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Drug and Alcohol Review, (March 2005), 24, 143 – 155

Stigma, social inequality and alcohol and drug use

ROBIN ROOM

Centre for Social Research on Alcohol and Drugs, Stockholm University, Stockholm, Sweden

Abstract
A heavy load of symbolism surrounds psychoactive substance use, for reasons which are discussed. Psychoactive substances can
be prestige commodities, but one or another aspect of their use seems to attract near–universal stigma and marginalization.
Processes of stigmatization include intimate process of social control among family and friends; decisions by social and health
agencies; and governmental policy decisions. What is negatively moralized commonly includes incurring health, casualty or
social problems, derogated even by other heavy users; intoxication itself; addiction or dependence, and the loss of control such
terms describe; and in some circumstances use per se. Two independent literatures on stigma operate on different premises: studies
oriented to mental illness and disability consider the negative effects of stigma on the stigmatized, and how stigma may be
neutralized, while studies of crime generally view stigma more benignly, as a form of social control. The alcohol and drug
literature overlap both topical areas, and includes examples of both orientations. Whole poverty and heavy substance use are not
necessary related, poverty often increases the harm for a given level of use. Marginalization and stigma commonly add to this
effect. Those in treatment for alcohol or drug problems are frequently and disproportionately marginalized. Studies of social
inequality and substance use problems need to pay attention also to processes of stigmatization and marginalization and their
effect on adverse outcomes. [Room R. Stigma, social inequality and alcohol and drug use. Drug Alcohol Rev
2005;24:143 – 155]

Key words: stigma, marginalization, social inequality, alcohol problems, drug problems, social control, moralization

Introduction often resulting in stigma and marginalization, and that


these factors are important in the adverse outcomes.
This paper discusses stigma and marginalization in
connection with psychoactive substance use, and how
In a substance use context, poverty and
these affect patterns by social class and other social
marginalization are not necessarily causally prior
inequalities. The paper starts from the point that
adverse outcomes (such as mortality) from heavy While the term ‘social inequality’ encompasses differ-
alcohol and drug use are much more strongly related ences on other social differentiations such as gender,
to lower social class position [1] than the patterns of age or ethnoreligious category [2], the main emphasis
heavy alcohol and drug use themselves. As will be in public health usage has been on socio-economic
discussed, there are certainly mechanisms by which differentiations. Even here, it is well recognized that
poor people can suffer worse outcomes than more there are definitional and measurement choices to be
affluent people for the same behaviour. My argument is made: poverty can be defined in absolute or in relative
that, in the case of alcohol and drug problems, an extra terms [3]; and the variables often included in measures
factor has been relatively neglected: that alcohol and of socio-economic status, such as education, income
drug use and problems are heavily moralized territories, and occupational and neighbourhood status, differ both

Robin Room, Professor and Director, Centre for Social Research on Alcohol and Drugs, Stockholm University, S-106 91 Stockholm, Sweden. E-
mail: robin.room@sorad.su.se.
Prepared for presentation at an Exploratory Workshop on Alcohol, Illicit Drugs and Addiction Research, Academy of Finland, Helsinki, 14
December, 2004. Parts of it draw on a paper, ‘Thinking about how social inequalities relate to alcohol and drug use and problems’, presented at a
conference on Inequalities and Addictions at the National Centre for Education and Training in Addictions, 25 – 27 February, 2004, Adelaide,
South Australia.

Received 8 December 2004; accepted for publication 20 January 2005.

ISSN 0959-5236 print/ISSN 1465-3362 online/05/020143–13 # Australian Professional Society on Alcohol and Other Drugs
DOI: 10.1080/09595230500102434
144 R. Room

