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DOI: 10.1002/chem.201200497
Stefan Grimme*[a]
Abstract: The equilibrium association um solvation model (based on DFT A semilocal (TPSS) and a hybrid densi-
free enthalpies DGa for typical supra- data) provides solvation free enthalpies ty functional (PW6B95) have been
molecular complexes in solution are and the remaining ro-vibrational en- tested. Although the DGa values result
calculated by ab initio quantum chemi- thalpic/entropic contributions are ob- as a sum of individually large terms
cal methods. Ten neutral and three pos- tained from harmonic frequency calcu- with opposite sign (DE vs. solvation
itively charged complexes with experi- lations. Low-lying vibrational modes and entropy change), the approach
mental DGa values in the range 0 to are treated by a free-rotor approxima- provides unprecedented accuracy for
21 kcal mol1 (on average 6 kcal tion. The accurate account of London DGa values with errors of only 2 kcal
mol1) are investigated. The theoretical dispersion interactions is mandatory mol1 on average. Relative affinities
approach employs a (nondynamic) with contributions in the range 5 to for different guests inside the same
single-structure model, but computes 60 kcal mol1 (up to 200 % of DE). host are always obtained correctly. The
the various energy terms accurately Inclusion of three-body dispersion ef- procedure is suggested as a predictive
without any special empirical adjust- fects improves the results considerably. tool in supramolecular chemistry and
ments. Dispersion corrected density can be applied routinely to semirigid
functional theory (DFT-D3) with ex- systems with 300400 atoms. The vari-
Keywords: density functional calcu-
tended basis sets (triple-z and quadru- ous contributions to binding and en-
lations dispersion corrections
ple-z quality) is used to determine thalpyentropy compensations are dis-
noncovalent interactions theoreti-
structures and gas-phase interaction en- cussed.
cal chemistry thermodynamics
ergies (DE), the COSMO-RS continu-
Chem. Eur. J. 2012, 00, 0 0 2012 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim &1&
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error limits. That this is indeed possible will be shown These systems cover a broad range of typical supramolec-
herein. The major advantage of such an ab initio treatment ular interactions ranging from nonpolar-dispersion-dominat-
of supramolecular interactions as opposed to empirical ed ones for complexes 1 and 2 and p-stacked structures in 3
force-field methods (for two examples see referen- and 4 to hydrogen bonding in 5 and 7 b and cationdipolar
ces [16, 17]) is that systems of any composition including binding modes in 6 and 7 a. For each of the six hosts, two
transition metals can be studied and that an unbiased pic- complexes with different guest molecules are investigated.
ture and understanding of the fundamental physical interac- This should shed light on the ability of the approach to cal-
tion mechanisms can be obtained. For a critical evaluation culate accurate relative affinities, which is in some applica-
of force-field methods for noncovalent interactions see ref- tions even more important than the absolute magnitude of
erence [18]. DGa. The benzene dimer in water 1[24] is included as a small
We have investigated the following systems (see Figure 1): system for which accurate gas-phase interaction energies are
a benzene dimer (1), two tweezer complexes with tetra- known theoretically[2528] and to demonstrate that the ap-
cyanoquinone (TCNQ) and 1,4-dicyanobenzene (2 a and 2 b proach is completely general and works for small as well as
in CHCl3) investigated in the group of Klrner,[19] two extended complexes. It also represents a limiting case with
pincer complexes of organic p systems (3 a and 3 b with a very small (near zero) binding affinity.
guests denoted as 3 c and 3 d in CH2Cl2) that have been in- Experimentally observed DGa values for supramolecular
vestigated recently also theoretically,[20] fullerenes C60 and complexes consisting of a few hundred atoms are typically
C70 in a so-called buckycatcher (4 a and 4 b in toluene) in the range 1 to 10 kcal mol1.[2] Complexes 7 a and 7 b
from reference [21], an amide macrocycle (mcycle) that with values of 21 and 14 kcal mol1, respectively, repre-
binds benzoquinone (BQ) and glycine anhydride (GLH) sent extremes. In any case this is almost an order of magni-
from the work of Hunter et al.[22] (5 a and 5 b in CHCl3) and tude less than the computed DE values for complexes of this
the cucurbit[6]uril (CB6) cation complexes of butylammoni- size.[8, 21, 20] This indicates that solvent and entropic correc-
um (BuNH4) and propylammonium (PrNH4), respectively, tions are large and positive and are effectively quenching
from the work of Mock and Shih[23] (6 a and 6 b in an 1:1 the many, in total rather strong intermolecular, noncovalent
mixture of formic acid and water). The cucurbit[7]uril interactions as noted already many years ago.[15] This situa-
(CB7) host forms an extremely stable inclusion complex 7 a tion in which a small quantity results from addition of sever-
with the dicationic ferrocene derivative bis(trimethylammo- al large terms with opposite signs is the worst-case scenario
niomethyl)ferrocene (FECP) with an equilibrium associa- for any nonempirical approach. Systematic error cancella-
tion constant of 3 1015 m1, which represents some kind of tion cannot be expected and each term individually must be
world record for synthetic systems in water.[17] The corre- computed rather accurately to obtain reliable DGa values.
