841
O-RING SEAL

8 DOSIERBLOCK 2M86343
METERING UNIT

9 O-RING M31982
O-RING SEAL

10 STECKANSCHLUSS M30960
PLUG-TYPE CONNECTION

11 VALVE VSONC S1145PSIG34SLPM 2M86363


VALVE VSONC S1145PSIG34SLPM

12 O-RING 2M10540
O-RING SEAL

Druckdatum: 13.12.2002 nderungen vorbehalten


Printed Subject to change without notice
7HVW/LVW 7/

2[\ORJ

1RWHVRQILHOGRIDSSOLFDWLRQ
7KLVWHVWOLVWFDQEHSURFHVVHGZLWKVWDQGDUGFRPPHUFLDOO\DYDLODEOHWHVWDLGVDQGWRROVEXW
GRHVQRWUHSODFHWKHLQVSHFWLRQVDQGPDLQWHQDQFHZRUNFDUULHGRXWE\WKHPDQXIDFWXUHU
'UlJHU0HGLFDO$* &R.*D$
7HVWVPDUNHGZLWKWKHV\PERO

DUHOLVWHGLQWKH
7HVWOLVWUHSRUWDQGFDQEHGRFXPHQWHG
WKHUH
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B'HFNEODWWIP

 2[\ORJ 5HOHDVHG 


&RQWHQWV

 'HYLFHFRQILJXUDWLRQ  
 6HULDOQXPEHU 61  
 6RIWZDUH  

 (OHFWULFDOVDIHW\ 
 2[\ORJQRWDSSOLFDEOH 
 $&'&SRZHUSDFN  

 )XQFWLRQDQGFRQGLWLRQWHVW  
 $FFRPSDQ\LQJGRFXPHQWDWLRQ  
 9LVXDOFKHFN  
 6DIHW\YDOYH  
 8QLWWHVW  
 %XWWRQVDQGSRWHQWLRPHWHU  
 /RXGVSHDNHUEX]]HU/('VDQGGLVSOD\  
 9ROWDJHVXSSO\  
 6XSSO\SUHVVXUHHPHUJHQF\DLUYDOYH  
 9HQWLODWLRQ  
 8QLWKDQGRYHU  

 7HVW(TXLSPHQW  


 /LVWRIWHVWDLGV  

 $QQH[ 
 $FFHVVWR&XVWRPHU6HUYLFHPRGH &60   
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/,9=IP

 2[\ORJ 5HOHDVHG  ,


 'HYLFHFRQILJXUDWLRQ

 6HULDOQXPEHU 61

()  2[\ORJ >BBBBBBBBBB@


7KHVHULDOQXPEHULVORFDWHGRQWKHUDWLQJSODWH

 6RIWZDUH

()  6RIWZDUHYHUVLRQ >BBBBBBBBBB@


7KHVRIWZDUHYHUVLRQLVGLVSOD\HGRQVFUHHQLPPHGLDWHO\DIWHUSRZHUXS
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


 (OHFWULFDOVDIHW\

 2[\ORJQRWDSSOLFDEOH

 $&'&SRZHUSDFN
7KH$&'&SRZHUSDFNLVFDWHJRUL]HGDVSURWHFWLRQFODVV, VDIHW\
LQVXODWHG 0HDVXUHWR9'(RU,(&

 (TXLYDOHQWGHYLFHOHDNDJHFXUUHQWWHVW
 &RQQHFWRXWSXWRI$&'&SRZHUSDFNWR2[\ORJ

()  ,QLWLDOPHDVXUHGYDOXH >BBBBB$@


,PSRUWWKHLQLWLDOPHDVXUHGYDOXHIURPWKHROGUHSRUWLQWRWKHQHZRQH7KH
LQLWLDOPHDVXUHGYDOXHPD\EHPD[LPXP $

()  &XUUHQWYDOXH >BBBBB$@


7KHFXUUHQWYDOXHPD\H[FHHGWKHLQLWLDOPHDVXUHGYDOXHE\PD[ 
DQGDWWKHVDPHWLPHPXVWEH $
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