conceptually and also often in their relationship to ‘undeserving poor’ in Major Barbara reflected the
health outcomes (e.g. [4,5]). common social welfare distinction of the time (one
By and large, the public health literature takes the that has come back into favour in our neoliberal times
attribute of being disadvantaged as causally prior in [9]). On the other hand, it is also possible to be rich
considering its relation to life-style factors such as and stigmatized and marginalized, although the
substance use and to health outcomes. There is a affluent are ipso facto better able to purchase protec-
certain logic to this, where the kind of outcome being tion from this.
considered is a death from heart attack, liver cirrhosis There is also no necessary relation between
or AIDS. Even in the sphere of physical health, psychoactive substance use and stigma or margin-
however, the model becomes more questionable when alization. In the developed countries today this is
the outcome in question is shifted from death to most obvious for alcohol, where drinking is closely
illness or disability; the existence of the illness or associated with many positively valued and high-
disability may bring a downward drift in socio- prestige activities and statuses—we have only to
economic status [6]. To the extent that the illness mention champagne for a wedding reception, or
is caused by substance use, the causal arrow between complimentary drinks for first-class passengers. It is
the use and the socio-economic status is then also now true, at least in some youth subcultures, for
potentially bidirectional. some forms of illicit substance use—e.g. ecstasy at a
When consideration extends beyond physical to rave, or cannabis at a student party. On the other
include mental health, there are further complications. hand, as we shall discuss, some aspects of psychoac-
In the first place, an aspect of the substance use now tive substance use seem to attract near-universal
becomes potentially the end-point, rather than an stigma and marginalization.
intermediator, in the form of alcohol and drug
dependence and other substance use disorders.
Sources of social value and derogation
Secondly, with mental disorders the issue of the
element of social definition in the end-point becomes What are the properties of psychoactive substances
inescapable. While there is an element of social which are relevant to social valuation or derogation? In
construction and definition in all illness, the threshold the first place, psychoactive substances are valued
of what becomes defined as a mental disorder is often physical goods. Their status as physical goods renders
set by the reactions of others to behaviours which they them subject to commodification, and indeed globali-
are defining as ‘strange and odd’ [7]. The element of zation in use and trade. Given their positive valuation,
social construction is particularly important when it possession and use has often been a symbol of power
comes to substance use disorders, and for that matter and domination [10], or at least of access to resources
such partly medicalized social categories as ‘substance beyond subsistence.
abuser’. More generally, the use of alcohol and drugs Secondly, using psychoactive substances is a beha-
is strongly moralized, and those transgressing moral viour, and very often a social behaviour. There are thus
norms are subject to stigma and social marginaliza- many social and cultural associations, mostly positive,
tion. around the use of the substance. Toasting in cham-
pagne as a symbol of celebration, the cannabis joint
passing around the circle of users, the wine circulating
Stigma, poverty and alcohol and drug problems
at a family holiday meal, the sense of community that
We may take as a working definition of stigma, in the may be engendered at a rave, are all contemporary
context of alcohol and drug use, the one used in the law images which conjure up the social meanings which
of a US state, Wisconsin: become attached to the use and which extend beyond
‘Stigma’ means disqualification from social accep- the psychoactive effect per se of the substance. Use of
tance, derogation, marginalization and ostracism the substances socially means that the use often serves
encountered by. . . persons who abuse alcohol or other to demarcate the boundaries of inclusion and exclusion
drugs as the result of societal negative attitudes, in a social grouping [11]—so that the use of a
feelings, perceptions, representations and acts of dis- psychoactive substance in itself can signal social
crimination [8]. exclusion and marginalization.
Those who are stigmatized or marginalized are often Thirdly, psychoactive substance use is a peculiarly
poor, and otherwise lacking social resources; but there intimate behaviour, in that the substance is taken into
is no necessary relation between stigmatization and the body. Any such substance is a potential source of
poverty or other social inequalities. The empirical contamination and poison, as well as of nutrition,
overlap between those who are marginalized and those pleasure or solace. In this respect, psychoactive
who are poor has long been recognized to be partial; substances are a part of the more general category of
Shaw’s distinction between the ‘deserving’ and the foodstuffs and drinks, and carry at least their share of
Table 1. Degree of social disapproval or stigma – relative ordering from lowest to highest mean rating within each countr

Country

Condition (ordering in total sample; Canada China Egypt Greece India Japan Luxem- Nether- Nigeria Romania Spain Tunisia Turkey UK
1 = least stigma) bourg lands

Wheelchair bound (1) 2 3 1 5 2 5 2 2 1 3 2 1 1 2


Blind (2) 1 5 2 2 4 9 1 1 3 1 1 2 3 1
Inability to read (3) 6 6 3 3 1 2 5 3 2 5 4 5 2 6
Borderline intelligence (4) 3 4 4 7 5 7 3 4 5 7 5 7 6 4
Obese (5) 9 1 5 1 3 1 4 7 4 4 6 3 14 11
Depression (6) 5 2 10 4 6 15 6 6 9 2 3 12 5 3
Dementia (7) 4 8 7 6 9 10 9 8 7 8 7 4 9 5
Facial disfigurement (8) 7 7 8 8 8 3 7 10 6 6 8 9 8 7
Cannot hold down a job (9) 10 11 12 10 10 4 8 9 11 10 11 11 7 10
Homeless (10) 16 9 6 9 7 12 13 15 8 16 10 8 12 8
Chronic mental disorder (11) 12 13 11 12 14 17 10 8 15 9 9 10 10 12
Leprosy (12) 11 16 9 15 13 11 11 11 18 13 14 6 13 9
Dirty and unkempt (13) 15 14 13 11 12 8 12 12 12 12 13 13 11 14

Stigma, social inequality and alcohol and drug use


Does not take care of their children (14) 18 10 16 14 11 6 16 14 10 11 15 17 4 17
Alcoholism (15) 8 12 15 13 15 14 15 16 13 14 12 14 17 15
Criminal record for burglary (16) 13 17 17 16 16 13 17 17 17 18 16 15 15 16
HIV positive (17) 14 18 14 18 17 16 14 13 14 15 18 16 16 13
Drug addiction (18) 17 15 18 17 18 18 18 18 16 17 17 18 18 18

n of key informants 15 15 16 15 47 18 16 13 15 15 18 15 15 12

Source: Room et al., 2001:276.