sponding neutral complex 7 b with 1-hydroxyadamantane With this in mind one could consider this project successful
(ADOH) as guest in water from the same work is investigat- already if the order of magnitude and affinity trends for dif-
ed here for comparison. ferent complexes are correct. How difficult the problem is
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S. Grimme
(of AxilrodTellerMutto type[66, 67]), which was calculated as described in proaches that require use of internal coordinates (and that have never
reference [11] using our freely available program dftd3.[68] been extended to large systems) see reference [82]. A related but compu-
tationally more involved alternative is the harmonic mode scanning
method, see reference [64].
E EDFT E2 3
disp Edisp 2
The vibrational entropy of an harmonic oscillator with frequency w is
given by Equation (3) in which k is Boltzmanns constant, h is Plancks
Note that this last term is independent of the chosen density functional
constant, T is the absolute temperature and R is the usual gas constant.
in our approach. These three-body corrections to the dispersion interac-
tion of small complexes (< 1020 atoms) are negligible for, for example,
the S66 benchmark set[69] (average E3 1 hw
disp corrections are 0.06 kcal mol SV R ln1 ehw=kT 3
1
for an average total interaction energy of 6 kcal mol ; similar results ke hw=kT 1
have been reported in references [70, 71]). However, as already noted in
reference [11], three-body dispersion effects become more important in Because the first term on the right-hand side of Equation (3) asymptoti-
larger and dense systems. As will be shown below for the first time, its cally approaches infinity for w!0 we replace the contribution of low-
account improves computed supramolecular interaction energies consid- lying modes to the entropy by a corresponding rotational entropy (quasi-
erably (the more commonly used three-body uncorrected energy E = RRHO approach). For any normal mode we compute the moment of in-
EDFT + E2 ertia m for a free-rotor with the same frequency [Eq. (4)].
disp is also discussed). Furthermore, for a consistent description of
small and concomitantly large complexes it is essential to describe the
asymptotic 1/R6 dependence of the interaction energy (in which R is h
m 4
the intermolecular distance) correctly also in the large distance regime, 8p2 w
which is not possible with for example, uncorrected, (semilocal) meta-
In order to define an effective moment of inertia and to restrict it to
hybrid functionals like M06-2X[72] (for more details see reference [13]).
a reasonable value, we introduce the average molecular moment of iner-
The relatively large systems considered here should be used in the future
tia Bav as a limiting value for very small w (large m) by taking the follow-
as benchmarks to investigate this point also for other dispersion correc-
ing reduced value from Equation (5).
tions in more detail.
The dependence of the results for DGa on the chosen density functional mBav
stems from the DE part. We investigate this by single-point calculations m0 5
m Bav
with the PW6B95[51] meta-hybrid functional developed by Zhao and
Truhlar, which has proven to be very accurate for a wide range of appli- The entropy for a low-frequency mode in this approximation is then
cations when dispersion corrections are properly taken into account.[13, 73] given by Equation (6).
In all geometry optimizations we apply the large def2-TZVP AO basis
set,[34, 74] which yields small basis set superposition errors (BSSE) on the " ( 1=2 )#
8p3 m0 kT
order of 5 % of DE for larger complexes as considered here. Computa- SR R 1=2 ln 6
h2
tionally demanding counterpoise corrections are hence not applied and
we prefer to investigate the basis set dependence with the huge def2-
QZVP basis set (def2-QZVP[74, 75] with discarded g- and f-functions on In order to continuously interpolate between the rotational and harmonic
non-hydrogen and hydrogen atoms, respectively; this is denoted in short vibrational approximations, SV and SR are combined by using a weighting
QZ in the following). In one case the full def2-QZVP and cc-pVQZ[76] function of w as given by Equation (7) in which w(w) is given by the
basis has been applied for convergence checking purposes and differen- Head-Gordon damping function [Eq. (8)],[83] with a = 4 (very similar re-
ces of only < 0.2 kcal mol1 have been observed. Remaining (tiny) BSSE sults have been obtained by a Fermi-weighting function that has also
effects have been absorbed into the short-range D3 parameters as deter- been tested).