 )XQFWLRQDQGFRQGLWLRQWHVW

()  $FFRPSDQ\LQJGRFXPHQWDWLRQ
,QVWUXFWLRQVIRU8VHDUHDYDLODEOH
>2.@

()  9LVXDOFKHFN
7KHFRQGLWLRQRIWKH2[\ORJLVDVVHVVHGE\DYLVXDOFKHFN

 +RXVLQJ
7KHKRXVLQJLVQRWFRQWDPLQDWHGE\GLUWRUGDPDJHG7KHODEHOVDUH
FOHDUO\OHJLEOH
>2.@

 &RPSUHVVHGJDVFRQQHFWLRQ
7KHFRPSUHVVHGJDVFRQQHFWLRQLVQRWGDPDJHG
>2.@

 9HQWLODWLRQWXEHDQGYHQWLODWLRQYDOYH
7KHYHQWLODWLRQWXEHDQGYHQWLODWLRQYDOYHDUHQRWKDUGHQHGRUGDPDJHG
>2.@

 (OHFWULFDOSRZHUVXSSO\
7KHFRQQHFWLQJFDEOHVDUHQRWSRURXVVHYHUHO\NLQNHGRUGDPDJHG
>2.@

 &DUULHUV\VWHPDQGDFFHVVRULHV
7KHFDUULHUV\VWHPDQGDFFHVVRULHVDUHQRWGDPDJHG
>2.@

()  6DIHW\YDOYH
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

 &RQQHFWXQLWWRSRZHUDQGWR2FRPSUHVVHGJDVVXSSO\
 6HDORIIVRFNHWIRUYHQWLODWLRQWXEHZLWKSUHVVXUHJDXJH
.7/B7HVWOLVWHIP

 0DNHWKHIROORZLQJVHWWLQJV
9HQWLODWLRQPRGH &3$3
)UHTXHQF\  PLQ

 2[\ORJ 5HOHDVHG  


$ODUPOLPLW3PD[  PEDU
3((3  PEDU
7KHSUHVVXUHGRHVQRWULVHDERYH PEDU
>2.@

()  8QLWWHVW
 &RQQHFWXQLWWRSRZHUDQGWR2FRPSUHVVHGJDVVXSSO\
 &RQQHFWYHQWLODWLRQWXEHDQGYHQWLODWLRQYDOYHWRIORZVHQVRUDQG
IORZPHWHUWXEHV
 &RQQHFWWHVWVSHFLPHQV EUHDWKLQJEDJDQGFDWKHWHUVRFNHW WRIORZ
VHQVRUZLWKHOERZDGDSWHU
 6ZLWFKRQWKHXQLWDQGLPPHGLDWHO\SUHVVDQGKROGGRZQWKHNQREXQWLOWKH
PHQXIRUVHOHFWLRQRIWKHXQLWWHVWDSSHDUV
 6HOHFWDQGDFWLYDWHWKHXQLWWHVW
 )ROORZWKHRQVFUHHQLQVWUXFWLRQV
7KHXQLWWHVWUXQVZLWKRXWHUURU
>2.@

()  %XWWRQVDQGSRWHQWLRPHWHU
 6HWWKHXQLWWR&XVWRPHU6HUYLFHPRGH VHHDOVR$QQH[ 
 $FWLYDWH7HVWEXWWRQVDQGSRWHQWLRPHWHUWHVWVWHS
 7HVWDOOEXWWRQVRQWKHXQLW
:KHQDEXWWRQLVSUHVVHGDFRUUHVSRQGLQJ;DSSHDUVRQVFUHHQ,IWKH
EXWWRQKDVDQLQWHJUDO/('WKH/('OLJKWVXSZKLOHWKHEXWWRQLVEHLQJ
SUHVVHG,IWKHUHLVQR/('WKH\HOORZZDUQLQJ/('LVOLW
>2.@
 6HWWKHSRWHQWLRPHWHUWRYDULRXVVHWWLQJVDQGFRPSDUHWKHPDJDLQVWWKH
YDOXHVGLVSOD\HGRQVFUHHQ
7KHSUHVHWDQGGLVSOD\HGYDOXHVDUHLGHQWLFDO
>2.@

()  /RXGVSHDNHUEX]]HU/('VDQGGLVSOD\
 6HWWKHXQLWWR&XVWRPHU6HUYLFHPRGH VHHDOVR$QQH[ 
 $FWLYDWH7HVWORXGVSHDNHUEX]]HU/('6DQGGLVSOD\WHVWVWHS
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

 5XQWKHFRPSOHWHWHVW
7KHWHVWVRIWKHORXGVSHDNHUWKHEX]]HUWKH/('VDQGWKHGLVSOD\ZHUH
.7/B7HVWOLVWHIP

VXFFHVVIXO
>2.@

 2[\ORJ 5HOHDVHG  


 9ROWDJHVXSSO\
 &RQQHFWXQLWWRSRZHUDQGWR2FRPSUHVVHGJDVVXSSO\
 &RQQHFWYHQWLODWLRQWXEHDQGYHQWLODWLRQYDOYHWRIORZVHQVRUDQG
IORZPHWHUWXEHV
 &RQQHFWWHVWWKRUD[HOERZDGDSWHUDQGIORZVHQVRU