145
146 R. Room

the complex of prescriptions and taboos which Italy and Denmark, while the welfare system has
surround what is ingested [12,13]. traditionally had primary responsibility in Sweden and
Fourthly, by definition psychoactive substances affect Finland. In Denmark, on the other hand, drugs are
thinking and feeling, and are often expected to affect handled by the welfare system. Responsibility can be
behaviour—even to the extent that the substance may shifted between systems, sometimes abruptly; thus, for
be seen as possessing the user, submerging the true self a couple of years in California in the late 1960s,
[14]. The psychoactive qualities of the substances is alcoholism was shifted from being a health disorder to
what makes them both ‘prized’ and feared as ‘danger- being a vocational disability [16]; for that period, if a
ous’, as Steele & Josephs [15] put it. The psychoactivity Californian did not need help with getting or keeping
accounts both for much of the positive valuation on the work, he or she was not eligible for alcoholism
substances and for much of the moral loading that treatment.
commonly surrounds their use. A primarily US-based sociological literature, using
For all these reasons, a heavy load of symbolism ‘deviance’ as its general term for problems considered
thus often attaches to the use or non-use of to need social handling, has emphasized a general shift
psychoactive substances. The use may be a positive in the 20th century from crime to illness models of
signal of power or status, may be heavily derogated or deviance. On the other hand, the literature has
stigmatized, or may simply be an expression of acknowledged that the trend had been in the opposite
difference without strong implications for power or direction in the first half of the 20th century for illicit
status. drugs in the United States [17]. The general percep-
tion, in a US context, has been that more stigma is
associated with crime or vice than with disease, so that
Psychoactive substances and social institutions
the alcoholism movement, for instance, dedicated itself
and rubrics
to persuading the society that changing the conceptua-
Psychoactive substance use and its risks are influenced lization of alcohol problems from vice or crime to
or governed by social institutions and professions. In illness would diminish the stigmatization of those with
many countries, for instance, alcohol can only be sold the problems [18].
with a government licence, carrying with it limits on the
circumstances of sale. By international agreement,
The generalized and ubiquitous stigma of
some psychoactive substances are available only when
alcoholism and addiction
permitted by a prescription from a physician, with a
licensed pharmacist usually actually providing the The question of how much the stigmatization of those
substance. with a particular problem is affected by changing its
Use of psychoactive substances results in a variety of rubric, or even its social handling procedures, remains
social and health consequences, both immediate and open. For one thing it has long been recognized that, in
chronic. Included are not only chronic and acute health the minds of many in the general population, the
consequences to the substance user, but also injury and rubrics are not mutually exclusive: those who subscribe
other harm to others and problems in work and family to a disease model of alcoholism are also ready to think
roles. The full range of social institutions and profes- of it as a vice or moral weakness [18]. Thus the intent of
sions which respond to and handle health, casualty and the alcoholism movement in putting forward the
social problems are involved in responding to psy- disease concept of alcoholism, that it should replace
choactive substance problems. the ‘old moral model’, has not been realized. As a
Each of the professions and institutions tends to be recent US discussion put it, ‘in spite of two centuries of
associated with a particular governing image or rubric claims that addiction is a disease, and more recently
of the problems with which it deals. Physician and that it is similar to other chronic diseases, the idea that
hospitals deal with illness, psychiatrists and mental addiction is rooted in repeated bad choices remains
illness clinics specifically with mental illness, police and widely compelling’ [19]. Alcoholism and drug addic-
judges with crime, welfare workers and social welfare tion are, on the one hand, from the perspective of
with disability or destitution, priests and churches with medical nosology and public health, categories in the
sin. Problems from alcohol or drugs sometimes fall international classification of health disorders, under
between these jurisdictions, but more commonly fall their professional names of alcohol and drug depen-
into areas of shared jurisdiction. It is thus not obvious dence. On the other hand, in social terms both
which institutional system should be assigned the alcoholism and drug addiction are thoroughly mor-
primary jurisdiction, and there are considerable differ- alized and derogated categories. Both ‘alcoholism’ and
ences from one society to another, and sometimes from ‘drug addiction’ ranked near the top, in terms of degree
one substance to another, in this. Thus the health of social disapproval or stigma reported by local key
system has primary jurisdiction for alcohol problems in informants, in a list of 18 conditions ranked for 14
Stigma, social inequality and alcohol and drug use 147