mined in original work[11, 41] at a similar basis set level. Note that the QZ
basis already contains semidiffuse AO basis functions that are known to S wwSv 1 wwSR 7
be sufficient to describe molecular polarizeabilities at the GGA level.[11]
1
Diffuse functions from reference [77] (e.g., def2-TZVPD) have been ww 8
1 w0 =wa
tested, but often lead to serious SCF convergence problems due to near-
linear dependencies in the basis and are generally not recommended
This interpolates between the harmonic vibrational entropy for w @ w0
(and not necessary for simulations of large systems in solution).
and a pure (and always finite) rotational entropy for small w. We chose
The largest SCF calculation performed here consists of 8250 contracted a value of w0 = 100 cm1 as a default (about 1/2kT at room temperature).
Gaussian AO basis functions, but can be computed nowadays routinely Equation (7) then effectively replaces the vibrational entropy for all
on conventional PC clusters. Note that this technical level is much more modes with frequencies < 100 cm1 by a corresponding free-rotor entro-
sophisticated than in many previous applications for systems of similar py. A similar cut-off value has been used by Truhlar and co-workers re-
size (e.g., references [16, 56, 78]) that employ only double-z basis sets. For cently.[56, 84] In the Supporting Information it is shown that the computed
a careful basis set study on 3 see reference [20]. entropies are only weakly dependent on the value of w0 if chosen within
All DFT calculations were performed with TURBOMOLE.[79] The RI reasonable limits (50150 cm1). Figure 2 shows the entropy for one
approximation[80] for the Coulomb integrals is always applied, which mode as a function of w at T = 298 K and for a typical value of Bav =
speeds up the computations (in particular for TPSS) significantly without 1044 kg m2. As can be seen the average entropy given by Equation (7) re-
any significant loss of accuracy. Matching default auxiliary basis sets are mains reasonable even for very low frequencies of < 23 cm1.
used.[81] The numerical quadrature grid in TURBOMOLE denoted as m4 This allows us to use computed entropies (free enthalpies) in a black-
(m5 for the final single-point energies) has been employed for the inte- box fashion, even in cases when considerable numerical noise in the fre-
gration of the exchange-correlation contributions. The computations of quency calculations cannot be avoided for technical reasons. As will be
the harmonic vibrational frequencies at the DFT-D3 level for comparison discussed further below, the differences between the results from Equa-
were performed seminumerically in parallel using the TURBOMOLE tions (3) and (7) for bimolecular reaction (association) entropies for mol-
script NumForce. ecules with only about 100 atoms already is often 12 kcal mol1. Test cal-
Computation of internal (gas-phase) entropies: Low-lying vibrational fre- culations on model systems with 300400 atoms have shown that the
quencies are notoriously inaccurate in the harmonic approximation and errors from Equation (3) can easily reach 34 kcal mol1, because very
numerical noise in typical quantum chemical calculations causes further small w values on the order of 510 cm1 are quite common in such sys-
errors. This will be considered in the following and a completely black- tems. Note that for mid-sized molecules without low-frequency modes
box type procedure is proposed to remedy the problem. For previous ap- (for which experimental data would be available) the difference to the
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Results
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S. Grimme
cases with those from a full TPSS-D3 frequency calculation. (1). In all these cases substantially better agreement be-
Table 1 also contains data in the standard formalism tween the theoretical and experimental DGa values is ob-
[Eq. (3)]. The DE values are given for the semilocal TPSS tained when the low-frequency vibrations are treated in the
and PW6B95 hybrid meta-GGA functionals and for TPSS free-rotor approximation as proposed above.
with def2-TZVP (TZ) and def2-QZVPACHTUNGRE(-g,-f) (QZ) AO basis
sets. Total association free enthalpies and comparison with exper-
Interaction energies at the EDFT + E2 disp level range from imental data: In Table 2 the total gas-phase interaction ener-
3 kcal mol1 for the benzene dimer to large values of 20 gies including three-body terms with the best functional
to 30 kcal mol1 for the other neutral complexes.