()  ([WHUQDOSRZHUVXSSO\
7KHH[WHUQDOSRZHU/('OLJKWVXSJUHHQ
>2.@
7KHFKDUJHLQGLFDWRU/('RIWKHLQWHUQDOUHSODFHDEOHEDWWHU\OLJKWVXSLQ
WKHIROORZLQJFRORXUV
<HOORZZKHQWKHUHSODFHDEOHEDWWHU\LVFKDUJLQJ
*UHHQZKHQWKHEDWWHU\LVIXOO\FKDUJHG
5HGZKHQQRIXQFWLRQDOEDWWHU\LVLQVHUWHGRUWKHEDWWHU\FDQQRWEH
FKDUJHGVXFKDVEHFDXVHWKHXQLWLVEHLQJXVHGRXWVLGHWKH
WHPSHUDWXUHUDQJHRIWR&
>2.@

()  ,QWHUQDOUHSODFHDEOHEDWWHU\
 6ZLWFKRQXQLW
 6HWYHQWLODWLRQPRGH,339
 5HPRYHLQWHUQDOUHSODFHDEOHEDWWHU\
7KHXQLWFRQWLQXHVYHQWLODWLQJ
7KHGLVSOD\VKRZVWKHPHVVDJH1REDWWHU\
7KHFKDUJHLQGLFDWRU/('LVOLWUHG
$QDFRXVWLFDODUPVRXQGV
>2.@
 5HILWWKHLQWHUQDOUHSODFHDEOHEDWWHU\
7KHFKDUJHLQGLFDWRU/('LVOLWJUHHQ
7KHDFRXVWLFDODUPLVGHDFWLYDWHG
 3UHVVWKH$ODUP5HVHWEXWWRQ
7KH1REDWWHU\PHVVDJHLVQRORQJHUGLVSOD\HG
>2.@
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

 5HPRYHH[WHUQDOSRZHUVXSSO\
7KHXQLWFRQWLQXHVYHQWLODWLQJ
.7/B7HVWOLVWHIP

7KHH[WHUQDOSRZHU/('LVXQOLW
7KHLQWHUQDOUHSODFHDEOHEDWWHU\FKDUJHLQGLFDWRU/('LVXQOLW

 2[\ORJ 5HOHDVHG  


$QDFRXVWLFDODUPVRXQGV
7KHGLVSOD\VKRZVWKHPHVVDJH%DWWHU\RSHUDWLQJ
>2.@
 3UHVVWKH$ODUP5HVHWEXWWRQ
7KH%DWWHU\RSHUDWLQJPHVVDJHLVQRORQJHUGLVSOD\HG
>2.@
 5HPRYHLQWHUQDOUHSODFHDEOHEDWWHU\
9HQWLODWLRQVWRSV
$QDFRXVWLFDODUPVRXQGVIRUDWOHDVWVHFRQGV
>2.@
 5HILWWKHLQWHUQDOUHSODFHDEOHEDWWHU\
 &RQQHFWWKHH[WHUQDOSRZHUVXSSO\
9HQWLODWLRQLVUHVXPHGZLWKWKHSUHYLRXVVHWWLQJV
>2.@

()  6XSSO\SUHVVXUHHPHUJHQF\DLUYDOYH
 &RQQHFWXQLWWRSRZHUDQGWR2FRPSUHVVHGJDVVXSSO\
 &RQQHFWYHQWLODWLRQWXEHDQGYHQWLODWLRQYDOYHWRIORZVHQVRUDQG
IORZPHWHUWXEHV
 &RQQHFWWHVWWKRUD[HOERZDGDSWHUDQGIORZVHQVRU
 6HWYHQWLODWLRQPRGH,339
 5HPRYHFRPSUHVVHGJDVVXSSO\
$QDFRXVWLFDODUPVRXQGV
7KHGLVSOD\VKRZVWKHPHVVDJH6XSSO\SUHVVXUHORZ
7KHUHGDODUP/('OLJKWVXS
9HQWLODWLRQVWRSV
>2.@
 6LPXODWHVSRQWDQHRXVEUHDWKLQJZLWKWKHWHVWWKRUD[
9HQWLODWLRQWKURXJKWKHHPHUJHQF\DLUYDOYHLVSRVVLEOH
>2.@
 &RQQHFWWKHFRPSUHVVHGJDVVXSSO\
7KHDFRXVWLFDODUPVWRSV
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