Table 2. Marginalization and the health system: health status, utilization and attitudes among categories of the disadvantaged
living in poor districts in Portugal (in percentage)

Alcohol addicts Hard drug users Homeless Ex-prisoners Single mothers Poor elderly

Health5‘good’ 100 96 100 90 87 99


Used health ser- 15 35 12 20 35 58
vices
Bad opinion of 42 31 50 29 28 26
health services

Source: Santana, 2002.

different countries in a WHO study (Table 1)—in all A glimpse of the processes of social devaluation
but two countries, for instance, above being ‘dirty and directly relevant to health outcome can be seen in the
unkempt’; while in all but three being a drug addict was literature on public opinion about which personal
reported to be more disapproved or stigmatized than characteristics should be taken into account in setting
having a criminal record for burglary [7, p. 276]. health priorities. Summarizing six studies from Britain,
An individual’s patterns of psychoactive substance the United States and Australia, Olsen et al. [23] report
use, in a great many societies, are thus not only a matter that respondents felt that tobacco smokers, ‘high’
of public health interest, but are also a subject of social alcohol users and illegal drug users should all receive
evaluation in terms of approval or disapproval, of less priority in health care. Often the justification given
honour or stigma, in everyday life. The evaluations is the belief that the users’ behaviour contributed to
attached to a particular pattern of substance use vary their own illness. Along the same lines, the 14-country
over time and between cultures, and often vary also WHO study found that, in responses on scenarios
within a culture according to circumstances and who is involving alcohol or heroin problems, the ‘theme of
using. Disapproval may be expressed in the form of personal responsibility became vividly apparent’ [7, p.
state sanctions, up to and including being deprived of 260]. Studies in health services show that the care given
life, liberty or property. is in fact likely to be inferior if the patient is seen as a
Whatever we may think of these moral evaluations, skid-row drinker or a similarly derogated category (e.g.
an analysis which takes into account social realities [24,25]). Santana [26] found that among nine cate-
cannot ignore them. In this sense, patterns of psy- gories of ‘disadvantaged people’ interviewed in a
choactive substance use, particularly through the social population sample in deprived districts in Portugal,
evaluations of them, become involved in the creation of those identified as alcoholics were, along with the
marginalization, social exclusion and stigma. This is a homeless, the least likely to have used health services,
familiar territory for sociologists and criminologists. In despite 100% having less than good health, and the
sociological theories of labelling and deviance the most likely to have a ‘bad’ or ‘very bad’ opinion of the
pattern of substance use becomes the ‘primary health services (see Table 2). To the extent access to
deviance’, the negative social evaluation of which good health care affects health status, these findings
initially potentially sets the user on the road to illustrate a direct path by which exclusion and margin-
marginalization and exclusion [20]. In the classic alization can affect health status.
scenario, the marginalized users then find each other,
and form a mutually supportive counterculture which
Sources and objects of substance use-related
cements its members into a further marginalization
stigmatization
through ‘secondary deviance’. At the end-point of this
process, the deviant substance user is fully marginalized If we focus on processes in an ongoing society, we can
and socially excluded, indeed extruded from respect- conceive of stigmatization and marginalization as
able society. proceeding from three main sources:
The universality and inevitability of this scenario has
been challenged empirically, at least for mental illness There are the intimate processes of social control and
[21]. However, by whatever mechanism, there is no censure among family and friends (e.g. [27,28]) which
doubt that some patterns of substance use—archety- are frequently effective, but which may also result at
pally, the patterns of drinking which become defined as length in the family and friends becoming fed up and
‘alcoholism’—entail a process of social degradation and pushing the user out of the family or into treatment
exclusion, a process described in classic Alcoholics [29,30].
Anonymous language as ending in the drinker ‘hitting There are the decisions by social agents and agencies,
bottom’. which tend to focus attention on the most problematic
148
R. Room
Table 3. Percentage of informants responding ‘People would think it was wrong’ for a person to appear in public, by country

Country

Condition Total % Canada China Egypt Greece India Japan Luxembourg Netherlands Nigeria Romania Spain Tunisia Turkey UK

A woman in her 8th month of pregnancy 2 0 0 0 0 4 0 0 0 7 0 0 0 7 0


Someone who is blind 3 7 0 0 0 6 0 0 0 7 13 0 0 0 0
A person in a wheelchair 2 0 0 0 13 7 0 0 0 0 0 0 0 0 0
An obese person 12 20 7 13 7 6 19 31 8 13 0 17 0 20 8
A person who is intellectually ‘slow’ 7 7 0 0 0 4 23 0 0 13 0 0 14 33 8
Someone with a face disfigured from burns 6 0 33 6 0 0 0 12 0 20 0 0 13 7 0
Someone with a chronic mental disorder who ‘acts 15 0 33 0 20 17 12 19 17 13 27 22 0 0 17
out’
Someone who is dirty and unkempt 25 20 27 69 20 17 0 44 8 47 40 17 43 0 33
Someone who is visibly drunk 46 13 27 88 27 46 6 81 8 80 73 50 79 14 50
Someone who is visibly under the influence of drugs 58 20 57 100 40 67 M 56 17 64 67 56 79 M M

n of key informants 245 15 15 16 15 47 18 16 13 15 15 18 15 15 12

Source: Room et al., 2001:281.