The largest values of about 80 and 130 kcal
mol1 are computed for the cationic systems 6 and
Table 2. Best estimate total gas-phase interaction energies (PW6B95-D3/QZ//TPSS-
7 a, respectively. The two-body dispersion correc- D3/TZ including three-body dispersion), solvent free enthalpy contributions
tions DE2
disp to the raw DFT interaction energy are (COSMO-RS), total enthalpies, entropies and free enthalpies of association, and cor-
huge, often on the order of about 100 % of DE and responding experimental values. If not stated otherwise the data refer to standard
for the catcher complexes even almost 200 %. Al- state conditions in the solvents mentioned in the text.
though DE2 disp is a model (density functional)-depen-
Complex DE DdGsolv DHa,calcd TDSa,calcd DGa,calcd DGa,exptl
[a]
dent quantity and only the total DE represents the 1 benzene dimer 2.8 5.8 0.7 0.6 1.3 0.1
basic term, this very clearly shows that an accurate 2 a TCNA@tweezer 30.3 9.0 8.7 4.1 4.6 4.2
2 b DCB@tweezer 20.5 4.4 6.4 4.9 1.5 1.4
account of the dispersion energy is mandatory for
3 a 3c@pincer 24.4 5.4 7.8 6.0 1.8 2.3
obtaining overall reliable supramolecular interac- 3 b 3d@pincer 20.4 3.0 8.3 7.2 1.0 1.3
tions. 4 a C60@catcher[b] 31.8 6.5 14.1 4.9 9.2 5.3
The three-body dispersion term DE3 is always 4 b C70@catcher[b] 32.6 7.3 13.7 5.2 8.4 5.1
disp
31.9 5.4 5.5 8.3
repulsive and roughly an order of magnitude small- 5 a GLH@mcyle 9.2 0.1
5 b BQ@mcyle 20.4 3.9 5.4 4.8 0.6 3.3
er. However, the contributions are mostly 13 kcal 6 a BuNH @CB6 82.2 54.5 6.8 4.9 11.7 6.9
4
1
mol , which is very significant in relation to the 6 b PrNH4@CB6 78.9 56.2 0.2 7.3 7.5 5.7
magnitude of the DGa target quantity which is typi- 7 a FECP@CB7 129.6 86.9 8.5 10.7 19.2 21.1
cally in the range 0 to 8 kcal mol1. In the case of 7 b ADOH@CB7 25.7 8.9 21.3 4.1 17.2 14.1
3 a and 3 b even the affinity difference for the same [a] At 303 K. [b] At 293 K.
host is influenced by 1.1 kcal mol1 due to three-
body effects. The complexes with the biggest DE3 disp
terms are the large 4 and 7 and with an exceptionally high (PW6B95) and the largest basis set are given together with
contribution of 4.6 kcal mol1 for the iron-containing 7 a. solvation enthalpies, free enthalpies, and experimental data.
Basis set effects (i.e., difference between TZ and QZ A comparison of computed and experimental DGa values is
values) as estimated at the TPSS level are weak in most also displayed graphically in Figure 3. In this plot we include
cases (< 1 kcal mol1), which gives confidence that the inter- estimated theoretical error bars, which have been obtained
action energies with the largest QZ basis are sufficiently by adding the following three main estimates (absolute
converged for the present purpose. In addition, the differen- values): 1) the difference between PM6 and DFTB comput-
ces between the two density functionals (using the same ge- ed RRHO corrections (if available), 2) the difference be-
ometries) are small, mostly less than 1 kcal mol1 (at most
3.8 kcal mol1 corresponding to 3 % for the most strongly
bound 7 a), which is very encouraging. Calculations using
lower-level optimized structures reveal insignificant error
due to the single-point approximation (i.e., that TPSS-D3/
TZ structures are used for PW6B95/QZ).
Finally, we shall discuss methodological issues regarding
the calculation of the DGRRHO values. These contributions
are always positive (complex destabilizing) and show moder-
ate variation (with the exception of 1 due to its small size
and of 7 a) for the different complexes. In the three cases
for which we also computed TPSS-D3/TZ frequencies (un-
scaled), good mutual agreement between the semi-empirical
results within 0.5 kcal mol1 is observed. However, a notable
impact of the proposed free-rotor approximation for the
low-frequency vibrations is found. The difference to the
standard treatment (at the PM6-D3H level) can reach size-
able values of 22.5 kcal mol1 (for 2 a and 4 b), 3.1 kcal Figure 3. Comparison of experimental and computed total free associa-
mol1 for 7 a, and even 4.3 kcal mol1 for the benzene dimer tion enthalpies.
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S. Grimme
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S. Grimme
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2427. Published online: && &&, 0000
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S. Grimme* . . . . . . . . . . . . . . . . . . . &&&&&&&&
Supramolecular Binding Thermody-
namics by Dispersion-Corrected
Density Functional Theory
Unprecedented accuracy for computed high-level quantum chemical proce-
association free enthalpies of supra- dures. The approach is quite general,
molecular hostguest complexes (some includes all basic physical effects quan-
examples are shown here) in solution titatively and requires no special
has been achieved by a combination of empirical adjustments.
Chem. Eur. J. 2012, 00, 0 0 2012 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim www.chemeurj.org &11&
These are not the final page numbers!