7KHUHGDODUP/('LVQRORQJHUOLW
9HQWLODWLRQLVUHVXPHGZLWKWKHSUHYLRXVVHWWLQJV
.7/B7HVWOLVWHIP

>2.@
 3UHVVWKH$ODUP5HVHWEXWWRQ

 2[\ORJ 5HOHDVHG  


7KH6XSSO\SUHVVXUHORZPHVVDJHLVQRORQJHUGLVSOD\HG
>2.@

 9HQWLODWLRQ

()  9ROXPHFRQWUROOHGYHQWLODWLRQ
 &RQQHFWXQLWWRSRZHUDQGWR2FRPSUHVVHGJDVVXSSO\
 &RQQHFWYHQWLODWLRQWXEHDQGYHQWLODWLRQYDOYHWRIORZVHQVRUDQG
IORZPHWHUWXEHV
 &RQQHFWWHVWVSHFLPHQV EUHDWKLQJEDJDQGFDWKHWHUVRFNHW WRIORZ
VHQVRUZLWKHOERZDGDSWHU
 0DNHWKHIROORZLQJVHWWLQJV
9HQWLODWLRQPRGH ,339
)UHTXHQF\  PLQ
$ODUPOLPLW3PD[  PEDU
3((3  PEDU
2  9RO
,( 
73ODW 
7ULJJHU RII
97  P/
 3UHVVWKH9DOXHVEXWWRQWRVHOHFWWKHPHDVXUHGYDOXHV09DQG97(
7KHGLVSOD\HG09LVLQWKHUDQJH /PLQWR /PLQ
>2.@
 6HW97WR P/
7KHGLVSOD\HG09LVLQWKHUDQJH /PLQWR /PLQ
>2.@
 6HW97WR P/
7KHGLVSOD\HG09LVLQWKHUDQJH /PLQWR /PLQ
>2.@

()  3UHVVXUHFRQWUROOHGYHQWLODWLRQ
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG

 5HPRYHWHVWVSHFLPHQVDQGFRQQHFWWHVWWKRUD[LQWKHLUSODFH
 0DNHWKHIROORZLQJVHWWLQJV
9HQWLODWLRQPRGH %,3$3
.7/B7HVWOLVWHIP

)UHTXHQF\  PLQ
$ODUPOLPLW3PD[  PEDU

 2[\ORJ 5HOHDVHG  


3((3  PEDU
3LQVS  PEDU
7LQVS  V
2  9RO
1,9 RII
7ULJJHU  /PLQ
5DPS VWDQGDUG PLGGOHFXUYH
:DLWDIHZEUHDWKVIRUWKHYDOXHVWRVWDELOL]H
7KHGLVSOD\HG3((3YDOXHLVLQWKHUDQJH PEDUWR PEDU
>2.@
3SHDNLVLQWKHUDQJH PEDUWR PEDU
>2.@

()  7ULJJHUIXQFWLRQ
 0DNHWKHIROORZLQJVHWWLQJV
9HQWLODWLRQPRGH 6,09
)UHTXHQF\  PLQ
3((3  PEDU
7LQVS  V
97  P/
$ODUPOLPLW3PD[  PEDU
2  9RO
)ORZWULJJHU  /PLQ
)ORZUDPS QRWDSSOLFDEOHRUVWDQGDUG
7KHWHVWWKRUD[LQIODWHVWRD3((3SUHVVXUHRI PEDU
>2.@
1RVHOIWULJJHULQJRFFXUV
>2.@
7KHPHVVDJH2VHWWLQJQRWSRVVLEOHPD\DSSHDU7KHPHVVDJHFDQEH
LJQRUHG
 7ULJJHUXVLQJWKHWHVWWKRUD[
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


)LJ 7ULJJHUZLQGRZ

7DEOH /HJHQGWR)LJ

1XPEHU 'HVLJQDWLRQ
 8QV\QFKURQL]HGPDQGDWRU\YHQWLODWLRQVWURNH
 6\QFKURQL]HGPDQGDWRU\YHQWLODWLRQVWURNH
 7ULJJHUZLQGRZ

7KHXQLWWULJJHUVDQGDFWLYDWHVDYHQWLODWLRQVWURNH$WWKHVDPHPRPHQWD
VWDUDSSHDUVRQWKHWRSOLQHRIWKHGLVSOD\
>2.@

()  8QLWKDQGRYHU
3ODFHIXOO\IXQFWLRQDOXQLWDWWKHXVHUVRZQHUVGLVSRVDO
>2.@
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