Note: The question was ‘Please indicate how people in this society would react to a person with the health condition appearing in public’. ‘Think it was wrong’ refers to
responses: ‘People would think it was wrong, and might say something about it’ and ‘People would think it was wrong and try to stop it’. M = question not asked.
Stigma, social inequality and alcohol and drug use 149

cases and to amplify their marginalization [31]. Even ‘works in some ways to reduce drug related harms for
official actions intended as positive steps toward social these men and keep them ‘‘functional’’.
reintegration may result in marginalization if the case We may see three other areas of moralization and
does not ‘succeed’ (e.g. [32]). stigmatization built on this fundamental understanding
There are also policy decisions at the local or national of adverse events and consequences of the substance
level which result in marginalization. For example, the use. The first is the moralization of intoxication itself.
US law that a family should be evicted from public At a minimum, to be stoned or drunk in specific
housing if any member of the family is associated with circumstances—e.g. when about to drive a car, or as a
drug dealing has the result of increasing marginaliza- parent looking after small children—is unacceptable to
tion. More generally, policy decisions to be ‘tough on nearly everyone [37]. For those who do accept getting
drugs’ always carry the potential to stigmatize and intoxicated or high at all, it should be in periods and
marginalize those who do not conform. circumstances of ‘time out’ [38], when the risks are
Marginalization of those defined as having alcohol or limited and those in attendance are presumably
drug problems is thus a process which can have both assuming the attached risks. But acceptance of
elements which are personal and interactional and intoxication as a desirable or morally acceptable state
elements which are institutional and structural. is rare in ‘serious’ public discourse in many modern
societies, inhabiting instead the realm of literary and
Underlying the process is the heavy moralization and other artistic works (e.g. [39,40]). Table 3 shows the
stigmatization of substance use which is defined as proportion of key informants in each of 14 countries
problematic—not least by other substance users, who reporting that ‘people would think it was wrong’ for a
often define themselves in contrast to the problematic person with each of 10 named conditions to appear in
category [33]. The underlying determinant of what is public. Overall, the conditions most likely to be
problematic is the occurrence of problems which are socially excluded were ‘someone who is visibly drunk’
ascribed to the substance use: illness, violence, casual- and ‘someone who is visibly under the influence of
ties, and failure in major social roles, particularly at drugs’.
work and in the family. Part of modernity, starting in The moralization of intoxication means that advo-
the early 19th century [34], seems to have been an cates of the argument that alcohol problems are best
increased willingness to see first alcohol, and later other controlled by integration of drinking in cultural
psychoactive substances, as causal agents in these practices specify carefully that they do not include
calamities and failures in responsibility. intoxication, however culturally integrated it may be.
From the point of view of the substance user, this Thus, for instance, Morris Chafetz, long a leading
fundamental and minimum level of moralization of exponent of this position, specified that anyone who
substance use operates in terms of ‘getting caught’. In ‘has been intoxicated four times in a year’ should be
the company of other heavy drinkers, there may be little considered a problem drinker [41]. Similarly, those
or no moral loading on the drinking behaviour itself. touting the advantages of drinking have been careful to
The ideal of the ‘competent drinker’, as Gusfield [35, specify that it is moderate drinking, and not intoxication,
pp. 124 – 5] describes it among the heavy drinkers he which they favour: ‘Citizens for Moderation [repre-
studied, is not defined in terms of characteristics of the sents] the interests of [those] who consume responsibly
drinking behaviour, but instead simply in terms of the and in good health’ [42]. Conflating intoxicated bad
drinker’s ‘self-judgement of his state of risk accep- behaviour with addiction, and arguing for a ‘moral
tance’, i.e. the ability to handle himself without adverse vision of addiction’, Stanton Peele [43] called for
consequences. But if the drinker misjudges—or if he inculcating ‘values that are incompatible with addiction
simply gets caught out in a situation where the risk may and with drug- and alcohol-induced misbehaviour’,
have been low but not zero—then moral disapproval contrasting ‘values toward health, moderation and self-
descends on him, not only from society in general but control’ with ‘the immorality of addictive behaviour’.
also from other heavy drinkers, to whom he now Those on the ‘wetter’ side of debates about drinking
appears as an incompetent drinker, one who has ‘let the practices and policies have thus been at pains to
side down’. Similar conceptual mechanisms can be differentiate controlled or moderate drinking from
seen at work for use of other drugs, for instance in intoxication, and to assign opposite moral valences to
Slavin’s study [36] of socially integrated methedrine them—negative for intoxication, but positive for con-
injectors, who—far out on the distribution of drug use trolled or moderate drinking.
as they themselves were—distinguished themselves Intoxication has thus remained morally reprehensible
from ‘junkies’ in terms of their own sense of ‘control’ or at least questionable in most public discourse
of their risks. Slavin notes his own discomfort at the throughout the modern period. The stigma on intox-
‘pejorative language’ of his informants concerning the ication is so taken for granted that what exactly is wrong
‘junkies’, but also notes that the distinction they make with it is not often spelled out. There seem to be three
150 R. Room

related elements. A person under the influence of neutralized (e.g. [52,53]. Aligned with this literature
alcohol or drugs is seen as unpredictable, and thus are substantial public policy initiatives, like the Wis-
anxiety-provoking for those in the vicinity. The consin legislation quoted at the start of this paper,
intoxication is seen as disinhibiting, and thus as which provides that the state agency may ‘develop and
potentially resulting in bad or injurious behaviour implement a comprehensive strategy to reduce stigma
[14]. And to be intoxicated is also to abandon the of and discrimination against persons with mental
norm of ‘sober attention as the normative mode of illness, alcoholics and drug dependent persons’ [8].
consciousness for every waking minute’, in the modern The other literature, oriented primarily around
world of exacting machinery and intellectual work [44]. crime, generally views stigmatization as a form of social
A second area of moralization and stigmatization is in control [54], either as an aspect of judicial punishment
terms of addiction or dependence. We have already of crime [55 – 57], or as social norms which potentially
noted above the high level of stigma around alcoholism deter even without formal punishment (e.g. [58,59]). In
and addiction (see Table 1). A loss of control—over the the context of this literature, stigma is often viewed
substance use and over one’s life—has always been the benignly, as an effective way of deterring bad corporate
central element in modern cultural understandings of conduct [55], or as a less harsh alternative to punish-
the nature of alcoholism and addiction, so that they ment by the state [58]. The argument against harsh
have often been characterized as ‘diseases of the will’ punishments too liberally applied becomes that they
[45]. Half a century ago, Edwin Lemert collected a lose their effectiveness through ‘stigma saturation’, i.e.
number of statements of American attitudes toward the a reduction in their power to stigmatize [56]. Aligned
alcoholic, and noted that the ‘general theme under- with this literature, too, are public policy initiatives,
lying’ them ‘has to do with lack of self-control on the including those which frequently justify their provisions
part of the drinker’. Lemert went on to note the by the need to ‘send a message’ about what is and is not
stigmatization that this theme inevitably involved: ‘This considered tolerable behaviour.
societal symbolism of the deviation as a sign of The two literatures thus examine two ends of a
character weakness is one of the most vivid and common process. One considers the deterrent value of
isolating distinctions which can be made in a culture stigma as a means of social control—where the ideal
which attributes morality, success, and respectability to result might be universal primary deterrence so that no
the power of a disciplined will’ [46]. one was actually stigmatized. The other considers the
A third potential area of moralization and stigmatiza- real-life circumstance where the ideal has not been
tion is less universally applied: stigmatization in terms attained, and the effects of stigma on those who have
of substance use per se. For alcohol, the general not been successfully deterred. In general, the studies
stigmatization applies only in certain cultural milieux, of stigma as a means of social control recognize that the
e.g. for Mormons or for Moslems, although there are result may not in fact always be social control and
statuses or circumstances—a pregnant woman or an conformity. As mentioned above, a whole sociological
on-duty bus driver, for instance—where any use tends literature on ‘secondary deviance’ is devoted to study-
to be stigmatized. For tobacco, cigarette smoking has ing processes which may be construed as failures of
increasingly taken on a somewhat stigmatized status stigma to result in conformity. In contrast, the literature
[47]; as might be predicted, it is lung cancer patients, on stigmatization and mental health seems generally to
those who have been ‘caught’ in adverse consequences be less alive to the possibility that efforts to reduce
from the smoking, who feel the stigma most keenly stigma may also have unintended effects. One example
[48]. The aim of ‘just say no’ policies on drugs is where this was found, however, is the classic evaluation
generally to render use of the drugs socially unaccep- of the effects of a positive mental health campaign in the
table, that is to stigmatize use, and users in fact report 1950s, Closed Ranks [60], which found that efforts to
that they do experience some stigma [49]. persuade a community to see mental health was a
continuum, as opposed to seeing mental illness as a
separate state, were strongly resisted, putatively because
Studying stigma
the continuum model threatened the community’s
There are two literatures on stigma, operating on very toleration of its more ‘eccentric’ citizens.
different premises. One literature, oriented primarily As discussed above, the alcohol and drug field falls
around illness, mental illness and disability, focuses on into and overlaps the field both of mental health and of
those who are already in a stigmatized status or crime. Some parts of the field are usually considered
condition; stigma is taken for given as a discriminatory under a crime rubric—drinking driving is a good
social evil. The studies often consider the negative example—and easily subsumed in the stigma-as-
effects of stigma on the stigmatized person or on the social-control literature. Thus Blume [54] discusses
professional – patient interaction (e.g. [50,51]), from ‘stigmatizing drunk drivers’ in approving terms in his
the perspective of how the stigma or these effects can be concluding argument. On the other hand, cases under
Stigma, social inequality and alcohol and drug use 151