 7HVW(TXLSPHQW

 /LVWRIWHVWDLGV

'HVLJQDWLRQ )HDWXUHV1RWH
3UHVVXUHJDXJH 0HDVXULQJUDQJHWR PEDU
7HVWOXQJ WHVWWKRUD[ 
7HVWOXQJFRPSULVLQJWKHIROORZLQJFRPSRQHQWV
%UHDWKLQJEDJ OLWUHEUHDWKLQJEDJWRVLPXODWHOXQJ
FRPSOLDQFH
&DWKHWHUVRFNHWGLDPHWHU 7RVLPXODWHWKHDLUZD\LPSHGDQFH
PP
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


 $QQH[

 $FFHVVWR&XVWRPHU6HUYLFHPRGH &60


7RDFFHVV&XVWRPHU6HUYLFH0RGH
 7XUQWKHDGMXVWHUIXOO\FORFNZLVH
 6ZLWFKRQWKHXQLWE\WKHEXWWRQDQGDWWKHVDPHWLPHSUHVVDQGKROG
GRZQWKHEXWWRQVXQWLO&XVWRPHU6HUYLFHPRGHDSSHDUV

)LJ 6HOHFWLQJVHUYLFHPRGH

1RZWKHDSSURSULDWHWHVWFDQEHVHOHFWHGDQGDFWLYDWHG7RTXLW6HUYLFH
PRGHVZLWFKRIIWKHXQLW7KHYDOXHVVHWLQ&XVWRPHU6HUYLFHPRGHDUH
UHWDLQHGDQGUHDFWLYDWHGHYHU\WLPHYHQWLODWLRQLVVWDUWHGIROORZLQJSRZHU
XS
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/B7HVWOLVWHIP

 2[\ORJ 5HOHDVHG  


7HVW/LVW5HSRUW 2[\ORJ
7HVW/LVW(GLWLRQ 
,QVWDOODWLRQVLWH BBBBBBBBBB

2. 5HVXOW 2. 5HVXOW
 'HYLFHFRQILJXUDWLRQ
 6HULDOQXPEHU 61
   2[\ORJ >BBBBBBBBBB@
 6RIWZDUH
   6RIWZDUHYHUVLRQ >BBBBBBBBBB@
 (OHFWULFDOVDIHW\
 $&'&SRZHUSDFN
 (TXLYDOHQWGHYLFHOHDNDJHFXUUHQWWHVW
   ,QLWLDOPHDVXUHGYDOXH >BBBBB$@
   &XUUHQWYDOXH >BBBBB$@
 )XQFWLRQDQGFRQGLWLRQWHVW
   $FFRPSDQ\LQJGRFXPHQWDWLRQ
   9LVXDOFKHFN
   6DIHW\YDOYH
   8QLWWHVW
   %XWWRQVDQGSRWHQWLRPHWHU
   /RXGVSHDNHUEX]]HU/('VDQGGLVSOD\
 9ROWDJHVXSSO\
   ([WHUQDOSRZHUVXSSO\
   ,QWHUQDOUHSODFHDEOHEDWWHU\
   6XSSO\SUHVVXUHHPHUJHQF\DLUYDOYH
 9HQWLODWLRQ
   9ROXPHFRQWUROOHGYHQWLODWLRQ
   3UHVVXUHFRQWUROOHGYHQWLODWLRQ
   7ULJJHUIXQFWLRQ
   8QLWKDQGRYHU
$OOULJKWVUHVHUYHG&RS\ULJKWUHVHUYHG
.7/($/IP

6XSSO\WHVWHGDQGIXOO\IXQFWLRQDOGHYLFHWRRZQHUXVHU
'DWH 1DPH6LJQDWXUH 
'UlJHU0HGLFDO$* &R.*D$
0RLVOLQJHU$OOHH
'/EHFN
)HGHUDO5HSXEOLFRI*HUPDQ\

3KRQH  


)D[  

2[\ORJHQ
VW preliminary HGLWLRQ0DUFK

6XEMHFWWRFKDQJHZLWKRXWQRWLFH
:LOOQRWEHUHSODFHGLQWKHHYHQWRIPRGLILFDWLRQV

Vous aimerez peut-être aussi