treatment for alcohol and drug problems are easily found in Sweden from the 1960s to the 1990s in the
subsumed into discussions of stigma and mental illness, relative class positions for heavier drinking and for
as in the Wisconsin legislation quoted above. However, alcohol-specific hospitalizations [69].
as a matter of cultural politics, it is difficult to extend Even for chronic health problems, however, poverty
either framing of stigma to cover the whole alcohol and may increase the harm from a given level of substance
drug field. On the one hand, it is unusual nowadays to use. For example, nutritional deficiencies may interact
find direct arguments for the stigmatization of those with alcohol in raising the risk of cirrhosis. Moral
who have a history of alcohol or drug problems, but considerations and stigma may also play a role in the
who are now sober. For that matter, to the extent handling and chances of the individual case. An
alcohol or drug addiction is construed as a disease, it is example is the conditions which the medical system
legally impermissible as ‘cruel and unusual punish- may set for a liver transplant for cirrhosis or a lung
ment’ in the United States to punish an addict for transplant for lung cancer. Abstinence from alcohol for
exhibiting the signs of the disease [61]. On the other a considerable time is usually a precondition for one
hand, policies against stigma usually carefully exclude and abstinence from nicotine for the other, under
from their scope those who are at the time under the conditions which cannot be justified on purely medical
influence of alcohol or using drugs [62]. Discussions of grounds, and which clearly include a moral element
stigma in the alcohol and drug field have primarily been [70]. The poor and particularly the marginalized are
clinically-orientated considerations of the stigma on likely to be disadvantaged in these processes.
those treated for alcohol or drug problems, from the Other problems from alcohol and drug use are a
perspectives of stigma as a barrier to coming to result of a single occasion of substance use. These
treatment (e.g. [63]), managing the stigma post- include overdoses, injuries from accidents or violence,
treatment (e.g. [64]), or documenting or decrying and infections, as well as such social reactions as police
public attitudes (e.g. [65]). One study considers arrests. Here poverty is likely to play a part in increasing
empirical evidence on the adverse effects of post- the risk of harm from a given occasion of use. A poor
treatment stigma [22]. drinker or drug user will have fewer resources to reduce
risks by hiring a taxi or buying an unused needle, and
often will be less secluded or protected from risks in the
Thinking about social inequality, marginalization
environment and the reactions from others. However, it
and alcohol and drug problems in a common
is surprisingly difficult to find comparable data which
frame
quantifies the effects of social inequality on the harm
Some problems from alcohol and drug use are a direct resulting from equivalent behaviour. Studies in the
physiological effect of the accumulation of use—usually United States looking for police bias by social class or
relatively heavy use—over a long time. These notably race in drinking-driving arrests, for instance, have not
include chronic physical harm such as liver cirrhosis or necessarily found it (e.g. [71,72]).
lung cancer. The relation here may be relatively A Stockholm County study gives a sense of the
uncomplicated by the social evaluation of the beha- combined effect for chronic and acute alcohol-specific
viour, so that marginalization and stigma may play only harms to health. Comparing rates of relatively heavy
a small role. More important in the relation between drinking among manual workers in 1984 with those
poverty and the harm may be market factors in terms of among higher level non-manual workers, the rates for
the price and promotion of products containing the manual workers were about 1.5 times higher for men,
substance. As the very poor in China move into the cash and about equal for women. But hospitalization rates
economy, cigarettes become available to them as a for alcohol-specific causes were more skewed between
regular consumption item for the first time; the the social classes: rates for manual workers in the
eventual result will be rising rates of lung cancer at county in 1980 – 84 were 3.6 times as high for men and
the bottom as well as top of the socio-economic ladder 2.5 times as high for women as for the higher level
in China [66]. Similarly, the relatively high taxes on nonmanual workers (recalculated from Romelsjö &
alcohol in the United Kingdom for most of the 20th Lundberg [69, Tables 2 and 4]).
century meant that liver cirrhosis used to be a disease of A third class of problems are adverse social con-
the relatively well-off in Britain [67]. The fall in the sequences of the substance use—effects of drinking in
price of alcoholic beverages relative to spending power such areas as family relationships, friendships, and work
has now put cirrhosis within reach of the poor in performance and standing. Both specific occasions of
Britain; thus the index of inequality in male cirrhosis use and the cumulation of a use pattern over time are
mortality by social class in England and Wales rose likely to be involved in the occurrence of these
from 0.88 in 1961 (i.e. fewer cirrhosis deaths in lower problems, although it is clear that the likelihood of
social classes) to 1.40 in 1981 (a 40% excess of deaths the problems occurring is much greater when enough
in lower social classes [68]). An analogous shift was use to get high or intoxicated is involved (e.g. [73].
152 R. Room

Some general population surveys have found that the These divergences between the pictures from general
ratio of adverse consequences to heavy drinking rates is population studies and from clinical populations led me
greater for those of lower SES than for those of higher to suggest that we can talk of the ‘two worlds of alcohol
SES. Thus Cahalan and Room [74, p. 91] found that problems’ [79]. The salient feature of the clinical
the rate of adverse consequences was almost twice the picture is the marginalization of many of the clients—
rate of those with heavy drinking but no consequences the high rates of ‘spare and awkward people’ [77],
in the lowest social class group, but about two-thirds without ties to a family, a continuing home, or a steady
the rate in the two upper social class groups. On the job. ‘We may suspect that the process of entering
other hand, Hilton [75, pp. 202 – 3] did not find such a treatment is to some extent a process of extrusion from
great discrepancy in a later US survey, and Harford et the general population, that many clients come to
al. [76] actually found some reverse effects of education treatment after having exhausted their moral credit with
(a greater ratio of consequences to intoxication for the employers and families’ [77].
more educated) in regression analyses of the same data. The years since this sketchy account was written have
The results of such analyses are influenced by what is seen a number of studies which fill in more of the
used as the measure of social class or position and what picture, but we still know too little about what goes on
constitutes the measure of social problems from in the hinterland between the two worlds—about how
drinking. and under what circumstances some of those with
These results come from surveys of those living in heavy substance use and occasional problems from it
households. Those who are really at the margins of a move on into the more marginalized and stigmatized
society—the homeless, those temporarily staying with world of the clinical populations.
friends or family, some of those living in group
quarters—are typically not included in the sample for
Some conclusions about research directions
such surveys. General population surveys provide a
relatively good frame for studying the effects of social Psychoactive substance use occurs in a highly charged
inequalities for relatively stable poor populations, those field of moral forces. Outlawing a drug and punishing
living in families and with some regularity of employ- those caught using it may be intended to ‘send a
ment or social support; but a household-based sample message’ about standards of behaviour. Alcohol and
is not a good frame for studying the marginalized and drug use can serve as a demonstration to the user and
socially excluded. to others about highly valued personal qualities such
Conversely, those in treatment for alcohol or drug as self-control. Adverse consequences of use can be
problems are certainly more often than not poor. regarded as evidence of moral iniquity. Entering
What is most striking about them is their high degree treatment for alcohol or drug problems is potentially
of marginalization. In this they differ considerably humiliating evidence of failure in self-management. In
from those identified as having alcohol or drug these and many other ways, substance use can serve as
problems in general population studies. The clinical an instrument of social inclusion or social exclusion.
populations have heavier use habits and a much more In terms of social exclusion the user may be
diverse range of personal and social problems from stigmatized, and the result may be social margin-
their substance use than all but a small fraction of alization.
those in general population samples. Particularly for These processes are separate from issues of the
alcohol problems, the average age of clinical popula- division of resources in society and social inequality.
tions is older than the average age of those with On the other hand, access to resources gives the user
problems in the general population. Beyond this, the greater opportunities to insulate behaviour from social
clinical population ‘is much more likely to be reactions and from potential stigma and marginaliza-
unemployed or to be in marginal jobs, and to be tion. Social inequality, stigmatization and marginaliz-
divorced or separated. . .. One-half of all clients in US ation around substance use interact in complex ways,
alcoholism treatment facilities are separated or di- which need to be better understood.
vorced, and about 60 per cent are currently not There is a high degree of marginalization and
employed’ [77]). In a variation on these statistics, a stigmatization among those who end up in treatment
recent study of those entering alcohol or drug for alcohol or drug problems, even in well-developed
treatment in Stockholm County found that less than welfare societies. Improving the social reintegration of
one-quarter of the clients were currently married or such treated populations, or implementing effective
living with a partner, about 50% lived alone, about interventions short of tertiary treatment, will require a
30% were homeless, about 30% were unemployed and better understanding of how and under what conditions
almost half thought that their mental health was a the marginalization and stigmatization happens.
‘substantial’ or more serious problem (unpublished Quantitative and qualitative studies are needed of the
figures from [78]). extent and mechanics of marginalization and social
Stigma, social inequality and alcohol and drug use 153

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